15 F. Cas. 106 | S.D.N.Y. | 1879
[After stating the facts.]—The prisoner has shown that he has applied to the governor of New York for these papers or copies of them, and that the governor has declined to furnish them. He has also used due diligence to obtain copies of them from the governor of Massachusetts, but he has declined to furnish them. And the counsel for the prisoner has applied to the court for its aid by some compulsory process to obtain this evidence, and upon the case as it stands if these papers would when produced be competent evidence in his behalf and if the court has the power to compel their production, a case has been made out for a postponement of the cause for the issue and return of process for this purpose.
On the other hand it is contended by the respondent that the mandate of the governor is not only prima facie but conclusive evidence in these proceedings of the fact that the prisoner is “charged with crime” within the meaning of the constitution and the act of Congress, that the papers on which the governor acted would not be if produced competent evidence, and that there is no power in the court to compel their production.
This question depends upon the construction of the clause of the constitution relating to fugitives from justice, and the act of Congress which was passed to carry it into effect. The clause of the constitution is as follows: “A person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall on Demand of the executive Authority of the State from which he fled, be delivered up to be removed to the
For the proper understanding of these provisions, it is necessary to consider the nature of the subject, matr ter thus regulated, and the existing state of affairs at the time of the adoption of the constitution and the passage of this statute. The duty of delivering up fugitives from justice as between States and nations, unless affected by treaty,—that is, by express contract between them,—rests wholly on principles of comity,—r-that is, upon the national inclination of States on terms of amity with each other, to concede to each other such reasonable favors on request as shall not be incon
It has been said that “prior to the American revolution a criminal flying from one English colony into another found no protection, but was arrested by the authorities' of the territory into which he fled, and delivered up for trial within the jurisdiction where the offense was committed ; and this because the several colonies formed but parts of the same empire under a common sovereign, and therefore presented no opportunities for the conflict of the rights and duties of independent sovereigns” (Letter of Judge Bell to the Governor of Pennsylvania, 2 Penn. Law J. 150).
It appears, however, that the practice of returning such fugitives, as between the American colonies, rested, partly at least, on treaties between the several colonies (Treaty between the Colonies of Massachusetts, New Plymouth and Connecticut referred to, Chief Justice Tamey in Kentucky v. Dennison, 24 How. U. S. 66, 101). But whatever may have been the practice in this respect, between the colonies, on whatever basis of law or treaty it rested, there is no doubt that when the colonies achieved their independence they stood towards each other, as regards the matter, in the position of independent States ; and the surrender of fugitives from justice became as with other sovereign States, purely a matter of comity except so far as it was or should be regulated
The language of the constitution is, as regards the nature of the duty to deliver the fugitives, imperative and unequivocal: “A person . . . charged with Treason, Felony, or other Crime, who shall flee from Justice and be found in another State, shall on demand,” &c., be delivered up. And the great weight of authority, as well as the obvious import of the language used, is that the constitution established an absolute right to the surrender, when the case was one coming within the terms of the constitution,—that is, the case of a person charged with crime, who had fled from justice, and whose surrender was demanded by the proper authority. It is true, that the duty has been by the governors of some of the States, treated as discretionary, but the authorities are clearly against this view (Kentucky v. Dennison, 24 How. U. S. 66, 68). It has been well remarked, in reference to the case last cited, that although the court finally came to the conclusion that they had no jurisdiction to grant the manda
But the constitution did not provide means for carrying into effect this provision. And soon a case arose between Virginia and Pennsylvania, in which the return of a fugitive was denied, because Congress had passed no law pointing out the means for enforcing this provision—determining how, and on what
Independently of all constitutional and legislative provisions, the surrender of fugitives from justice, as between nations, has been treated as an executive power lodged in the supreme executive authority of the State.
It was an international concern, and the executive is the organ of communication between one State and another, and under the first treaty with G-reat Britain in the case of Robbins, the power of the president to surrender a fugitive from justice whose extradition was claimed under a treaty, which is declared by the constitution, to have the force of law, was held by the concurring authority of the executive department of the government, the house of representatives, and the district court of the United States for the district of South Carolina, to be exclusively an executive power and duty in the absence of any legislative regulation (See statement of the case, Hurd on Hab. Corp. 2nd Ed. 582-588. See also Holmes v. Jennison, supra). Although this case provoked great discussion, yet the result shows how strongly at that time the opinion prevailed that this was essentially an executive power. While Congress had a considerable latitude of choice as ' to the means to be employed to enforce this constitutional obligation and right, it saw fit to preserve as nearly as possible the existing methods as to dealing with the subject, devolving the duty of performing the obligation on the supreme executive authority of the State where the fugitive might be found; as to the evi
Under this statute, clearly no other evidence is sufficient or can be received by the governor, on whom the demand is made, as sufficient in proof of the fact that such indictment or affidavit exists as the basis of the charge of crime. The constitution provides that “full faith and credit shall be given in each State to the public acts, records, and judicial proceedings of every other State, and Congress may, by general laws prescribe the manner in which acts, records, and proceedings, shall be proved, and the effect thereof.”
Congress has by general laws
And upon the question whether the warrant of the
This uniform practice of eighty-five years is strong
Moreover, neither by this act, nor by any other, is any process given for compelling the governor of a State to perform a federal duty, or obligation devolved upon him by a federal law. In this very matter, the supreme court of the United States have held that while the duty of surrender is absolute, and a mere ministerial duty, yet that, especially in view of the nature and dignity of the office of governor, and the great public mischiefs that would result from the exercise of such coercive powers against him, .the federal government has not, in any of its departments, the power to issue the writ of mandamus against him, to compel the issue of the warrant (Kentucky v. Dennison, ut supra).
It is suggested, in the present case, that this court can issue a writ of certiorari against the governor, to compel the production of this record, but the objections stated in the case last cited against a mandamus, apply with equal or still greater force, to the exercise of such a power by this court. How can the governor of the State be regarded as in the position of an inferior tribunal or magistrate, to whom the writ of certiorari will issue in aid of a writ of habeas corpus f In the performance of this duty, he does not act as an inferior magistrate, but as the representative of, and the officer vested with the executive authority of the State, and not as a federal officer or magistrate.
Speaking of the governor’s duty to issue the warrant, Chief Justice Taney says: “The act does not provide any means to compel the execution of this duty, nor inflict any punishment for neglect or refusal on the part of the Executive of the State; nor is there any clause or provision in the Constitution which arms the Government of the United States with this power. Indeed, such a power would place every State under the control and dominion of the General Government,
“ But if the governor of Ohio refuses to discharge this duty ” (i. e., the obligation on the State to carry into execution this law), “there is no power delegated to the General Government, either through the Judicial Department or any other department, to use any coercive means to compel him.” And if it was not within the contemplation of Congress that any coercive measures should be used against the governor, to compel the performance of the principal duty involved, namely: the issuing of the warrant, it is not supposable that it was within their contemplation that any coercive measures would or could be used to compel the performance of any other duty that might devolve upon him, as an incident to or result of the performance of such principal duty. And if the issue of a mandamus by the supreme court against a governor might lead to imposing on him duties inconsistent with the public performance of the duties of his office of governor of the State, and with the dignity of his position, yet more unseemly and improper would be the attempt of an inferior court of the United States to subject him to the process of certiorari, to compel the production of papers, with the consequences which must flow from his refusal, of his being treated by the court as in contempt.
The total want of power to compel the production
Considering that all the disadvantage that results from the conclusiveness of the warrant of the governor on this point, is that the alleged fugitive is thereby removed to another State of the Union, where he has open to him still the privileges of habeas corpus, and
In the treatment of this subject it is not to be overlooked that this is in the nature of a national police regulation, and that the arrest, detention, and removal of the alleged criminal are not for the purposes of punishment, but for purposes preliminary to trial, and for the securing of the persons against whom there is probable cause to believe that they are offenders against the laws, and that this provision of the constitution and this act of Congress are based upon the theory that, as between these States, the proper place for the inquiry into the question of guilt or innocence is the State where the offense is alleged to have been committed.
In view, then, of the nature of the right and obligation sought to be enforced by this statute; and of the prior history of the subject matter; of the terms of the law itself, and the practice under it; of the character and dignity of the office of the governor, on whom the duty of determining the question, prior to the issue of the warrant, devolved; of the security against abuse
As a question of authority, the decisions of the courts are conflicting. In the State v. Buzine (4 Harrington [Del.] 572), Ch. Justice Booth held the warrant conclusive, disposing of the matter in the following language:
“These matters are entrusted to the judgment of the executive upon whom the demand is made; and if his mind is fully satisfied in regard to them, the act of Congress makes it his imperative duty to cause the fugitives to be arrested, and delivered up to the regularly constituted agent of the State from which he fled. The warrant of the executive under the great seal of the State, reciting the facts necessary, under the act of Congress, to give him jurisdiction of the case, would in my opinion, at the hearing of the habeas corpus be conclusive evidence of the existence of those facts, of his judgment in relation to them, and of a compliance with the Constitution of the United States and the act of Congress. No investigation, therefore in such a case, can be made beyond the warrant of the executive, but no examination into the facts and circumstances of the alleged offense with which the party stands charged. ..."
*63 “In the present case,-the return fully sets forth copies of all the documents transmitted by the governor of Pennsylvania to the executive of this State, and the appointment of Schlemn- as the agent of the State of Pennsylvania, to receive the petitioner, as a fugitive from justice, and to carry him to that State. It appears that all the requisites of the act of Congress have been complied with. No suggestions or exceptions have been made to the return. It is, therefore, admitted to be true. And, although my belief is that the alleged offense with which the petitioner is charged is the same which, upon the examination of witnesses at the hearing of the former habeas corpus, clearly appeared to be a breach of trust, and not a larceny, he must be remanded, because the return in this case, is conclusive. When taken to Pennsylvania, he can obtain relief, if the circumstances of his case entitle him to it, by suing out the writ of habeas corpus.”
The same view of the nature of the obligation, and the imperative duty to make the surrender, is declared in the following cases, in which, however, the exact point now in question was not directly involved ; but from the views therein expressed the conclusiveness of the governor’s determination is properly to be inferred (Kentucky v. Dennison, 24 How. U. S. 66 ; Johnson v. Reilly, 13 Geo. 98; Matter of Voorhies, 32 N. J. L. 141). In the case of People ex rel. Lawrence v. Brady (56 N. Y. 182), the majority of the court of appeals of New York do indeed express the opinion that in habeas corpus against the sheriff holding an alleged fugitive under the governor’s warrant, it is competent for the court to go behind the warrant and inquire into the fact and sufficiency of the charge of crime upon the evidence presented to the governor,—that is to say, the requisition of the governor of the demanding State and accompanying papers,—and in that case they discharged thé prisoner on the ground that such papers did not show
The court says (p. 186): “It was not claimed by the counsel for the people, that if the papers were defective and insufficient, it was not competent for the court to take cognizance of the question and discharge the prisoner.” It is noticeable also that by the pleadings, the papers on which the governor acted were voluntarily brought before the court, and by the demurrer to the traverse, their insufficiency appears to have been admitted. The court also alludes to the fact that there was no indictment against the prisoner, but an affidavit only (p. 188). Now in some of the cases a distinction has been taken between a case based upon affidavit, and one based upon indictment—that in the latter case the authentication of the demanding governor is evidence that the facts charged constitute a crime in the demanding State, and in the former case it is not. This distinction seems to be based upon the circumstance that an indictment is everywhere recognized as the proper mode of proceeding for a crime, and therefore the fact that the charge has been made in that form is to be taken in itself as showing that the facts constitute a crime,—that is, an indictable offense. How far this distinction may have influenced the court of appeals in reaching the conclusion they came to in that particular case, and whether they would hold the same rule in case it appeared that an indictment against the party duly authenticated accompanied the requisition, cannot with certainty be gathered from their opinion.
They, however, do not give the reasoning by which they claim to justify it, and they refer, for the authority relied on, only to the cases of Exp. Smith, 3 McLean, 121, and In re Clark, 9 Wend. 219. The case of In re Clarke does not, in my judgment, support the position taken by the learned court. It is true that in that casé the court examined, and found sufficient the facts alleged in the' affidavits accompanying the requisition, as charging a crime under the laws of Rhode Island. The court did not discuss nor decide the point now in question, and so far as its opinion on that point can be inferred from the language of Ch. Justice Savage, it would seem to be adverse to the position taken by the learned counsel for the petitioner. The papers were voluntarily laid before the court, and it is to be observed that the charge was by affidavit, and not by indictment. And it certainly is not so well settled by authority, that the authentication, by the governor, of an affidavit charging the party, is, under the statute, to be taken as conclusive proof that the facts charged in the affidavit constitute a crime in the demanding State, when those facts do not constitute a crime at common law, as it is in case of an indictment so authenticated; that question, however, does not arise in this case, since the offense charged here is, by indictment, for burglary, an acknowledged felony at common law. The case of Exp. Smith, 3 McLean, 121, undoubtedly gives some support of authority to the position, that this court may go behind the warrant and inquire whether the prisoner is a fugitive from justice. There was. however,
Whether the question of the party demanded, having, in fact, fled from the justice of the demanding State, is, under the act of Congress, submitted to the conclusive determination of the governor on whom the demand is made, or whether he can, receive any evidence on that point outside of the papers submitted to him by the governor of the demanding State, are questions, however, that do not arise in the present case, since the offense charged is one which necessarily implies the actual presence of the party indicted within the jurisdiction of the demanding State at the time of the alleged offense, and the better opinion seems to be that where such a charge, by indictment, is duly authenticated by the demanding governor, and the party indicted is in fact found in another State, this is certainly sufficient prima facie evidence of his having fled from justice within the meaning and for the purposes of this statute, perhaps conclusive on the court, upon habeas corpus, if not on the governor.' And in this case the prisoner has not overcome this prima facie case.
So far as the cases of People ex rel. Lawrence v. Brady, and Exp. Smith are opposed to the views above expressed, I think they are not sustained by reason or by the weight of authority. People v. Brady, though followed by the general term of the first department, was in conflict with the view of the judges of the supreme court in that department, and its- correctness on this point is still questioned by
Other cases were cited upon the argument, which it is unnecessary to discuss in detail (In re Heyward, 1 Sandf. 702; In re Soloman, 1 Abb. Pr. N. S. 347 ; In re Washburn, 4 Johns. Ch. 106 ; In re Leland, 7 Abb. Pr. N. S. 64; State v. Howell, Charlton [Geo.] 120; Kingsbury’s Case, 106 Mass. 223 ; Brown’s Case, 112 Id. 409; Dows’ Case, 18 Pa. 37; Commonwealth v. Deacon, 10 S. & R. 125 ; Vallad v. Sheriff 2 Mo 26; In re Greenough, 31 Vt. 279. See also a discussion of this statute, 6 Pa. Law J. 417).
It is not intended in this opinion to pass on the question, whether the requisition itself is sufficient evidence to the governor of the State on which the demand is made, that the party charged has fled from justice, where the indictment or affidavit does not expressly or by necessary implication, charge that the party accused was within the jurisdiction of the demanding State at the time of the commission of the alleged offense. There is a class df cases, of which Exp. Smith was one, apparently wholly outside the purview of the constitution and act of Congress, inasmuch as the party cannot be said to have fled from the State making the demand. These cases are those in which a State has assumed jurisdiction to make an offense indictable although the party charged was not then, and perhaps never was within the State. As, for instance, for a murder, where the fatal blow
Perhaps the only and proper remedy of a party arrested under a warrant, in such a case, is to apply to the governor for a revocation of the warrant. All that it is necessary to hold in this case, as to this point of the party having fled from justice is, that where it appears by the recitals in the warrant that the governor had before him a duly authenticated copy of an indictment against the party for an offense, the commission of which necessarily implies the presence of the party at the time and place of the alleged offense, as was the case here, and no evidence is offered tending to show that the party is not a fugitive from justice, he is properly held under the warrant. It is not intended to be intimated that evidence that the party never was within the jurisdiction of the demanding State, would, if offered, be admissible on habeas corpus after the arrest on the warrant.
One obvious objection that might be urged to the admission of such evidence, is that it would be apparently trying the question of an alibi, one of the possible defenses of the party on his trial for the crime alleged, which, as involved in the question of his guilt or innocence, it may have been the design of the constitution and the acts of Congress to remit for trial exclusively to the State in which the party stands charged with having committed the offense. And another objection might be urged, that Congress has apparently submitted the question whether he has fled from justice, to the determination of the governor alone.
The question of the identity of the party arrested with the party described as the alleged fugitive in the mandate of the gdvernor, is, of course, always open to inquiry on habeas corpus, since that is simply the question whether the mandate has been executed
The writ must be dismissed and the prisoner remanded.
U. S. R. S., 2nd Ed. p. 26.
See U. S. R. S., § 5278, 2nd Ed. p. 1022.
U. S. Rev. Stat. § 5878, 2nd ed. p. 1022.
U. S. Rev. Stat. § 905, 2nd ed. p. 171, embodying the provision of the judiciary act of 1790.