Opinion
This is a proceeding for writ of mandate brought by three nonprofit organizations with interests in voting rights, prisoner rights, or both, and three individuals confined in local facilities as a condition of felony probation. Petitioners seek an order compelling the Secretary of State and the San Francisco Director of Elections to accept affidavits of registration to vote from all individuals, otherwise qualified to vote, who are confined in local jails pursuant to a sentence imposed under Penal Code sections 17 and 18 or as a condition of felony probation, and to perform all ministerial tasks necessary to ensure that these individuals are duly registered and able to vote in future elections.
This case falls within the limited category where an appellate court properly exercises original jurisdiction.
(Jolicoeur
v.
Mihaly
(1971)
Petitioners maintain that the construction of article II, section 4 of the California Constitution adopted by the Attorney General and the Secretary of State is overbroad. In their view, section 4 of the California Constitution does not disenfranchise persons confined in a local facility as a condition of felony probation or sentenced under Penal Code sections 17 and 18 to anything other than imprisonment in state prison. 2 Respondent John Amtz, Director of San Francisco’s Department of Elections, points out that there are sound administrative reasons for adopting petitioners’ interpretation. He asserts, however, that he and other elections officials lack the power and means to determine whether any particular person is or is not entitled to register to vote, relying on lists of persons provided by the clerks of the state’s superior courts. He therefore requests that in lieu of directing county elections officials to accept the applications of persons entitled to vote, we direct the Secretary of State to notify the clerks of the superior courts of this court’s interpretation of article n, so that they will limit the names on their lists to conform to that interpretation.
We agree that article II, section 4, of the California Constitution does not apply to persons on felony probation. Where the court suspends imposition of sentence and places a defendant on probation, the defendant has not suffered a conviction for purposes of article n, section 4 of the California Constitution. In addition, where a probationer is ordered to serve time in a local facility because either imposition or execution of sentence has been suspended, he or she has not been imprisoned for the conviction of a felony, but has been confined as a condition of probation. Finally, where by virtue of Penal Code section 18, a felony offense is punishable by fine or imprisonment in county jail, and the trial court, pursuant to Penal Code section 17, subdivision (b)(1), enters judgment imposing something other than imprisonment in state prison, the crime is a misdemeanor for purposes of article II, section 4. We therefore grant the relief requested by petitioners, as modified by the request of John Amtz, and direct the Secretary of State to inform the state’s county clerks, superior court clerks and registrars of voters, that article II, section 4 disenfranchises only persons imprisoned in state prison or on parole for the conviction of a felony.
Background
The first California Constitution, adopted in 1849, permanently disenfranchised
Six years after
Truchon,
the California Supreme Court, in
Stephens v. Toomey
(1959)
In 1960, the Legislature sought to amend article II, section 1 to substitute the term “felony” for the term “infamous crime,” and to restore the right to vote to most individuals convicted of a felony when they had paid the penalties imposed by law. (Assem. Const. Amend. No. 5 (1960 Reg. Sess.), appearing on the Nov. 8, 1960 ballot as Prop. 8.) The proposed amendment also addressed the situation of those on probation, providing for disenfranchising all persons “ ‘while paying the penalties imposed by law, including any period of probation or parole.’ ”
{Ibid.)
Proposition 8 was not passed by the voters and the proposed amendment was never adopted. A decade later, the 1970 California Constitution Revision Commission recommended changes to a number of constitutional provisions affecting voters. Among them was a revision that would clarify that the disqualification of felons would apply while the person “is actually under sentence, or other court order.” The Commission explained, “ ‘Under court order’ was used rather than ‘under sentence’ because there are certain limited circumstances in which a court disposition after conviction is not technically a
In the meantime, the courts were grappling with the meaning of the phrase “infamous crime.” The phrase had been interpreted, judicially, to include conviction of any felony (e.g.,
Truchon, supra,
In 1973, with the 1972 amendment to the Constitution before it, the Supreme Court in
Ramirez
v.
Brown
(1973)
The Legislature responded to the
Ramirez
decision by adopting a proposal to amend the constitutional provision (set forth in article II, section 3 by the 1972 amendment)
7
for consideration at the November 5, 1974 election (Assem. Const. Amend. No. 38 (1973-1974 Reg. Sess.). The Legislature expressed its intent to conform the laws of the state to the decision in
Ramirez, supra, 9
Cal.3d 199, but not to “affect in any manner the existing constitutional, statutory, and decisional law of this state governing the right of suffrage of persons whose terms of imprisonment and parole for the conviction of a felony have not expired.” (Assem. Bill No. 1128 (1973-1974 Reg. Sess.) § 15.) The proposal, set forth in Proposition 10, was passed at the election on November 4, 1974. The Legislature then amended section 3, later renumbered article II, section 4, to read as it does today, changing the critical phrase from “convicted of an infamous crime” to “imprisoned or on parole for the conviction of a felony.” (As amended Nov. 5, 1974, renumbered art. 2,
§ 4 on June 8, 1976.) This court, in
Flood, supra,
The Legislature also repealed the statutes that disenfranchised persons serving a prison sentence or on parole, although this court found the repeal of those sections in no way affected the disqualification of imprisoned or paroled felons.
(Flood, supra,
In November 2005 the Secretary of State requested an opinion from the state’s Attorney General, asking whether “a person who is incarcerated in a local detention facility, such as a county jail, for the conviction of a felony [is] eligible to vote?” (
The Attorney General concluded that article II, section 4 disenfranchises not only persons convicted of a felony while serving a sentence of imprisonment in state prison or while undergoing an unexpired term of parole, but
also felons confined in a local jail as a condition of probation, making no distinction between cases where imposition of sentence has been suspended and those where sentence has been imposed but execution of sentence has been suspended. (88 Ops.Cal.Atty.Gen.,
supra,
at p. 207.) The Attorney General reasoned that this conclusion flows from the dictionary definition of “imprisoned” in the phrase disqualifying “electors while mentally incompetent or
imprisoned or on parole for the conviction of a felony.”
Citing Webster’s Third New International Dictionary (2002) page 1137, the Attorney General asserted that the term means “to put in prison: confine in a jail.” (
On December 28, 2005, after receiving the Attorney General’s opinion, the Secretary of State issued a memorandum to all county clerks and registrars of voters, explaining that county elections officials must cancel the voter registration of all persons imprisoned or on parole for the conviction of a felony. The memorandum counseled, “Where the sentence is physically served is immaterial with respect to voting eligibility, the fact of a felony conviction is what triggers the restriction on the felon’s voting rights.” (Secretary of State Bruce McPherson, letter to all county clerks/registrars of voters, Dec. 28, 2005, p. 1.)
Petitioners responded by filing their petition for writ of mandate.
Discussion
Confinement as a Condition of Felony Probation
By focusing solely on the word “imprisoned,” and on a dictionary definition of that term, the Attorney General’s opinion ignored a critical distinction between the situation of persons confined to jail as a condition of felony probation and that of persons imprisoned in state prison. The former are under the jurisdiction of the court. The latter are not. The jurisdiction of the court over the defendant does not end with an adjudication of guilt, nor is the defendant imprisoned at that time as a result of a verdict or plea of guilt. The court retains jurisdiction over the defendant until it orders execution of sentence and directs that the defendant be delivered into the custody of the Director of Corrections. (Pen. Code, § 1202a;
People v. Banks
(1959)
The Attorney General’s opinion also ignored decades of judicial construction without regard for the history of the constitutional provision or the purpose of the 1974 amendment. The aim of constitutional interpretation is to determine and
The phrase “imprisoned or on parole for the conviction of a felony,” as it appears in article II, section 4, is ambiguous. Before the amendment, the critical question had been whether the defendant had been
convicted.
As discussed above, the term “conviction,” for purposes of disenfranchisement of felons, long had been construed to mean
judgment
of conviction.
11
“The enacting body is deemed to be aware of existing laws and judicial constructions in effect at the time legislation is enacted. [Citation.] This principle applies to legislation enacted by initiative. [Citation.]”
(People v. Weidert
(1985)
In addition, where, under earlier versions, it was enough that the defendant had been convicted of an “infamous crime,” article II, section 4 requires both a conviction of a felony
and
that the defendant be imprisoned or on parole as a result of the
While the legislative and ballot materials do not indicate an intent to disenfranchise probationers, there are positive indications of an intent not to disenfranchise them. After the decision in Ramirez, supra, 9 Cal.3d 199, the only persons .disqualified from voting were those disqualified by statute: persons serving a prison sentence for the conviction of a felony and persons on parole. The Legislature placed Proposition 10 before the electorate on November 4, 1974, to conform the laws of the state to the decision in Ramirez, but not to “affect in any manner the existing constitutional, statutory, and decisional law of this state governing the right of suffrage of persons whose terms of imprisonment and parole for the conviction of a felony have not expired.” (Assem. Bill No. 1128 (1973-1974 Reg. Sess.) § 15.) 12 The Legislature had considered, but did not propose, language that would have extended the disqualification to persons while “under court order,” apparently referring to persons on felony probation. (See Assem. Const. Amend. No. 38 (1973-1974 Reg. Sess.).) The voters were informed by the Legislative Analyst that the Constitution at that time did not “allow the Legislature to restore the vote to convicted felons ‘when their prison sentences, including time on parole, have been completed.’ ” The argument in favor of the proposition emphasized the importance of the right to vote, pointed out that existing law was being applied in an inconsistent manner (presumably referring to different interpretations of what constituted an “infamous crime”), maintained there was no need to restrict the right to vote as a means of protecting the integrity of the ballot box and asserted that denying ex-felons the right to vote punished them unfairly and deterred their reintegration into society. The argument against the proposition emphasized the deterrent effect of permanently denying felons the right to vote.
The Legislature then placed Proposition 10 before the voters to enable them to restore a right to vote that did not then exist. By voting in favor of Proposition 10, the voters expressed an intent to restore that right. To construe article II, section 4 to take away an existing right to vote—the right enjoyed by persons who have been found or have pleaded guilty of a felony but who have not been sentenced to prison—would be inconsistent with the intent of both those who drafted the amendment and those who approved it. Similarly, after the decision in
Ramirez, supra, 9
Cal.3d 199, persons on probation following suspension of execution of sentence were entitled to vote. Again, in voting in favor of Proposition 10, the electorate sought to
There are additional reasons for adopting petitioners’ construction. A finding that article II, section 4 applies only to those in state prison or on parole is consistent with the use of the term “parole” in the disenfranchising phrase. Only persons who have been sentenced to a term in state prison can be “on parole for the conviction of a felony.” A finding that article n, section 4 applies only to those in state prison or on parole from state prison also is
consistent with the language of the Elections Code, which, as mentioned above, provides that persons “in
prison
or on parole for the conviction of a felony” are not entitled to register to vote. (Elec. Code, § 2106, italics added; see § 2300.) “[I]t is well settled that when the Legislature is charged with implementing an unclear constitutional provision, the Legislature’s interpretation of the measure deserves great deference. [Citations.]”
(People v. Birkett
(1999)
Finally, a finding that the phrase refers only to those imprisoned in state prison or on parole is not inconsistent with the ordinary meaning of the term “imprisoned.” The Attorney General’s 2005 opinion itself recognized that the term could mean confinement in any facility, or it could be limited to mean only confinement in a prison, such as state prison. As the Attorney General pointed out, one definition of the term in Webster’s Third New International Dictionary is “to put in prison: confine in a jail.” (88 Ops.Cal.Atty.Gen.,
supra,
at p. 207.) Nonetheless, the same dictionary defines “prison” several ways, including as “an institution for the imprisonment of persons convicted of major crimes or felonies: a penitentiary as distinguished from a reformatory, local jail, or detention home.” The term “imprisonment” has no fixed meaning in practice. For example, Penal Code section 19 provides that a misdemeanor is “punishable by imprisonment in the county jail not exceeding six months.” But it also has been held that serving a probationary period in the county jail does not amount to serving a term of imprisonment in a penal institution.
(People v. Wallach
(1935)
For all of the above reasons, we conclude that article II, section 4 does not disenfranchise persons who by plea or verdict have been adjudicated guilty of a felony, but who are on probation under the jurisdiction of the court after the court has suspended imposition or execution of sentence.
Sentencing Under Penal Code Sections 18 and 17, Subdivision (b)
The remaining question is the effect of the constitutional provision on persons convicted of a felony, but sentenced to
The Secretary of State concedes that once the court exercises its discretion under Penal Code section 17, subdivision (b), and imposes a punishment other than imprisonment in state prison, the crime in question is deemed a misdemeanor and article II, section 4 does not affect the defendant’s right to vote. The Secretary of State contends, however, that until the court actually imposes sentence, the crime remains a felony. The contention is correct. Where an offense is punishable by imprisonment in state prison, but also is punishable, in the alternative, by a county jail sentence, “its status can be changed only by ‘a judgment imposing a punishment other than imprisonment in the state prison.’ [Citations.] . . . ‘The necessary inference to be drawn from the language of section 17 of the Penal Code [is] that “when a crime [is] punishable by fine or imprisonment in a county jail, in the discretion of the court, it shall be deemed a misdemeanor for all purposes
after a judgment imposing a punishment other than imprisonment in the state prison,”
[and]
the offense remains a felony
except when the discretion is actually exercised and the prisoner is punished only by a fine or imprisonment in a county jail.’ ”
(People
v.
Williams
(1945)
Disposition
Let the peremptory writ of mandate issue directing respondent, the Secretary of State, to issue a memorandum informing the county clerks and elections officials that the only persons disqualified from voting by reason of article II, section 4 are those who have been imprisoned in state prison or who are on parole as a result of the conviction of a felony.
In order to ensure timely implementation of this decision, absent further order of this court, this opinion will be final as to this court on January 10, 2007. (Cal. Rules of Court, rule 24(b)(3).)
Marchiano, P. J., and Swager, J., concurred.
Notes
For example:
In 1976, two years after article n, section 4 was adopted, the Secretary of State explained to the state’s county clerks and registrars of voters, “[A]ny convicted felon who is presently in State prison or on parole is not eligible to register or vote regardless of the felony involved. (Do not confuse ‘probation’ with ‘parole’. A person on probation may register to vote.)” (Secretary of State March Fong Eu, letter to county clerks and registrars of voters, Apr. 30, 1976.)
In 1979 the Secretary of State, interpreting this court’s opinion in
Flood
v.
Riggs
(1978)
In 2004, the Secretary of State responded to an inquiry from San Francisco’s Legal Services for Prisoners with Children that “it is the law and therefore the position of the Secretary of State, that only those persons who are in prison or on parole for the conviction of a felony may be disqualified as electors.” (Secretary of State Kevin Shelley, letter to Program Director Dorsey E. Nunn and Staff Attorney Cassie M. Pierson, Nov. 5, 2004.)
Petitioners concede that article II, section 4 of the California Constitution applies to persons sentenced to a term in state prison who serve that term in county jail under contract between state and local officials.
Hereafter, all references to article U are to the California Constitution.
Penal Code former section 2600 provided in relevant part, “A sentence of imprisonment in a state prison for any term suspends all the civil rights of the person so sentenced . . . during such imprisonment. But the Adult Authority may restore to said person during his imprisonment such civil rights as the authority may deem proper, except the right to . . . exercise the privilege of an elector.”
Penal Code former section 3054 provided in pertinent part, “The Adult Authority may permit paroled persons civil rights, other than the right to . . . exercise the privilege of an elector, during the term of such parole.”
Ramirez, supra, 9
Cal.3d 199, was reversed by the United States Supreme Court in
Richardson
v.
Ramirez
(1974)
The Legislature also proposed to amend former article XX, section 11 of the California Constitution, which called for implementing laws to exclude specified persons from specified rights or privileges, including the right to vote.
As mentioned,
ante,
in footnote 1, the Secretary of State cited the opinion in
Flood, supra,
Elections Code section 2101 provides: “A person entitled to register to vote shall be a United States citizen, a resident of California, not in prison or on parole for the conviction of a felony, and at least 18 years of age at the time of the next election.”
Elections Code section 2106 recognizes that an eligible voter must not be in prison or on parole for conviction of a felony.
Elections Code section 2300, subdivision (a)(1)(B) identifies a “valid registered voter” as “a United States citizen who is . . . not in prison or on parole for the conviction of a felony.”
In 1972 the Attorney General issued an opinion recognizing that “ ‘conviction’ within the meaning of article n, section 1 of the Constitution and resulting in disenfranchisement requires both a verdict of guilty
and
the imposition of sentence pursuant to such verdict.” (
The same construction of the term is recognized in other laws, including those adopted by initiative. For example, on November 7, 2000, the voters approved Proposition 36, which effected a change in the sentencing law so that a defendant convicted of a nonviolent drug possession offense generally is sentenced to probation instead of state prison or county jail. Proposition 36 applies to defendants convicted on or after July 1, 2001. For those purposes, “conviction” means adjudication of guilt and the judgment thereon.
(In re DeLong
(2001)
Assembly Bill No. 1128 (1973-1974 Reg. Sess.), which expressed the legislative intent and was adopted by the Legislature, amended portions of the Elections Code to clarify the regulatory election process. The Governor later vetoed the bill, but it nonetheless provides some “impression” of the Legislature’s intended meaning. (Flood, supra, 80 Cal.App.3d at pp. 152-153.)
