ORDER DENYING PRELIMINARY INJUNCTION
Plaintiffs, the League of Women Voters, the Maine Council of Senior Citizens, two state legislators (“Legislator Plaintiffs”), and four voters (“Voter Plaintiffs”), seek preliminary injunctive relief to prevent Defendants G. William Diamond, Secretary of State of Maine and Andrew Ketterer, Attorney General of Maine, from enforcing the provisions of the Term Limitation Act of 1993, 21-A M.R.SA §§ 551-554 (“the Act”). 1 For the reasons that follow, the Court denies Plaintiffs’ Motion for Preliminary Injunction.
Background
In 1993, Maine voters overwhelmingly passed I.B. 1, an initiative bill to impose limits on the number of consecutive terms various state officials can serve, including state senators and representatives. Relevant to the challenge in this case, the Act limits state senators and state representatives to four consecutive terms. 21-A M.R.S A §§ 558(1) — (2). The Act became law in December 1993, and applies to nominations and ballots printed after January 1, 1996. 21-A M.R.SA § 554.
In addition to the League of Women Voters and the Maine Council of Senior Citizens, Plaintiffs in this case include both state representatives and registered voters. Plaintiff Herbert Adams has served in the Maine House of Representatives continuously since 1988, and Plaintiff Roger Pouliot has served in the Maine House continuously since 1982. The Legislator Plaintiffs have fulfilled all other eligibility requirements to appear on the ballot for the June 1996 primary election, but have been informed that pursuant to the Act, their names will not appear on the primary ballots.
Preliminary Injunction
Disposition of a Motion for Preliminary Injunction depends on consideration of the following four factors: (1) the likelihood of the movant’s success on the merits; (2) the potential for irreparable harm to the movant; (3) a balancing of the relevant equities, meaning the hardship to the non-movant upon issuance of the injunction against the hardship to the movant upon denial of the injunction; and (4) the effect on the public interest of a grant or denial of the injunction.
Gately v. Commonwealth of Massachusetts,
A Likelihood of Success on the Merits
Plaintiffs claim that the Act violates both the United States and Maine Constitutions. With respect to the Federal Constitution, Plaintiffs claim that the Act unconstitutionally impinges on their First and Fourteenth Amendment rights of free speech and association. Under the Maine Constitution, Plaintiffs claim that by imposing additional qualifications on state office holders, the Act attempts to do by legislation what can lawfully be done only by constitutional amendment. Plaintiffs also argue that as written, the Act does not apply to terms served before its effective date. On all three issues the Court concludes that Plaintiffs fail to establish a likelihood of success on the merits.
1. Federal Constitutional Claims
The United States Supreme Court has not determined whether a limitation on the number of consecutive terms state legislators can serve violates either the legislators’, voters’ or political parties’ rights of speech and association.
2
The Supreme Court has, however, provided a framework to guide the lower courts’ constitutional evaluation of state election laws.
See Burdick v. Takushi,
In
Anderson v. Celebrezze
the Supreme Court faced a First and Fourteenth Amendment challenge to an Ohio filing deadline which had the effect of keeping independent candidates off the ballot.
In
Burdick v. Takushi,
the Supreme Court faced a voter challenge to a Hawaiian prohibition on write-in ballots.
The
Burdick
Court did not delineate where on the scale of restrictions an election law moves from reasonable to severe. A close reading of
Burdick,
however, in light of several of the Supreme Court’s dispositions of state election law challenges, reveals two key indicators of when a restriction moves from legitimate to severe: whether the restriction is content based or content neutral, and the extent to which alternative routes to ballot access minimize the restriction on the plaintiffs rights.
See
The content neutrality of the challenged election law provides one measure of the severity of the burden on a plaintiffs First and Fourteenth Amendment rights.
See Burdick,
The existence of alternative mechanisms to ballot access may also measure the severity of the burden an election law imposes on a plaintiffs First and Fourteenth Amendment rights.
See Burdick,
Burdick fails to describe precisely when state election laws shift from reasonable restrictions to severe burdens on First and Fourteenth Amendment rights, and thus does not clearly indicate when courts must subject election laws to strict scrutiny. In addition, neither Burdick, Anderson, nor any other Supreme Court case directly examine the constitutionality of state term limits. Burdick does however, provide some hints as to how lower courts should determine whether to apply strict scrutiny or the lesser Anderson scrutiny, including whether the election law is content based or content neutral, and the extent to which the election law forecloses access to the ballot.
Plaintiffs in this case claim a severe burden and urge this Court to subject the Act to strict scrutiny. At the preliminary
The Act cannot be fairly characterized as content based. Unlike the election law challenged in
Anderson,
for example, the Act does not have the effect of excluding independent political candidates, and therefore, new ideas from the ballot.
See
Plaintiffs cite several cases in which the Supreme Court has struck down state election laws. In each, however, the challenged election law had a content based effect.
See Norman v. Reed,
In
Anderson,
for example, Ohio’s early filing deadline discriminated against candidates and voters outside the existing political parties.
Plaintiffs also argue that the Act leaves candidates and voters without alternative mechanisms for ballot access. Plaintiffs contend that the Act effectively prohibits “termed out” incumbents from “continuing to serve,” and their supporting voters from “casting their votes.” (Pl’s.Mot.Prelim.Inj. at 15.) The Court disagrees with Plaintiffs’ draconian view of the Act. While the Act limits ballot access in a different manner than the Hawaiian write-in ballot prohibition in
Burdick,
it cannot fairly be characterized as effecting a complete foreclosure of ballot access to incumbents. First, the Act does not establish a lifetime ban on termed out incumbents. Instead it requires them to sit out for one term, after which they may seek their prior office. Second, the Act in no way prohibits or hinders any termed out incumbent from gaining ballot access for a different elected position. An election law that prevents voters from casting ballots for the specific candidate of their choice, without more, does not itself compel strict scrutiny.
See Burdick,
Only one federal court has concluded that term limits on state legislators may impose a severe burden on voters’ First and Fourteenth Amendment rights.
See Bates v. Jones,
•In arriving at that conclusion, the court reviewed a decision of the California Supreme Court upholding Proposition 140 against virtually the same challenge.
Bates,
This Court, however, has concluded that Plaintiffs will not likely succeed in demonstrating a severe burden on their First and Fourteenth Amendment rights. The Supreme Court has clearly indicated that while every election law in some capacity limits the field of candidates from which voters can choose, that fact alone does not compel a strict scrutiny analysis of every such law.
Burdick,
Notable differences between the Act and California Proposition 140 underscore the Court’s conclusion that the burden the Act imposes falls short of severe. California Proposition 140 imposes a life time prohibition on terms of service, and by extension, a permanent limitation on the field of candidates from which voters can choose.
See Legislature of the State of California v. Eu, 54
Cal.3d 492,
Despite its suggestion that Proposition 140 imposes a severe burden on First and Fourteenth Amendment rights, the
Bates
Court denied preliminary injunctive relief, in large part because plaintiffs in that case failed to demonstrate a likelihood of success on the merits.
In sum, all state election laws in some capacity burden candidates’ and voters’ First and Fourteenth Amendment rights.
Burdick,
Plaintiffs’ failure to establish a likelihood of a severe burden relieves Defendants from the obligation to justify the Act with a compelling state interest.
Burdick,
The
Burdick
Court points out that
“
‘as a practical matter, there must be a substantial regulation of elections if they are to be fair and honest and if some sort of order, rather than chaos, is to accompany the democratic processes.’”
Without determining this issue finally on its merits, the Court concludes that Defendants have satisfied their burden to offer legitimate and important regulatory interests that out weigh the asserted injury to Plaintiffs’ First and Fourteenth Amendment rights.
See Anderson,
2. Maine Constitution Claims
Plaintiffs also allege that the Act violates the Maine Constitution by impermissibly adding qualifications for office to those presently established in the Maine Constitution. Plaintiffs contend that a constitutional amendment provides the sole vehicle through which citizens may add qualifications to candidacy for state office. As with Plaintiffs’ federal constitutional claims, the Court concludes that Plaintiffs fail to establish a likelihood of success on the merits of their state constitutional claims.
Prior to submission of the Act to the voters, the Justices of the Supreme Judicial Court of Maine, in response to the Maine House of Representatives, issued an advisory opinion on the constitutionality of the Act under the Maine Constitution.
See Opinion of the Justices,
Subsequent to the
Opinion of the Justices,
the United States Supreme Court issued its opinion in
U.S. Term Limits v. Thornton,
in which it struck down the portion of an Arkansas law imposing term limits on members of the United States House of Representatives and Senate. — U.S. -, -,
Plaintiffs point out that the qualifications language in the Maine Constitution nearly identically resembles the Qualifications Clause in the Federal Constitution, and that the Justices issued their advisory opinion without the benefit of the thorough historical and precedental analysis of that clause which Thornton provides. Plaintiffs essentially contend that faced with a qualifications based challenge to the Act today, Thornton might persuade the Justices to interpret the Maine Constitution qualifications language differently. The Court disagrees.
An advisory opinion is not binding precedent on courts construing Maine law.
Bell v. Town of Wells,
The advisory opinion clearly reflects the opinion of a majority of the Justices of Maine’s highest tribunal that the legislature may adopt additional, reasonable qualifications for state legislators under the Maine Constitution, and that the additional qualifications the Act imposes are reasonable.
3
Opinion of the Justices,
The Court concludes that Plaintiffs fail to establish a likelihood of success on the merits of their state constitutional claims.
3. Retroactivity
Title 21-A M.R.SA. § 553 provides for limitations on the consecutive number of terms state senators, representatives, the
The initiated bill, which the voters adopted and which became the Act, clears up any ambiguity in § 553 in favor of Defendants’ interpretation. Section 2 of the initiated bill, entitled “Transition,” provides that “[a] person elected or appointed to an office subject to the provisions of this Act who is disqualified from service by this Act may complete that person’s term of office if the term commences on or before December 2, 1996.” 21-A M.R.S.A. § 553 (Historical and Statutory Notes). In other words, the initiated bill contemplated that anyone subject to § 553 who began a term before December 3, 1996, could complete that term. A plain reading of § 553 disqualifies any official subject to the Act who has served the maximum number of terms by December 3,1996.
As Defendants point out, relevant legislative history buttresses this reading of § 553. Title 1 M.R.S.A § 353 requires the Attorney General to prepare a brief explanatory statement which fairly describes the intent and content of each statewide referendum or proposed constitutional amendment. That statement must include an explanation of what a “yes” vote favors, and what a “no” vote opposes.
Id.
The Attorney General must publish the statement in each daily newspaper in the state.
Id.
The Supreme Judicial Court of Maine places significant interpretive weight on the required statements.
See State v. Brown,
The Attorney General’s statement explaining the Act states that “[t]hese limitations would apply to the general election of 1996; meaning that any person who has served the requisite number of terms by that time would be disqualified from seeking reeleetion or reappointment in that year.” Neither party challenges the official explanation, and the Court assumes that the voters intended to adopt the Act on the basis of that explanation.
See Brown,
In sum, both section 2 of the initiated bill and the Attorney General’s statement of explanation of the Act compel the conclusion that consecutive terms served prior to December 3,1996 factor into the disqualification based on consecutive terms imposed by § 553. That conclusion, in turn, compels the Court to conclude that Plaintiffs have failed to demonstrate a likelihood of success on the merits of their retroactivity claim.
B. Additional Factors Relevant to Preliminary Injunction
As indicated, in disposing of Motions for Preliminary Injunction courts must consider the plaintiffs likelihood of success on the merits, as well as the potential for irreparable harm to the movant, a balancing of the relevant equities, meaning the hardship to the non-movant upon issuance of the injunction against the hardship to the movant upon denial of the injunction, and the effect on the public interest of a grant or denial of the injunction.
Gately,
The Court has concluded that Plaintiffs fail to establish a likelihood of success on the merits of all of their claims. Since Plaintiffs have not established likelihood of success that the Act imposes an overly severe burden on their First and Fourteenth Amendment rights, Plaintiffs have also failed to demonstrate irreparable harm.
By contrast, a preliminary injunction, on the basis of something less than a likelihood of success on the merits, could impose tremendous harm on Defendants, as well as the
The Court concludes that a balancing of the relevant equities tips in Defendants’ favor, and against the issuance of a preliminary injunction. Plaintiffs have failed to establish the likelihood of success on the merits and irreparable harm. Defendants have demonstrated significant potential harm both to them and the public interest of a preliminary injunction granted on less than a showing of a likelihood of success on the merits.
Disposition
The Court DENIES Plaintiffs’ Motion for Preliminary Injunction.
SO ORDERED.
Notes
. As the sponsor of the challenged legislation, the Committee for Governmental Reform has intervened as a Defendant in this action. In addition, the Court granted leave for U.S. Term Limits, Inc. to argue orally on Plaintiffs' Motion.
. Notably, no lower court to have examined the constitutionality of term limits on state legislators has found them to violate First or Fourteenth Amendment rights.
See Bates v. Jones,
. Justices Wathen, Roberts, Collins, Rudman and Dana concurred in the advisory opinion.
Opinion of the Justices,
