Lead Opinion
Opinion
this lаwsuit, defendants moved for summary judgment. The trial court denied the motion. More than a year later, some of the defendants again moved for summary judgment on the same grounds. The court granted the second motion. We must decide whether the court had authority to consider the new motion even though it was not based on either new facts or new law. Code of Civil Procedure sections 437c, subdivision (f)(2), and 1008 seemingly prohibit a party from making such a new motion.
We conclude that sections 437c, subdivision (f)(2), and 1008 prohibit a party from making renewed motions not based on new facts or law, but do
I. Facts and Procedural History
Plaintiffs Philip Le Francois and Eric Herald sued their former employer, Duet Technologies, Inc., and three officers of that company, claiming that the officers had made certain injurious misrepresentations and false promises. All defendants moved for summary judgment or, in the alternative, summary adjudication (hereafter simply summary judgment). The trial court denied the motion, ruling that plaintiffs had raised a triable issue of material fact. Over a year later, the individual defendants filed a new motion for summary judgment based on the same grounds as the first motion. Plaintiffs opposed the motion on substantially the same basis that they opposed the first motion. They also objected that the second motion was impermissible under section 437c, subdivision (f)(2). The second motion was originally scheduled to be heard by the judge who had heard the first motion, but, without objection, it was transferred to another judge. The second judge granted the new motion and later entered judgment in favor of the individual defendants.
Plaintiffs appealed. The Court of Appeal affirmed the judgment. It concluded that because the second motion was based on the same law and evidence as the first motion, the motion violated sections 437c, subdivision (f)(2), and 1008. It also concluded, however, that the trial court had “inherent power to rule upon the second motion even if it was not based upon new facts or law,” and this “inherent power does not depend on statute, nor may a statute confine it.” Accordingly, it held “that notwithstanding either section 1008 or section 437c (f)(2), [the second judge] had inherent power to exercise his ‘constitutionally derived authority to reconsider the prior interim ruling and correct an error of lаw on a dispositive issue.’ ” (Quoting Scott Co. v. United States Fidelity & Guaranty Ins. Co. (2003)
We granted plaintiffs’ petition for review to decide whether the trial court had authority to consider and grant the individual defendants’ second motion for summary judgment.
A. Background
Two statutes are relevant here: sections 437c, subdivision (f)(2), and 1008. Section 437c contains detailed procedures governing motions for summary judgment. Subdivision (f)(2) is merely a small part of that section. As relevant, that subdivision provides that “a party may not move for summary judgment based on issues asserted in a prior motion for summary adjudication and denied by the court, unless that party establishes to the satisfaction of the court, newly discovered facts or circumstances or a сhange of law supporting the issues reasserted in the summary judgment motion.” This language was added in 1990, effective January 1, 1991, “to make the summary judgment process more efficient and to reduce the opportunities for abuses of the procedure.” (Bagley v. TRW, Inc. (1999)
Section 1008 more generally states procedures for applications to reconsider any previous interim court order. It “applies to all applications for interim orders” (§ 1008, subd. (g)) and provides time limits and other requirements for such applications. It contains several provisions relevant here. It generаlly requires that any motion for reconsideration be based “upon new or different facts, circumstances, or law . .. .” (§ 1008, subds. (a), (b).) It also provides: “If a court at any time determines that there has been a change of law that warrants it to reconsider a prior order it entered, it may do so on its own motion and enter a different order.” (§ 1008, subd. (c).) Finally, it provides: “This section specifies the court’s jurisdiction with regard to applications for reconsideration of its orders and renewals of previous motions, and applies to all applications to reconsider any order of a judge or court, or for the renewal of a previous motion, whether the order deciding the previous matter or motion is interim or final. No application to reconsider any order or for the renewal of a previous motion may be considered by any judge or court unless made according to this section.” (§ 1008, subd. (e), italics added.)
Subdivisions (c) and (e) of section 1008 were added in 1992, effective January 1, 1993. (Stats. 1992, ch. 460, § 4, pp. 1832-1833.) Legislative findings state that the 1992 amendment was intended to clarify that no motion to reconsider may be heard unless it is based on new or different facts, circumstances, or law, and that the Legislature found it desirable “to reduce the number of motions to reconsider and renewals of previous motions heard by judges in this state.” (Stats. 1992, ch. 460, § 1, p. 1831; see Garcia v.
One court has said that cases involving repeated summary judgment motions “must be decided by the specific requirements of the summary judgment statute [section 437c], not the general provisions of the reconsideration statute [section 1008].” (Bagley v. TRW, Inc., supra,
The Court of Appeal found that the second summary judgment motion at issue here was based on the same law and evidence as the first motion and hence violated sections 437c and 1008. We did not grant review on this question and, accordingly, we accept the Court of Appeal’s finding in this regard. (See People v. Weiss (1999)
At first, the cases interpreting these statutes as amended in the 1990’s generally held that a trial сourt has no authority or, as some of the cases phrased it, jurisdiction to consider a motion that violated section 437c or 1008. (Bagley v. TRW, Inc., supra, 73 Cal.App.4th at pp. 1096-1097 [§ 437c]; Pazderka v. Caballeros Dimas Alang, Inc. (1998)
One of these decisions recognized problems with its conclusion that the trial court could not correct its mistakes, but felt powerless to rule otherwise. “We аre not unmindful of the awkward consequences likely to flow from this holding, which will in some instances bar trial judges from correcting rulings belatedly shown to be erroneous. Judicial inefficiencies may also result from the need for an appeal that would not have been required if correction could have been made by a trial court willing to do so. These problems stem not from our holding, however, but by the 1992 amendment to section 1008, which solved one set of problems by possibly creating another. Given the jurisdictional nature of the present statute, these new problems are not amenable to a judicial solution. The answer, if there is one, will have to come from the Legislature.” (Baldwin v. Home Savings of America, supra,
More recent cases have taken different approaches and concluded that, to some extent at least, sections 437c and 1008 violate separation of powers principles, or would do so if interpreted to limit the trial court’s power to act. These cases generally are of two types.
One line of cases concluded that the statutes limit only the parties’ ability to bring renewed motions, and they do not limit the court’s power to reconsider its rulings on its own motion. Typical is Darling, Hall & Rae v. Kritt (1999)
Thus the questions are squarely presented: May a trial court reconsider interim orders it has already made in the absence of new facts or new law? If so, may it do so only on its own motion, or may a party move for reconsideration? Because separation of power principles are pertinent to the question, we next discuss the relevant principles as they have developed in California. Then, with these principles in mind, we will turn to the correct interpretation and application of sections 437c and 1008.
B. Separation of powers principles
In recent years, this court has had several occasions to consider principles of separation of powers as they relate to the relationship between the legislative and judicial branches. (E.g., People v. Bunn (2002)
“At the same time, this doctrine unquestionably places limits upon the actions of each branch with respect to the other branches.” (County of Mendocino, supra,
In sum, the separation of powers test applicable here can be stated quite simply: The Legislature may regulate the courts’ inherent power to resolve specific controversies between parties, but it may not defeat or materially impair the courts’ exercise of that power. With this test in mind, we next consider how to interpret and apply sections 437c and 1008 in this case.
C. Interpretation and application of sections 437c and 1008
Plaintiffs urge us to adopt the line of cases represented by Kerns v. CSE Ins. Group, supra,
We agree with the court in Kerns v. CSE Ins. Group, supra,
Whether these statutes can validly limit the court’s authority to act on its own motion to correct its own errors presents quite a different question. Such a limitation might go too far. If interpreted to limit the court’s ability to reconsider its own rulings, these statutes might, as one court concluded, “emasculate the judiciary’s core power to decide controversies between parties. The legislative restriction of a court’s ability to sua sponte reconsider its own rulings is not merely a reasonable regulation on judicial functions. Instead, such a restriction would directly and materially impair and defeat the court’s most basic functions, exercising its discretion to rule upon controversies between the parties and ensuring the orderly administration of justice. Courts are empowered to decide controversies, a power derived from the state constitution. We are hard pressed to conceive of a restriction that goes more
But we need not decide this constitutional question. Consistent with our common practice of construing statutes, when reasonable, to avoid difficult constitutional questions (see Myers v. Philip Morris Companies, Inc. (2002)
The question is a bit more complex regarding section 1008. In two ways that statute and its legislative history suggest that it has a broader meaning and does restrict the court’s authority to act on its own. (See Case v. Lazben Financial Co., supra, 99 Cal.App.4th at p. 188.) First, section 1008, subdivision (c), added at the same time as subdivision (e), states that a court may reconsider a prior order on its own motion if it determines the law has changed. This subdivision contains a negative implication that the court may not reconsider such an order absent a change in the law. (See Clark v. Burleigh (1992)
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Moreover, we see no hint that the Legislature wanted to hinder the courts’ ability to act rather than merely protect them from repetitive motions, or that it intended, as one court phrased it, to “solve[] one set of problems by possibly creating another.” (Baldwin v. Home Savings of America, supra,
This construction of the statutes also reconciles the earlier cases that had interpreted them as limiting the courts’ jurisdiction. “Significantly, all of these cases involved situations in which the disputed reconsideration, modification or reversal of a prior interim order was brought about upon the motion of a party litigant, and not by the trial court acting on its own motion. [Citations.] None of these cases addressed the specific question of whether and to what extent section 1008 may impair a trial court’s inherent constitutional power sua sponte to reconsidеr, correct and change its own interim decisions.” (Kerns v. CSE Ins. Group, supra, 106 Cal.App.4th at pp. 390-391, fn. omitted.)
For these reasons, we distinguish, but do not disapprove, the early cases, beginning with Morite of California v. Superior Court, supra,
One court found the distinction between a court’s acting on its own motion and its acting in response to a litigant’s motion “to be a distinction without a difference.” (Remsen v. Lavacot, supra,
We cannot prevent a party from communicating the view to a court that it should reconsider a prior ruling (although any such communication should never be ex parte). We agree that it should not matter whether the “judge has an unprovoked flash of understanding in the middle of the night” (Remsen v. Lavacot, supra,
Unless the requirements of section 437c, subdivision (f)(2), or 1008 are satisfied, any action to reconsider a prior interim order must formally begin with the court on its own motion. To be fair to the parties, if the court is seriously concerned that one of its prior interim rulings might have been erroneous, and thus that it might want to reconsider that ruling on its own motion—something we think will happen rather rarely—it should inform the parties of this concern, solicit briefing, and hold a hearing. (See Abassi v. Welke, supra,
III. Conclusion
In this case, the individual defendants filed a new motion for summary judgment that did not satisfy the requirements of section 437c, subdivision (f)(2), which they were not permitted to do. The trial court erred in granting that motion. Plaintiffs argue that this circumstance means that we must order that the case go to trial. We disagree. We merely hold that the court erred in granting an impermissible motion. On remand, nothing prohibits the court from reconsidering its previous ruling on its own motion, a point on which we express no opinion.
We reverse the judgment of the Court of Appeal and remand the matter for further proceedings consistent with this opinion.
George, C. J., Baxter, J., Werdegar, J., Brown, J., and Moreno, J., concurred.
Notes
All further statutory citations are to thе Code of Civil Procedure.
The Court of Appeal held that because the motion was transferred without objection, plaintiffs could not challenge the propriety of that transfer on appeal. This issue is not before us on review, and we express no opinion on when and under what circumstances one judge may revisit a ruling of another judge.
In County of Mendocino, we also noted that one of the earlier cases, Millholen v. Riley (1930)
What we say about the court’s ability to reconsider interim orders does not necessarily apply to final orders, which present quite different concerns.
Accordingly, we disapprove to this extent Scott Co. v. United States Fidelity & Guaranty Ins. Co., supra,
Justice Kennard argues that we should affirm the judgment on the basis of harmless error. However, defendants have made no such harmless error argument, and thus plaintiffs have had no chance to argue against it. Moreover, the trial court did not inform the parties that it might change its previous ruling on its own motion and give them an opportunity to be heard, as it should have done. We do not know what would have occurred if it had done so. Under the circumstances, we think it best to remand the matter for the court and parties to follow proper procedure.
Concurrence Opinion
Concurring and Dissenting.—I agree with the majority’s holding that Code of Civil Procedure sections 437c, subdivision (f)(2), and 1008 prohibit only a party from renewing a motion or moving for reconsideration without new facts or law, and that these provisions do not limit a court’s ability to reconsider and correct error in a prior interim order. I also agree generally with the majority’s analysis in support of that holding.
But I do not agree with the majority’s disposition reversing the Court of Appeal’s judgment, which in turn had affirmed the trial court’s summary judgment. As the majority holds, a trial court may properly reconsider an earlier ruling denying summary judgment and make a new ruling granting summary judgment. Although the trial court here erred insofar as it purported to act on a party’s motion rather than on its own motion, this procedural error does not affect the judgment’s validity. A legally correct ruling will not be reversed on appeal merely because the trial court erred in its reasoning
