Turk LEEBAERT, in his own right and on behalf of his minor son Corky Leebaert, Plaintiff-Appellant,
v.
Carol A. HARRINGTON, in her personal capacity and official capacity as Superintendent of Schools, and Fairfield Board of Education, Defendants-Appellees.
Docket No. 02-7399.
United States Court of Appeals, Second Circuit.
Argued: December 12, 2002.
Decided: June 13, 2003.
Vincent P. McCarthy, American Center for Law and Justice Northeast, Inc. (Kristina J. Wenberg, of counsel), New Milford, CT, for Plaintiff-Appellant.
Steven A. Levy, Friedman, Newman, Levy, Sheehan & Carolan, P.C. (James A. Mahar, of counsel), Fairfield, CT, for Defendants-Appellees.
Before: NEWMAN, KEARSE, and SACK, Circuit Judges.
SACK, Circuit Judge.
Plaintiff-Appellant Turk Leebaert ("Leebaert") argues that his constitutional right to direct the upbringing and education of his child requires the defendants, upon his request, to excuse his minor son, Corky Leebaert, from attending health education classes at a public school administered by the defendants. Leebaert further argues that the right so to excuse his son is, as a matter of constitutional law, "fundamental." His son may therefore be required to attend classes teaching the health curriculum only if the requirement that he do so withstands constitutional "strict scrutiny" which, Leebaert contends, it does not. The defendants assert to the contrary that their mandatory curriculum must meet only the lower "rational basis" constitutional standard of review because the right that Leebaert asserts is not properly classified as "fundamental." They also contend — and this Leebaert does not dispute — that required attendance at the health education classes meets the rational basis test. The district court agreed with the defendants, and so do we. We therefore affirm.
BACKGROUND
Connecticut state law sets forth requirements for Connecticut public-school curricula. Subjects that must be "taught by legally qualified teachers" include "health and safety, including, but not limited to, human growth and development, nutrition, first aid, disease prevention, community and consumer health, physical, mental and emotional health, including youth suicide prevention, substance abuse prevention, safety, which may include the dangers of gang membership, and accident prevention." Conn. Gen.Stat. § 10-16b(a). State law also provides:
The State Board of Education shall... develop curriculum guides to aid local and regional boards of education in developing family life education programs within the public schools. The curriculum guides shall include, but not be limited to, information on developing a curriculum including family planning, human sexuality, parenting, nutrition and the emotional, physical, psychological, hygienic, economic and social aspects of family life, provided the curriculum guides shall not include information pertaining to abortion as an alternative to family planning.
Id. § 10-16c. Connecticut law does not, however, require "local or regional board[s] of education to develop or institute such family life education programs." Id. § 10-16d. And it provides that "[n]o student shall be required by any local or regional board of education to participate in any such family life program which may be offered within such public schools." Id. § 10-16e.
In addition, Connecticut law provides that "[t]he knowledge, skills and attitudes required to understand and avoid the effects of alcohol, of nicotine or tobacco and of drugs ... on health, character, citizenship and personality development shall be taught every academic year to pupils in all grades in the public schools...." Id. § 10-19(a). "The content and scheduling of [this] instruction [is] within the discretion of the local or regional board of education." Id.
Finally, state law provides that:
each local and regional board of education shall offer during the regular school day planned, ongoing and systematic instruction on acquired immune deficiency syndrome ["AIDS"], as taught by legally qualified teachers. The content and scheduling of the instruction shall be within the discretion of the local or regional board of education.
Id. § 10-19(b).
The seventh-grade health-education curriculum at the Fairfield Public School System's Roger Ludlowe Middle School, under the aegis of the defendants, includes instruction on health and safety, alcohol, tobacco and drugs, and family life. The defendants, school superintendent Carol A. Harrington and the Fairfield Board of Education,1 maintain that only six of the forty-five days on which the seventh-grade health education classes are taught during the fourth quarter are related to family-life instruction or AIDS education, and that, pursuant to sections 10-16e and 10-19b, the school permits parents, including Leebaert, to excuse their children from those six classes by notifying the school principal of their request. The remainder of the health education program at the school is mandatory and the defendants insist that it is not unconstitutional for the school to require Leebaert's son to attend.
The parties stipulated to the following additional facts: Leebaert and his son Corky are residents of Fairfield, Connecticut. During the 1998-1999 academic year, Corky was enrolled as a seventh-grade student at Roger Ludlowe Middle School, which is administered by the defendants. In a letter dated December 14, 1998, Leebaert informed Harrington that Corky would not take part in the health education program scheduled for the fourth quarter. The letter, incorporated into the stipulated facts, reads in part as follows:
Corky and I are exercising our Fourteenth Amendment rights in this matter as we both prefer him to be home schooled regarding health, morals, ethical and personal behavior. I believe health, sex, and character development education are all necessary in the course of an individual's life and I have been teaching these things successfully to my children since they were toilet trained, without the need of government assistance. I am sure your health educators are capable teachers and their ability to instruct their students is not in question here. I, however, as the father, and being sufficiently educated in health, sex, and behavioral issues, feel it is more appropriate that as they enter adolescence I handle this facet of my children's personal growth at home.
Leebaert letter to Harrington dated Dec. 14, 1998. Harrington responded to Leebaert by letter, advising him of the mandatory nature of the health curriculum and informing him of the opt-out policy for the six classes relating to family-life instruction or AIDS education.
Over the next few months, Leebaert, Harrington, and Roger Ludlowe Middle School Principal John Boyle continued their correspondence. Leebaert repeatedly told the school officials that Corky would not be attending any part of the fourth-quarter health curriculum. Harrington and Boyle advised Leebaert that while Corky could opt out of the family-life instruction and AIDS education classes, he was required to attend the other health curriculum classes. Corky nonetheless absented himself from all of the fourth-quarter health curriculum classes, and therefore failed the course.
On October 22, 1999, Leebaert filed suit in the United States District Court for the District of Connecticut against Harrington, the Fairfield Board of Education, and the Town of Fairfield, pursuant to 42 U.S.C. § 1983, alleging that the defendants deprived him of his right to direct the upbringing and education of his minor child and his right to the free exercise of his religion in violation of the First and Fourteenth Amendments to the United States Constitution. He also asserted pendent state-law claims. Leebaert requested that the district court issue an order directing the school to withdraw Corky's "F"; a permanent injunction prohibiting the defendants from giving failing grades to students who have complied with the relevant opt-out provisions; an injunction ordering the defendants to "further clarify and separate Health and Family Life and their respective curricula" (Compl. at p. 6); and attorney's fees.
Incorporated into the stipulated facts was an affidavit in which Leebaert testified that matters in the health curriculum conflicted with his sincerely held religious beliefs:
While I do not belong to any institutionalized religion, I have religious beliefs which incorporate, in my view, the best from all religions. The basis of my religious beliefs is Christian, I consider myself to be a Christian and I was baptized a Catholic....
I take an orthodox religious view on moral and ethical issues, ie, I do not believe that drugs and tobacco are proper subjects that I want my son's school to teach. My view is that children should be taught just do not engage in drugs or tobacco.
Similarly, my religious view on sex before marriage is that it is something I do not want my sons to be involved in. I teach them abstention because my religious view is that sex should be reserved for marriage when it is appropriate.
I believe in a Creator who is an all-powerful, one God. I believe in the power of prayer to God.
The basis of my religious beliefs is the Golden Rule as taught by Christ and the Ten Commandments which I have found prevalent in all religions. The Golden Rule, as taught by Jesus Christ, is particularly important to me because I believe that a successful life is based on the practice of these principles.
My objection to the subjects taught in Health, to which I sought to opt my son Corky out of in the last part of his 7th grade, is that I believe that God has empowered human beings with the right to bring their children up with correct moral principles in dealing with the issues taught in this course, not the school system. I claim the right, and responsibility, to impart those religious values which I have been taught to my children to develop their moral, ethical and religious character.
I believe that the way the school system teaches the subjects to which I sought to opt my son out of, is anti-religion. For one example, it doesn't support a married man and woman together as the basic unit of the family. The school teaches that this unit can be comprised of anything or anyone, that anything you say can be a family. This contradicts my religious beliefs.
Leebaert Aff. dated May 22, 2000, ¶¶ 4-10.
In his brief to this Court on appeal, Leebaert identified the following aspects of the school's health curriculum as contradicting his sincerely held beliefs:
1. Defining self-esteem;
2. Grieving and feelings about death...;
3. The definition of love, defining different kinds of love, and how love and affection influence behavior;
4. The qualities of successful people;
5. Myths and facts about tobacco, marijuana and alcohol;
6. Discussions about drinking alcohol;
7. Discussions about using drugs and social pressures to use drugs;
8. Discussions about the negative consequences of using drugs, marijuana and alcohol;
9. Explanations of alcohol and alcoholism;
10. Discussions about tobacco products;
11. Discussions about the harmful effects of marijuana;
12. Identifying high risk behaviors and measures for protecting against them;
13. Practicing social pressure resistance skills;
14. Respect for others feelings, rights and differences;
15. Discussion of behaviors which demonstrate respect for self and others;
16. Discussing responses to being sexually harassed;
17. Demonstrating the ability to set personal goals; and
18. Discussing the habits of highly effective people.
Appellant's Br. at 17.
The parties filed cross-motions for summary judgment. The district court (Robert N. Chatigny, Judge) denied Leebaert's motion, but granted the defendants' motion, dismissing Leebaert's federal claims with prejudice and the state-law claims without prejudice. Leebaert v. Harrington,
Leebaert appeals.
DISCUSSION
I. Standard of Review
We review the district court's grant of summary judgment de novo. See Steel Partners II, L.P. v. Bell Indus., Inc.,
II. Application of Strict Scrutiny or Rational Basis Review
Leebaert does not contest defendants' position that the mandatory health curriculum would pass rational basis review. There is "a `reasonable fit' between the governmental purpose," Reno v. Flores,
In support of his position, Leebaert argues, first, that under Troxel v. Granville,
A. Parental Rights
"[T]he touchstone of due process is protection of the individual against arbitrary action of government...." County of Sacramento v. Lewis,
In assessing whether a government regulation2 impinges on a substantive due process right, the first step is to determine whether the asserted right is "fundamental." "Rights are fundamental when they are implicit in the concept of ordered liberty, or deeply rooted in this Nation's history and tradition." Immediato v. Rye Neck School Dist.,
The question before us, then, is whether Leebaert's asserted right — the right to excuse his son from mandatory public school classes — is fundamental. Leebaert argues that it is, asserting that it stems from a pair of cases decided in the first quarter of the twentieth century. In Meyer v. Nebraska,
Similarly, in Pierce v. Society of Sisters,
rights guaranteed by the Constitution may not be abridged by legislation which has no reasonable relation to some purpose within the competency of the State. The fundamental theory of liberty ... excludes any general power of the State to standardize its children by forcing them to accept instruction from public teachers only.
Id. at 535,
In describing the rights established in Meyer and Pierce, the Supreme Court in Runyon v. McCrary,
In defining the scope of the parental right to direct the upbringing and education of children, the First and Tenth Circuits have held that it does not include a right to exempt one's child from public school requirements. In Brown v. Hot, Sexy and Safer Productions, Inc.,
The Meyer and Pierce cases, we think, evince the principle that the state cannot prevent parents from choosing a specific educational program — whether it be religious instruction at a private school or instruction in a foreign language.... We do not think, however, that this freedom encompasses a fundamental constitutional right to dictate the curriculum at the public school to which they have chosen to send their children.... If all parents had a fundamental constitutional right to dictate individually what the schools teach their children, the schools would be forced to cater a curriculum for each student whose parents had genuine moral disagreements with the school's choice of subject matter. We cannot see that the Constitution imposes such a burden on state educational systems....
Id. at 533-34,
Similarly, in Swanson v. Guthrie Independent School District No. I-L,
We agree. Meyer, Pierce, and their progeny do not begin to suggest the existence of a fundamental right of every parent to tell a public school what his or her child will and will not be taught. As the Brown and Swanson courts correctly perceived, recognition of such a fundamental right — requiring a public school to establish that a course of instruction objected to by a parent was narrowly tailored to meet a compelling state interest before the school could employ it with respect to the parent's child — would make it difficult or impossible for any public school authority to administer school curricula responsive to the overall educational needs of the community and its children.
Leebaert argues to the contrary that the Supreme Court's recent decision in Troxel v. Granville,
In Troxel, the Court affirmed the Washington Supreme Court's invalidation of a Washington State statute that allowed courts to grant visitation rights to "any person" when a court decided that such visitation would serve the best interests of the child, as applied. Id. at 67, 75,
Writing for a plurality, Justice O'Connor identified Granville's asserted liberty interest as "the interest of parents in the care, custody, and control of their children,"3 id. at 65,
Our conclusion that the plaintiff enjoys no such fundamental right is consistent with our decision in Immediato, supra. There, we upheld a public school's mandatory community service program against a parental challenge that it violated the parents' constitutional right to direct the upbringing and education of their children.
B. "Hybrid" Claims
Leebaert further argues that his challenge to the health curriculum warrants strict scrutiny because he has asserted a "hybrid" claim. In Employment Division, Department of Human Resources of Oregon v. Smith,
Several circuits have stated that Smith mandates stricter scrutiny for hybrid situations than for a free exercise claim standing alone, but, as far as we are able to tell, no circuit has yet actually applied strict scrutiny based on this theory. In Brown v. Hot, Sexy and Safer Productions, Inc.,
We have held, by contrast, in the context of claims involving free exercise and free speech, that Smith's "language relating to hybrid claims is dicta and not binding on this court." Knight v. Conn. Dep't of Pub. Health,
We decline to adopt this approach. We agree, instead, with the Sixth Circuit's view of the matter. In Kissinger v. Board of Trustees of the Ohio State University, College of Veterinary Medicine,
C. Wisconsin v. Yoder
Leebaert refers us, finally, to Wisconsin v. Yoder,
Leebaert argues that his claim, based on the interests of parenthood combined with a free exercise claim, is analogous to that of the Amish parents in Yoder. But the Yoder Court took pains explicitly to limit its holding to "a free exercise claim of the nature revealed by this record," id., "one that probably few other religious groups or sects could make," id. at 236,
[a]ided by a history of three centuries as an identifiable religious sect and a long history as a successful and self-sufficient segment of American society, the Amish... convincingly demonstrated the sincerity of their religious beliefs, the interrelationship of belief with their mode of life, the vital role that belief and daily conduct play in the continued survival of Old Order Amish communities and their religious organization, and the hazards presented by the State's enforcement of a statute generally valid as to others.
Id. at 235,
This threat to the Amish community's way of life, posed by a compulsory school attendance statute, was central to the holding in Yoder. We have no reason to doubt either Leebaert's sincerity or the depth of his convictions. But because of the comparative breadth of the plaintiffs' claim in Yoder, we do not think that Leebaert's free exercise claim is governed by that decision: He has not alleged that his community's entire way of life is threatened by Corky's participation in the mandatory health curriculum. Leebaert does not assert that there is an irreconcilable Yoder-like clash between the essence of Leebaert's religious culture and the mandatory health curriculum that he challenges. Leebaert asserts that the mandatory health curriculum conflicts with his belief that "drugs and tobacco are [not] proper subjects that I want my son's school to teach" and his view that "sex before marriage is ... something I do not want my sons to be involved in." Leebaert Aff. dated May 22, 2000, at ¶¶ 5-6. Leebaert's "free exercise claim is [thus] qualitatively distinguishable from that alleged in Yoder." Brown,
CONCLUSION
We affirm the judgment of the district court.
Notes:
Notes
The Town of Fairfield was dismissed as a party to this litigation by stipulation prior to judgment
We readSacramento to apply broadly to governmental regulation and not to be limited to legislation. See Immediato v. Rye Neck School Dist.,
TheTroxel Court appears to be the first to use the phrase "care, custody, and control," rather than the very similar "care, custody, and management," Stanley v. Illinois,
To be sure, inImmediato we concluded that "where, as here, parents seek for secular reasons to exempt their child from an educational requirement and the basis is a claimed right to direct the `upbringing' of their child, rational basis review applies."
