*1 LEGO v. TWOMEY, WARDEN Argued No. 70-5037. November January 12, Decided *2 Lewin, by appointment Nathan Court, 928, argued the cause and for petitioner. filed a brief Zagel, Attorney
James B. Assistant General of Illi- nois, argued respondent. With him on cause Scott, the brief Attorney were William J. General, Joel Flaum, M. Attorney Assistant First and War- General, Smoot, ren K. Attorney Assistant General. opinion Justice White delivered the
Mr.
of the Court.
In 1964 this Court held that a criminal defendant who
challenges
voluntariness of a confession made to
officials and
to be
sought
used
him
at his trial
process
has a due
right to a reliable determination that
the confession
voluntarily
fact
given and not the
outcome of coercion which the Constitution
forbids.
Jackson v.
479
Jackson,
have
theless, since
state and federal courts
addressed themselves
the issue with a considerable
variety We
opinions.1
granted certiorari
this case
question.
resolve
401
U. S. 992
since Jackson
question
State courts
have considered the
variety
adopted
standards,
have
most of them founded
Many
proof
state law.
have
less strict
sanctioned a standard of
doubt,
including
than
a reasonable
proof of voluntariness
or to
the satisfaction
State,
g.,
in fact. E.
Duncan v.
court or
of voluntariness
Dillon,
Idaho
State v.
145,
(1965);
278 Ala.
So. 2d 840
(1971);
698,
denied,
471 P.
cert.
2d 553
U.
People Harper,
State
398,
(1967);
223 N. E. 2d 841
36 Ill. 2d
State,
Milow,
Barnhart
(1967);
P.
199 Kan.
2d 538
*3
White,
(1968); Commonwealth v.
App. 222,
5
2 In ruling the admissible, confession judge the stated: petitioner “The has admitted struggle under oath he had a with complaining the gun; witness wounded, over the he was obtained a facial wound. The bloody Officers testified he was at the time he was arrested. “I don’t testimony believe the defendant’s at that he all was up
beaten the Police. The condition he is in explained is well by the defendant himself.” jury the as to instructed judge trial police station. not He did guilt. proving burden prosecution’s the confes- find the required jury the instruct in judging guilt used could be it voluntary before sion Supreme Illinois the appeal On direct or innocence.3 Ill. People Lego, the conviction. Court affirmed (1965). E. 2d 875 76, 2d 203 N. his conviction challenged years petitioner later
Four
States
the United
corpus
habeas
by seeking writ
He
District of Illinois.
Northern
District Court
the
found the
have
judge
trial
should
the
maintained
before
a reasonable doubt
voluntary
confession
had
Although
judge
into evidence.
admitting
law
he
Illinois
used,
mention of the standard
made no
challenged
involuntary
a confession
provided that
if,
at a
outside
into evidence
admitted
could be
voluntary by
found it
jury,
judge
presence of
In the alternative
of the evidence.4
question should
the voluntariness
argued
petitioner
for its
con-
jury
separate
to the
been submitted
also have
Jackson v.
what we described in
followed
Illinois
rule,
judge
under which the
himself
as “the orthodox
solely
finally
voluntariness of the confession .
. .”
and
determines the
.
be
procedures of all the States could not
at 378.
While
neatly classified, we
that some followed the Massachusetts
noted
whereby
evidentiary
procedure
himself first resolves
con
voluntary.
If
flicts and determines whether a confession
in fact
conclude,
may
into
is unable so to
the confession
admitted
he
voluntary
admissible,
judged
therefore
must
If
evidence.
ignore
the coercion issue and is instructed to
con
also determine
involuntary.
Id., at
n.
fession it finds
8. Other States had
adopted
procedure
York
in Jackson.
the New
issue
Our decision
cast
pro
in Jackson
no doubt
the orthodox and Massachusetts
question
practice
every
cedures but did call into
State that
clearly
procedures.
thorough
did not
of these
A
follow one
tabula
Wig
appears
tion of
did in the wake of
in 3
what States
Jackson
J.
more,
(J.
1970).
Chadbourn rev.
Evidence 585-593
4People Wagoner,
(1956);
188,
8 Ill. 2d
sideration. After first granted remedies, state the District Court exhaust no state Lego concluded that had motion, rehearing to him denied on the remedy available relief then Pate, Supp. ex F. Lego United States 308 merits. rel. Cir- (1970).5 Appeals for the Court Seventh cuit affirmed.6
I Court of Petitioner challenges judgment Appeals on three first is he was not grounds. The proved required a reasonable doubt guilty Winship, In re the con- U. S. because him proved used trial had fession been only voluntary by preponderance of the Im- evidence. plicit in the assumption claim is an that a voluntariness designed reliability to enhance the of jury To judge verdicts. whether is so must we return Denno, to Jackson v. 378 U. (1964). S. 368 Jackson, In prior juries New York most often de- termined the voluntariness of confessions and hence whether confessions could be used deciding or innocence. Trial judges required were make initial determination and could only exclude but confession, if any it could not under circumstances be deemed vol- untary.7 When fairly voluntariness was debatable, either dispute because a fact existed or because reasonable men could have drawn differing from undis- inferences puted facts, question whether the confession violated due process jury. was for the This meant the confession 5Respondent makes no petitioner contention here that either right waived adjudicate his federal claims deliberately bypassed procedures state testing Fay those claims. Noia, Cf. U. S. 6The Seventh Circuit’s unreported. affirmance is United States ex Lego Pate, (CA7 rel. No. 1970). 8,Oct. 7A thorough description more of the New procedure York found in Jackson v. S., at 377-391. *6 challenging If evidence itself. at the trial introduced was instructed jury was adduced, were its voluntariness con- found the and, if it upon voluntariness pass first to If, determining guilt. init involuntary, ignore fession to be vol- found were confession hand, on the other or its truth consider free to was then jury untary, weight appropriate an confession falsity give and or innocence. in judging guilt con- was procedure York that the New We concluded way point along no stitutionally defective because at determination clear-cut defendant receive a did a criminal in him was fact volun- used against the confession exclude a con- to tary. The trial entitled was found it he himself would have merely because fession jury and, while we involuntary, recpgnized we doubted it could perform function, empowered Precisely of reliably. guilt, because confessions do so freely may be truthful and coerced or given, whether evidence, jury we did not believe a could be potent of a probative called value truthful ignore likely, thought, we confession; but coerced it was also in voluntariness itself the would be judging reliability influenced a confession considered an accurate account of the facts. “It is now axiomatic,” we said,
“that a
in
deprived
defendant
a criminal case is
process
due
founded,
law if his conviction is
whole or in part, upon
involuntary confession,
without
regard
the truth or
of the con-
falsity
Richmond,
fession, Rogers v.
365 U. S.
and even
there
though
ample
from
aside
the con-
support
fession to
the conviction. Malinski New York, 324
401;
California,
U. S.
Stroble v.
Payne Arkansas,
181;
We
un-
of a confession and its
between the involuntariness
in the
reliability.12 But our decision was not based
8
Denno,
S., at
Jackson v.
378 U.
376-377.
9
throughout
opinion
mean a
“Judge” is used here and
factfinder,
jury,
hearing.
judge
at a voluntariness
whether trial
or
jury
against permitting
passes upon
proscription
The
proceeding
guilt
innocence to
voluntariness
in the same
or
jury
preclude
impaneling
separate
does not
the States from
Denno,
S.,
n. 19.
determine
Jackson v.
378
at 391
voluntariness.
U.
Spano
Haynes
(1963);
10 See,
g.,
Washington,
S. 503
e.
v.
Payne
Arkansas,
(1959);
York,
New
v.
356 U. S.
v.
Since improv- to do with nothing whatever signed serve has jury verdicts, accept we cannot reliability of ing the admissibility by a confession judging charge mandate of the evidence undermines the in Winship, In re Our decision U. S. concerned with for deter- Winship was not standards admissibility prose- of evidence or with the mining proof suppression hearing cution’s burden of at a when on Win- challenged grounds. evidence is constitutional ship went no further than to confirm the fundamental protects except “the right accused conviction every reasonable doubt of upon proof fact necessary to constitute the crime with which he is A charged.” high at 364. standard of Cf. Jackson petitioner pursued. This is the course that S., (a) Although at 386 n. 13. 18 U. S. C. §3501 inapplicable here, provisions is relevant to note the of that section:
“(a) any prosecution brought by In criminal the United States confession, Columbia, defined in subsec- District of voluntarily (e) hereof, shall be in if it is tion admissible evidence, given. Before such confession is received the trial any judge shall, presence jury, determine issue out of the the con- If the trial determines that as to voluntariness. voluntarily made it shall be admitted evidence and fession was permit to hear relevant evidence on judge shall the trial *9 jury give shall instruct the such to the issue of voluntariness jury the feels it deserves under the weight the confession as all to circumstances.” unjust convictions ensure said, against we
necessary, of innocence. presumption to the substance giving not rendered less reliable A verdict is at 363. guilty ad- Winship simply because the with or less consonant by a less strin- missibility of a confession is determined either not maintain that Petitioner does gent standard. is an element his confession or its voluntariness chal- He does not charged. crime with which he was by which the constitutionality of the standard lenge innocence; jury was instructed to decide his sufficiency the evidence question nor does he satisfy proper standard reached Winship have not been proof. rights Petitioner’s under violated.15
II
Winship
inapplicable
Even
because
conceding
imple
purpose
of a voluntariness
is not to
petitioner presses
presumption
innocence,
ment
of
ground
for reversal on the alternative
that evidence
fered
a defendant at a criminal
trial and chal
on
determined
lenged
grounds
constitutional
must be
give
admissible
a reasonable doubt
order to
exclusionary
adequate protection
values that
to those
designed
supra,
rules are
Jackson v.
serve.
Mississippi,
of Brown
offspring
U. S. 436 warnings were interrogations adequate todial unless Weeks v. and a was obtained. administered waiver Ohio, States, Mapp United v. (1914), and S. impermissible introduc U. make tion defendant’s of evidence obtained in violation of a Fourth In and instance, Amendment each with rights. probative kept out to its is from regard value, evidence wholly apart trier of or innocence for reasons reliability from These inde enhancing verdicts. pendent values, it is urged, require themselves stricter proof in standard of judging admissibility. appeal. and argument straightforward has But
we merely are unconvinced emphasizing the im- portance by exclusionary of the values served rules is itself sufficient demonstration that the Constitution also requires admissibility proved to be beyond reasonable doubt.16 Evidence obtained violation of the Fourth Amendment has been excluded from federal criminal many years. States, trials for supra. Weeks United The same is true of coerced confessions offered in either federal or state States, trials. Bram v. United Brown (1897); v. Mississippi, supra. But, from our experience over this period time no substantial evi dence has accumulated that federal rights have suffered from determining admissibility by a preponderance of the Petitioner offers nothing to suggest that ad evidence.. missibility rulings have been unreliable or otherwise wanting quality because based on higher some standard. good cause, Without we are unwilling to ex pand currently applicable exclusionary rules erecting additional barriers to placing truthful and probative evi 16It persuasive is no more impose the stricter standard supervisory power exercise of than as a constitutional Ralph v. Warden, supra, rule. Cf. n. clarifying United States Inman, supra, Pea 1; n. States, United supra, n. 1. the standards by revising juries dence before state reason proceedings. Sound in collateral applicable offered has not been direction in this further moving This present time. any at the discern here nor do we very exclusionary rules are since the true particularly *11 by police and conduct deterring at lawless much aimed the escalating very doubtful it is prosecution and Amend Fifth in Fourth and prosecution’s burden sufficiently pro hearings would suppression ment public the interest outweigh to respect in this ductive pur for the juries before probative placing about truthful decisions pose arriving innocence. con- in Jackson: when a
To reiterate what we said involuntary to be used sought challenged fession as trial, he is entitled criminal defendant at against a the con- determination that to a reliable and clear-cut the voluntarily Thus, rendered. was in fact fession by at least a prosecution prove must voluntary. confession was Of the evidence that the free, pursuant law, the to their own course, States are may indeed differ as adopt higher to standard. They they find at appropriate to the resolution of the values stake.17
III reject petitioner’s that, We final contention even also he though claim, the trial ruled on his coercion judge decide the claim anew. jury was entitled to have the To the extent asserts that the de- argument judge’s this insufficiently per- reliable, termination was it is no more petitioner’s suasive than other contentions. To the ex- position jury tent assumes that a is better suited judge voluntariness, than a to determine it questions Denno; assumptions basic of Jackson v. ignores also supra. See cases cited in n. the con- any about question raised that Jackson neither rule for validity of the orthodox so-called stitutional even admissibility sug- nor of confessions judging requires submission of gested that Constitution jury judge. Finally, as well as a voluntariness claims to Louisiana, Duncan v. made which right jury applicable Amendment to trial the Sixth did normal rule States, purport change for the admissibility question evidence is a jury. require court rather than the Nor did that decision admissibility pass upon that both evidence when are for grounds constitutional asserted it. excluding disposed impose We are not a consti- requirement procedure tutional we have found wanting merely afford petitioner a second forum litigating his claim. Appeals
The decision of the Court of
Affirmed. Rehnquist MR. Justice Powell and Mr. Justice took part no in the or consideration decision of this case. Doug-
Mr. Justice Brennan, Mr. with whom Justice las Mr. and Justice Marshall join, dissenting.
When the prosecution,
or
federal,
put
state
seeks
in evidence an
involuntary
allegedly
confession, its ad-
missibility is
determined
the command of the Fifth
Amendment
person
. .
compelled
. shall be
“[n]o
in
criminal
any
case
be a witness against himself.”
Davis
Carolina,
v. North
384
S. 737,
(1966)
U.
;
v.
Malloy
Hogan, 378 U. S.
7-8
1,
Bram
(1964);
v.
States,
United
Ideally, him. As into evidence never be admitted would we said in Jackson stand cannot a criminal conviction
is “axiomatic” that involuntary in if founded, part, it “is whole ample . there is though confession . . even conviction.” support from the confession to aside the criminal I informed observers Yet doubt utter- compelled deny at least some process would scrupulous adherence assuming slip through, ances even pro- rigorous and the most to constitutional standards to move attempt Jackson was an protections. cedural there the ideal. We reality somewhat closer to it “did not afford New York rule because rejected the determination of the voluntariness a reliable and conse- trial” confession offered evidence at the quently adequately protect “did not defendant’s] [a *13 upon a coerced to be free of conviction based right today points the Court confession.” at 377. As in Jackson was we established out, procedure “[t]he entirely individual, right of an designed safeguard the compelled to innocence, or not to be from his apart Ante, by at 485. himself his own utterances.” condemn importance the our is no need to dwell There the concept justice preserving of attaches American rule Both the privilege. constitutional integrity of the in- when conviction reverses a that automatically and the trial at voluntary confession was admitted whether determining in Jackson procedure established the to further means voluntary are a confession was product not the of a defendant end no utterance that him. against be used choice will own free in Jackson: today what we held “[W]hen Court reaffirms sought involuntary challenged a confession he trial, at his used a criminal against defendant that and clear-cut determination entitled to a reliable Ante, voluntarily rendered.” the confession was in fact that it follows But the on hold goes at 489. Court prove at least prosecution from must Jackson “the that the confession evidence that preponderance my In voluntary.” disagree. view, was Ibid. I requires rationale of Jackson the conclusion pro- provide does not sufficient standard confessions tection danger involuntary employed will be criminal trials. factfinder normally presents
A Jackson and law testimony with from the defendant conflicting during occurred enforcement officers about what the defendant. The factfinder’s interrogation officers’ practical matter, resolution of as a often, this conflict is Jackson, the final issue. resolution the voluntariness example. supra, typical 390-391. This case is a police Petitioner testified he confessed because the had no him; police beaten testified that there beating. notes, As the Court trial resolved “[t]he credibility problem police this in favor of the and ruled Ante, the confession admissible.” at 480. When the question before the factfinder is whether to one believe accounts of self-serving hap other two what has apparent pened, persuasion it is standard in many instances be of controlling will significance. *14 Randall, 513, 525-526 Speiser v. See have rights federal “that Although suggests the Court admissibility by pre determining suffered from [not] has been there and that ponderance of the evidence” unre been have rulings admissibility “that showing no standard,” higher . not based on some liable . . because denied, given ante, I it can do not think 488, at determina ordinary nature of voluntariness factual will proof a lower standard tion,' permitting involuntary of more in result the admission necessarily prosecu were the confessions than would be admitted converse, required higher to meet a standard. tion higher standard course, Requiring is also true. voluntary will be excluded means confessions that some found have been involuntary though even would they voluntary under the lower standard. required criminal convic- proof
The standard yet have held that presents situation, tion a similar we by beyond a reasonable guilt must be established In Winship, (1970) ; re doubt. 361-364 U. id., Permitting (Harlan, J., concurring.) see at 370-372 proof by a would neces- preponderance the evidence are sarily in the more defendants who result conviction of in burden Conversely, imposing fact innocent. de- proof beyond that more a reasonable doubt means It in found innocent. guilty fendants who are fact are that demand seems to me that the same considerations standard when innocence reasonable-doubt the question at stake also demand standard when admissibility allegedly involuntary of an confession. permit proof of the evidence We no more serious litigation civil because “we view it as general for there to be an erroneous in the de- verdict than fendant’s favor for there to be an erroneous verdict plaintiff’s in the favor.” con- J., (Harlan, do curring). We not take that view in criminal cases. *15 standard Winship reasonable-doubt said in that the We convic- the risk of reducing prime “is a instrument provides error. The standard resting tions on factual ... of innocence presumption concrete substance for the in con- put Mr. at 363. As Justice Harlan a rea- opinion, the curring requirement on value sonable doubt is “bottomed a fundamental far con- society determination of our that it is worse to let man free.” guilty go vict innocent man than to a Id., at 372. permit prove by preponder
If we to a prosecution the voluntary, ance of the evidence that a confession was then, paraphrase Harlan, pre to Mr. Justice we must be pared justify the view it is no more serious in that general involuntary to admit confessions than it tois voluntary exclude I prepared confessions. am not justify that Compelled view. self-incrimination is so alien to the American I justice sense of no way that see that such a justified. view could ever If we are to provide “concrete substance” for the command of the Fifth Amendment no person shall be compelled to condemn himself, we must insist, we do as at the trial of guilt or innocence, the prosecution prove the defendant’s confession was voluntary beyond a reason able my doubt.* In judgment, paraphrase Mr. Jus *My view that the reasonable-doubt imposed standard must be prosecution the depend does not upon whether that standard would be more effective than some lower standard in deterring police misconduct. aWhen defendant challenges his confession as in- voluntary, “the inquiry constitutional is not whether the conduct of state in obtaining officers the confession shocking, but whether the voluntary confession was ‘free and Malloy Hogan, ....’” It is true that frequently defendant will police allege misconduct, petitioner as Nevertheless, did here. as we Sain, said Townsend v. 293,308 “[a]ny question- ing police officers which in produces a confession which is not fact product of a free intellect renders that confession inadmissible.” (Emphasis original.) Fifth Amendment command of
tice Harlan again, worse society it is of our the determination reflects than it is to involuntary self-condemnation permit do not we Just probative evidence. a deprive we guilt, doubt when is reasonable convict there into evi introduce prosecution to permit should reason there confession when dence defendant’s free rational of his product doubt that it was able choice. bar admission
I absolute add that the only his criminal trial compelled utterance of a defendant’s American commit- expression fundamentally an *16 individual. What we said worth ment to moral reason- Winship repeating here. bears “[U]se re- indispensable command the is able-doubt standard community applications spect and confidence moral force of criminal It critical that the law. criminal law be diluted a standard men being innocent are people in doubt whether leaves just 364. I condemned.” believe per- that when system justice to our of criminal critical no reasonable doubt against him, words used son’s are of his free will. spoke remains that he own
