The United States appeals from the final judgment of the United States District Court for the District of South Dakota in
LeBeau v. United States,
BACKGROUND
I.
The LeBeau plaintiffs constitute a class of Sisseton-Wahpeton Sioux Tribe lineal descendants who were determined eligible, by applications filed on or before November 1, 1973, to share in the Judgment Fund. The Judgment Fund stems from the United States’ breach of treaty obligations under the Treaty of Prairie du Chien, July 15, 1830, 7 Stat. 328, and under the Treaty of Traverse des Sioux, July 23, 1851, 10 Stat. 949 (collectively “the Treaties”). In the Treaties, the Sisseton-Wahpeton Sioux Tribe of the Mississippi and other Indian tribes agreed to cede their lands in exchange for the United States’ commitment to make various payments to the tribes and to provide the tribes with other benefits. Subsequently, these tribes claimed that the United States had breached its obligations under the Treaties. In 1967, the Indian Claims Commission approved a settlement of the tribes’ claims in the amount of nearly $6 million. The settlement was between the United States and three successors to the signatory Sisseton-Wahpeton Sioux Tribe of the Mississippi (the Devils Lake Sioux Tribe of North Dakota, the Sisseton-Wahpeton Sioux Tribe of South Dakota, and the Assino-
*1337
boine and Sioux Tribe of the Fort Peck Reservation in Montana) (“the Tribes”).
Sisseton and Wahpeton Bands v. United States,
In 1972, Congress enacted the Act of October 25, 1972 (“1972 Distribution Act” or “Act”) establishing a formula for the distribution of the Judgment Fund. Under this formula, the lineal descendants of the original Sisseton-Wahpeton Tribe of the Mississippi who were not enrolled in any of the Tribes (the “lineal descendants”) were allotted 25.0225% of the Judgment Fund. 1 Pub.L. No. 92-555, 86 Stat. 1168 (codified as amended at 25 U.S.C. § 1300d-22 (2000)). The 1972 Distribution Act specified that each of the Tribes should prepare membership rolls, subject to approval of the Secretary, and that the Secretary should prepare a roll of lineal descendants of the Sisseton-Wahpeton Mississippi Sioux Tribe who were not members of any of the Tribes and distribute funds on a per capita basis to individuals listed on this roll. In 1973, the Secretary issued regulations that established an application procedure for enrollment as a lineal descendant and set a deadline of November 1, 1973, for enrollment applications. 38 Fed.Reg. 13,737 (May 25, 1973) (codified at 25 C.F.R. § 41.1 (1973) and recodified at 25 C.F.R. § 61.4(b) (1995)).
By March of 1982, the Bureau of Indian Affairs (“BIA”) had processed all lineal descendant applications and, based on initial eligibility determinations, had determined that there were approximately 1,900 eligible lineal descendants. At the same time, appeals were pending for 500 additional applicants. The Aberdeen Area Office of the BIA requested authority in both March and October of 1982 to make a partial distribution of $1,700 to each eligible lineal descendant, but the Secretary denied these requests. In 1987, the BIA, after resolving the 500 appeals, completed the roll of 1,969 eligible lineal descendants and scheduled payment for May 7, 1987. By this time, each of the Tribes had received payment of its share of the Judgment Fund.
Payment to the lineal descendants of their share of the Judgment Fund was blocked by legal action, however. On May 8, 1987, the Tribes succeeded in obtaining a preliminary injunction from the United States District Court for the District of Montana, enjoining the distribution based on the Tribes’ action to eliminate the lineal descendants’ share of the Judgment Fund.
Sisseton-Wahpeton Sioux Tribe v. United States,
In 1998, Congress amended the 1972 Distribution Act through its enactment of the Mississippi Sioux Tribes Judgment Fund Distribution Act of 1998 (“1998 Amendments”). The 1998 Amendments *1338 applied to any portion of the Judgment Fund not yet distributed. 25 U.S.C. § 1300d (2000). In the 1998 Amendments, Congress reallocated 28.3995% of the undistributed Judgment Fund for the benefit of the governing bodies of the Tribes, see 25 U.S.C. § 1300d-23, in an attempt “to ensure that the number of people enrolled as lineal descendants does not result in a per capita windfall of judgment funds being allocated to individuals, when those resources are needed to supply needed capital to assist reservation economies,” S.Rep. No. 105-379, at 7 (1998). Congress’s action had the effect, of course, of reducing the amount of undistributed funds in the Judgment Fund available for the lineal descendants. Subsequently, the Tribes were paid their additional allocation from the Judgment Fund, while each lineal descendant received his or her share of the funds remaining for the lineal descendants. Eventually, the LeBeau plaintiffs brought the instant action.
II.
The LeBeau plaintiffs’ breach-of-trust claim in the present case is identical to the breach-of-trust claim of two lineal descendants in the related
Casimir LeBeau
lawsuit.
See LeBeau v. United States,
A.
On May 25, 1999, two individuals enrolled as lineal descendants (collectively “Casimir LeBeau”) filed suit challenging the constitutionality of the 1998 Amendments and seeking damages based upon a Fifth Amendment takings claim and for a breach of trust based on the enactment of the 1998 Amendments and the Secretary’s delay in distributing the lineal descendants’ share of the Judgment Fund.
Casimer LeBeau I,
After trial, the district court held that the Secretary’s unreasonable delay in distributing the lineal descendants’ share of the Judgment Fund constituted a breach of trust and awarded Casimir LeBeau damages under the Little Tucker Act.
Casimir LeBeau II,
B.
On August 6, 2002, Barry Le-Beau filed a breach-of-trust claim for money damages under the Little Tucker Act based upon the Secretary’s delay in distributing the lineal descendants’ share of the Judgment Fund.
2
Barry LeBeau,
On August 18, 2004, the district court granted the LeBeau plaintiffs’ motion for summary judgment and denied the government’s cross-motion. Id. In granting the LeBeau plaintiffs’ motion, the district court concluded that the 1972 Distribution Act “establishes fiduciary obligations of the Government in preparing the roll of lineal descendants and distributing the funds” and that it “can fairly be interpreted as mandating compensation by the Federal Government for damages sustained.” Id. at 1204 (citation omitted). The district court relied on its reasoning in the Casi-mir LeBeau litigation, finding that the government had breached trust duties owed to the LeBeau plaintiffs by (i) unreasonably delaying the requested 1982 partial distribution and (ii) unreasonably delaying the preparation of the roll and the distribution of the lineal descendants’ share of the Judgment Fund prior to the 1987 injunction. Id. Additionally, the district court stated that it found no persuasive reason to alter its earlier. Casimir LeBeau decision that the breach-of-trust claims were not barred by the six-year *1340 statute of limitations. Id. As in Casimir LeBeau, the district court in the present case found that the appropriate measure of damages was based upon the partial distribution the LeBeau plaintiffs would have received if the requested partial distribution had been made. Id. at 1205. On May 6, 2005, the district court entered judgment in favor of the LeBeau plaintiffs, awarding each class member damages in the amount of $919.51, for a combined total award against the United States of $1,827,985.80.
After judgment was entered, the government filed a timely notice of appeal. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(2).
DISCUSSION
I.
Our task is “to determine whether [the lower court’s decision] is premised on errors of law or clearly erroneous factual. findings.”
3
Hendler v. United States,
“Jurisdiction over any suit against the Government requires a clear statement from the United States waiving sovereign immunity, together with a claim falling within the terms of the waiver. The terms of consent to be sued may not be inferred, but must be ‘unequivocally expressed.’ ”
United States v. White Mountain Apache Tribe,
Consequently, in order to properly raise a breach-of-trust claim for damages against the United States, a plaintiff must “identify a substantive source of law that establishes specific fiduciary or other duties, and allege that the Government failed faithfully to perform those duties.”
United States v. Navajo Nation,
II.
A.
The district court in
Casimer LeBeau I
determined that the 1972 Distribution Act imposed “fiduciary obligations on the Secretary because the United States retains control over tribal monies while the Secretary is preparing the roll.”
The LeBeau plaintiffs argue that the 1972 Distribution Act created a trust responsibility requiring the Secretary to prepare the roll of lineal descendants and to distribute to the lineal descendants their share of the Judgment Fund in a timely manner. The plaintiffs contend that the government breached this trust responsibility by unreasonably delaying the partial distribution in 1982 and the full distribution in 1987 and that the government’s breach had the effect of leaving a corpus of money in the Judgment Fund, which Congress was able to reallocate through the 1998 Amendments. According to the Le-Beau plaintiffs, if the Secretary had timely distributed the Judgment Fund, this corpus of money would not have remained in existence in 1998, the result being that there would have been no way for Congress to reduce the share of the fund allocated to the lineal descendants by the original terms of the 1972 Distribution Act. The LeBeau plaintiffs do not challenge the proposition that Congress had the authority to reallocate the Judgment Fund. Instead, they maintain that Congress’s amendment of the 1972 Distribution Act cannot cancel the government’s liability for the delayed distribution of the Judgment Fund.
The government, both in briefing and at oral argument, has conceded that the 1972 Distribution Act created a trust responsibility that was breached by the Secretary’s unreasonable delay in distributing the Judgment Fund. The government, however, argues that the 1972 Distribution Act, as amended by the 1998 Amendments, should govern the substantive rights of the lineal descendants. The government therefore reasons that no breach occurred because the Secretary, under the 1998 Amendments, had no duty to distribute the disputed 28.8995% 4 of the Judgment Fund to the lineal descendants. Additionally, the government contends that no causal link existed between the Secretary’s decisions regarding the distribution of the Judgment Fund and Congress’s action to amend the 1972 Distribution Act.
B.
We agree with the LeBeau plaintiffs that the 1972 Distribution Act created a trust responsibility between the United States and the lineal descendants and that the 1972 Distribution Act governed the government’s obligations until Congress amended the Act in 1998. 5 We also agree *1342 that, as conceded by the government, the Secretary breached this trust responsibility by unreasonably delaying in the partial distribution in 1982 and in the full distribution in 1987 to the lineal descendants of their share of the Judgment Fund. We hold, however, that the LeBeau plaintiffs are not entitled to a recovery of damages for this breach because Congress, acting within its proper authority before any distribution to the lineal descendants occurred, reallocated the lineal descendants’ share of the Judgment Fund.
C.
Critical to our resolution of this case is a determination of what rights the 1972 Distribution Act created for the lineal descendants. Under the 1972 Distribution Act, each lineal descendant had the right to a timely distribution of his or her per capita share of the lineal descendants’ portion of the Judgment Fund. Until the distribution to the lineal descendants occurred, however, Congress had the authority to alter the lineal descendants’ portion of the Judgment Fund, thereby reducing the sum of money that each lineal descendant would receive.
See, e.g., Del. Tribal Bus. Comm. v. Weeks,
In the circumstances of this case, where Congress did act to reallocate the lineal descendants’ share of the Judgment Fund, the lineal descendants’ recovery of damages for a breach-of-trust claim based on the Secretary’s delayed distribution depends upon the lineal descendants having vested rights in the Judgment Fund. If the lineal descendants’ rights in the Judgment Fund had vested (that is, the lineal descendants had already received their distribution), Congress could not have deprived them of their share of the Judgment Fund without damages consequences under either a breach-of-trust claim or a takings claim.
See Gritts,
In sum, Congress’s reallocation of the lineal descendants’ share of the Judgment Fund extinguished the government’s liability for a breach by the Secretary because the lineal descendants never acquired vested rights in their share of the Judgment Fund as set forth in the 1972 Distribution Act. 6 To permit recovery for a breach-of-trust claim in a case such as this, in which Congress acted to change the allotment for the lineal descendants prior to any distribution, would defeat Congressional intent. The legislative history of the 1998 Amendments indicates that Congress enacted the new distribution formula “in order to correct its earlier error in allocating an excessive amount of the judgment fund to lineal descendants.” S.Rep. No. 105-379, at 8.
CONCLUSION
For the foregoing reasons, the judgment of the district court in favor of the LeBeau plaintiffs is reversed. The case is remanded to the district court for entry of judgment in favor of the United States.
COSTS
Each party shall bear its own costs.
REVERSED and REMANDED.
Notes
. The 1972 Distribution Act specified that the Devils Lake Sioux Tribe was to receive 21.6892% of the Judgment Fund, the Sisse-ton-Wahpeton Sioux Tribe of South Dakota was to receive 42.9730%, and the Assiniboine and Sioux Tribe of the Fort Peck Reservation in Montana was to receive 10.3153%. Act of October 25, 1972,
. The Little Tucker Act provides in relevant part:
(a) The district courts shall have original jurisdiction, concurrent with the United States Court of Federal Claims, of:
(2) Any other civil action or claim against the United States, not exceeding $10,000 in amount, founded either upon the Constitution, or any Act Of Congress, or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliqui-dated damages in cases not sounding in tort....
28 U.S.C. § 1346(a)(2).
The Little Tucker Act grants jurisdiction, concurrent with the United States Court of Federal Claims, to federal district courts for the same types of claims allowed by the Tucker Act that do not exceed $10,000. The Little Tucker Act itself does not create a substantive right for money damages against the United States.
See United States v. Mitchell,
. Although our review of a grant of summary judgment is usually "de novo,” the standard of review differs in this case because the district court in the present case adopted and relied on findings of fact from the earlier Casimir LeBeau litigation.
. As noted above, this is the percentage of the money remaining in the Judgment Fund in 1998, which Congress directed in the 1998 Amendments be allocated to the Tribes.
. The terms of the 1972 Distribution Act created a trust responsibility because the United States retained control over tribal monies while the Tribes were preparing their rolls subject to the Secretary’s approval, and while the Secretary was preparing the roll of lineal descendants.
See Mitchell II,
(b) The shares of [the Tribes], as apportioned in accordance with subsection (a), shall be placed on deposit in the United States Treasmy to the credit of the respective groups. Seventy per centum of such funds shall be distributed per capita to their tribal members: Provided, That none of the *1342 funds may be paid per capita to any person whose name does not appear on the rolls prepared pursuant to section 201(a) of this Act. The remainder of such funds may be advanced, deposited, expended, invested or reinvested for any purpose designated by the respective tribal governing bodies and approved by the Secretary of the Interi- or....
(c) The funds allocated to all other Sisse-ton and Wahpeton Sioux, as provided in subsection (a), shall be distributed per cap-ita to the persons enrolled on the roll prepared by the Secretary pursuant to section 201(b) of this Act.
. We recognize that requiring the LeBeau plaintiffs to have vested rights in the Judgment Fund in order to recover damages for a breach-of-trust claim could be viewed as contradictory to the common law of trusts. According to Bogert’s The Law of Trust & Trustees § 871 (rev.2d ed.2005), “[a]ny beneficiary who can prove that the threatened or actual wrongdoing may or has affected him adversely financially may bring an action for relief. It is not necessary that his interest be vested.” Although the common law of trusts does not require a beneficiary to have a vested interest in order to bring a breach-of-trust claim, in the special circumstances of the present case, the LeBeau plaintiffs must have had vested rights in the Judgment Fund in order to recover damages given that Congress acted to reallocate their share.
