Plаintiffs Nelly Leatherwood (Ms. Leatherwood) and James David Cooper (Mr. Cooper), individually and as guardian ad litems for Amelia Janene Cooper (Amelia), filed this action on 18 May 1998 alleging defendant
The pertinent facts viewed in a light favorable to plaintiffs are summarized as follows: Defendant is a physician practicing as an obstetrician gynecologist at the Asheville Women’s Medical Center (AWMC). In February 1992, Ms. Leatherwood became pregnant with Amelia and began prenatal treatment with AWMC under the care of Drs. Hill and Callahan. During this time, Ms. Leatherwood was diagnosed with gestational diabetes. Additionally, thirty-six weeks into pregnancy, her baby’s fetal weight was estimated at eight and one-half pounds.
On the morning of 12 October 1992, Ms. Leatherwood experienced preliminary stages of labor and was admitted to a birthing room at Memorial Mission Hospital in Asheville. With her were her mother, Merceidith Bacon (Ms. Bacon), and Mr. Cooper. The nurse present, Janet McKendrick (Nurse McKendrick), took Ms. Leatherwood’s vital signs and attached a fetal monitor across her stomach.
After her labor began to intensify, defendant entered the birthing room and informed Ms. Leatherwood that Dr. Hill was unavailable and that he would be delivering her baby. This was the first contact Ms. Leatherwood had with defendant. According to Ms. Leatherwood and Ms. Bacon, at no time did defendant mаke any effort to estimate the baby’s fetal weight. Ms. Leatherwood then started to push but experienced difficulty with the delivery. To assist her, defendant instructed Ms. Bacon to insert mineral oil inside Ms. Leatherwood’s vagina. When this failed to produce Amelia’s head, defendant directed Ms. Bacon and Nurse McKendrick to stand on either side of Ms. Leatherwood “pulling [her] knees back against her chest.” This maneuver also proved unsuccessful so defendant used a vacuum extractor to deliver Amelia’s head.
Although Amelia’s head had been produced, Ms. Leatherwood was unable at this point to deliver the rest of Ameila’s body. Defendant determined that this was due to shoulder dystocia; a condition in which the baby’s shoulder is impacted behind the mother’s pubic bone thereby preventing delivery of the rest of the body. To correct the problem, defendant first applied “lateral traction” on Amelia’s head attempting to roll her shoulder. According to Ms. Bacon’s testimony, defendant pulled “the baby’s head downward toward the floor in a left to right . . . motion . . . several times . . . tugging very hard.” He next pulled “the baby’s head which [was] facing [Ms. Leatherwood’s] left interior thigh ... away from that thigh in a backwards motion, with the head going back towards the interior right thigh.” Finally, as recounted by Ms. Bacon, defendant grasped Amelia’s head “[bringing it] toward the pubic bone in a right to left motion . . . twisting it upward.”
Despite these efforts, Ms. Leatherwood still was unable to deliver the rest of Amelia’s body. Nurse McKendrick then straddled Ms. Leatherwood and placed her hands on the upper portion of Ms. Leatherwood’s stomach. Defendant next made an incision in Ms. Leatherwood’s vaginal opening. Thereafter, with each ensuing contraction Nurse McKendrick applied pressure to Ms. Leatherwood’s pelvic area while defendant continued to manipulate the baby’s head. Following two or three contractions, the rest of Amelia’s body was delivered.
The hospital’s mediсal records noted that Amelia weighed nine pounds, fifteen ounces and that she had limited function in her left arm. Subsequent medical examinations and exploratory surgery determined that she had a complete tear of the C8-T1 nerve root in her left brachial plexus — a nerve structure located in the neck and armpit. Amelia was diagnosed as having Erb’s Palsy — a condition whereby she cannot elevate her left arm at her shoulder and is unable to externally rotate
I.
Plaintiffs first contend the trial court erred in granting defendant’s motion for a directed verdict. A motion for a directed verdict requires the trial court to determine whether the evidence, when considered in the light most favorable to the non-movant, was sufficient for submission to the jury.
Smith v. Wal-Mart Stores, Inc.,
In negligence cases, a directed verdict is seldom appropriate in view of the fact that the issue of whether a defendant breached the applicable standard of care is normally a factual question which the jury must answer.
See Barber v. Presbyterian Hosp.,
With these principles in mind, we turn to plaintiffs’ cоntention that they presented sufficient evidence to withstand defendant’s motion for a directed verdict. Although the trial court did not specify the grounds upon which it granted defendant’s motion, our review of the record reveals defendant’s argument centered on the following: (1) plaintiffs’ failure to establish the applicable standard of care in Asheville or similar communities at the time of Amelia’s injury and that defendant had breached said standard, and (2) the lack of a causal link betwеen defendant’s care and Amelia’s injury.
A. Defendant’s Breach of the Applicable Standard of Care
The guidelines for establishing the applicable standard of care in a medical malpractice action are set forth in N.C. Gen. Stat. § 90-21.12, which provides in pertinent part:
The defendant shall not be liable for the payment of damages unless the trier of facts is satisfied by the greater weight of the evidence that the care of such health care provider was not in accordance with the standards of practice among mеmbers of the same health care profession with similar training and experience situated in the same or similar communities at the time of the alleged act giving rise to the cause of action.
N.C. Gen. Stat. § 90-21.12 (2001). Ordinarily, because the practice of medicine involves a specialized knowledge beyond that of the average person, the applicable standard of care must be established through expert testimony.
See Mazza v. Huffaker,
Here, plaintiffs sought to establish the applicаble standard of care through the testimony of Dr. Jones, an obstetrician gynecologist
Dr. Jones further testified that once shoulder dystocia is evident, the obstetrician employs a series of drills designed tо resolve the problem including: the “McRobert’s procedure” in which the mother’s legs are pulled up to her chest thereby allowing a greater angle for the baby’s shoulders to be delivered; “supra pubic pressure” which involves the application of pressure on the lower portion of the mother’s stomach in an effort to push the baby’s shoulder down and disengage the pubic bone; the “Wood screw maneuver” in which the obstetrician reaches into the mother’s vagina аnd pushes upward on the baby’s shoulder; a “posterior arm delivery” where the obstetrician again reaches inside the mother’s vagina and applies pressure to the baby’s posterior arm in an effort to sweep it over the baby’s head; and, as a last resort, the “Zavenelli Maneuver” in which the obstetrician pushes the baby’s head back inside and proceeds with a cesarean delivery.
Based on his review of the medical records and the deposition testimony, Dr. Jones concluded that defendant failed to identify in Ms. Leatherwood the risk factors associated with shoulder dystocia and to properly utilize the procedures to be used in resolving a shoulder dystocia emergency. Specifically, he noted defendant did not take into account that Ms. Leatherwood had been diagnosed with gestational diabetes or that Amelia was likely to have a large fetal weight. Additionally, Dr. Jones stated the medical records and depositiоn testimony showed that the “McRobert’s procedure” was applied before and not after Amelia’s head had been produced and that pressure had been applied to the upper rather than lower portion of Ms. Leatherwood’s stomach. Ultimately, Dr. Jones opined that defendant had applied excessive lateral traction during Amelia’s birth, which caused a tear of the C8-T1 nerve root in her left brachial plexus and resulted in her Erb’s Palsy condition.
Defendant initially argues that plaintiffs failed to meet their required burden of establishing that he had breached the applicable standard of care by reason that Dr. Jones could not articulate the precise amount of lateral traction an obstetrician in Asheville or a similar community would have used when faced with a shoulder dystocia emergency.
1
However, the record reveals that, after reviewing all of the medical records and deposition testimony, Dr. Jones concluded that defendant had not properly performed the procedures utilized in resolving a shoulder dystocia emergency. In his opinion, defendant had used excessive lateral traction beyond that which was the applicable standard of practice among obstetricians who practiced in Asheville and similar communities. Although Dr. Jones was unable to articulate precisely what amount of lateral traction he considered to be excessive, the rеcord shows
Defendant also argues that plaintiffs failed to establish the applicable standard in that Dr. Jones was unfamiliar with the standard of care in Asheville or similar communities at the time of Amelia’s injury. Hе maintains that, as a result, Dr. Jones’ testimony related only to a national standard of care which is not permitted under N.C. Gen. Stat. § 90-21.12.
In support of this argument, defendant cites
Henry v. Southeastern OB-GYN Assoc., P.A.,
We find the facts in
Henry
notably distinguishable from those in this case. In contrast with the expert in
Henry,
Dr. Jones specifically testified that he had “knowledge of the standards of practice among obstetricians with similar training and experience as that of [defendant] in Asheville and similar communities [at the time of Amelia’s injury] with regard to the appropriate management of shoulder dys-tocia in delivering children.” Additionally, he testified that, as a medical student, hе attended rounds at the hospital in which Amelia was delivered. Further, the record shows that Dr. Jones practices in Greenville, South Carolina and has practiced in communities in Alabama and Mississippi, which are similar in size to Asheville. Finally, he specifically testified that “Asheville and other communities that size practice in the same national standards” with respect to the management of shoulder dystocia.
See Baynor v. Cook,
125 N.C.
App. 274, 278,
We conclude plaintiffs provided sufficient evidence with respect to the applicable standard of care and defendant’s breach of that standard to raise an issue of fact for the jury. Therefore, defеndant was not entitled to a directed verdict on these grounds.
B. Proximate Causation
Additionally, defendant argues a directed verdict was proper in that plaintiffs failed to provide sufficient evidence showing a causal link between his care and Amelia’s injury. Specifically, he maintains Dr. Jones’ conclusion that excessive lateral traction can cause a tearing of the C8-T1 nerve root in
At its core, defendant’s аrgument raises the question of whether Dr. Jones’ causation opinion was sufficiently reliable to be presented to the jury. It is a well established principle that unless an expert’s testimony on the issue of medical causation is sufficiently reliable, it is not considered competent evidence and therefore should not be presented to the jury.
See Young v. Hickory Bus. Furn.,
Implicit in the rules governing the admissibility of an expert’s opinion is a precondition that the matters or data upon which the
expert bases his opinion be recognized as sufficiently reliable and relevant by the scientific community.
Id. (citing Daubert v. Merrell Dow,
Again, the record shows that Dr. Jones reviewed the medical records and deposition testimony. He based his opinion with respect to the cause of Amelia’s injury on his training as an obstetrician gynеcologist and his extensive experience with shoulder dystocia emergencies and brachial plexus injuries. He testified that birth simulated studies using manikin and cadaver models support his conclusion that, if during delivery an obstetrician applies a downward level of traction involving excessive pressure, an injury to the C8-T1 area of the baby’s brachial plexus could result. This testimony clearly demonstrates his opinion that Amelia’s injury was causally linked to defendant’s care, was based on more than mere speculation, and was sufficiently reliable to be submitted to the jury.
Moreover, “[c]ausation is an inference of fact to be drawn from other facts and circumstances.”
Turner v. Duke University,
For the reasons set forth above, we сonclude that plaintiffs presented sufficient evidence to establish the applicable standard of care, a breach of the standard of care and proximate causation. Therefore, we hold the trial court improperly granted defendant’s motion for a directed verdict. We reverse and remand the case for a new trial.
II.
In view of the likelihood that defendant will again seek to exclude Dr. Jones’ testimony, we address defendant’s contention that Dr. Jones is not properly qualified to give expert testimony. Rule 702(b) controls the admissibility of expert testimony on behalf of or against a medical “specialist.”
See FormyDuval v.
Bunn,
(1) If the party against whom or on whose behalf the testimony is offered is a specialist, the expert witness must:
a. Specialize in the same specialty as the party against whom or оn whose behalf the testimony is offered; or
b. Specialize in a similar specialty which includes within its specialty the performance of the procedure that is the subject of the complaint and have prior experience treating similar patients.
(2) During the year immediately preceding the date of the occurrence that is the basis for the action, the expert witness must have devoted a majority of his or her professional time to either or both of the following:
a. The active clinical practice of the same health profession in which the party against whom or on whose behalf the testimony is offered, and if that party is a specialist, the active clinical practice of the same specialty or a similar specialty which includes within its specialty the performance of the procedure that is the subject of the complaint and have prior experience treating similar patients; or
b. The instructiоn of students in an accredited health professional school or accredited residency or clinical research program in the same health profession in which the party against whom or on whose behalf the testimony is offered, and if that party is a specialist, an accredited health professional school or accredited residency or clinical research program in the . same specialty.
N.C. Gen. Stat. § 8C-1, Rule 702(b). Defendant maintains plaintiffs failеd to qualify Dr. Jones pursuant to either of the criteria set forth in Rule 702(b) in that Dr. Jones is not of the same or similar specialty as defendant and that he did not actively practice as an obstetrician in the year prior to Amelia’s injury.
With respect to whether Dr. Jones is of the same or similar specialty as defendant, this Court recently addressed a similar issue in
Edwards v. Wall,
Defendant contends Edwards is distinguishable from this case arguing that, unlike the expert in Edwards, Dr. Jones’ subspecialty training “heightened the standard of care” against which the jury was to judge defendant’s performance. We disagree.
The record shows that bоth Dr. Jones and defendant belong to the American College of Obstetrics and Gynecology. Dr. Jones testified that “[a]ll perinatologists are first obstetrician gynecologists” and that perinatology, like obstetrics, includes “the performance in management of shoulder dystocia.” He also testified that even though he is considered a perinatologist, he continues to practice as an obstetrician gynecologist. Thus, we conclude Dr. Jones is of the same or similar spеcialty as defendant such that he meets the criteria set forth in Rule 702(b)(1).
Additionally, Dr. Jones testified that, in the year preceding Amelia’s birth, he devoted a majority of his time “to the clinical practice of obstetrics and gynecology” including “the performance of management of shoulder dystocia.” Hence, we also conclude Dr. Jones satisfied the criteria set forth in Rule 702(b)(2). Therefore, the trial court did not err in denying defendant’s motion to strike Dr. Jones’ testimony.
III.
Lastly, we note that plaintiffs have assigned as error the sequestration of Dr. Jones. The record shows that, upon defendant’s motion, the trial court sequestered all witnesses called by the parties. Plaintiffs then requested that Dr. Jones be allowed to be present so that he might “hear the lay witness testimony from our clients” as “not all the questions that need[ed] to be asked in their depositions were asked.” Defendant objected citing his concern that Dr. Jones would be forming new opinions based on new testimony. Thе trial court then denied plaintiffs’ request.
In sum, the trial court did not err in denying defеndant’s motion to strike Dr. Jones’ testimony. The trial court’s granting of a directed verdict for defendant is reversed.
New trial.
Notes
. Defendant also argued that Dr. Jones was not qualified under Rule 702(b) to provide expert testimony concerning the applicable standard of care. However, the trial court’s denial of defendant’s motion to strike Dr. Jones’ testimony makes it unlikely that it granted defendant a directed verdict on these grounds. We address defendant’s cross-assignment of error related to this issue in Section II of the opinion.
