PETER LEE v. RICHARD H. STANZIALE
(AC 36519)
Gruendel, Lavine and Bishop, Js.
Argued September 25—officially released December 1, 2015
(Appeal from Superior Court, judicial district of Hartford, Woods, J.)
GRUENDEL, J.
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Adam J, Teller, for the appellee (plaintiff).
Opinion
GRUENDEL, J. In this landlord-tenant case, the defendant, Richard H. Stanziale, appeals from the judgment of the trial court awarding the plaintiff, Peter Lee, a total of $18,122.50 in attorney’s fees and costs pursuant to
In its memorandum of decision, the court found the following facts. The defendant is the owner of residential rental property known as 56 Brace Road in West Hartford (property). In April, 2010, the plaintiff entered into a written agreement to lease the property from the defendant from May 1, 2010, to April 30, 2011, at a rate of $2500 per month. At that time, the plaintiff paid a $5000 security deposit to the defendant.
During his tenancy, the plaintiff notified the defendant of various problems he claimed to have encountered with the property. Those problems included inadequate heat on the third floor of the residence, electrical wiring issues, and an asbestos wrapped furnace.
In early September, 2010, the plaintiff informed the defendant of his intention to vacate the property before the lease expired. The parties thereafter discussed the termination of the lease agreement. On November 12, 2010, the defendant listed the property with a realtor, and soon received multiple offers from prospective tenants. On December 15, 2010, the defendant entered into a lease agreement with a new tenant for a term of two years commencing on January 1, 2011, at a monthly rate of $2500.
Although he paid rent to the defendant through December 31, 2010, the plaintiff vacated the property on December 19, 2010. On that date, he completed a walk-through of the property with the defendant’s realtor, who found the property to be in clean condition.1 At the defendant’s request, the plaintiff topped off the oil tank and returned the keys to the property.
On December 20, 2010, the plaintiff requested the return of his $5000 security deposit. In early January, 2011, the defendant sent the plaintiff a ‘‘preliminary deposit accounting’’ alleging that, beyond exhausting that security deposit, the plaintiff owed him $1518.50. Nine days later, the defendant sent the plaintiff a second accounting, claiming that the plaintiff owed him $2405.57 due to, inter alia, certain repairs for damages to the property allegedly caused by the plaintiff, a $5000 realtor fee incurred by the defendant in renting the property to new tenants, and $720 in legal fees for an initial consultation with the defendant’s attorney.
A small claims action ensued. On May 19, 2011, the
The defendant, through his legal counsel, responded by filing a motion to transfer the matter to the regular docket of the Superior Court pursuant to Practice Book § 24-21. The plaintiff filed an opposition to the motion, in which he argued that the substance of the controversy between the parties properly was within the purview of the small claims court. The plaintiff also represented that ‘‘[i]t would be a financial burden to pursue this case in regular civil court, as I planned to represent myself in small claims court, and most likely will not be able to do so in regular civil court.’’ Despite that opposition, the matter was transferred to the regular docket of the Superior Court. The notice of that transfer provided to the parties by the court stated in relevant part that ‘‘[i]f the plaintiff hires a lawyer and the court rules in his or her favor after a case has been transferred to the regular civil docket at the request of a defendant, the court may allow the plaintiff a reasonable lawyer’s fee as part of the costs to be paid by the defendant.’’
The defendant then filed a counterclaim predicated on the plaintiff’s anticipatory breach of the lease agreement, which sought a setoff of $7468.07 in damages.3 In response, the plaintiff retained an attorney and filed his answer to the defendant’s counterclaim, as well as an amended complaint. As the court noted in a subsequent articulation of its decision, ‘‘the complexity of the case increased when it was transferred to the regular civil docket, by the defendant’s motion . . . . The parties conducted discovery, filed pretrial memoranda pursuant to a pretrial management order . . . and filed other pretrial motions and requests. Trial spanned five days and almost eight months. The parties submitted almost one hundred exhibits, and the court took testimony from a variety of witnesses. Posttrial briefs were subsequently submitted by the parties . . . . On August 9, 2013, after more than two years since the case was commenced in small claims court, the plaintiff obtained judgment in his favor.’’
In its August 9, 2013 memorandum of decision, the
At the court’s behest, the plaintiff’s counsel filed a sworn affidavit stating that her hourly rate for services rendered in the case was $250 and that she had spent approximately sixty-three hours on the matter over the course of more than twenty-five months. She thus averred that the attorney’s fees and costs expended in the matter totaled $15,975. Following an objection by the defendant, the court, on January 17, 2014, awarded the plaintiff $14,750 in attorney’s fees and costs pursuant to
On February 6, 2014, the defendant appealed to this court. His appeal form indicated that he was appealing from not only the court’s January 17, 2014 judgment awarding attorney’s fees to the plaintiff, but also from the court’s August 9, 2013 judgment on the merits of the underlying litigation and its December 13, 2013 judgment denying his motion for reconsideration. In response, the plaintiff moved to dismiss the appeal in part as untimely. By order dated April 10, 2014, this court granted the motion to dismiss the defendant’s appeal ‘‘as it relates to the August 9, 2013 judgment and the December 13, 2013 denial of the defendant’s motion for reconsideration. The appeal remains pending as it relates to the January 17, 2014 award of attorney’s fees.’’
Approximately one month later, the plaintiff, pursuant to
On April 30, 2014, the defendant filed with this court a motion for review, in which he sought, inter alia, an order that the trial court articulate the basis of its
One week later, the defendant filed with this court another motion for review that sought to have the trial court articulate ‘‘whether any portion of the amount awarded for attorney’s fees was for hours worked solely on the prosecution of wholly unsuccessful claims,’’ which this court granted by order dated September 10, 2014. In its subsequent articulation, the trial court clarified that ‘‘the amount awarded for attorney’s fees was strictly for the prosecution of successful claims. . . . The trial court reviewed the presentation of evidence, the effort expended by the plaintiff’s counsel, as well as the complexity of the legal issues in the case. Counsel was awarded reasonable attorney’s fees specifically for the prosecution of successful claims.’’
Before considering the specific claims of error alleged by the defendant in this appeal, we first note what is not in dispute. In its August 9, 2013 memorandum of decision, the court expressly found that the plaintiff was the prevailing party in this action to recover a security deposit. The court further explained the basis for that finding in its July 23, 2014 articulation. In this appeal, the defendant does not challenge the propriety of that determination. To the contrary, he concedes in his appellate brief that ‘‘the Appellate Court is not able to reverse the findings of the court to correct who the prevailing party was, for purposes of this appeal of the discretionary award of
I
The defendant’s principal claim concerns the proper application of
‘‘[T]he common law rule in Connecticut, also known as the American Rule, is that attorney’s fees and ordinary expenses and burdens of litigation are not allowed to the successful party absent a contractual or statutory exception.’’ (Internal quotation marks omitted.) Berzins v. Berzins, 306 Conn. 651, 661, 51 A.3d 941 (2012).
In their respective appellate briefs, the parties misconstrue that statute. The defendant posits that a prevailing party may recover attorney’s fees and costs thereunder only if the trial court first makes ‘‘a finding that the defendant, in the transfer of this case to the regular docket, engaged in some identifiable misconduct sufficient enough to be punished by the penalty of attorney’s fees.’’ The plaintiff, by contrast, submits that a trial court ‘‘arguably would have abused its discretion if it had awarded the plaintiff no attorney’s fees’’ under
The proper construction of
Distilled to its essence, the defendant’s claim asks this court to expand the statutory requirements of
First, and most significantly,
Furthermore, in construing
Second, we note that the policy underlying
The present case involves an action to recover a $5000 security deposit. The trial court ultimately concluded that the plaintiff had demonstrated his entitlement thereto, less a $1320.78 setoff to the defendant. Although the court did not specifically reference a ‘‘pitched legal battle,’’ its December 19, 2014 articulation of its memorandum of decision portrays exactly that. As the court recounted: ‘‘[T]he plaintiff, as a pro se party, initially filed this matter in small claims court on May 19, 2011. However, the complexity of the case increased when it was transferred to the regular civil docket, by the defendant’s motion . . . . The parties conducted discovery, filed pretrial memoranda pursuant to a pretrial management order . . . and filed other
Third, the record does not substantiate the defendant’s assertion that the trial court failed to consider those underlying purposes in this case. In his appellate brief, the defendant contends that ‘‘[i]t is clear from [the court’s] articulation that the trial court never considered the purposes behind the statute.’’ We disagree. Despite filing a motion for reconsideration, an objection to the award of attorney’s fees and costs, and multiple requests for articulation, at no time did the defendant raise that distinct claim before the trial court. ‘‘It is fundamental that claims of error must be distinctly raised and decided in the trial court.’’ State v. Faison, 112 Conn. App. 373, 379, 962 A.2d 860, cert. denied, 291 Conn. 903, 967 A.2d 507 (2009). Our rules of practice require a party, as a prerequisite to appellate review, to distinctly raise such claims before the trial court. See Practice Book § 5-2 (‘‘[a]ny party intending to raise any question of law which may be the subject of an appeal must . . . state the question distinctly to the judicial authority’’); see also Practice Book § 60-5 (‘‘[t]he court shall not be bound to consider a claim unless it was distinctly raised at trial or arose subsequent to trial’’); accord Remillard v. Remillard, 297 Conn. 345, 351, 999 A.2d 713 (2010) (raised distinctly means party must bring to attention of trial court precise matter on which decision is being asked). As our Supreme Court has explained, ‘‘[t]he reason for the rule is obvious: to permit a party to raise a claim on appeal that has not been raised at trial—after it is too late for the trial court or the opposing party to address the claim—would encourage trial by ambuscade, which is unfair to both the trial court and the opposing party.’’ (Internal quotation marks omitted.) Travelers Casualty & Surety Co. of America v. Netherlands Ins. Co., 312 Conn. 714, 761–62, 95 A.3d 1031 (2014). For that reason, Connecticut appellate courts generally ‘‘will not address issues not decided by the trial court.’’ Willow Springs Condominium Assn., Inc. v. Seventh BRT Development Corp., 245 Conn. 1, 52, 717 A.2d 77 (1998); see also Crest Pontiac Cadillac, Inc. v. Hadley, 239 Conn. 437, 444 n.10, 685 A.2d 670 (1996) (claims ‘‘neither addressed nor decided’’ by trial court are not properly before appellate tribunal).
The record before us nonetheless belies the defendant’s claim. ‘‘In Connecticut, our appellate courts do
At that same time, we also cannot agree with the plaintiff’s suggestion that a trial court abuses its discretion if it declines to award a plaintiff attorney’s fees and costs under
II
The remaining question is whether the court abused its discretion in awarding the plaintiff attorney’s fees and costs in the present case. ‘‘A court has few duties of a more delicate nature than that of fixing counsel fees. The issue grows even more delicate on appeal; we may not alter an award of attorney’s fees unless the trial court has clearly abused its discretion . . . . Because the trial court is in the best position to evaluate the circumstances of each case, we will not substitute our opinion concerning counsel fees or alter an award of attorney’s fees [pursuant to
In its first articulation of its decision, the court detailed how a relatively minor dispute over a security deposit became a protracted legal battle once the matter, on the defendant’s motion, was transferred from the small claims session to the regular docket of the Superior Court. The court explained that, following that transfer, both the complexity and the duration of the case dramatically increased. In its second articulation, the court, citing relevant case law, emphasized that ‘‘the fact-finding function is vested in the trial court with its unique opportunity to view the evidence presented in a totality of the circumstances, i.e., including its observations of the demeanor and conduct of the witnesses and parties. . . . Nothing in our law is more elementary than that the trier [of fact] is the final judge of the credibility of witnesses and the weight to be accorded to the testimony.’’ (Citations omitted; internal quotation marks omitted.) The court then stated that it ‘‘reviewed the presentation of evidence, the effort expended by the plaintiff’s counsel, as well as the complexity of the legal issues in the case’’ in deciding whether to award attorney’s fees and costs to the plaintiff. In addition, the court clarified that ‘‘[t]he amount awarded . . . was strictly for the prosecution of successful claims.’’6
Having presided over a five day trial over the course of eight months, the trial court was in the best position to evaluate the particular circumstances of this case, as well as the reasonableness of the attorney’s fees requested by the plaintiff. Given the nature of the plaintiff’s initial action before the small claims court, the years of litigation that followed its transfer to the regular docket, and the court’s specific findings of fact as detailed in its memorandum of decision and two subsequent articulations, we cannot conclude that the court clearly abused its discretion in awarding reasonable attorney’s fees and costs to the plaintiff as the prevailing party pursuant to
The judgment is affirmed.
In this opinion the other judges concurred.
