170 F. 881 | 9th Cir. | 1909
In a suit commenced in the court below on November 8, 1906, by Robert H. Fleming against R. E. Leber, administrator of the estate of Victor Baubet, deceased, and R. E. Leber, defendants, it was alleged in the complaint duly filed that, pursuant to certain agreements, conveyances, and leases, the plaintiff on April 14, 1906, became entitled to receive from the defendant R. E. Leber 10 per cent, of the gross output of gold from certain mining premises in Alaska until the sum of $2,500 due to the plaintiff should be fully paid; that the said Leber had collected from the laymen and lessees of the said mining company as royalty for the privilege of working and mining such property large quantities of gold dust of great value, the exact amount of which was unknown to plaintiff; that he had been informed and believed, and accordingly alleged, that the defendant Leber had collected and received gold dust in sufficient quantities and of sufficient value to entitle the plaintiff to the full sum of $2,500 from the defendant; that said sum had not been paid, nor any part thereof, save and except the sum of $953.75, paid him from time to time by the said Leber; that upon information and belief the said Leber, for himself and ag administrator of the estate of Victor Baubet, deceased, claimed some interest in and to said gold dust, or the money value thereof alleged to be due to the plaintiff.
The prayer of the complaint was that the defendants and each of them be required to render to the plaintiff an accounting of all their acts and deeds in the premises; to set forth the nature and character of any claim the defendants or either of them had to the 10 per cent, of the gross output of the gold or gold dust taken from said mining claim, and claimed by the plaintiff since the 14th day of April, 1906; that a decree be entered in favor of the plaintiff against the defendant in the sum of $1,546.25, with interest thereon from the time the same was collected by defendants, and costs of suit.
The name of Morton E. Stevens appeared upon the complaint as plaintiff’s attorney. Summons was issued
On November 26, 1906, Louis K. Pratt, appearing as attorney for R. E. Leber, moved the court to quash the petition for a warrant. This motion was denied on November 30, 1906. The attorney for Leber thereupon, on De
In the course of the hearing of this case, Louis K. Pratt, the .attorney for the defendant, offered himself as a witness on behalf of the defendant, and testified that he had advised Leber with respect to the subpoena herein; that it was absolutely void, and that he, Leber, was under no obligations, legal'or moral, to respect it; that if he, the witness, was in Leber’s place, he would not do it; and he would not be imposed on in that way.
On October 23, 1907, Jeremiah Cousby, the attorney for the United States, brought this testimony to the attention of the court by affidavit. A warrant was thereupon issued for the arrest of Pratt upon the charge of contempt of court in advising and counseling the defendant Leber to disobey the subpcena. The defendant answered, substantially admitting the facts alleged in the affidavit of the United States attorney, but claiming that as a lawyer he was familiar with the question as to the validity of the subpoena; that it was void, and he had a right to so advise his client. The case was heard by the court on November 11, 1907; the defendant was adjudged guilty of contempt of court, and sentenced to pay a fine of $250 to be paid forthwith in court, and in default of payment to be confined in jail until the same should be paid at the rate of $2 per day.
On October 22, 1907, the court entered an order reciting the facts hereinbefore stated, that on October 15, 1907, while case No. 637, entitled “United States ex rel. Robert H. Fleming, Plaintiff, v. R. E. Leber, Defendant,” was pending, Louis K. Pratt, the attorney for the defend
The order entered by the court directed that Louis K. Pratt show cause why he should not be punished for contempt of court committed in the face of the court. The respondent made return to the order to show cause, in which he made explanation and set up matters by way of purging himself of the charge of contempt of court. Among other things, he claimed to have said to the judge in his chambers: “I want to talk to the judge as a citizen for a minute. In this case versus Leber there has been so much kicked up that is of a disagreeable nature that I don’t want to try the case at this term; but if you think it must be tried, then I should like to have it tried by a jury.”
The court thereupon determined that the defendant had been guilty of misconduct and misbehavior in office and had been guilty of contempt of court. The court thereupon ordered that the defendant be punished by a fine of $300, to be paid to the United States forthwith, otherwise to be recovered in the manner provided by the law for the recovery and collection of fines.
On November 11, 1907, Jeremiah Cousby, the attorney for the United States, filed in court an affidavit setting forth the proceedings in the court and the action by Louis K. Pratt in presenting motion for a change of venue or judge or for a jury trial in case No. 275, in which the said Louis K. Pratt alleged that he believed that in many instances James Wickersham, the judge of the court, in making rulings, decisions, and judgments in cases of which the affiant was interested as an attorney at law, had been blinded by passion and prejudice, and had been led into the doing of arbitrary, illegal, and unjust things by reason thereof; that in a number of instances affiant had been unable to account for the rulings and decisions of the said judge upon any other theory, and had been led to believe, and did believe, that the rulings and decisions in these instances were not the result of
These proceedings against the plaintiffs in error for contempt of court originated in case No. 622, wherein Robert H. Fleming was plaintiff and R. E. Leber et al. were defendants. The action was for an accounting in a mining enterprise in which plaintiff claimed to be entitled under an agreement to receivé from the defendants 10 per cent, of the gross output of the claim, and for a decree for the amount found due. The summons issued ■under the complaint having been served upon the defendant, the plaintiff was authorized to take defendant’s deposition under section 644, Alaska Code Civ.Proc. The plaintiff gave the notice of time and place for taking the deposition as required by section 652 of that Code. The plaintiff further proceeded under sections 624 and 625 of the Code and had a subpoena issued by the clerk of the court requiring the attendance of the defendant at the time and place designated in the subpoena to testify .as a witness in the action. The defendant did not attend
Section 624 of the Alaska Code of Civil Procedure defines a subpoena as follows: “The process by which the attendance of a witness is required is a subpcena. It is a writ directed to a person and requiring his attendance, at a particular time and place, to testify as a witness in a-particular action, suit, or proceeding therein specified, on behalf of a particular party therein mentioned. It may also require him to bring with him any books, documents, or other things under his control which he is bound by law to produce in evidence.”
Section 625 of that Code, providing how and by whom such subpcena shall be issued, reads as follows:
“First. To require attendance before a court of record or at the trial of an issue therein, or out of such court in any action, suit or proceeding pending therein, by the clerk of such court;
“Second. To' require attendance before a commissioner appointed to take testimony by a court of the United States, or any state or territory, or any foreign country, by any clerk of a court of record, in places within the jurisdiction of such court;
“Third. To require the attendance before the judge, justice of the peace, or other person, authorized by law to take the testimony or affidavit of another, by such judge, justice of the peace, or other person, in the places within their respective jurisdiction.”
It is contended on the part of the defendant that the clerk of the court was without jurisdiction to issue the subpcena to take the testimony of the defendant before the notary public, and, being without jurisdiction, the subpcena was void and the defendant might disregard its mandate with impunity. In our opinion, this is not the correct construction of this statute. The language of the statute is plain, and points out specifically how and by whom subpoenas shall be issued. The clerk of a court of record shall issue all subpoenas described in the first and second paragraphs of the section, and the judge, justice of the peace, or other person all subpoenas described in the third paragraph. Under which do we find the subpoena de
It is objected further that the original subpoena required the defendant to appear before the notary public at 11 o’clock a. m. on November 12, 1906, while the copy left with the defendant by the deputy marshal required him to appear at 10 o’clock a. m. of that day. The return of the deputy marshal shows that he read the original subpoena to the defendant; he was therefore fully informed that he was to appear before the notary public at 11 o’clock a. m., and not 10 o’clock a. m. But it appears from the evidence that he did not appear before the notary public at any time during that day, and he does not claim that he did; his refusal to appear was not because of the difference in time stated in the original and the copy, but because of the alleged invalidity of the subpoena.
It is further objected that the defendant lived at least 27 miles from the office of the notary public at Fairbanks, and that the mileage of 50 cents paid to him was not the mileage to which he was entitled under the law. The defendant was served, with the subpoena in Fairbanks. He received the amount paid to him without objection, and his refusal to appear was not based upon that objection. It is further objected that the subpoena contained directions (duces tecum) requiring him to produce books, papers, and accounts that were too broad and general and in violation of the defendant’s rights. The defendant was not adjudged guilty of contempt of court in failing to produce books and papers, but solely because he refused to appear before the notary and give his deposition. This objection has therefore no bearing upon the question before the court. Fairfield et al. v. United States, 146 F. 508, 76 C.C.A. 590. It did not affect the jurisdiction of the clerk of the court to issue the subpoena. Hale v. Henkel, 201
The subpoena having been issued by an officer authorized by law and properly served, it was the duty of the defendant Leber to appear before the notary public at the time and place named and be examined as therein required, and, as the validity of the subpoena is t£ie only subject of controversy in this case, the judgment of the court below is affirmed.
The next case in order of time was the proceedings against Louis K. Pratt upon the charge of contempt of court in advising and counseling the defendant Leber to disobey the subpoena. The defendant raises the same objections as to the subpoena that were raised in the case of Leber. These objections, having been disposed of in that case, need not be further considered. The defendant further justifies his conduct on the ground that he acted in good faith as an attorney in advising Leber that he was under no legal obligations to attend before the notary public notwithstanding the fact that he had been served with a subpoena so to do.
In the case of In re Dubose, 109 F. 971, 974, 48 C.C.A. 1, 4, this court said: “There can be no question as to the right of an attorney to advise his client as to the validity of an order of court or of a writ issued under its authority, where such an order or writ affects the client’s interests; and if, after investigation, it is the attorney’s honest belief that such order or writ is- illegal and void, his advice to that effect will not render him liable for an error of judgment. But an attorney cannot go beyond the right to advise, and, actuated by a spirit of resistance, conspire with his client or with others to disobey an order of court, obstruct the due administration of the laws, and bring the authority of a court of justice into contempt.”
The case of In re Noyes, 121 F. 209, 57 C.C.A. 445, included- a writ of error in the case of In re Geary, 121 F. 225, 57 C.C.A. 445. In the latter case Thomas J. Geary was charged with contempt of court upon a statement as shown by the reporter’s notes made by himself in the course of his examination in the case of Alexander McKenzie charged with contempt of court. The state
That the present case does not come under the rule of the latter, but under the rule of the former, is clearly established by the testimony. R. E. Leber testified as follows : “Mr. Pratt stated, as I said before, after he looked over the papers, he said: ‘Steve can’t do that. It ain’t made out right. Don’t you go near them.’ He said, ‘If the notary had signed that in place of the judge’ or ‘the clerk, you should obey it, but this way you don’t need to go near her (the notary public). They are trying to hold you up.’ * * * Q. What did you do when he told you not to go near her? A. I didn’t go near her. Q. Was that the reason why you didn’t go near her ? A. Yes, sir.”
Mr. Pratt testified in his own behalf as follows: “Q. It was upon a thorough examination of the authorities, such as you could find, that you came to the conclusion that the process that was shown to you was void? A. Certainly. I knew it was void, and I know it now. Q. And you are still of the same opinion? A. Why, certainly. When a man comes to me and asks me if such a paper is void or valid, I will tell him it is void, certainly. Q. If he further asked you what to do under the circumstances, what would you tell him? A. I would tell him if he was gillie enough to be jerked around that way and bulldozed and mistreated that way, he can go to the notary public if he wants to, but if he has any manhood about him he
He knew that in advising his client to disobey the subpoena he did so at his peril, and he accepted the peril. The subpoena had been issued by the clerk of the court; the court was in session at Fairbanks. The regular procedure to determine the validity of the subpoena was a motion to quash. This motion could have been heard by the court at any time and determined before the day designated for the taking of Leber’s testimony, and this procedure was peculiarly appropriate to the situation in this case; or the defendant might have advised his client to attend before the notary public and there make the objection to the validity of the subpoena. An appearance for that purpose only would not have been a waiver of. jurisdiction. But instead of testing the validity of the subpoena in court in some regular way, the defendant advised his client to disobey its mandates, thereby exhibiting a spirit of contemptuous resistance to the, order and process of the court, in which his client participated by leaving Fairbanks on the evening of November 12, 1906, and proceeding to Valdez, a distance of 350 miles on his way to Seattle.
It is assigned as error that the court excluded the testimony of certain attorneys who, it is said, would have testified that in their opinion the subpoena was void. It is said that the testimony was offered to show good faith, but, as already stated, good faith required that this question should have been submitted to the court for its determination. The opinion of attorneys as to the validity of the subpoena could not excuse defendant’s conduct in this respect.
It is admitted that the only question under this statute is whether the court abused its discretion in refusing the defendant a jury trial. The general rule is that decisions which rest in the discretion of the court below cannot be examined in the appellate court except in cases of gross abuse of discretion, and generally, where the action of the inferior court is discretionary, its decision is final. 1 Encyclopedia of U. S. Supreme Court Reports, 983.
In this case there was no abuse of discretion, for there was no substantial issue of fact for a jury to determine. The admitted facts were sufficient to justify the judgment of the court. The judgment in this case must therefore be affirmed.
The next case is that of Louis K. Pratt, charged with contempt of court. When case No. 637, United States ex rel. Robert H. Fleming, Plaintiff, v. R. E. Leber, Defendant, was about to be set for trial, it is charged that the defendant entered the private chambers of Judge Wickersham and used the following threatening language to the judge: “I don’t want you to try that case. I want a jury trial for Leber. If you do try it, it will be very disagreeable for you.”
It is assigned as error in this case that the court refused to accept the return, answer, and explanation on file in court tendered by the defendant for the purpose of purging himself of the charge of contempt of court. The defendant
To which the judge of the court responded: “If anything disagreeable has been kicked up in that case, the attorneys did it; I didn’t.. I don’t propose to shirk my duty simply because a thing is disagreeable.”
Accepting the version of the defendant as to what was said on this occasion, his conduct can only be viewed as grossly improper. A case in which he was attorney for the defendant was about to be set for trial. He had succeeded in preventing the case being tried by Judge Gunnison, who had been holding the court at Fairbanks from March to August. He was about to make an effort to prevent its trial by Judge Wickersham. If he had any legal grounds for a continuance or for a trial otherwise than by Judge Wickersham, the proper place to make the showing was in the courtroom, where the attorneys on the other side would have an opportunity to hear what was said and meet the issues if any were presented; or if for any reason the application should not have been made in a public courtroom, then the application should have been made to hear the motion in chambers and opposing counsel notified of such application. It was not proper for the defendant to present the matter to the judge ex parte and in the privacy of his chambers.
The statement of the defendant that he approached the. judge privately in chambers because he wanted to “speak to the judge as a citizen” is an admission of improper conduct. The judge had no duty in the case as a citizen that he did not have as a judge, and the defendant knew, or should have known as an attorney, that he had no right to seek to influence the judge in his action by private ex parte threats or statements. That such conduct was in gross violation of professional propriety is so manifest that it does not seem necessary to more than refer to the well-known rule upon the subject, concisely expressed
It is objected that the court below, under an order to show cause upon the hearing of the contempt, refused to hear the defendant and dealt with him summarily, as courts are only entitled to do with contemnors in case of direct contempt. It is not necessary to discuss this question. In our opinion the admission contained in the return of the defendant to the order to show cause was sufficient to justify the judgment. The judgment of the court in this case must therefore be affirmed.
The next and last case is the charge of contempt against Louis K. Pratt in alleging and charging in an affidavit filed in support of a motion for a change of venue or change of judge in case No. 275, entitled “United States of America v. Louis K. Pratt,” that Judge Wickersham — “in making rulings, decisions, and judgments in cases in which he was interested as an attorney at law, had been blinded by passion and prejudice, and has been led into the doing of arbitrary, illegal, and unjust things by reason thereof. That in a number of instances this affiant has been unable to account for the rulings and decisions of the said judge upon any other theory, and has been led to believe, and does believe, that the rulings and decisions in these instances were not the result of calm judgment, but were arbitrary, vindictive, and apparently actuated by malicious motives as against this affiant.”
The defendant offered no evidence in this case, and the court found the charge as true, and thereupon sentenced the defendant to pay a fine of $1 and be imprisoned for the period of one hour. It was also ordered that the defendant be suspended from practicing as an attorney in the courts of Alaska from the 18th day of November, 1907, to the 1st day of February, 1908. There is no bill of ex
The judgment of the court is affirmed.