*146 Memorandum and Order
Table of Contents
I. INTRODUCTION.. 146
II. FACTS. 146
III. PROCEDURAL HISTORY.147
IV. LAW.'.147
A. Standards of Review.147
B. Hostile Work Environment.148
1. Aggrieved Party.148
a. As a Standing Limitation. 148
b. As a Substantive Element.150
2. Evidence Supporting the Damages Award.153
3. Employer Liability. 153
V. CONCLUSION. 154
I. INTRODUCTION
This is a pristine hostile work environment case. The plaintiff, herself a highly-regarded member of middle management, was always treated appropriately and with respect by her co-workers and by her employer. She was never discriminated against on the basis of sex, nor was she personally the target of inappropriate sexual- behavior. There was, however, evidence of sexual harassment of other women in her shop that caused her emotional distress. Whether this was sufficient to create an actionable claim for hostile work environment appears to be an issue of first impression.
Plaintiff Diane Leibovitz sued the New York City Transit Authority and two of its officials, Joseph Hoffman and Monroe Easter, alleging sexual harassment and retaliation under Title VII of the 1964 Civil Rights Act, 42 U.S.C. § 2000e et seq., 42 U.S.C. § 1981a, 42 U.S.C. § 1983, the First and Fourteenth Amendments of the United States Constitution, and parallel New York state statutory and constitutional provisions.
Plaintiffs constitutional claims were dismissed at the end of trial.. The statutory claims were presented to a jury. Only the defendant Transit Authority was held liable on the claim that it violated plaintiffs rights by its “deliberate indifference to widespread discriminatory practices and sexual misconduct against others.” The jury awarded $60,000 in damages.
The defendant made timely motions under Federal Rules of Civil Procedure 50(b), 59(a) and (e), and 54(d)(1) for a directed verdict, a new trial, and remittitur. These motions are denied. Judgment is entered for the plaintiff for $60,000 without costs or disbursements.
II. FACTS
Plaintiff is a Deputy Superintendent for the New York City Transit Authority. She joined the Authority in September’ of 1985 as a manager in Budget and Administration. At her own request, she was assigned to a ear inspection and cleaning shop where the events in question took place.
There was no problem of a sexually harassing or gender-biased nature until approximately September of 1993. It was then that plaintiff learned that Velma Lorrick, a female car cleaner, was accusing Deputy Superintendent Russ Woodléy of sexual harassment. Plaintiff questioned other female employees and was told that another woman, Joann Medina, who was allegedly harassed by Mr. Woodley, had been transferred. It was conceded that much of the alleged harassment did not occur in plaintiffs immediate vicinity and much of what she knew about the situation was second- or third-hand.
*147 Plaintiff almost immediately spoke with Woodley; with Lenny Axelrod, Manager of Labor Relations, Division of Car Equipment, Department of Rapid Transit Operations; with Pat Davis, Director of the Car Equipment Personnel Department; and with Charles Velotta, Senior Labor Relations Director. There was evidence of a delay in the Authority’s investigation of plaintiffs allegations. There was also testimony that the Assistant Chief Mechanical Officer for the North Division, Frank Raia, advised plaintiff that her complaints could be detrimental to her career.
The Authority presented proof of its procedural mechanisms for investigating and addressing harassment complaints. It did ultimately investigate the complaints and reach internal determinations on their merits.
III. PROCEDURAL HISTORY
The parties agreed that a charge to the jury consolidating the federal and state claims was desirable. The charge addressed plaintiffs allegations that her place of employment was so permeated with sexual discrimination that it interfered with her personal right to a gender-bias-free environment.
The jury was instructed that:
Plaintiff .... claims that she was the victim of sex discrimination adverse to herself in that the Transit Authority was deliberately indifferent to sexual harassment generally. The plaintiff must show that her workplace was so permeated with discriminatory sexual behavior that was so severe or pervasive that it altered the conditions of her own employment, and created an abusive working environment for her. To be pervasive, the incidents of discrimination must be repeated and substantially continue over a substantial period of time.
The jury answered “Yes” to the question on the verdict sheet: “Did defendant New York City Transit Authority violate plaintiff Diane Leibovitz’s rights by its deliberate indifference to widespread discriminatory practices and sexual misconduct against others?” It awarded her $60,000 for “Damages to date.” No damages were awarded for future injury.
IV. LAW
A. Standards of Review
Defendant contends that the verdict reached by the jury was not supported by the evidence. Specifically, it argues that (1) plaintiff was not an aggrieved party within the protections of Title VII because she herself was not directly harassed; (2) the jury’s verdict that there was an abusive working environment or that plaintiff was injured to the extent she claims was against the weight of the evidence; and (3) there was no proof that the Authority was deliberately indifferent to a violation of plaintiffs rights. Under Rules 50(b) and 59(a), defendant seeks a new trial, reduced judgment or a judgment in its favor.
Rule 50(b) authorizes a court, upon receiving a jury verdict and entering a judgment, to allow the judgment to stand, order a new trial, or direct entry of judgment as a matter of law contrary to the verdict. Fed.R.Civ.P. 50(b). Rule 59 permits a new trial to be granted. Fed.R.Civ.P. 59(a). Rule 59 also authorizes remittitur. Fed.R.Civ.P. 59(a).
Judgment as a matter of law is appropriate if there is “either an utter lack of evidence supporting the verdict, so that the jury’s findings could only have resulted from pure guess-work, or the evidence is ‘so overwhelming that reasonable and fair-minded persons could only have reached the opposite result.’ ”
Doctor’s Assocs., Inc. v. Weible,
A new trial may be granted when the trial judge “is convinced that the jury has reached a seriously erroneous result or that the verdict is a miscarriage of justice.”
Smith v. Lightning Bolt Prods., Inc.,
B. Hostile Work Environment
Title VII of the Civil Rights Act of 1964 prohibits an employer from discriminating “against any individual with respect to ... compensation, terms, conditions, or privileges of employment because of such individual’s ... sex.” 42 U.S.C. § 2000e-2(a)(1). It makes unlawful sexual harassment on both “quid pro quo” and hostile work environment grounds.
See Meritor Sav. Bank, FSB v. Vinson, 477
U.S. 57, 65,
Sexual harassment claims brought under Section 296 of the New York Executive Law—that state’s Human Rights Law—are treated in a manner virtually identical to those brought under Title VII.
See Gallagher v. Delaney,
1. Aggrieved Party
Title VII allows a “person claiming to be aggrieved ... by any unlawful employment practice” to bring suit against the employer. 42 U.S.C. § 2000e-5(f)(l)(A). The term “aggrieved” as used in Title VII is both a-limitation on who can bring suit, embodying constitutional requirements of standing, and a substantive element of a Title VII claim to be proved at trial. Plaintiff is “aggrieved” in both senses.
The defendant argues that there was little, if any, compelling evidence that plaintiff herself was directly harassed. Since the jury found that the Authority did not discriminate against plaintiff because of her gender, the defendant argues, plaintiff cannot be an “aggrieved” person within the protections of Title VII. 42 U.S.C. § 2000e-5(f)(l). As a matter of law, defendant’s proposition is not supportable.
a. As a Standing Limitation
Standing has two components. The first is a constitutional requirement for invoking federal-court jurisdiction, and the second consists of prudential restraints.
See Warth v. Seldin,
The constitutional component mandates adherence to Article III. It requires that the complainant have a personal stake in a “case or controversy” sufficient to merit invocation of the federal court’s jurisdiction.
See Warth v. Seldin,
Plaintiff satisfied the constitutional standard. She has a personal stake in this case sufficient for her to invoke jurisdiction. Her injury is distinct and actual. There was expert and lay testimony that she was emotionally injured because of the harassing activity towards others. That harm can be redressed through a damage award. That she personally was not the direct target of noxious words or deeds does not take her claim, on these facts, outside Article III.
The prudential restraints on standing are several and have been imposed by the Supreme Court in addition to the minimum constitutional requirements.
See Warth v. Seldin,
Neither the language of this statute nor its legislative history is conclusive. See 110 Cong. Rec. 2577-2585 (1964). “Sex” was added by Congress to Title VII at the last minute, with minimal debate and great celerity. See 110 Cong. Rec. 2577-2584 (1964). Legislators supporting the measure acted to eliminate inequality in the workplace based on gender with respect to hiring, promotion, pay, and task assignment. See 110 Cong. Rec. 2579-2582 (1964). Beyond these relatively immediate concerns, their design is unknown. Given that it was a large step towards workplace equality to guarantee women pay parity for equal work, it is unlikely that the enacting legislators envisioned how much further the Act’s language could reach. Talk of specific intent is futile.
Some guidance can be gleaned from analogous Title VII cases. The broadness and lack of specificity in authorizing suit by any “person claiming to be aggrieved ... by any unlawful employment practice” has been interpreted in racial discrimination cases as evincing a “congressional intention to define standing as broadly as is permitted by Article III of the Constitution.”
Hackett v. McGuire Bros.,
In racial discrimination cases, members of one group can claim discrimination based on associational and other losses from discrimination against other groups.
See, e.g., Stewart v. Hannon,
Claims based on injury due to loss of associational benefits and other injuries arguably are more compelling when the plaintiff is a member of the class discriminated against.
Compare Waters v. Heublein, Inc.,
That there are many other female employees who might have suffered injuries similar to those of one who sues, because they also were demeaned by the abusive sexual treatment of others, does not provide a reason for denying standing. A single or related series of tortious or statutory violative acts may adversely affect many people at the same time. The. scope of possible liability in other cases is not relevant in determining constitutional or statutory standing in this case.
Plaintiff suffered emotional trauma. The trauma was directly traceable to the sexually harassing environment in her workplace. She sought relief through her employer; it was either denied or delayed. She has established constitutional standing.
b. As a Substantive Element ■
Personal harassment is not the gravamen of a hostile work environment claim. To assume that a cause of action for hostile work environment excludes claims where the environment is hostile but the person complaining about the environment has not been personally attacked would make quid pro quo and hostile work environment virtually identical while unnecessarily restricting the layman’s definition of “environment.” Congress gave no indication that Title VII was designed to be so conflated.
See, e.g., Rogers v. EEOC,
The concept that witnessing the harassment of others can create an actionable hostile work environment was accepted in
Rogers v. Equal Employment Opportunity Comm.,
The reasoning of the Fifth Circuit in the
Rogers
ease was invoked by the Supreme Court in the sexual harassment context in
Meritor Savings Bank, FSB v. Vinson,
which dealt with a cause of action for a hostile environment.
See Meritor Sav. Bank, FSB v. Vinson, 477
U.S. 57, 66-68,
Dicta from other circuits support a broad prohibition of hostile work environments encompassing gender harassment that degrades the workplace, regardless of its initial direct targets.
See, e.g., Vinson v. Taylor,
The defendant cites a Fourth Circuit case which held that white males cannot allege constitutional violations based on a hostile work environment for ethnic and racial discrimination against black males.
See Childress v. City of Richmond,
Also relied upon by the defendant is
Drake v. Minnesota Mining & Mfg.,
Arguably, as suggested in Part IV b 1 a, supra, there may be a legal difference between a male alleging that he is losing the *152 associational benefits of female colleagues in the work environment because women were leaving due to harassment, and a woman alleging that the work environment was hostile to her personally because she was working in an environment where other women were being demoralized and abused on the basis of their gender. This further step in the law is not required to support plaintiffs claims, but it is worth considering in the instant a fortiori case.
Would a rare Jewish person in a Nazi concentration camp afforded privileged treatment while other Jews were being horribly persecuted have no claim for the psychological trauma of having to witness the abuse? The deterioration of the humanity, spirit, and dignity of a member of an abused class, granted personal immunity on her promise that she will remain silent — perhaps even that she will turn away and not see what is plain to see — is impermissible under fundamental ethics and law. As Primo Levi put it in his last book on the Nazi death camps, The Drowned and the Saved 86 (Raymond Rosen-thal trans., First Vintage Int. Ed.1989) (1988):
The ocean of pain, past and present, surrounded us, and its level rose from year to year until it almost submerged us. It was useless to close one’s eyes or turn one’s back to it because it was all around, in every direction, all the way to the horizon. It was not possible for us nor did we want to become islands; the just among us, neither more nor less numerous than in any other human group, felt remorse, shame, and pain for the misdeeds that others and not they had committed, and in which they felt involved, because they sense that what had happened around them and in their presence, and in them, was irrevocable.... It is enough not to see, not to listen, not to act.
No one would suggest that the conditions at plaintiffs workplace were comparable to those at the death camps. Nevertheless, the general principle regarding a responsible person’s distress at observing other’s suffering does apply. See also e.g., Eugenia Sem-yonovna Ginzburg, Journey Into the Whirlwind 394 (Paul Stevenson & Max Hawyard trans., First Harvest ed.1975) (1967) (act of kindness of female to male prisoner in Soviet gulag).
Does the law deny that an environment where a superior refers to co-workers in vulgar sexual terms, while studiously avoiding calling one favored female profane names, is demeaning, harassing, and incompatible with the dignity and well-being of all the women in that workplace? Benign neglect by an employer under such circumstances is not permitted. A Title VII hostile work environment claim may be based on this form of discrimination because the statute affords “employees the right to work in an environment free from discriminatory intimidation, ridicule, and insult.”
Meritor Sav. Bank, FSB v. Vinson,
There was sufficient evidence of widespread gender-based harassment for the jury to find a hostile work environment to which the Authority was deliberately indifferent. Plaintiff testified that she was told of the harassment of other women repeatedly. She complained about it to her superiors, who responded in what the jury could have found to be a passive and unconcerned manner. Julia McMillon, a union official and former subway cleaner for the Authority, testified that she repeatedly reported incidents of harassment and requested that timely remedial action be taken, and that such action was not taken promptly. She testified, moreover, that there was an underlying belief among female workers based upon experience that sexual harassment complaints would result in retaliation, regardless of the Authority’s stated policy to the contrary.
Whether a work environment is so permeated with instances of sexual harassment that a reasonable person would find the environment hostile is a question to be answered by a jury considering the totality of the circumstances, the context of the behavior, and reasonable perceptions of the allegedly harassing words and acts.
See Gallagher v. Delaney,
2. Evidence Supporting the Damages Award
The defendant argues that the damages awarded by the jury, $60,000 for “Damages to date,” were excessive and should be reduced.
Under New York law, applicable to the state phase of this case under
Erie R. Co. v. Tompkins,
Damages awarded for emotional distress must be shown by either (1) credible testimony regarding the mental anguish or (2) corroboration of the suffering, through medical proof, or a showing of the circumstances.
See Walker v. AMR Servs. Corp.,
Plaintiff testified about her depression, inability to sleep, weight gain, anxiety and other symptoms of depression. Dr. Fiester, a psychiatrist, confirmed the,extent and substance of her complaints. Based on New York state jury verdicts in sexual harassment cases, the jury award does not deviate materially from relevant jury awards. It is not excessive under either state or federal standards.
3. Employer Liability
An employer can be held liable for the sexually harassing behavior of its supervisors if “a) the supervisor was at a sufficiently high level in the company,
or
b) the supervisor used his actual or apparent authority to further the harassment, or was otherwise aided in accomplishing the harassment by the existence of the agency relationship,
or
c) the employer provided no reasonable avenue for the complaint, or d) the employer knew (or should have known) of the harassment but unreasonably failed to stop it.”
Torres v. Pisano,
That the Authority had internal mechanisms for dealing with harassment complaints does not prevent a factual finding that it was deliberately indifferent to the sexually harassing actions of supervisors if the internal procedures were insufficient or were not adhered to.
See, e.g., Gallagher v. Delaney,
The jury could have credited plaintiffs testimony about the Authority’s failure to adhere to its internal procedures. Specifically, Charles Velotta, Senior Director of Labor Relations for the Department of Subways, testified that he knew of plaintiffs concerns; she had spoken with him, and she was very upset. Velotta testified that, though he was familiar with sexual harassment literature, he had little formal training on the subject. Frank Leslie, assistant vice president for the Division of Equal Employment Opportunity, testified that he was aware of allegations that some Authority employees reported sexual harassment complaints to their immediate supervisor and were afforded no relief. He also was concerned that some managers who received reports of sexual harassment might find it in their best interest to fail to pursue the complaints. He admitted that he could not affirmatively state that all managers and supervisors in the Authority had received sexual harassment prevention training. Either the training of Velotta or Leslie, as the senior officials in labor relations, or their inadequate response to plaintiffs complaints could have been viewed by the jury as deficient.
See, e.g., Gallagher v. Delaney,
Given the testimony of plaintiff, McMillon, Leslie, and Velotta, the jury could find that the Authority’s procedures for preventing harassment and for dealing with existing harassment were not reasonable, and that the Authority therefore should be liable for a hostile working environment. The jury’s finding can not be disregarded.
V. CONCLUSION
The jury’s verdict will not be set aside, nor will its award be altered. Enter judgment for the plaintiff without costs or disbursements. The issue of legal fees is referred to the Magistrate Judge.
SO ORDERED.
