Lead Opinion
OPINION
This habeas ease arises from Lee Moore’s conviction in Ohio state court of aggravated murder, aggravated robbery, and kidnapping. In cross-appeals, Warden Betty Mitchell appeals the district court order conditionally granting Lee Moore’s petition based on claims of ineffective assistance of counsel at sentencing and improper jury instructions. Lee Moore appeals the denial of several other claims for relief. For the following reasons we REVERSE the district court’s grant of habe-as relief with respect to Moore’s claims of ineffective assistance of counsel at sentencing and improper jury instructions and AFFIRM the district court’s denial of ha-beas relief with respect to all other claims.
FACTS
The Ohio Supreme Court summarized the facts of the case as follows:
On the evening of January 14, 1994, defendant-appellant, Lee Edward Moore, Jr., and Jason Holmes abducted Melvin Olinger at gunpoint and forced him into the trunk of his blue Ford Taurus. Moore drove Olinger’s car to Mt. Healthy, dropped Holmes off, and picked up Larry Kinley. The two drove Olinger’s car to a factory area in Cincinnati, where Moore ordered Olinger out of the trunk, robbed him of his wallet, and shot him in the head, killing him. Moore later admitted committing the crimes but claimed that the shooting was accidental. Moore was subsequently convicted of aggravated murder, kidnapping, and aggravated robbery, and sentenced to death.
On January 14, at approximately 7:20 p.m., Melvin Olinger, a suburban Chicago businessman, visited his parents in Fairfield. Olinger then went to a funeral home during calling hours for a friend who had passed away. Later, he went to Gina’s, a bar, around 9:00 to 9:30 p.m., where he talked with Charlotte James. He told her that he was going to visit his mother that evening before returning to Chicago the next day. Olinger stayed in the bar for about fifteen minutes.
*772 That same evening, Moore and Jason Holmes drove to Fairfield, intending to steal a car. Moore waited outside Gina’s and saw Olinger get out of his blue Ford Taurus and enter the- bar. When Olinger returned to his car, Moore confronted him with a gun and told Olinger to get in. Moore drove the Taurus to the rear of the bar and forced Olinger to climb into the trunk. Moore drove the Taurus to Larry Kinley’s house in Mt. Healthy while Holmes followed in Moore’s Ford Fairmont.
Moore and Kinley drove to a store in the Taurus, leaving Holmes • behind to babysit. Moore told Kinley how he had stolen the car and that he was going to get it painted and modified. Moore told Kinley that he was driving to the Cum-minsville area of Cincinnati to show the car to a friend. Instead, Moore drove to a factory area at 3366 Llewellyn Street. On the way, Moore told Kinley that he was going to kill the man in the trunk. When Kinley asked Moore why he was going to kill the man, Moore responded, “This аin’t nothing.... We’re not going to get caught for it.”
Upon driving into the factory area, Moore headed toward a dumpster. He stopped the car and let Olinger out of the trunk while Kinley remained in the car. Kinley testified that he didn’t see what happened because the trunk lid was up, but that he heard Moore tell Olinger to empty his pockets. Kinley testified that Moore directed Olinger to the corner by the dumpster and that he heard Olinger beg and plead to Moore about Olinger’s sick mother.
• Kinley heard a gunshot, then Moore jumped into the car. According to Kin-ley, Moore laughed and asked him, “Did you see his dome get shot off?” After leaving the scene, Moore directed Kinley to take the credit cards out of Olinger’s wallet. Kinley said that Moore sounded upset because he had forgotten to ask Olinger for the personal identification number to his Jeanie card.
In a taped statement to police, Moore claimed that he asked Olinger for his wallet after directing him to the dumpster. When Olinger dropped the wallet and stepped forward, Moore said that he panicked and “accidentally pulled the trigger. But it was an accident.... I had a large amount of drinks an’ ... some marijuana. An’ it truly truly was an accident.”
Moore and Kinley returned to Kin-ley’s house, where Moore told Holmes what had happened. Moore told Holmes that he planned to keep the Taurus and that Holmes could use his Fairmont any time he wanted. At Moore’s request Kinley took the Michigan plates off Olinger’s Taurus. Kinley then took one of the plates off Moore’s Fairmont and put it on the Taurus.
The next day, Moore and Kinley went out to get “some stuff.” Moore used Olinger’s credit card to purchase over $1,000 worth of clothing and jewelry at two J.C. Penney stores in the Cincinnati area. A sales clerk became suspicious and contacted Penney’s loss prevention officer. The officer observed two black males place their purchases in the trunk of a blue Ford Taurus with Ohio tags and drive away.
At approximately 5:30 p.m. on January 20, police apprehended Moore and Kinley as they waited for an order in the drive-through lane of a McDonald’s restaurant. Moore was placed in a holding cell at the Mt. Healthy police station. Officers confiscated several items of clothing from Moore which were believed to have been purchased with Olinger’s credit card. Shortly after midnight, Moore was advised of his*773 Miranda rights and signed a waiver of rights form.
Moore was then taken to the downtown Cincinnati police station for questioning. Although the weather was cold and snowy, Moore was required to walk a short distance to and from the police car in his stocking feet, since his shoes had been confiscated as evidence. At approximately 6:30 a.m., while “crying a little bit” аnd sniffling, Moore admitted to police that he had robbed and kidnapped Olinger and that he had shot and killed Olinger. He claimed that the shooting was accidental.
Based on information supplied by Kin-ley, police located Olinger’s body. The chief deputy coroner determined that Olinger had died of a single gunshot wound to the head fired from a distance of between six and twenty-four inches away.
The grand jury indicted Moore on three counts of aggravated murder, one count of aggravated robbery, and one count of kidnapping. All counts carried a firearm specification. All three aggravated murder counts carried three death-penalty specifications: (1) aggravated murder to escape detection for kidnapping and/or aggravated robbery (R.C. 2929.04[A][3]); (2) aggravated murder committed in connection with kidnapping where Moore either was the principal offender or committed the aggravated murder with prior calculation and design (R.C. 2929.04[A][7]); and (3) aggravated murder committed in connection with aggravated robbery where Moore either was the principal offender or committed the aggravated murder with prior calculation and design (R.C. 2929.04[A][7]).
The defense essentially admitted Moore’s involvement in the crimes. It argued that Moore had not formed the specific intent to kill Olinger. After deliberation, the jury found Moore guilty as charged.
Prior to the mitigation hearing, the trial court merged the three death specifications of Count I (aggravated murder committed with prior calculation and design) into one specification: murder to escape detection for kidnapping and/or aggravated robbery. The court also merged the two felony murder counts into one count and merged the three specifications attached to these counts into two: murder during kidnapping and murder during aggravated robbery.
During the mitigation hearing, several witnesses testified on Moore’s behalf, and Moore gave a remorseful unsworn statement admitting the wrongfulness of his actions.
The jury recommended death, and the court imposed the death penalty. The court also imposed consecutive prison sentences for Moore’s other convictions. Upon appeal, the court of appeals affirmed the convictions and sentence of death.
State v. Moore,
PROCEDURAL HISTORY
Moore was tried and convicted in 1994. The Ohio Court of Appeals affirmed his conviction and sentences in June 1996, State v. Moore, No. C-950009,
Moore filed his petition for a writ of habeas corpus in June 2000. He raised twenty-five claims. After a period of discovery, the magistrate judge recommended granting the petition in part and denying it in part. Both the Warden and Moore filed objections. The magistrate judge filed a supplemental report and recommendation (“R & R”), and the parties again filed objections. The district court adopted the magistrate judge’s R & R in part and rejected it in part. The district court granted relief on Claim (2)(B), one of Moore’s claims of ineffective assistance of counsel at sentencing, and on Claims (6) and (16), his claims of improper jury instructions in the penalty phase. Moore v. Mitchell,
Moore did not brief his claims concerning erroneous mitigation instructions (Claim (16)) or erroneous guilt phase instructions (Claim (21)(A)) on appeal, and thus has waived review of them. See Fed. R.App. P. 28(a)(9)(A); Landrum v. Mitchell,
STANDARD OF REVIEW
This court reviews de novo a district court’s legal conclusions and mixed questions of law and fact and reviews its factual findings for clear error. Armstrong v. Morgan,
To analyze whether a state court decision is contrary to or an unreasonable application of clearly established Supreme Court precedent, courts look only to the holdings of the Supreme Court’s decisions as of the time of the relevant state court decision. Lockyer v. Andrade,
Claim (1)
Moore alleges that his mitigation specialist, Charles Stidham, had an undisclosed actual conflict of interest because he simultaneously represented Moore’s accomplice, Jason Holmes, in Holmes’s appeal from his convictions involving the same crimes. Holmes was tried separately from Moore and was convicted of aggravated murder, aggravated robbery, and kidnapping with specifications. State v. Holmes, No. C-940385,
The district court held that Moore procedurally defaulted this claim because he did not raise it on direct appeal or post-conviction relief. Moore,
Whether a petitioner’s federal habeas claim is barred by procedural default is a question of law reviewed de novo. Abela v. Martin,
The district court properly held that Moore procedurally defaulted this claim. “[S]tate prisoners must give the state courts one full opportunity to resolve any constitutional issues by invoking one complete round of the State’s established appellate review process.” O’Sullivan v. Boerckel,
Moore argues that cause and prejudice excuse this procedural default. Carrier,
Moore urges us to review the Ohio Supreme Court’s decision de novo because the state court’s decision was so brief and “summary.” However, we still accord the state court’s decision the appropriate deference under AEDPA. In Harrington v. Richter, — U.S. -,
Showing proper deference to the state court’s decision in Moore’s Rule 26(B) application, we conclude that the state court did not unreasonably apply Strickland because the underlying claim— a mitigation expert’s conflict of interest — is meritless. A claim that an attorney had a conflict of interest is analyzed under a modified version of the two-part Strickland test for ineffective assistance of counsel. See Strickland,
First, it is not clear that Stidham was even serving as counsel as that term is used in the Sixth Amendment. Though an attorney by trade, Stidham appears to have been employed by Moore’s attorneys, Daniel James and Timothy Deardorff, as a mitigation specialist. The right to conflict-free representation stems from the Sixth Amendment’s guarantee of effective assistance of counsel. Mickens,
Even if we assume that Stidham served as Moore’s counsel, Moore does not point to any evidence that Stidham’s work with Holmes prejudiced him. Moore basically argues that because he was representing both, there must have been harm done to him, and thus an actual conflict. This reasoning is flawed. We do not find per se conflicts. We look for actual conflicts:
To find an actual conflict, we require petitioner to point to specific instances in the recоrd to suggest an actual conflict or impairment of [his] interests and demonstrate that the attorney made a choice between possible alternative courses of action, such as eliciting (or failing to elicit) evidence helpful to one client but harmful to the other.
McElrath v. Simpson,
Claims (2)(A), (B), and (C)
Claim (2) (A)
Moore claims that his trial counsel, attorneys James and Deardorff, were constitutionally ineffective for their decision to employ the mitigation specialist, Stidham, who, according to Moore, failed to adequately assist in preparation for the mitigation phase of his trial. Moore raised one ineffective assistance claim on direct appeal before the Ohio Supreme Court (Claim (2)(B)), but he did not raise this specific claim. Moore also raised other claims in his state postconviction petition but — again—not this one. In his Rule 26(B) application before the state court, he alleged ineffective assistance of appellate counsel for failing to raise this claim on direct appeal. The state court rejected the claim. The district court also denied relief on the claim.
Moore has procedurally defaulted Claim (2)(A). Here, Moore was represented by Timothy Deardorff both at trial and on direct appeal before the Ohio Court of Appeals. Normally, counsel are not expected to raise the issue of their own ineffectiveness; failure to do so will not bar the claim because of res judicata. See State v. Lentz,
Moore urges us to find cause because his appellate counsel was ineffective for failing to raise this ineffective assistance of trial counsel claim on direct appeal. He alleged this in his Rule 26(B) application, but the state court denied it. Because the state court ruled on this matter on the merits, its decision is entitled to AEDPA deference. See § 2254(d)(1).
In order to assess the claim of ineffective assistance of appellate counsel as an excuse for defaulting the underlying claim, we may look to the strength of the underlying claim. Davie,
We affirm the district court in denying relief because Moore has procedurally defaulted Claim (2)(A). That procedural default is not excused because even if his appellate counsel had raised the issue, the underlying claim was meritless.
Claim (2)(B)
Moore claims that trial counsel was ineffective at mitigation because Moore’s expert witness gave damaging testimony during cross examination. Moore argues that this would not have happened if trial counsel been prepared and known how the expert was going to testify.
At the penalty phase, the defense put on the stand its expert witness, Dr. David Chiappone, a psychologist. As the prosecutor questioned him on cross-examination, the following exchange took place:
Q. Dr. Chiappone, you reviewed all these tests, all these records. And again, you’re still trying to find why Lee Moore did what he did. Did you ever ask him why he killed Melvin Olinger?
A. Yes, I did.
Q. What did he tell you?
A. Well, what struck me is he had a difficult time explaining it, if you will. I asked him several times. It’s almost like he didn’t know what to do. He said he wasn’t sure what to do. He said he was afraid the man would identify him.
Q. So he shot him so he would not be identified?
A. That’s the implication — [objection overruled].
Q. Doctor, are you familiar with the previous statement that Lee Moore gave to the police, wherein he claimed this was all an accident?
A. Yes, I am aware of that.
Q. Did you specifically confront Lee Moore with that and ask him whether or not this was an accident when he shot Melvin Olinger?
A. I’m not sure if he used the word accident, but I did confront him about the information regarding his report to the police officers.
Q. About the way he characterized it to the police?
A. Correct.
Q. What was your memory of how he characterized it at the time?
A. Well, he told me that he made that up when he talked to the police, because he wanted to make it look like it was an accident.
Q. So when he gave that statement to the police about dropping the wallet and the gun just went off and it was an accident, he told you that he made that up?
A. That is correct.
(Emphasis added.) On redirect, Moore’s counsel tried to rehabilitate Dr. Chiap-pone’s testimony:
Q. Now, Doctor, when you talked to Mr. Moore, do you remember that he told you — that he indicated that the man dropped the wallet, but that’s the part of the statement that he made up to the police, that the man actually did not drop the wallet, that he claimed that he did? Is that correct?
A. Yes.
On direct appeal, proceeding with different counsel before the Ohio Supreme Court, Moore raised the claim that his trial counsel did not prepare adequately based on this exchange. There was no evidence before the state court other than the trial transcript. The court denied his claim, finding that Moore had failed to show deficient performance and failed to show prejudice. Moore,
The district court granted Moore’s motion for discovery but denied his motion for an evidentiary hearing. In discovery, Moore took the depositions of trial attorneys James and Deardorff, mitigation specialist Stidham, and psychologist Dr. Chi-appone, among others. The district court granted the joint motion of the parties to expand the record to include these depositions as well as the files of James, Dear-dorff, and Stidham. The district court
Evidence before the federal habeas court
Initially, we note that because of a recent Supreme Court case, we must conclude that neither the district court nor this court may consider the additional evidence introduced in federal court. In Cullen v. Pinholster, — U.S. -,
Moore’s case presents a slightly different factual wrinkle. While the State originally opposed Moore’s motions for discovery, it moved jointly with Moore to admit the fruits of discovery into the record. Thus we are faced with the novel question stemming from Pinholster: May a federal habeas court consider additional evidence not before the state courts, despite the prohibition Pinholster found in § 2254(d)(1), when the parties jointly move to expand the record? In a supplemental brief filed after Pinholster was decided, Moore contends that a federal habeas court may consider such evidence under these circumstances. We hold that it may not.
In Miller-El v. Dretke,
The Supreme Court has given plenty of indication that the restrictions of AEDPA are strong and binding on federal courts. These restrictions have all the hallmarks of a jurisdictional limitation on the power of the federal courts themselves. In Harrington, the Court stated that “Section 2254(d) is part of the basic structure of federal habeas jurisdiction, designed to confirm that state courts are the principal forum for asserting constitutional challenges to state convictions.”
Pinholster itself emphasized the binding nature of AEDPA as a restriction on the courts themselves: “[AEPDA] sets several limits on the power of a federal court to grant an application for a writ of habeas corpus on behalf of a state prisoner.”
Furthermore, at least one circuit has held that the deferential standard of review under § 2254(d) is not waivable. See Eze,
Even if AEDPA were not jurisdictional, our conclusion would be the same in this case because it is well established that parties may not stipulate to a standard of review. See Reg’l Airport Auth. of Louisville v. LFG, LLC,
In any event, the Warden has not waived any objection to consideration of an expanded habeas record. Moore’s argument is that by jointly moving to expand the record with new evidence obtained through discovery, the State has implicitly waived the strictures of § 2254(d)(1). Obviously, there has been no express waiver.
We decline to find that the State waived this argument where it opposed the admission of additional evidence and all consideration of it at every turn before the district court, with the exception of one instance in which it cooperated with Moore to move the court to expand the record with the evidence. Since the court had already approved of the scope and nature
In any event, expansion of the record does not necessarily require that the district court consider that evidence in evaluating the merits of the habeas claim.
We hold that Pinholster is applicable to this case because the requirements of § 2254(d)(1) are not waivable. We may not consider additional evidence not presented to the state courts on this claim.
After oral argument, Moore moved to file supplemental briefing on the effect that the just-decided Martinez v. Ryan, — U.S. -,
First, Martinez is inapplicable to his case. In Martinez, the Supreme Court “narrow[ly]” answered a “precise question”: “whether ineffective assistance in an initial-review collateral proceeding on a claim of ineffective assistance at trial may provide cause for a procedural default in a federal habeas proceeding.”
We respect Martinez’s emphasis that its conclusion was a narrow one and join our sister circuits in refusing to expand it. See, e.g., Ibarra v. Thaler,
Second, and relatedly, Moore is not asking that we afford a Martinеz-like review of a procedurally defaulted claim, but rather that we turn Martinez into a route to circumvent Pinholster. Moore’s argument is not merely that Martinez permits us to review the merits of his claim; we already do that below, albeit through the lens of AEDPA deference, and Martinez is irrelevant to that analysis. Instead, he argues that we should remand to allow factual development of his allegation that collateral counsel was ineffective, and then, if collateral counsel is found ineffective on that newly developed record, permit that record to inform his ultimate claim for relief regarding whether trial counsel was ineffective. In other words, he wants this Court to grant him permission to obtain new facts to challenge the Ohio Supreme Court’s rejection of his ineffective assistance of trial counsel claim. As explained above, though, Pinholster plainly bans such an attempt to obtain review of the merits of claims presented in state court in light of facts that were not presented in state court. Martinez does not alter that conclusion.
Deficient performance
The district court erred in granting relief on this claim. The state court certainly did not unreasonably apply Strickland in reaching the conclusion that counsel’s performance was not deficient.
Moore’s argument is basically that trial counsel should have been aware that Dr. Chiappone was going to testify that Moore said he had lied to police. The idea is that Moore’s counsel was (or should have been) pursuing a residual doubt theory
Deficient performance can be shown where counsel fail to make a reasonable investigation that they should have made. “[C]ounsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary.” Strickland,
Counsel’s performance is entitled to great deference and a presumption of reasonableness. Strickland,
Moore’s case is similar to Hamilton v. Workman,
Moore cites Combs v. Coyle,
Nevertheless, Combs is distinguishable. First, it employed a pre-AEDPA standard. Id. at 277 n. 5. Second, the expert witness’s testimony was particularly damaging because it occurred at the guilt phase, and defense’s sole strategy was showing that intoxication prevented the defendant from forming the requisite intent. Id. at 273. “[The expert witness’s] testimony directly contradicted the sole defense theory that Combs lacked the requisite intent to commit murder.” Id. at 288. While that goes somewhat to the “prejudice” prong, it also applies to the “deficient performance” prong of Strickland in that it reveals how glaringly deficient counsel was. Combs’s counsel called the expert witness for one purpose and the witness failed them. Id. Third, while the court in Combs did not discuss the actual preparation that trial counsel undertook, it is clear that the court had more evidence than simply the trial transcript before it, since it referenced a deposition of Comb’s trial counsel. See id.
Here, there is no indication that Moore’s counsel was relying on the residual doubt mitigation theory. Moore’s trial was in 1994 and, at that time, residual doubt was a legally viable mitigation theory. After Moore’s trial, the Ohio Supreme Court categorically rejected that theory in State v. McGuire,
[TJhis is a tactical matter that deserves wide latitude. The merits of arguing residual doubt to a jury which has just unanimously determined that a defendant has committed the crime beyond a reasonable doubt are dubious. When arguing for mercy for a client based upon a terrible upbringing, it was probably best for [defendant’s counsel to avoid issues that could offend or alienate jurors.
State v. Brooks,
Indeed, there is no indication that Moore’s counsel was actively pursuing residual doubt at all.
Dr. Chiapрone’s testimony generally followed these lines. He focused on: Moore’s background, the effect of his parent’s divorce, the bullying he endured, substance abuse, and how well he would fit into a structured environment such as prison. There is no indication that counsel
Moore gave an unsworn statement in which he said, “I realize I must be punished for the crimes I committed, and I have no problem at all with taking responsibility for my actions.” However, he also said, “I want you to know that I believe I accidentally pulled that trigger.”
In his closing argument, Moore’s counsel stated, “Did he accidentally shoot him? That’s what he said he did. I don’t know if it’s true, but it doesn’t matter anymore. You say he didn’t.... We’re not here saying, ‘Hey, wait a minute. You’d better reconsider what you did, what you said in the first phase, maybe he wasn’t guilty.’ ” The main thrust of counsel’s argument— and indeed, probably his best strategy— was the focus on Moore’s taking responsibility for his actions, not trying to blame someone else, and feeling remorse. Counsel closed with the statement, “Remorse alone — remorse alone can be enough to overcome the crime he committed.”
Residual doubt was simply not the focus of the mitigation phase. Nor would we expect it to be, when the jury had already found that Moore killed the victim intentionally. Counsel did not foreshadow residual doubt in his opening statement. True, Moore’s unsworn statement emphasized that he still claimed he had accidentally shot the victim. But residual doubt was not the theory upon which the defense was counting until Dr. Chiappone unexpectedly undercut it.
If we truly give counsel’s decisions a strong presumption of reasonableness, Strickland,
Furthermore, unlike the witness in Combs, Dr. Chiappone did not undercut the sole reason for which counsel called him to testify. He was called to testify as to the background and mental evaluation of Moore. He offered some additional testimony on alcohol and drugs. His sole purpose was not the presentation of a residual doubt theory. Nothing else he testified to even contributed to such an argument.
On the basis of the evidence properly before us, we cannot say that the state court unreasonably concluded that Moore’s counsel did not perform deficiently in their prepаration for the mitigation phase.
Prejudice
Even if Moore could show that counsel’s performance was deficient, Moore could not show “a reasonable probability that, absent the errors, the sentencer ... would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.” Strickland,
Dr. Chiappone’s statements were indeed unfortunate and appear damaging to Moore’s case. But we must not lose sight of what Dr. Chiappone actually testified to, as clarified by Moore’s counsel. Moore’s counsel rehabilitated Chiappone’s testimony somewhat by clarifying that when Moore admitted he lied to the police, he lied about the victim dropping his wallet, not about the shooting being an accident. Counsel’s point was to show that Moore made up the wallet-dropping (which Moore said startled him and caused him to accidentally shoot the victim point blank in the head) to support his explanation that the shooting was accidental.
The mitigation evidence in favor of Moore was not strong. Moore came from a divorced family. He was of average intelligence. By some accounts he was “spoiled” as a child. He suffered from bullying and was occasionally attacked by other neighborhood children when he was younger. But there were no accounts of parental abuse and neglect, no history of witnessing violence, no indication of low intelligence, nor evidence of any of the typical mitigation factors. And support for any theory of residual doubt was even weaker; there was ample testimony in the guilt phase indicating that Moore acted intentionally and that the shooting was not an accident. Moore and Kinley drove to a remote location with the victim in the trunk of the victim’s own car. Kinley testified that when he asked Moore why he was going to kill the victim, Moore responded, “This ain’t nothing.... We’re not going to get caught for it.” Moore,
Finally, the potential damage done by Dr. Chiappone’s testimony is distinguishable from that in Combs. In Combs, the testimony was devastating because it eliminated the defense’s only defense theory— that intoxication prevented Combs from forming intent — and it also helped establish one of the prosecution’s required elements — intent. Combs,
Applying the AEDPA standard of deference, we conclude that the Ohio Supreme Court was not objectively unreasonable in holding that Moore was not prejudiced.
Claim (2)(C)
Moore also claims that his trial counsel, Deardorff, was ineffective in the opening and closing arguments he delivered at the penalty phase. Moore raised this claim in his state post-conviction petition. The state trial court denied the petition and the Ohio Court of Appeals reviewed the claim on the merits. See Moore, No. C-970353,
Moore points to statements counsel made that, taken in isolation, appear to be quite damaging or at least unhelpful. However, we do not look at such statements in isolation — we look at them in context. United States v. Lostia,
Fully half of the statements Moore identifies simply reflect some variant on counsel’s unenviable task of reconciling the jury’s guilt-phase findings — and particularly the finding that Moore had intentionally shot the victim — with Moore’s position that the shooting was accidental. For instance, Moore points to counsel’s statement in the closing argument that:
But the bottom line in the first issue, or in the first phase, as Mr. Deters says, is: Did he accidently shoot him? That’s what he said he did. I don’t know if it’s true, but it doesn’t matter anymore.... [B]ut the bottom line — cut out all the garbage — he shot Mr. Olinger and stole his car and used his credit cards. That’s the bottom line. That’s what he did.
But Moore omits the language in the middle of that passage where counsel stated, “You say he didn’t. All right. So I’m not going to argue with you whether that’s true or not.” This context makes clear that counsel was acknowledging the jury’s guilty verdict they had already rendered in the guilt phase while still keeping in front of them Moore’s position that the shooting was accidental.
The same is true for counsel’s statement, “And I think the bottom line is Lee just doesn’t want to believe that he did this. He doesn’t want to accept that he did this. In his own mind, he can’t believe he did it. And I think that’s what he’s trying to say to you today.” But immediately before that, counsel also stated, “We don’t know. And you say it’s not accidental. But my point being is that Lee believes it was accidental. If it wasn’t, then maybe somewhere along the line — because of the trauma or somewhere along the line, he’s convinced himself that it was.” Again, the context shows that counsel was trying to explain why Moore persistently stated that he believed he shot the victim accidentally even after the jury’s verdict had declared otherwise.
Similarly, Moore points to several statements his counsel made about life imprisonment, but, when considered in context, they demonstrate that counsel was urging the jury to reject the death penalty. For example, Moore calls our attention to counsel’s comments that “I know I wouldn’t want to go to jail for seventy-three years.... I’d rather you put me to death.” However, counsel followed that up and asked, “How much punishment do we have to give someone?” While not an ideal formulation for the point he was making, this and other contexts show that counsel was not suggesting that the jury sentence Moore to death, but rather was emphasizing the severity of a life sentence and that the jury would not be letting Moore off lightly if they sentenced him to a prison term.
All of the other alleged ills Moore identifies with his counsel’s opening and closing arguments are likewise cured by context. As a result, Moore can show neither deficient performance nor prejudice in this claim.
By way of contrast, Deardorffs argument did not approach that of the defense attorney in Rickman v. Bell,
In Moore’s case, counsel put on a defense in the guilt phase, presented lay and expert testimony in the penalty phase, and argued to the jury that there were mitigating factors in Moore’s background and the circumstances of the crime. Arguments made in mitigation included Moore’s age, his acceptance of responsibility, his remorse, the role of drugs and alcohol, the fact that his codefendants could not be sentenced to death, the morality of the death penalty, and the fact that if given a life sentence Moore would not be released for a very long time. Although Deardorff acknowledged — as he had to, particularly given his sentencing strategy — the jury’s guilt-phase verdict, he clearly did not portray Moore negatively. See also Goodwin v. Johnson,
While some of the statements cited by Moore appear to be damaging in isolation, in context, it is clear that they were part of counsel’s constitutionally sufficient opening and closing statements at the mitigation phase. The Ohio courts’ rejection of this claim was not an unreasonable application of Strickland.
Claims (6) and (8)
In Claim (6) Moore alleges that the trial court erred in giving an “acquittal first” instruction that gave jurors the impression that they had to unanimously reject the death penalty before choosing to sentence him to life in prison. In Claim (8) he also alleges ineffective assistance of appellate counsel for failing to raise this argument on appeal. The district court granted relief on Claim (6), conditioned on Moore’s being allowed to appeal in state court with effective assistance of counsel.
It is important to keep the two claims distinct. Claim (6) argues that the jury instruction was constitutionally deficient. Because habeas exists only to correct errors of federal law, not state law, Estelle v. McGuire,
A. Claim (6)
Though Moore objected to various aspects of the jury instructions in state
B. Claim (8)
As noted, Claim (8) raises both federal- and state-law considerations. We address both in turn, starting with the federal-law claim because if we find it meritless, that finding also disposes of Claim (6).
1. Federal claim
Moore first raised the claim that his appellate counsel was ineffective for failing to challenge the alleged acquittal-first jury instruction in his Rule 26(B) application, and the Ohio Supreme Court rejected that claim on the merits, Moore,
To demonstrate ineffective assistance of appellate counsel, Moore must first show “deficient performance,” which means he must demonstrate that his appellate counsel made an “objectively unreasonable decision” to omit the acquittal-first claim. Webb,
In Mills v. Maryland,
But the Supreme Court hаs rejected this circuit’s approach. In the recent Spisak case, which arose from this circuit, the Supreme Court reviewed acquittal-first jury instructions that are very similar to the ones Moore raises in this case. The Supreme Court explained that it had never held such jury instructions unconstitutional and that “[w]hatever the legal merits of the [acquittal first] rule ... [such] jury instructions [a]re not contrary to clearly established Federal law.”
Against this backdrop, Moore’s ineffective assistance of appellate counsel claim must fail. For purposes of federal habeas review, the acquittal-first doctrine was not clearly established federal law at the time of his direct appeal and will only become clearly established for those purposes when, if ever, the Supreme Court adopts it. See Spisak,
Our conclusion is bolstered by the fact that Moore could not show deficient performance or prejudice even if we were to consider the jury instruction in his case under the standard announced in Davis. Moore’s instruction cannot possibly be considered an acquittal-first instruction. In fact, it is just the opposite. This was the instruction:
In reaching a verdict in this proceeding, you must consider all the evidence admitted at both trials and the arguments of counsel. You must then determine whether the State of Ohio has proven beyond a reasonable doubt that the aggravating circumstances in each count of aggravated murder which Lee Moore was found guilty of committing are sufficient to outweigh the mitigating factors present.
All twelve jurors must agree on a verdict. If all twelve members of the jury find by proof beyond a reasonable doubt that the aggravating circumstances in a particular count of aggravated murder which the defendant was found guilty of committing outweigh the mitigating factors, then you must recommend to the Court a sentence of death as to that particular count.
On the other hand, if, after considering all the relevant evidence admitted at the two trials and the arguments of*794 counsel, you find that the State of Ohio failed to prove by proof beyond a reasonable doubt that the aggravating circumstances in a particular count of aggravated murder which the defendant was found guilty of committing outweigh the mitigating factors, then you will not recommend to the Court a sentence of death as to that particular count of aggravated murder.
In that event, you will determine which of two possible life imprisonment sentences to recommend to the Court as to that particular count of aggravated murder.
The jury verdict form gave the following three options:
We, the jury, unanimously find by proof beyond a reasonable doubt that the aggravating circumstance the defendant was found guilty of committing in Count 1 outweighs the mitigating factors, and, therefore, we do further hereby recommend to the Court that the sentence of death be imposed on the defendant....
We, the jury, unanimously find that the aggravating circumstance the defendant was found guilty of committing in Count 1 does not outweigh the mitigating factors and recommend that the defendant be sentenced to life imprisonment with parole eligibility after serving thirty full years of imprisonment....
We, the jury, unanimously find that the aggravating circumstance the defendant was found guilty of committing in Count 1 does not outweigh the mitigating factors, and recommend that the defendant be sentenced to life imprisonment with parole eligibility after serving twenty full years of imprisonment....
Nowhere did the court instruct or even intimate that the jury must first unanimously find that the death penalty was inappropriate before considering other sentences. On the contrary, the jury was clearly instructed (1) that they may impose the death penalty only if they find unanimously and beyond a reasonable doubt that the aggravating circumstances outweigh the mitigating factors, and (2) that, “on the other hand,” they may impose a life sentence if they find that the balance weighs in favor of mitigation. These jury instructions are not only distinct from the ones in Davis, they are essentially identical to the ones upheld by the Supreme Court in Spisak and by this Court in Scott v. Mitchell,
As a final matter, Davis was concerned with instructions that, like Moore’s, require all twelve jurors to agree on a verdict. But that requirement is mandated by Ohio law and, as a matter of federal constitutional law within this circuit, mandating jury unanimity for a sentence is constitutional so long as the jury is not instructed that it must unanimously reject the death penalty first. See, e.g., Coe v. Bell,
In sum, even if we could treat Davis’s version of the acquittal-first rule as dispos-itive here — and, as explained above, we cannot — Dаvis does not apply to Moore’s jury instruction. Thus, once again, the decision of Moore’s appellate counsel not to raise an acquittal-first claim was neither
2. State law
Moore also claims that his appellate counsel was ineffective for failing to object to the jury instructions as violating Ohio law. We cannot grant habeas relief on pure state law claims, Estelle,
In its 1996 decision State v. Brooks, the Ohio Supreme Court considered instructions that included the following statement: ‘You are now required to determine unanimously that the death penalty is inappropriate before you can consider a life sentence.”
This new state court rule would not have been availing to Moore’s appellate counsel had he raised the issue on direct appeal. For cases that, like Moore’s, were tried before Brooks, the Ohio Supreme Court reviews only for plain error. See State v. Madrigal, 87 Ohio St.3d 378,
The jury was informed that it must be unanimous in finding that the aggravating circumstances outweighed the mitigating factors. The jury was also informed that if it did not make that unanimous finding, one of the life verdicts “shall [be found].” Again, it would be preferable to include the missing piece, that the jury does not have to unanimously find that the aggravating circumstances do not outweigh the mitigating factors before considering the life sentence options. Yet, the “substance” of what the jury must determine was included in the charge given; therefore, appellant was not prejudiced.
Id. at 922. In sum, because Brooks had not been issued, the Brooks instruction was not required. See State v. Mitts,
As was the case in Goff, Moore’s trial took place before Brooks was issued. In this case, Moore was sentenced in November 1994. The Ohio Supreme Court decided Brooks on March 4, 1996. The Ohio Court of Appeals decided Moore’s appeal on June 26, 1996. So, while the appeal was pending, Moore’s appellate counsel could have made the argument that a Brooks instruction should have been given at trial, since the decision in that case was
Moore also claimed that his appellate counsel should have argued that the jury instruction violated Ohio Rev.Code § 2929.03(D)(2). The version of that statute effective at the time of trial and appeal read as follows: Id. (emphasis added). This is essentially a variation of the argument that Moore’s trial court should have given the jury a Brooks instruction. But as the court stated in Goff, though it would have been preferable for the trial court to emphasize that a solitary juror could prevent the death penalty from being imposed, the trial court was not yet required to do so. It also would have been preferable for the trial court to reiterate that the default sentence, absent a unanimous agreement on the sentence of death, is a sentence of life imprisonment. But the Goff court did not require this either, approving an instruction that gave two options: (1) death “only if you unanimously find by proof beyond a reasonable doubt that the aggravating circumstances outweigh the mitigating factors”; or (2) “unanimously sign a verdict for [one of two life sentences].” These are the same options given in Moore’s instructions. Even if Moore’s appellate counsel had raised this state law argument, he would not have succeeded. The state court did not unreasonably apply Strickland in so finding.
Upon consideration of the relevant evidence raised at trial, the testimony, other evidence, statement of the offender, [and] arguments of counsel ... the trial jury, if the offender was tried by a jury, shall determine whether the aggravating circumstances the offender was found guilty of committing are sufficient to outweigh the mitigating factors present in the case. If the trial jury unanimously finds, by proof beyond a reasonable doubt, that the aggravating circumstances the offender was found guilty of committing outweigh the mitigating factors, the trial jury shall recommend to the court that the sentence of death be imposed on the offender. Absent such a finding, the jury shall recommend that the offender be sentenced to life imprisonment with parole eligibility after serving twenty full years of imprisonment or to life imprisonment with parole eligibility after serving thirty full years of imprisonment.
We deny relief on Moore’s claim that his appellate counsel was ineffective for failing to object to the jury instructions on both federal constitutional and state law grounds.
Claims (7)(A), (C), (D), and (18)(D)
Claim (7) (A)
Moore claims that the prosecutor engaged in misconduct that deprived Moore of due process during the sentencing phase by making statements that urged the jury to identify with the victim.
Facts
In his opening statement in the sentencing phase, the prosecutor made the following comment to which Moore objected:
*797 After all that time in the trunk, I’m sure he’s freezing, he’s cramped, he’s been bounced around. Just for one moment maybe there was a little bit of hope for Mr. Olinger. But I’m sure when he got out and saw the .357 was still in the hands of Lee Moore, and he saw where he was, he knew — [Defense objection overruled].
Later on, in his closing argument, the prosecutor made the following statements to which Moore objected:
He drives him down, the car stops for a while, [Larry] Kinley gets in, Holmes gets out, and then there is a conversation. While he’s in the trunk, he, Lee Moore, is saying he’s got a guy in the trunk he’s going to kill. Can you imagine the abject terror Melvin Olinger has at this point? [Defense objection overruled]
They drove to the factory. Again, he’s ordered out at gunpoint. Is the trunk open or shut? It doesn’t matter. Does it really matter? He gets him out of the car. Was he begging for his life? You bet he was. [Defense objection overruled]
Procedural Posture
At trial, the court overruled each of Moore’s objections. We review the state court’s ruling under the AEDPA standard, for unreasonable application of clearly established federal law as declared by Supreme Court precedent.
Moore also draws our attention to several additional comments as examples of prosecutorial misconduct, but because he did not raise any claims concerning those specific comments in state court, he has procedurally defaulted any claims regarding them. Ordinarily, procedural default can be excused on a showing of cause and prejudice. McFarland,
Reweighing cures any errors
As to the allegedly improper comments to which Moore objected at trial, the Ohio Supreme Court’s reweighing of the aggravating and mitigating factors is enough to cure any possible errors. In Baston v. Bagley,
We affirm the district court’s denial of relief on this claim.
Moore also claims that the prosecutor made several additional comments during his closing argument at mitigation that impermissibly urged the jury to rely on non-statutory aggravating factors as a basis to impose the death penalty.
Moore points to the following statements: “Think about the coldness and premeditation in which Melvin Olinger was stalked.” “These are the aggravating circumstances that you’re balancing against mitigation. What did Mr. Olinger do to deserve this?” “Can you imagine the abject terror Melvin Olinger has at this point?” “Was he begging for his life?” “These are all the facts that are aggravating circumstances to be weighed against the total void of mitigation presented to you today.” The Ohio Supreme Court held that the first two comments “tended to raise coldness and premeditation as aggravating circumstances” but that the error was not outcome-determinative. Moore,
The district court held that any error caused by the prosecutor’s reference to non-statutory aggravating circumstances was cured by the state appellate courts’ reweighing of the aggravating circumstances and mitigating factors. Moore,
Once again, we find that any possible preserved errors do not justify habeas relief. First, a violation of state law does not necessarily create a constitutional violation. Under Ohio law, the nature and circumstances of the offense are mitigating factors to be weighed against the aggravating circumstances, and not as aggravating factors themselves. Fox v. Coyle,
Second, the Ohio Supreme Court’s mandatory reweighing of the aggravating circumstances and mitigating factors under Ohio Rev.Code §§ 2929.03(D)(3) and 2929.05(A) rendered any error harmless. See Nields,
Claim (7)(D)
Moore claims that the prosecutor violated his Fifth Amendment rights by commenting on the unsworn statement Moore
... Their last piece is the defendant’s statement, unsworn statement, so he does riot have to face any cross-examination or face any tough questions from the prosecutors. And you can consider that when you consider his credibility as a witness.
He goes to Butler County. And during the guilt phase you heard in our closing that you could infer he went to Butler County because he wanted to choose his victim, someone who couldn’t find — wouldn’t be missed for quite some time. If there is some [big] mystery why he went to Butler County besides that, why didn’t he tell you that today in his unsworn statement?
Prosecutorial misconduct can merit habeas relief only if the prosecutor’s remarks render the trial so unfair as to be a denial of due process. See Donnelly v. DeChristoforo,
If this court finds improper conduct, we consider four factors to determine whether the challenged conduct is flagrant: “(1) the likelihood that the remarks of the prosecutor tended to mislead the jury or prejudice the petitioner; (2) whether the remarks were isolated or extensive; (3) whether the remarks were deliberately or accidentally made; and (4) the total strength of the evidence against the defendant.” Bates,
The prosecutor’s first comment was permissible because it was limited to reminding the jury that Moore’s statement was not made under oath. See Bedford,
Claim (13)(D)
Moore alleges that the prosecutor used, and the trial court condoned, a peremptory challenge to remove an African-American woman from the jury on the basis of her race.
Facts
When the prosecutor excused a prospective juror named Sandra Freeman with a peremptory challenge, Moore’s counsel challenged the request as racially motivated under Batson v. Kentucky,
The district court held that the state court’s decision that the prosecutor had not demonstrated purposeful discrimination in striking the potential juror was not unreasonable or clearly erroneous. Analysis
A Batson claim presents a mixed question of law and fact. Braxton v. Gansheimer,
In Batson, the Supreme Court held that the Equal Protection Clause precludes the state from exercising peremptory challenges so as to exclude members of minority groups from service on petit juries.
Under our Batson jurisprudence, once the opponent of a peremptory challenge has made out a prima facie case of racial discrimination (step one), the burden of production shifts to the proponent of the strike to come forward with a race-neutral explanation (step two). If a race-neutral explanation is tendered, the trial court must then decide (step three) whether the opponent of the strike has proved purposeful racial discrimination. The second step of this process does not demand an explanation that is persuasive, or even plausible. “At this [second] step of the inquiry, the issue is the facial validity of the prosecutor’s explanation. Unless a discriminatory intent is inherent in the prosecutor’s explanation, the reason offered will be deemed race neutral.”
Purkett v. Elem,
The district court properly denied Moore’s Batson claim. The Ohio Supreme Court analyzed Moore’s Batson claim under the following framework:
In order to state a prima facie case of purposeful discrimination under Batson, an accused must demonstrate (1) that members of a recognized racial group were peremptorily challenged and (2) that the facts and circumstances raise an inference that the prosecutor used the*802 peremptory challenge to exclude the jurors on account of their race. If the accused makes a prima facie case of discrimination, the state must then come forward with a neutral explanation. A trial court’s finding of no discriminatory intent “will not be reversed on appeal absent a determination that it was clearly erroneous.”
Moore,
The Ohio Supreme Court’s decision was not an unreasonable application of Batson and was not based on an unreasonable determination of the facts in light of the evidence presented to the state courts. Moore made out a prima facie case of discrimination because he and juror Freeman are both African-American. See Batson,
The parties expanded the record to include the juror questionnaires, but we may not consider them. Moore admits that while he briefly referenced the jury questionnaires at the state trial court, he did not present them to the Ohio Court of Appeals or the Ohio Supreme Court on direct appeal.
The Ohio Supreme Court, which did not have the juror questionnaires before it, credited the prosecution’s race neutral reasons and found that the trial court’s finding of no discriminatory intent was not clearly erroneous. Moore,
Even if we were to consider the questionnaires, we would conclude that they do not carry the day for Moore. Moore argues that the questionnaires of Freeman and three white jurors show that the prosecutor’s reasons for striking Freeman were pretextual. The juror questionnaires asked, among other things, what the jurors considered positive and negative influences on a child’s development and whether the jurors, members of their families, or close friends were affiliated with prosecuting attorneys or public defenders. Donna England listed drugs, alcohol, no curfew, and being left alone too much as negative influences, and did not indicate that any of her family or friends were attorneys. Guy Hopkins stated that poor role models, poor home environment, and lack of parental support were negative influences, and that two of his friends were attorneys. William Miller wrote that non-caring, non-involvement, and abusive treatment were negative influences on a child, and indicated that his college roommate was a lawyer and public defender. Freeman, the black juror struck by the prosecution, indicated that inconsistent parenting, alcoholism or drugs, and a lack of religious background were negative influences, аnd that her uncle was a lawyer. She checked both “public defender” and “district attorney or United States Attorney” on the form. The jurors were also asked questions in voir dire. Some of the questions were of a general nature, such as whether the juror would follow the law and the judge’s instructions, and some were specifically directed to the juror’s responses on the questionnaires. In addition, the prosecutor asked some jurors to rate their support of the death penalty on a scale of one to ten.
No individual juror whom Moore seeks to compare to Freeman had all of the characteristics cited by the prosecutor to justify striking Freeman. One expressed similar views about drugs and alcohol, two knew attorneys, including a public defender, and none was identified as displaying body language hostile to the prosecution. One of the two jurors who knew attorneys rated his support of the death penalty at ten, and the other seven. Freeman said she could follow the law and vote for the death penalty but was not asked to rate her views numerically. Furthermore, Freeman’s negative body language distinguished her from other potentially similar jurors.
Even considering the juror questionnaires, because the jurors Moore identifies were not otherwise similar to Freeman, the evidence does not tend to prove purposeful discrimination. See Miller-El v. Dretke,
Moore contends that the trial court violated his constitutional right to individualized sentencing by failing to consider relevant mitigation evidence, particularly the effect of his parents’ divorce on him; the bullying, teasing, and beating he received from his peers; his feelings that he did not fit in with his peers; his substance abuse and dependency; his capability of being productive in a structured environment; and his unrealized potential. Moore is correct that the trial court did not mention these factors specifically. It found Moore’s age as a mitigating factor, and it referred generally to his “history, character, and background,” but then stated that, “As to any other factors that are relevant to the issue of whether the defendant should be sentenced to death, the Court really cannot find any.” Moore never objected to the court’s consideration or alleged lack of consideration of any of these matters. In his Rule 26(B) application, he claimed that his appellate counsel was ineffective for failing to raise the claim on direct appeal. The Ohio Court of Appeals denied his claim and the Ohio Supreme Court affirmed. Moore,
Because the issue was not raised on direct аppeal, it is procedurally defaulted. Default can be excused by showing cause (ineffective assistance of counsel) and prejudice. McFarland,
Davis v. Coyle,
Because Moore’s underlying claim lacks merit, he cannot demonstrate that he was prejudiced by his appellate counsel’s failure to raise it. See Davie,
Claim (18XC)
Moore argues that the prosecutor committed misconduct during the guilt phase by presenting testimony from the victim’s father, denigrating defense counsel, encouraging the jury to perform its own experiment, and commenting on defense counsel’s failure to present expert witnesses.
Claim (18XCXÍ)
Moore claims that the prosecutor committed misconduct by presenting testimony from the victim’s father in order to elicit sympathy from the jury. The victim’s father testified that the victim had a sister, he worked out of town, he hugged and kissed his mother before he left the house the night he was killed, a friend of his had died, and his family did not know what to do when they discovered he was missing. Moore complains that none of this testimony was relevant to the elements of the charges against him.
Moore did not raise this claim on direct appeal. He did raise it in his post-conviction relief petition, but the state court found it barred by res judicata under Perry because the claim could have been raised on direct appeal but was not. The Ohio Supreme Court could have taken the same tack when the claim came before that court via Moore’s Rule 26(B). See Moore,
Because the Ohio Supreme Court rejected the claim on the merits, our role under AEDPA is solely to determine whether that rejection was an unreasonable application of federal law. This court has held that reference to victim impact evidence in the guilt phase is permissible. Beuke v. Houk,
Claim (18)(C)(ii)
Moore has failed to argue before this court the claim that the prosecutor denigrated defense counsel, so that claim is deemed waived. See Fed. R.App. P. 28(a)(9)(A); Landrum,
Claim (18)(C)(iii)
Moore also argues that the prosecutor encouraged the jury to perform its own experiment. As with his claim about the victim’s father’s testimony, Moore raised this ineffective assistance claim in his Rule 26(B) application and the Ohio Supreme Court denied it on the merits. That denial is entitled to AEDPA deference.
Under the Sixth and Fourteenth Amendments, a criminal defendant has the right to a jury that considers only
[G]o back in the jury room — nothing prevents you from doing this. Go back and see how did he get in that position, what you have to do. You’re like this (indicating). He’s like this on his knees.... After you’re down like this, have somebody take that State’s Exhibit 16 [the gun] and see what your reaction is. Do you think you might maybe turn away from that gun and tilt your head back a little bit?
The prosecutor’s suggestion did not amount to misconduct. First, it did not call for a juror or jurors to experiment and report their findings to the other jurors. Instead, the prosecutor told the jury that they could, as a body, judge for themselves whether the evidence supported the theory that Moore shot the victim as the victim kneeled in front of him. Second, this point was not critical to the prosecution’s case. The prosecutor’s argument was apparently intended to counter Moore’s claim in his statement to the police that he shot the victim accidentally and not execution-style. But Moore’s co-defendant Kinley testified that Moore planned the killing and laughed about it afterward. Moore,
Claim (18)(C)(iv)
Moore also complains that the prosecutor improperly shifted the burden of proof by commenting on the defense’s failure to present an expert witness. While arguing that the victim was on his knees when he was shot, the prosecutor said: “The defense has every ability to subpoena in any expert they want to prove otherwise. Where were they? Where were they?”
Moore defaulted this claim and, even if he had not, the underlying claim is merit-less.
There is nothing impermissible about the prosecutor’s commenting on the defendant’s failure to rebut evidence, so long as he does not violate the defendant’s Fifth Amendment rights by commenting implicitly or explicitly on the defendant’s failure to testify. See United States v. Clark,
Claim (19)
Moore alleges that his statements to the police were admitted in violation of his Miranda rights and his rights to counsel, due process, and equal protection. He asserts that the Ohio Supreme Court failed to consider all of the circumstances that indicated that his statements were involuntary and in violation of his right to counsel.
Facts
The facts as found by the state court establish the following sequence of events. Police apprehended Moore and Kinley at around 5:30 p.m. on January 20, 1994, as they waited for their order in the drive-through lane of a McDonald’s. Moore,
Officer Tiernan advised Moore of his Miranda rights around 12:10 a.m. Moore indicated that he understood his rights and signed the waiver form. He did not ask to speak to an attorney. Id. at 10-11. Mt. Healthy Assistant Police Chief Dennis Ohmer transported Moore to the downtown Cincinnati police station. Moore had a jacket but was not wearing shoes, and had to walk approximately thirty feet through slush and snow. Id. at 10. Moore was placed in an interview room and remained in handcuffs until he was questioned. Id. at 12. Around 5:00 a.m., Officer Tiernan and Cincinnati Police Homicide Unit investigator David Fel-dhaus began interviewing Moore. Fel-dhaus showed Moore the Miranda rights form that Moore had already signed, Moore said he understood his rights, and he acknowledged his signature at the bottom of the form. When Feldhaus asked Moore whether he wanted anything to eat or drink, Moore requested, and was provided, water. The interview lasted for over an hour and a half, including breaks. At approximately 6:30 a.m., Moore admitted that he had robbed, kidnapped, shot, and killed Olinger; he claimed that the shooting was accidental. Id. at 6. Moore appeared clear-headed throughout the interview. Id. at 11.
Moore disputed several aspects of the officers’ testimony. He said that he last ate at 9:00 a.m. on the day he was arrested, and had smoked a large marijuana cigar. According to Moore, he was never offered food or water while in the Mt. Healthy holding cell. Moore also said that he was handcuffed with his hands behind his back for three hours before his interview with Tiernan, that he requested an attorney when Tiernan advised him of his rights but Tiernan ignored him, that Fel-dhaus never offered him anything to eat or drink, that he requested an attorney again when Feldhaus showed him the rights form and waiver, that he was not told that he was a suspect in an aggravated murder investigation, and that he requested an attorney a third time. Id.
Moore raised this claim at the suppression hearing before trial and again on direct appeal. The Ohio Supreme Court reviewed the suppression hearing held by the trial court and found conflicting accounts of the events leading up to Moore’s statement to the police. The court deferred to the trial court’s decision to resolve all conflicts in testimony in favor of the state. Id. at 12. The court concluded that the evidence supported the trial court’s findings that Moore was properly advised of his Miranda, rights and that he understood those rights when he signed a waiver form. Id. at 11. The court found several aspects of Moore’s detention troubling, including the testimony that the police officers did not provide Moore with food or drink while he was in a holding cell, they required him to walk in the snow in sub-freezing temperatures in his stocking feet, and they kept his hands cuffed behind his back for over three hours as he sat in an interview room. The court concluded, however, that the totality of the circumstances indicated that Moore made a knowing, voluntary, and intelligent waiver of his constitutional rights. Id. at 12.
The district court found that Moore’s treatment by the police was unnecessarily harsh but that the police advised Moore of his Miranda rights, had him sign a waiver, and had him re-affirm that waiver before they interrogated him. The court deferred to the state courts’ factual finding that there was no credible evidence that Moore requested an attorney either before or during his custodial interrogation. The district court concluded that the Ohio Supreme Court’s decision was not an unreasonable application of Supreme Court precedent. Moore,
Analysis
In Miranda v. Arizona,
The Ohio Supreme Court identified the proper precedent by which to examine Moore’s claim and did not apply it unreasonably. The Ohio Supreme Court cited North Carolina v. Butler,
We, too, find that the circumstances surrounding Moore’s statement are troubling. The police officers did not provide Moore with food or drink while he was in the holding cell, they required Moore to walk in the snow and slush in sub-freezing temperatures in his stocking feet, and they kept Moore’s hands cuffed behind his back for over three hours while he sat in the interview room. Over twelve hours elapsed between the time Moore was arrested and the time he gave his statement. At nineteen and with a single juvenile offense, Moore was not experienced with the criminal justice system.
On the other hand, Moore is of average intelligence, did not appear intoxicated when he was arrested, and did not request food when it was offered. Moore was read his Miranda rights, signed a waiver form, and acknowledged understanding his rights just before he was questioned. The questioning itself was not prolonged or repeated, lasting about an hour and a half. The police subjected Moore to physical discomfort but did not use any other overtly coercive tactics that overbore Moore’s will and caused his confession. See Connelly,
Moore argues that a police officer contradicted the earlier Miranda warning by advising Moore that his statement would actually help him, citing Hart v. Att’y Gen.,
At the suppression hearing, Moore testified that, after showing him the Miranda waiver he had signed earlier, Feldhaus asked him to give a statement. Feldhaus used an example of someone who runs over a pedestrian either accidentally or intentionally. Moore testified,
*810 [Feldhaus] said if there’s a man on the street and there’s a car come [sic] speeding in the street and he doesn’t see him and he runs him over, that that’s murder, but it’s accidental. And he said that’s different than driving in the street and seeing a man and actually stepping on the gas to kill him. And he said that if, if I didn’t make a statement, that it would look like I stepped on the gas and killed the man. He said that it could have possibly been an accident and he told me that I should make a statement.
Q: Okay. So he was telling you that it would be better to say that it was accidental and he also stated that it would go easier on you; is that correct?
A: Yes.
However, Feldhaus denied ever making such comments.
In the alternative, any error in admitting Moore’s statement into evidence was harmless. The admission of an involuntary statement at trial is subject to harmless error analysis. Arizona v. Fulminante,
Moore’s statement did not have substantial and injurious effect on the jury’s verdict. First, although Moore admitted kidnapping, robbing, and shooting the victim, he told the police the shooting was accidental. Moore,
CONCLUSION
Accordingly, and for the reasons set forth above, we REVERSE the district court’s grant of habeas relief with respect to Moore’s claims of ineffective assistance of counsel at sentencing and improper jury instructions, and AFFIRM the district court’s denial of habeas relief with respect to all other claims.
Notes
. Rule 26(B) is a state remedy that allows a defendant to reopen his direct appeal if he was harmed by ineffective assistance of appellate counsel. Ohio App. R. 26(B). A case reopened pursuant to this rule is also known as a "Murnahan” appeal. See State v. Murnahan,
. Moore does not advance this argument concerning procedural default and second or successive state petitions for any claims. We note that the argument does not apply to any of his other claims, negating the need to mention it again in this opinion.
. Section 2254(d) of AEDPA states:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
. Section 2254(e)(2) of AEDPA states:
If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evi-dentiary hearing on the claim unless the applicant shows that the claim relies on ... a factual predicate that could not have been previously discovered through the exercise of due diligence and the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable factfin-der would have found the applicant guilty of the underlying offense.
28 U.S.C. § 2254(e)(2) (subsection numbers and some punctuation omitted).
.As Pinholster made clear, § 2254(d)(1) and (d)(2) are identical in their restrictions, so we find that any discussion of (d)(2) helps inform our understanding of the parallel provisions of (d)(1). See Pinholster,
. To avoid any confusion, we also note that Richey's holding may very well stand, even in light of Pinholster. Richey appears to operate under the mistaken notion that a petitioner is entitled to an evidentiary hearing and/оr additional evidence in federal habeas court so long as he was diligent in attempting to develop the record in accordance with § 2254(e)(2), regardless of whether or not the state court ruled on the merits of his claims. This understanding was of course rejected in Pinholster. However, in an alternative holding, Richey held that parts of the ineffective assistance of counsel claims were not procedurally defaulted and never ruled on by the state court.
. In a supplemental brief we permitted him to file on the effect of Pinholster on his claim, Moore argues that, even if Pinholster bans considering new evidence to initially weigh a state court’s resolution of a claim, once this court finds that resolution wanting, it may then consider the new evidence. But even assuming the correctness of his argument, it would depend on our concluding that, in fact, the state court’s resolution was wanting. See, e.g., Detrich v. Ryan,
. At least one other circuit has found that even if § 2254(e)(2) were waivable, the respondents could not be deemed to have waived the restrictions implicitly. In McGehee v. Norris,
.Habeas Rule 7(a) addresses the expansion of the habeas record once a petition for discovery has been granted. It states: "If the petition is not dismissed, the judge may direct the parties to expand the record by submitting additional materials relating to the petition. The judge may require that these materials be authenticated.” Much later, the parties also stipulated to expanding the record with the juror questionnaires. For discussion on that issue, see our analysis of Claim (13)(D) infra.
. Indeed, in this case, the district court did not seem to rely on the new evidence in rendering its decision. Even if we were to consider the improperly introduced evidence, we find that it does not help establish ineffective assistance. If anything, it shows that counsel took steps to рrepare for mitigation including meeting with Dr. Chiappone prior to his testifying.
. To the extent the dissent references material from the newly admitted depositions in the federal habeas proceedings, we note that because Pinholster precludes us from considering such material, we may not read the trial transcript through the lens of the later deposition testimony. Rather, our examination of the state court record must remain completely uninformed by the subsequent testimony introduced in the district court below.
. A residual doubt theory during mitigation essentially asks the jury to consider as mitigating any lingering doubt that they might still have as to the defendant’s guilt. It operates in the space between certainty "beyond a reasonable doubt” and "absolute certainty.” State v. Chinn, No. 11835,
. Although the dissent does not use the term “residual doubt theory,” it claims that counsel’s primary mitigation theory was essentially one of residual doubt. However, as we explain below, counsel simply did not pursue a residual doubt theory during mitigation.
. The district court's choice of remedy appears to be more consistent with a finding of ineffective assistance of appellate counsel rather than a grant of relief for the underlying claim that the jury instruction was unconstitutional. Regardless, we find that neither claim is meritorious.
. Claim (18)(D) simply restates the grounds for Claims (7)(A), (C), and (D). Moore does not brief or discuss it separately.
. We note, however, that we affirm the district court on different grounds. The district court held that the comments were improper, but that there was no prejudice because evidence of guilt was overwhelming. Moore,
. Moore tries to take back this concession in a supplemental brief, noting that the questionnaires were before the state trial court and speculating that they were raised on appeal. We decline to accept his speculation as a reason to disbelieve his initial concession. In any event, as we explain below, the questionnaires would not help Moore's cause even if we did consider them.
. In his Fourth Brief, Moore's counsel states, without citation, that Officer Feldhaus admonished Moore that "it would be better to say that it was accidental and ... it would go easier on you.” In fact, however, that quote comes not from Feldhaus but from Moore's trial counsel at the suppression hearing, summarizing Moore’s own testimony back to him. At the suppression hearing, Officer Feldhaus specifically denied making such statements or using the car analogy to which Moore refers.
Dissenting Opinion
dissenting.
I dissent from the court’s ruling on Petitioner Moore’s ineffective assistance of counsel claim arising from the testimony of Dr. Chiappone, discussed under the heading “Claim (2)(B)” of the majority opinion.
The majority opinion asserts that this Court is faced with a “novel question stemming from Pinholster: May a federal ha-beas court consider additional evidence not before the state courts ... when the parties jointly move to expand the record?” The fact is, as the majority admits in Footnote 10, the district court did not rely on the new evidence in rendering its decision.
Indeed, neither the magistrate judge nor the district court judge even cited the additional deposition evidence, which the majority contends is prohibited under Pinhol-ster. The only citations in the opinion are to the trial court transcripts. Based on that record, the magistrate judge found and the district court agreed that the Ohio Supreme Court’s decision finding no Sixth Amendment violation was “objectively unreasonable” under Strickland v. Washington,
A fairminded jurist need look no further than the trial transcript to conclude that counsel was grossly deficient in this case. First, the defendant’s strongest theory of mitigation was the same theory he maintained throughout the guilt phase, namely that the shooting was accidental and he was honest in relaying this information to authorities. The Defense’s only expert witness, Dr. Chiappone, testified to just the opposite, undermining the defense’s theory, the defendant’s credibility, and any hope of proving the mitigating factor of remorse. As his attorney stated later in depositions, “I believed at that time he was going to get the death penalty, based on what Dr. Chiappone said. He was cooked.” (Jt. Apx. Pg. 1888-89).
Unfortunately for Moore, counsel’s incompetence did not end with the apparent lack of preparation or anticipation of this devastating testimony. Instead of attempting to explain or rehabilitate Dr. Chiappone’s testimony, counsel remained silent on that very issue during his entire closing argument. The lawyer, Timothy Deardorff, later explained his rambling and destructive closing argument as a panicked response to Dr. Chiappone’s testimony, which he described as getting “hit with a bean ball” and having to go to bat again. (Jt.Apx.Pg.1897). The jury never heard this reasoning, of cоurse. Instead, the jury heard from defense counsel a litany of reasons to give Moore the death penalty. Deardorff told the jury that a long sentence in jail was not fair to the victim’s family. (T.p. 1214). He also inexplicably stated, “I mean if you shoot somebody in the head and you’re in a little area and his brains fly out all over the wall, that is going to have an effect.” (T.p. 1204). After all of this, he all but invited the jury to return a death verdict: “I know I wouldn’t want to go to jail for 73 years. I’d rather you put me to death.” (T.p. 1221).
A simple reading of this trial transcript provides overwhelming evidence of a blatant Sixth Amendment violation. The la
The court’s opinion on ineffective assistance of counsel arising from Dr. Chiap-pone’s testimony is in direct conflict with the similar ineffective assistance cases of Stevens v. McBride,
This is a complete failure of the duty to investigate with no professional justification. Where an expert witness’s opinion is “crucial to the defense theory[,] defense counsel’s failure to have questioned [the expert] ... prior to trial is inexcusable.”
In addition to the portion of the Combs case quoted in Stevens by the Seventh Circuit, the Sixth Circuit opinion notes that Dr. Fisher, the expert in Combs, like Dr. Chiappone in the instant case, “testified to the opposite” of the reason he was put on the stand. Id. The Court explains:
Defense counsel should have known Fisher’s opinion on this ultimate issue and should have prepared accordingly.
Regardless of whether Combs’s counsel should have known or instead actually knew Fisher’s opinion regarding Combs’s intent, however, counsel’s decision to put him on the stand was objectively unrеasonable.... Combs could not have been acting purposefully. Fisher’s testimony directly contradicted the sole defense theory that Combs lacked the requisite intent to commit murder.... Furthermore, not only did Fisher’s testimony destroy any hope of a successful intoxication defense, but it also helped the prosecution to establish one of the elements of its case in chief. Quite simply, this testimony was completely devastating to the defense, and counsel’s decision to present it was objectively unreasonable. Id.
The majority opinion in the instant case cannot be reconciled with the Combs and Stevens cases. Nor can it be reconciled with common sense. The Sixth Amendment does not allow lawyers who are so negligent that they put on the stand a key expert witness who then testifies directly contrary to his client’s interest and establishes the key element of the prosecution’s case (“premeditation”).
Here, Dr. Chiappone became in effect a witness for the prosecution. Without Dr. Chiappone’s testimony, the Defense’s mitigation theory of remorse and an accidental shooting may well have convinced one or
A discussion of Pinholster is unnecessary in this case. After all, the district court, as the majority apparently concedes, looked exclusively at the state record in determining that the Ohio state courts had unreasonably applied federal law. The district court then determined that both Strickland prongs were met and found ineffective assistance of counsel. This case is perhaps one of the rare and more unfortunate ones where the state trial court record is so full of obvious malpractice that a finding of ineffective assistance was simple, based only on the state trial court record. The Supreme Court never discusses Pinholster as a “jurisdictional” bar. The State never argued that Pinholster was “jurisdictional.” The majority’s contention to this effect comes out of thin air and is neither grounded in Pinholster nor habeas law. It appears to create a fictional obstacle where there is none. The majority seems somehow to read Pinholster in such a fashion as to eliminate any possible federal review. If this result is what is meant then it is obviously wrong and deeply confused about the meaning of Pinhol-ster in this case. It is unclear to me what the majority intends to accomplish by a discussion of jurisdiction and waiver in connection with Pinholster.
