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Lee v. Schroeder
529 N.E.2d 349
Ind. Ct. App.
1988
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*1 requirement in the statutes fail to see entry order court make an LEE,

that the trial Plaintiff-Appellant, determined to ex- reading "probable cause v. Adamovich is correct that While ist". SCHROEDER, Linda L. as Co-Executrix before issu- probable must find cause court Raymond Schwag of the Estate of C. warrant, find for the ing we no meier, deceased; Parker, Gaberella finding explicity must be position that the of the Estate of Here, Co-Executrix in the court's order book. set forth deceased; Schwagmeier, Linda L. C. entry July con- the order book Schroeder, Schroeder, Richard P. Rob following entry: tains the Weber, Schwagmeier, ert Ruth "Charging probable information and Shaddy, Defendants-Appellees. Richard filed. Warrant issued cause affidavit _________. amount of and Bond set No. 24A01-8803-CV-94. guilty hearing held. Plea of not Initial Indiana, Appeals Court of entered ..." First District. decision of Record at 26. We accord the judge presumption regularity. the trial Oct. 1988. (1986),Ind., Hammons State Rehearing Denied Dec. presume that based we probable cause affidavit and information, con- charging the trial court probable cause existed to arrest

cluded that the war-

Adamovich and therefore issued already

rant. We have discussed the valid- affidavit,

ity facts stated and the clearly support

therein the trial court's

finding probable see no error cause. We omission from the order book of probable

"magic signifying words"

cause was determined to exist.

Finally, Adamovich claims that the trial overruling erred in his Motion to

court challenged

Dismiss II which the court's

jurisdiction to hear the case because provided by

not been instituted a manner

law. Adamovich this claim on the bases

alleged and in- deficiencies the affidavit

formation. Because we find that the affi- valid, also

davit and information were properly

find that the trial court exercised Furthermore,

jurisdiction over the case. alleged solely

because the errors concerned form,

matters of error was cured in the trial verdict. We see no error disposition

court's of Adamovich's motions

to dismiss.

AFFIRMED. MILLER,JJ.,

ROBERTSONand

concur. *2 Kehoe, Bailey,

L. Mark Wilson h& India- napolis, plaintiff-appellant. Kemper, Gary Kemper, K. Jenner & Ma- dison, defendants-appellees. NEAL, Judge.

STATEMENT OF THE CASE (Louise), Plaintiff-appellant, Louise Lee appeals summary judgment ren- an adverse dered the Franklin Circuit Court in her suit contest the will C. deceased, (the decedent). Schwagmeier, defendant-appellees The in the case are (Linda) Linda L. Schroeder and Gaberella (Gaberella) co-executors, Parker Schroeder, Schroeder, Linda L. Richard P. Weber, Schwagmeier, Ruth Robert Shoddy, individually. Richard affirm. We THE STATEMENT OF RECORD evidentiary material before the court April is as The decedent died on follows. wife, children, or lineal without a surviving descendants him. He left as his Weber, heirs at law Louise and Ruth sis- ters, Richard and Robert nephews. purport- An Shoddy, instrument ing to be his last will and testament and 31, 1986, bearing the date of 11, 1986, probate April after admitted naming testamentary Linda which letters spoken is- she and Gaberella co-executrices were had with the decedent on Janu- terms, will, By directing its ary appeared sued. 81 at time he to be in a paid, left all of the very physical that all debts be dece- condition, weak and mental Thereafter, property dent's to Linda. wife, cried over the loss and ex- Louise commenced her action to contest the pressed fear about death and loneliness. July following will on He husband, stated that Linda her (a) mind; (b) grounds: unsoundness un- Richard, promised to terminate their *3 influence; (c) duress; (d) due fraud in ob- employment in Florida and move execution; (e) taining the and execution of Ripley County farm in and through the will obtained was undue influ- begin farming. He told Louise that based ence. promises those and in buy order to peace of mind and avoid a confrontation

The co-executrices Richard Schroe- Linda, family gave between the he summary judg- der filed their motion for Linda and exchange Richard the farm in supported by interrogato- ment answers promise care, for their compa- of constant ries, hospital personnel, the affidavits of death,. ny, and companionship until his At Alcorn, Kathy Scroggins, Patricia Shiela no time did he mention he had executed a Adams, Kooistra, and Susan the affidavit January will on Hare, treating of Dr. FW. the decedent's physician, and the affidavits of Linda and 10, 1986, Louise continued that on March supporting All Gaberella. of the evidentia- gone Florida, leaving Linda had the de- material, here, ry as relevant stated that at cedent unattended his home he where period surrounding the execution of the injured. fell and was The decedent was alert, oriented, lucid, will the decedent was hospital admitted to a where he subse- totally capable understanding, of sound quently April died opin- on 1986. In her good judgment. and had The affida- ion the execution of the will was accom- vits of Linda and Gaberella added that he plished upon the exertion of undue influ- knew and understood the nature of his ence over the decedent Linda and Rich- property, objects bounty, natural of his ard. Louise asserted further had act, the consequences of his and was not been the decedent's wish that she be his influence, duress, coercion, under undue or promised administratrix and he fraud when he executed his will. The an- money that additional sums of would be interrogatories swers to reflected Lin- coming to her on his death. Louise also da was not related to the but had represented stated that Linda to others been a friend since 1945. She had taken daughter. that she was the decedent's prior care of him to his death for a short spoke only The minister's affidavit time and stated that the decedent had no health, poor decedent's of Linda's domi- mental infirmaties. The will had been exe- possessive attitude, neering and and of the in lawyer's cuted a office but she had not fact that the decedent and his wife had present. been been reclusive and isolated. In his affida- opposition to the motion for vit, Dr. Davis stated that he had examined judgment, Louise filed a counteraffidavit hospital records which showed that the de- own, of her the affidavit of Dr. James R. hospital cedent was admitted to the on Jan- (Dr. Davis), Davis and an psychiatrist, 11, 1986, uary myocardial for acute infarc- minister, affidavit affidavit, reciting tion. The various

Louise's affidavit stated hospital that the dece- entries from the records addressed dent patient had been a hospital condition, physical from to the decedent's stated January that the records showed that the decedent to January af- ter he had suffered a heart His attack. 13, 15, 20, 21, January was confused on wife years of over Nevertheless, died January on 27 22. the decedent was dis- and was buried on January charged January hospital after which 25. The hospital records were not certified his will was January executed on There prior was no will. personnel, they Louise stated that nor were attached to the claim, his affidavit sum Dr. Davis concluded some elements affidavit. ferences on proper there mary judgment following opinion: dispute regarding facts which no opinion, based professional my It is Mogan the matter. v. South dispositive of age, Schwagmeier's his Trust Co. ern Indiana Bank and degener- condition, including the physical Ind.App., 473 N.E.2d 158. disease, history of acute hip recent ative infarction, arteriosclerosis myocardial op support of or in Affidavits in hardening commonly known which summary judgment position to motions for senility associat- when of the arteries personal knowl must be made his home age, isolation at old ed with compe edge and show he is of the affiant distress he country, the emotional matter included. tent to as to the death of his experiencing due to the must set forth facts affidavit fifty years on over wife of evidence, would be admissible recognition of his own mortali- opinions conclusions of law assertions or *4 his wife's burial ty when faced with testify to such will by qualified one not 1986, 29, the funeral Raymundo v. Hammond not suffice. friends, family and between dissension 276; (1983), Ind., 449 N.E.2d Ass'n. Clinic on Janu- there was an environment 56(E). Procedure, Trial Rule Ind. Rules of 1986, 31, rendered ary which not meet the re the affidavit does Where undue influ- 56(E), court quirement of T.R. the ence. disregard it its own motion. Cun 110. Record at Capital Services ninghaom v. Associates (1981), A Ind.App., 421 N.E.2d 681. Corp. granted the motion The trial court disregard any in should inadmissible court specifying his summary judgment without Inter contained in an affidavit. formation reasons. Auction, v. Central National state Inc. (1983), Ind.App., ISSUES Group, Inc. Insurance 448 N.E.2d presents issues for review five moving party to is the The burden restate as follows: which we genuine issue of material that no establish statute, I. the dead man's Whether v. exists. Indiana Insurance Co. 34-1-14-6, fact applicable is IND.CODE (1982), App., Ind. 437 Co. Sentry Insurance to a will contest. However, moving par if the N.E.2d of fraud is II. the evidence Whether proper eviden- supports the motion with ty sufficient to defeat the motion lack of establish the tiary materials which summary judgment. fact, genuine issue of material any III. a medical can testi- Whether on his non-moving party may not rest medical fy upon a decedent's based proper pleadings must come forth with but no involve- records when he had showing specific facts evidentiary material case, never seen ment genuine of fact exists for why issue as the records had supra. In v. Cunningham, Garrett trial. evidentiary not been certified for (1985), Ind.App., 478 City Bloomington purposes. denied, said: trans. 89, of review is the same Our standard AND DECISION DISCUSSION must determine the trial court's-we Review Standard fact genuine issue of material whether a moving party is existed and whether summary judgment proceedings In of law. judgment as a matter entitled to summary judgment appropriate (1982),Ind.App., 483 v. Padilla genuine of material Johnson where there is no issue fact, regard must be if doubt this "A is material N.E.2d 398. fact non-moving party. in favor of the or a relevant resolved of either the action decisive City secondary issue." Consolidated However, conflicting in- despite facts and

353 (1983), Indianapolis against Ind. v. Cutshaw suits heirs or devisees 856, summary A App., 448 N.E.2d founded on a contract with or demand judgment proceeding and should trial,. cannot against the ancestor. IC 34-1- be used as an abbreviated Cut- not places 14-9 the same disability shaw, supra. judge may The trial spouse party. of a weigh proceeding. the evidence in such a It is well established that these stat reviewing propriety summary apply utes to will Emry contests. v. alleged judgment, party the facts (1922), 55; Beaver 192 Ind. 137 N.E. the Motion opposing must be taken as (1921), Long v. Neal 191 Ind. (1980), Lyon Ind.App., true. Boswell v. 252; (1880), N.E. Wiseman v. Wiseman 401 N.E.2d 735. 73 Ind. 112. N.E.2d at 92. exception regarding While an exists I; testimony of a testator's soundness of Dead ISSUE Man's Statute exception has been limited to The issue before us is whether (1885), that issue. Lamb v. Lamb Louise's counteraffidavit be con 171; Ind. 5 N.E. Burkhart v. Glad any purpose sidered for (1889), ish 123 Ind. 24 N.E. 118 judgment proceedings pro because stated); (exception Mitchell v. Walton 34-1-14-6, scription of IND.CODE (1922), 496; 192 Ind. 133 N.E. Ken statute, part dead man's reads in nedy Kennedy 192 Ind. follows: limited). (exception 136 N.E. 557 proceedings In suits or in which an 456-57, at 316 N.E.2d at 397. party, executor administrator is a in- *5 (1942), Simpson See also Loeser v. 219 Ind. volving during matters which occurred 572, 945; 39 N.E.2d Hottenstein v. Hotten the lifetime of the where a (1922), 460, stein 191 Ind. 133 N.E. 489. judgment may or allowance be made or review, under our standard of since against rendered for or repre- the estate incompetent testify Louise would be to at by sented such executor or administra- trial, her tor; affidavit cannot be received and any person necessary party who is a record, considered to defeat the motion for to the issue or summa whose interest is estate, ry judgment. significant adverse to such shall It that in her not be a affidavit she made no contention that the competent witness as to such matters against mind, excep such estate. decedent of unsound an Bechert, supra. tion to the rule recited in It has been held numerous times that applies IND.CODE rule, 34-1-14-6 to will con Conceding the Louise next ar gues (1974), there is evidence In that that the amount tests. Bechert v. Lehe 161 Ind. App. 316 N.E.2d this court stated: of exceed the assets of claims the estate apply. general which event the rule does not She tenor of the evidence exception sought during cites no for such an was that the decedent's contests, friendly applied lifetime to but does cite she was on terms will Sum with brother; (1980), App., her the brother did the actual merlot v. Summerlot Ind.

farming along of decedent's land with his and Jenkins v. Nachand own; (1972), shortly on occasion Ind.App. before dece- 290 N.E.2d 768 dent's death proceedings against the sister went to decedent's which hold that her; house to visit and on one occasion estate the estate not assets are required by decedent was her ill- threatened as where the estate has been home, ness to leave her sister went closed, administered and where insur get to the house to of involved, some decedent's inapplicable. ance is the statute is personal effects. If such is the case this whole case is moot. Further, (Burns Ed.) moot, testify. IC If not she not 84-1-14-7 Code prohibits party being competent a from the record shows that at the same time a will, witness as matter which he also occurred that decedent executed during the lifetime of the ancestor all deeded the farm to Linda and transferred expert may Although which holds that an render an accounts. her certain bank knowledge on first-hand of touch based arguments do not

the record facts, on the of the material basis it, potential domi- aware that a upon we are may testify in the record. He the facts respect to the no effect occur supported by of facts the basis assumed those transfers bank accounts as farm and by way A him is set aside. or stated to suspect if the will evidence would be question. hypothetical Ditton v. Hart could personal representative be different 961; (1910), 175 Ind. 93 N.E. Senco titles could be chal- appointed and those (1982), Products, Ind.App., Riley Inc. v. perceive that Louise lenged. do not We 561; Newburgh v. 434 N.E.2d Town if will contest action filed the would have of 58 N.E.2d Jones to her. could accrue no benefit argues her state- Louise further departure appears There to be some to show unsound- ments can be received rule, from the above however. Duncan that her affida- ness of mind. We observe (1980), Ind. George Moser Leather Co. does not address unsoundness vit App., set forth influence. 408 N.E.2d this court but undue three-prong test determine the admissi ISSUE II: Froud bility expert opinion when it is based in argues Under this issue report is either not in exist part on a promises fraud if the it would amount to or inadmissible as substantive evi ence kept. in her affidavit recited were hearsay rule. In order for dence due to the to the statements made Louise refers following opinion to be admissible money receive the decedent that she would (1) expert must met: must standards that Linda and be the administratrix and expertise sufficient to evaluate the have exchange promised him that for the (2) reliability report; report must throughout farm she care for him would reliable; type normally found be of a prac his life. Louise contends fraud thus (8) type customarily report must be of a opera ticed takes her affidavit out of the practice relied tion of the rule under 84-1-14- IND.CODE profession. at 1348. Id. disagree. in Issue I 6. We The cases cited recognized departure This court also exception, *6 only make one unsoundness of in from the rule Rosenbalm v. Winski mind. Her received. affidavit not be posits That case that al denied. trans. Expert ISSUE III: Medical attacked, opinion may though the still be finally argues Louise that Dr. accept probative to jury is asked Davis's affidavit should be considered to expert's conclusion based on evidence summary judgment. defeat the Trial Rule hearsay of the fact assertion someone's 56(E) requires that affidavits be made on finding jury has when the no basis personal knowledge of the affiant and many true. The case recited that fact to be in set forth facts as would be admissible expert opinions are based in admissible requires -Itfurther that the affi evidence. hearsay. The part upon matters which are affirmatively the affiant is davit show stopping applied has been distance rule competent testify stat as to the matters tables, performed under the control tests copies of ed therein. Sworn or certified all expert, and the sale and direction of the therein, papers, parts thereof referred to experts. price of other real estate known to shall be attached. Admissibility rejected has been where base, non-treating physician Clearly, opinion of a the factual the medical medical records, part in or in the sub which Dr. Davis rendered his is based whole hearsay patient.1 opinion hearsay. jective There is statements was profession developed been in a as a which have appears I to this writer that where applicable testimony types to all situations is whole which are concerned two facts expertise required. This would include involved. The first of facts concerns matters set only, unduly in fact Dr. opinion we was influenced. Davis's purposes of this For the opinion does not address that issue. The Dr. Davis could accept the rule that non-movants failed in their burden to dem- on medical opinion based render an genuine issue and onstrate However, hold not in evidence. records granted. judgment appropriately was to create a is insufficient that his affidavit His conclusion genuine of fact. issue SHIELDS, Presiding Judge, concurring was that the decedent

was not, result. He did and of course undue influence. not, say influence was that undue could I concur on Issues I and II. result say at the time

practiced. He did not agree majority IWhile with the decision the decedent of the will of the execution inadmissible, that Louise Lee's affidavit capacity, was under undue lacked mental majority's authority properly cited case duress, coercion, influence, or that fraud mandates exclusion of affidavit under practiced on him. (West 1983) IC 34-1-14-7 rather than IC reasons, this cause is af- For the above (West 1988) 84-1-14-6 and for that reason I I concur result on Issues and II. On firmed. III, Judge Issue I concur in both Neal and AFFIRMED. JUDGMENT Judge opinions. Chief Ratliff's RATLIFF, C.J., opinion. concurs with

SHIELDS, P.J., concurs result opinion.

RATLIFF, Judge, concurring. Chief expert may opinion

An base his on hear-

say or otherwise inadmissible evidence. However, may testify only he to the Darcy Sherman Richard McEWEN and opinion derived from such evidence and (Plaintiffs McEwen, Appellants placing conduit Below), hearsay or inadmissible evidence into the portions record. those of Dr. Davis's Mary Mary McEWEN n/k/a which re-stated matters re- affidavit Appellee Ziegelmaier, ported in the medical records were inadmis- (Defendant Below). ruling sible and could not be considered in summary judgment. the motion for No. 37A03-8712-CV-00335. However, opinion the doctor's was admissi- Indiana, Appeals of Court of ble, and, if relevant to the issues could District. Third problem is have been considered. The opinion the doctor's was no at all *7 Oct. upon any merely opin- He issue. stated an ion that the testator was persons suscepti- influence. All

undue question

ble. The whether decedent In this tables, tables, other matters which have occurred. mortality stopping distance sale prices, phenonomena, permit- medical and scientific in- not be second situation an should cluding experiments, the results of stock market a vehicle for unsworn statements ted to become performances, practices, engineering prac- trade sources, gossip, conjecture, or from unidentified tices, quality goods and the like. In evaluat- brought evidence should be into surmise. Such ing subject expert brings play into all Generally, traditional form. record in the knowledge subject on a from source whatever practice. custom in the Here Dr. such is the acquired. opera- The second set of facts are the hearsay whole was based Davis's They tive facts of the case under consideration. observations records which contain medical records, distances, would include medical unknown, by persons confusion made about marks, speed, length damages, of skid mental hospital personnel. presumably duress, influence, capacity, acts of acts undue 520N.E.2d-10

Case Details

Case Name: Lee v. Schroeder
Court Name: Indiana Court of Appeals
Date Published: Oct 17, 1988
Citation: 529 N.E.2d 349
Docket Number: 24A01-8803-CV-94
Court Abbreviation: Ind. Ct. App.
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