Case Information
*1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA MATTHEW AUGUST LeFANDE,
Plaintiff, Civil Action 09-217 (BJR)
v.
DISTRICT OF COLUMBIA,
Defendant. MEMORANDUM OPINION AND ORDER
Plaintiff Matthew LeFande, proceeding pro se , brings this action against defendant District of Columbia (“District”), alleging a violation of his First Amendment rights, breach of contract, and defamation. This case arises from LeFande’s termination from his position as a Police Reserve Officer (“PRO”) with the Metropolitan Police Department (“MPD”). Before the Court is the District’s motion to dismiss LeFande’s breach of contract and defamation claims for failure to state a claim upon which relief may be granted [#14]. The District also seeks to dismiss LeFande’s claim for punitive damages. Upon consideration of the motion, the opposition thereto, and the record of this case, the Court concludes that the motion should be granted.
I. BACKGROUND
A. Factual Background
As alleged by LeFande, he began serving as a PRO in 1993. Compl. ¶ 12. As a PRO,
LeFande was among a corps of unpaid volunteers who provided assistance to the MPD.
See
Griffith v. Lanier,
Later in 2006, the MPD issued a General Order that limited the collective bargaining
rights of PROs and provided that PROs could be dismissed at will. MPD Gen. Order No. 101.3
(Mar. 28, 2006). Several PROs filed a lawsuit challenging the MPD’s authority to issue the
General Order, and LeFande, who is also a lawyer, represented them in that action.
See Griffith
v. Lanier
,
B. Procedural Background
LeFande filed this action in February 2009. In his complaint, LeFande contends that his January 2008 termination was unlawful because it was in retaliation for his bringing the Griffith litigation. LeFande also contends that his firing violated the putative settlement agreement in LeFande I , resulting in a breach of contract. Finally, he argues that his termination constitutes defamation because it will be incorporated into his “personnel jacket” and will cause injury to his reputation and professional standing.
In June 2009, Judge Kennedy determined that LeFande failed to state a First Amendment retaliation claim because his role in the Griffith lawsuit “did not relate to a matter of public concern.” LeFande v. District of Columbia , Civ. No. 09-217, slip op. at 6 (D.D.C. June 25, 2009) [#9]. Having found that LeFande’s speech did not relate to a matter of public concern, the court did not address whether LeFande was able to satisfy any of the other elements of a First Amendment retaliation claim. The court then declined to exercise supplemental jurisdiction over LeFande’s common law breach of contract and defamation claims and dismissed his lawsuit. Id. at 7.
LeFande appealed. In July 2010, the D.C. Circuit reversed Judge Kennedy’s
determination that LeFande’s speech did not relate to a matter of public concern and remanded
the case for further proceedings.
See LeFande v. District of Columbia
,
II. LEGAL STANDARD
Under Federal Rule of Civil Procedure 12(b)(6), a court may dismiss a complaint for
failure to state a claim upon which relief may be granted. Fed. R. Civ. P. 12(b)(6). In evaluating
whether a complaint is sufficient to withstand a motion to dismiss under Rule 12(b)(6), “the
plaintiff’s factual allegations must be presumed true and should be liberally construed in his or
her favor.”
Sieverding v. Dep’t of Justice
,
III. ANALYSIS
A. Breach of Contract
Under District of Columbia law, “[t]here is a presumption that a hiring not accompanied
by an expression of a specific term of duration creates an employment relationship terminable at
will by either party at any time.”
Perkins v. Dist. Gov’t Emps. Fed. Credit Union
,
There are generally two ways a party can rebut the presumption of at-will employment in
order to bring a wrongful discharge claim under a breach of contract theory. First, parties can
provide evidence that they intended to contract for a fixed period of employment.
Nickens
, 600
A.2d at 816
.
Alternatively, they can provide evidence that the agreed-upon employment can only
be terminated upon specific preconditions.
Id.
In dispelling the at-will presumption, “[t]he
controlling factor is the intent of the parties with respect to the terms of the contract.”
Hodge v.
Evans Fin. Corp.
,
In this case, LeFande argues that the settlement agreement reached between himself and the District in LeFande I created a contract between the two parties. Compl. ¶ 30. According to LeFande’s complaint, under the terms of that agreement, the District made “an express promise to return him to his position.” Compl. ¶ 21. Thus, when LeFande was terminated from his position as a PRO in 2008, he contends that his termination constituted a breach of the 2006 contract. Compl. ¶¶ 29–32. The District responds that there can be no breach of contract because LeFande was an at-will employee. [2]
*6
The District’s argument is well taken. Assuming the existence of a settlement agreement
in which the District made “an express promise to return [LeFande] to his position,” Compl. ¶
21, the complaint does not put forward any factual allegations from which the Court can infer
that anything but an at-will employment relationship existed. LeFande does not allege that the
District agreed that his employment would be for a fixed period. He does not allege that the
District agreed that he would be subject to termination only upon certain preconditions. And he
does not describe any circumstances from which it could be reasonably inferred that he and the
District intended to create anything other than an at-will relationship. LeFande’s allegation that
the District agreed to “return him to his position” amounts to an allegation that the District
agreed to employ LeFande and that LeFande agreed to be employed. Under District law, “the
mutual promise to employ and serve creates a contract terminable at the will of either party.”
Bell
,
employment status from not being at-will to being at-will, the Court declines that invitation. LeFande specifically identifies the LeFande I settlement agreement as the contract that has been breached. Accordingly, the Court will examine only whether LeFande’s termination was unlawful because it breached that putative agreement.
[3] Under the portion of the Complaint in which LeFande asserts a breach of contract
claim, he states that the District “violated the good faith covenants in contracting by again
terminating the Plaintiff without any stated cause just two years after making the settlement
agreement.” Compl. ¶ 32. While every contract in the District of Columbia contain an implied
covenant of good faith and fair dealing, parties to an employment at-will agreement cannot claim
a breach of this duty.
Paul v. Howard Univ.,
B. LeFande Cannot Properly State a Public Policy Exception to the At-Will Doctrine
Although LeFande’s complaint does not include a tort-based claim for wrongful discharge in violation of public policy, his brief opposing the District’s motion to dismiss asserts that “the prior protected speech was, at a minimum, a substantial or motivating factor” in his termination. Pl.’s Opp’n to Def.’s Mot. to Dismiss (“Pl.’s Opp’n”) at 2. Liberally construing these allegations in a light most favorable to the plaintiff, LeFande’s contentions could plausibly be interpreted as alleging a claim against the District for the tort of wrongful discharge in violation of public policy.
District of Columbia courts recognize an exception to the at-will employment doctrine.
In
Adams v. George W. Cochran & Co.
,
The court should consider seriously only those arguments that reflect a clear mandate of public policy—i.e., those that make a clear showing, based on some identifiable policy that has been “officially declared” in a statute or municipal regulation, or in the Constitution, that a new exception is needed. Furthermore, there must be a close fit between the policy thus declared and the conduct at issue in the allegedly wrongful termination.
Id . at 164 (Terry, J., concurring) (footnotes omitted); accord Liberatore v. Melville Corp ., 168 F.3d 1326, 1331 (D.C. Cir. 1999) (stating that “the effective holding of the en banc court” in Carl was that circumstances other than an employee’s outright refusal to violate a law can constitute grounds for a public policy exception if “solidly based on a statute or regulation that reflects the particular public policy to be applied”) (internal quotation marks omitted).
Even where there is a showing of a clearly identifiable policy, the D.C. Court of Appeals
has refused to find new exceptions to the doctrine of at-will employment where the legislature
has already “creat[ed] a specific, statutory cause of action to enforce” the public policy at issue.
See Carter v. District of Columbia
,
Here, there is no suggestion that LeFande was terminated for refusing to violate the law.
Therefore, the
Adams
standard is inapplicable. As to whether LeFande can rely on the broader
standard outlined in
Carl,
the Court notes that LeFande has brought a claim for the alleged
deprivation of his First Amendment rights pursuant to 42 U.S.C. § 1983.
See
Pl.’s Compl. ¶¶ 3,
*9
24–28. In enacting Section 1983, Congress created a “specific, statutory cause of action to
enforce” deprivations of constitutional rights, encompassing the type of First Amendment
violations alleged by LeFande in his complaint.
Carter
,
To establish a defamation claim in the District of Columbia, a plaintiff must show (1) that
the defendant made a false and defamatory statement concerning the plaintiff; (2) that the
defendant published the statement without privilege to a third party; (3) that the fault of the
defendant in publishing the statement amounted to at least negligence; and (4) either that the
statement was actionable as a matter of law irrespective of special harm or that its publication
caused the plaintiff special harm.
Jankovic v. Int’l Crisis Group,
1. LeFande Fails to Meet the Publication Requirement of a Claim for Defamation
With respect to the second element in a defamation claim—publication— a cause of
action for defamation “requires proof of publication of the defamatory statement to a third party.”
Oparaugo v. Watts
,
In Pinkney , the plaintiff alleged that his employer “contributed to a chain of events that threatened the publication” of information about the plaintiff’s dismissal to “prospective employers who might request and examine his personnel file when considering whether to employ him.” Id. The court held that such a scenario could not satisfy the publication element. Id. The court reasoned that “the threat of a defamatory publication, no matter how imminent it may be, is not itself actionable as defamation. Only if the threat is carried out is the protected interest in unimpugned reputation implicated.” Id.
In this case, LeFande contends that MPD’s decision to remove him from his position “implies that such termination is proper and for cause.” Compl. ¶ 34. According to LeFande, this constitutes defamation because, “by incorporating the termination into Plaintiff’s personnel jacket, MPD communicates information known to be false to future readers.” Compl. ¶ 36. He further asserts that “[s]uch communication will inevitably cause the Plaintiff injury to his reputation and professional standing.” Compl. ¶ 38.
The District argues that LeFande has failed to allege specific third-party individuals who received the District’s allegedly defamatory statements. Def.’s Mem. at 10–11. The District contends that because LeFande does not allege that the District’s purportedly defamatory statement was published to specific individuals, his defamation claim must fail. Id.
The District’s argument is persuasive. LeFande does not identify a person or category of persons to whom any allegedly defamatory statement was published. Instead, LeFande asserts *11 that information about his termination might be read by “future readers” of his personnel jacket. Compl. ¶ 36. In Pinkney, the statement complained of was sent only to the plaintiff, causing the court to find that the plaintiff failed to satisfy the publication element. Here, LeFande has not even alleged that he has read the information contained in his personnel jacket. Because, as in Pinkney , LeFande complains only of the threat that allegedly defamatory material might be read by third parties, he, too, fails to satisfy the publication element. Accordingly, the Court finds that LeFande has not plead an actionable claim for defamation.
2.
LeFande Fails to Allege a Defamatory Statement
The District also maintains that LeFande fails to satisfy the first element of a defamation
claim because he fails to allege that the District made a false and defamatory statement. Def.’s
Mem. at 10.
See Jankovic v. Int’l Crisis Group,
“In an action for defamation, the courts are charged with the responsibility of determining
whether a challenged statement is capable of conveying a defamatory meaning.”
White v.
Fraternal Order of Police,
Here, LeFande’s claim for defamation is based on the argument that future readers of his
personnel jacket may wrongly infer that LeFande was terminated for cause, thus resulting in
injury to LeFande’s professional reputation. While courts in the District of Columbia recognize a
cause of action for defamation by implication, such claims are only actionable if a plausible
implied meaning suggests something “odious, infamous or ridiculous.”
Id.
Courts in the District
refuse, as a matter of law, to find defamatory meaning where the claim of defamation is based on
the interpretation third parties place upon the termination of an at-will employee.
Clampitt v.
Am. Univ.
,
C. Punitive Damages
The District has moved to dismiss LeFande’s claim for punitive damages. The District
contends that, as a municipality, it is immune from punitive damages. In support of this
argument, the District relies on
City of Newport v. Fact Concerts, Inc.
,
In this case, LeFande brings three causes of action: a First Amendment claim pursuant to
§ 1983; a common law breach of contract claim; and a common law defamation claim. For the
reasons explained above, the Court dismisses LeFande’s common law claims. Therefore,
LeFande’s First Amendment claim, brought pursuant to § 1983, is the only remaining claim.
Because the District is a municipality,
Butera v. District of Columbia
,
LeFande attempts to get around the hurdle posed by
Fact Concerts
by arguing that the
chief of MPD—a policymaker—was personally involved in his termination, thereby authorizing
punitive damages pursuant to the D.C. Circuit’s statement in
Daskalea v. District of Columbia
,
IV. CONCLUSION
For the foregoing reasons, it is this 21st day of May, 2012 hereby ORDERED that the District’s motion to dismiss [#14] is GRANTED . Accordingly, LeFande’s breach of contract and defamation claims will be dismissed. In addition, LeFande may not seek punitive damages in this action.
__________________________________________________________________ BARBARA J. ROTHSTEIN UNITED STATES DISTRICT JUDGE
Notes
[1] While LeFande alleges the existence of a 2006 settlement agreement in which the
District promised to return LeFande to his voluntary position in exchange for LeFande dropping
a lawsuit against the District, LeFande has not attached a copy of the putative agreement to his
Complaint. In light of the liberal notice pleading standards embodied in Rule 8(a) of the Federal
Rules of Civil Procedure, the Court finds that LeFande has sufficiently alleged the existence of a
contract such that the Court may proceed in evaluating the District’s motion to dismiss.
See
Pierce v. Montgomery Cnty. Opportunity Bd.
,
[2] The District offers two arguments in support of its assertion that LeFande was an
at-will employee. First, the District argues that the terms of the putative settlement agreement in
LeFande I
, as described in the complaint, do not dispel the presumption of at-will employment.
Def.’s Mem. at 6–8; Def.’s Reply at 2–3. Second, the District argues that the MPD General
Order, upheld in
Griffith v. Lanier,
[4] The District makes several additional arguments as to why LeFande’s defamation claim fails as a matter of law. First, the District argues that LeFande’s defamation claim should be dismissed for the reason that LeFande failed to comply with D.C. Code § 12-309, which requires a plaintiff who files suit against the District for unliquidated damages to provide notice to the District of the “approximate time, place, cause, and circumstances of the injury or damages.” D.C. Code § 12-309. Second, the District argues that LeFande fails to satisfy the third and fourth elements of a defamation claim. Because the Court finds that LeFande’s defamation claim fails for the reason that he cannot satisfy the publication or defamatory statement elements, the Court does not reach these additional issues.
