Lead Opinion
delivered the opinion of the Court.
Appellant was one of several plaintiffs in this suit challenging the configuration of a Florida legislative district under the Equal Protection Clause. All parties except appellant reached a provisional settlement agreement and, after a fairness hearing, a three-judge District Court approved the remedial districting plan proposed in the agreement. Appellant claims that the District Court acted without giving the State an adequate opportunity to make its own redistricting choice by approving the remedial plan without first adjudicating the legality of the original plan, that the court had no authority to approve any settlement over his objection, and that the remedial plan violates the Constitution. We hold that the State exercised the choice to which it was entitled under our cases, that appellant has no right to block the settlement, and that he has failed to point up any unconstitutionality in the plan proposed.
H — I
After the 1990 Decennial Census, the Florida Legislature adopted a reapportionment plan for Florida’s 40 Senate districts and 120 House districts. Following the procedure for
Since five Florida counties, including Hillsborough County where the city of Tampa is located, are covered jurisdictions under § 5 of the Voting Rights Act of 1965, 79 Stat. 439, as amended, 42 U. S. C. § 1973c, see 28 CFR pt. 51, App. (1996); see also Johnson, supra, at 1001, n. 2, the state attorney general submitted the redistricting plan to the United States Department of Justice for preclearance. On June 16, 1992, the Department declined to preclear the proposed State Senate districts, on the grounds that the redistricting plan divided “politically cohesive minority populations” in the Hills-borough County area and failed to create a majority-minority district in that region. Letter from Assistant United States Attorney General John Dunne to Florida Attorney General Robert A. Butterworth (quoted in In re Constitutionality of Senate Joint Resolution 2G, supra, at 547 (Shaw, C. J., specially concurring)); see also De Grandy v. Wetherell,
The Supreme Court of Florida then entered an order encouraging the state legislature to adopt a new plan to address the Justice Department’s objection, and noting that if the legislature failed to act, the court itself would adopt a reapportionment plan. See
The amended plan, known as Plan 330, called for an irregularly shaped Senate District 21, with a voting-age population 45.8% black and 9.4% Hispanic and comprising portions of four counties in the Tampa Bay area. Id., at 546. The district included the central portions of Tampa in Hillsborough County, the eastern shore of Tampa Bay running south to Bradenton in Manatee County, central portions of St. Peters-burg in Pinellas County, a narrow projection eastward through parts of Hillsborough and Polk Counties, and a narrow finger running north from St. Petersburg to Clearwater. See Juris. Statement 29a. Although the State Supreme Court acknowledged that the district was “more contorted” than other possible plans and that black residents in different parts of the district might have little in common besides their race, it decided that such concerns “must give way to racial and ethnic fairness.” See
On April 14, 1994, appellant and five other residents of Hillsborough County filed this suit in the District Court invoking jurisdiction under 28 U. S. C. §§ 1331, 1343, and 2201, et seq., naming the State of Florida, its attorney general, and the United States Department of Justice as defendants, and alleging that District 21 in Plan 330 violated the Equal Pro
At a status conference held on July 6, 1995, shortly after we decided Miller v. Johnson,
At a status conference held the same day the parties filed the settlement agreement, the District Court sought and received specific assurances from lawyers for the President of the Senate and the Speaker of the House that they were authorized to represent their respective government bodies in the litigation and enter into the settlement proposed. 180 Tr. 23-24 (Nov. 2,1995). Appellant argued that the District Court was required to hold Plan 330 unconstitutional before it could adopt a new districting plan, see id., at 16, but the District Court disagreed, noting that “there is simply not a litigable issue with respect to what we have for shorthand purposes referred to as liability and we ought simply then to proceed ... to resolve the issue of the fairness of this proposed settlement and entertain any objections [concerning it].” Id., at 26.
The District Court scheduled a hearing on the proposed plan for November 20, giving notice in 13 area newspapers and making details of the plan available for review in the clerk’s office. See App. 161. Before the hearing, the settling parties submitted evidence including affidavits and declarations addressing the factors considered in revising District 21, Record 188, and appellant submitted his own remedial plan for a District 21 wholly contained within Hills-borough County, Record 172, at A4. At the hearing, counsel for the State Senate summarized the prehearing filings submitted by proponents of the settlement and the rationale behind the agreement. App. 160-172. The District Court denied appellant’s motion for ruling on his motion for summary judgment on the legality of Plan 330, saying that “[i]t makes
On March 19,1996, the District Court approved the settlement. See
The District Court then turned to the merits of Plan 386 to determine whether its formation had been “dominated by the single-minded focus” on race that it understood to be constitutionally forbidden under Miller. 920 F. Supp., at
Chief Judge Tjoflat concurred specially. He agreed that Plan 386 was constitutional but thought that the new plan could not be approved without a judicial determination that Plan 330 was unconstitutional, as he concluded it was. Id., at 1256-1257.
We noted probable jurisdiction,
II
A
Appellant argues that the District Court erred in approving the settlement agreement without formally holding Plan 330 unconstitutional, thereby denying the State’s legislature and Supreme Court the opportunity to devise a new redistricting plan.
The substance of what appellant claims as a right to the benefit of political diffusion is nothing other than the rule declared in the cases he cites, that state redistricting responsibility should be accorded primacy to the extent possible when a federal court exercises remedial power. See Growe,
In this case, the State has selected its opportunity by entering into the settlement agreement, which for reasons set out below in Part II-B it had every right to do. And it has availed itself of that opportunity by proposing a plan as embodied in the settlement agreement. There can be no question on the present record that proponents of the plan included counsel authorized to represent the State itself, and there is no reason to suppose that the State’s attorney general lacked authority to propose a plan as an incident of his authority to represent the State in this litigation.
On these facts, the District Court’s approval of the settlement agreement was entirely consistent with the principles underlying our cases that have granted relief on the ground that a district court had failed to respect the affected government’s entitlement to originate its own redistricting policy. Since the State, through its attorney general, has taken advantage of the option recognized in Growe and Wise to make redistricting decisions in the first instance, there are no reasons in those cases to burden its exercise of choice by requiring a formal adjudication of unconstitutionality.
B
We find no merit, either, in appellant’s apparently distinct claim that, regardless of any effect on the State’s districting responsibility, the District Court was bound to adjudicate liability before settlement because appellant did not agree to settle. See Brief for Appellant 27. “It has never been supposed that one party — whether an original party, a party
Appellant, of course, wanted something more than being rid of Plan 330, for he wanted a new plan that would be constitutional. But insofar as he would have been entitled to that following a formal decree of the court, he is now in the same position he would have enjoyed if he had had such a decree: his views on the merits of the proposed plan were heard, and his right to attack it in this appeal is entirely unimpaired. To the extent that he claims anything more, he is trying to do what we have previously said he may not do: to demand an adjudication that the State of Florida, represented by the attorney general, could indeed have demanded, see Growe,
r-H I — I I — I
The District Court concluded that Plan 386 did not subordinate traditional districting principles to race.
The District Court looked to the shape and composition of District 21 as redrawn in Plan 386 and found them “demonstrably benign and satisfactorily tidy.”
Addressing composition, the District Court found that the residents of District 21 “regard themselves as a community.”
In short, the evidence amply supports the trial court’s views that race did not predominate over Florida’s traditional districting principles in drawing Plan 386. Appellant has provided nothing that calls that conclusion into question, much less that points to any clear error.
It is so ordered.
Notes
In separate litigation, we rejected §2 vote dilution claims attacking certain Senate districts in the Miami and Pensacola areas created by the legislature’s redistricting plan (as modified by the State Supreme Court through Plan 330). See Johnson v. De Grandy,
At the time, the District Court had permitted the Florida Senate to intervene, see Record 33, but had yet to rule on motions to intervene from Senator Hargrett and from the group of minority voters in District 21. The District Court indicated that it intended to grant all pending motions to intervene, and treated prospective intervenors as parties. 134 Tr. 4 (July 6,1995). The House of Representatives had yet to file a motion to intervene, but was represented at the status conference and indicated its intention to file a motion to intervene. Id., at 24. No one at the status conference objected to submitting the matter to mediation. The Secretary of State was not represented at the conference.
We reject appellees’ contention that appellant failed to preserve this claim for appeal. Appellant argued below that the District Court should rule on the legality of Plan 330 before approving a remedial plan, see, e. g., Record 173, and appellant’s statements asking that the state legislature and Supreme Court be given the opportunity to redistrict following a find
The dissent argues that Article III, § 16, of the Florida Constitution provides the exclusive means by which redistrieting can take place. See ;post, at 585-586, and n. 2. But this article in terms provides only that the state legislature is bound to redistrict within a certain time after each decennial census, for which it may be required to convene. See Fla. Const., Art. Ill, § 16(a). The dissent says that the state legislature is “implicitly authorized, to reapportion” after an existing plan is held unconstitutional and, further, that the Supreme Court of Florida has “by implication” the authority to redraw districts in the event a federal court invalidates a redistrieting plan on constitutional grounds. See post, at 585-586, n. 2. We disagree on this question of state law only insofar as the dissent views this implicit authority to limit the broad discretion possessed by the attorney general of Florida in representing the State in litigation. See, e. g., Ervin v. Collins,
The District Court indicated that it would look to the Florida House and Senate as an initial matter to fashion any new districting plan, see Tr. 14, 18-19, 21-22 (Sept. 27, 1995), and directed the state appellees to file a monthly “report informing the Court of any formal actions initiated by any public official or branch of government regarding Florida’s senatorial ‘reapportionment plan.’” Record 78, at 5. The Florida Senate filed such status reports as directed, indicating that apart from the ongoing litigation, no formal actions had been initiated by any public official or branch of state government regarding Florida’s senatorial plan. Record 121, 141, 160.
The dissent challenges the authority of those representing the State House and Senate to speak for those bodies and further claims that even if they were authorized, the District Court was required to “demand clearer credentials” on their part. See post, at 586. However this may be, the State was represented by the attorney general and it is by virtue of his agreement as counsel that the State was a party to the agreement. The settlement and subsequent judgment do not, of course, prevent the state legislature from redistricting yet again. See App. 19.
Notwithstanding the dissent’s claim, see post, at 584, nothing in Firefighters limits its rule to remedial consent decrees that follow an adjudication of liability. To the contrary, the holding in Firefighters was expressly based on the principle that “it is the parties’ agreement that serves as the source of the court’s authority to enter any [consent] judgment at all,”
There is no merit to appellant’s contention that the District Court failed to adjudicate the constitutionality of District 21. See Brief for Appellant 35. The District Court noted the deference due the State, and expressly held Plan 386 to be constitutional.
The distance is 50 .miles and record evidence indicates that only 15 of the 40 Senate districts in Florida cover less distance from end-to-end. See App. 26.
The Supreme Court of Florida has held that the presence in a district of a body of water, even without a connecting bridge and even if such districting necessitates land travel outside the district to reach other parts of the district, “does not violate this Court’s standard for determining contiguity under the Florida Constitution.” In re Constitutionality of Senate Joint Resolution 2G,
In addition, only 9 of the State’s 40 Senate districts are located within a single county, and 5 of those are within Dade County. See App. 33. Multieounty districting also increases the number of legislators who can speak for each county, a districting goal traditionally pursued in the State. See id,., at 32, and n. 7.
Record evidence indicates that the design of revised District 21 was also affected by the need to satisfy one-person, one-vote requirements, App. 28, the desire to retain the existing partisan balance in the Senate, id., at 31, and the desire to avoid out-of-cycle elections, id., at 28-29. • See also In re Apportionment Law,
Dissenting Opinion
with whom Justice O’Connor, Justice ■ Kennedy, and Justice Thomas join, dissenting.
The Court today affirms a Federal District Court’s redrawing of Florida Senate District 21, despite the fact that the District Court never determined that District 21 was unconstitutional, and never gave the State an opportunity to do its own redrawing of the district to remedy whatever unconstitutional features it contained. In my view, the District Court’s actions represent an unprecedented intrusion upon state sovereignty.
I
The District Court held that it could exercise its authority under the Fourteenth Amendment to “compel the nullification and re-establishment of state legislative boundaries” without finding a violation of the Fourteenth Amendment, so long as “the case presents a sufficient evidentiary and legal basis to warrant the bona fide intervention of a federal court into matters typically reserved to a state.”
The only authority cited by the District Court for the proposition that a court can mandate a remedy without finding liability is Justice O’Connor’s concurring opinion in Wygant v. Jackson Bd. of Ed.,
The Court evidently believes that an adjudication of unconstitutionality of District 21 was unnecessary here because the State entered into a consent agreement accepting judicial imposition of Plan 386. For this proposition it relies upon Firefighters v. Cleveland, 478 U. S. 501 (1986), which said that “it is the parties’ agreement that serves as the source of the [District Court’s] authority to enter... judgment....” Id., at 522. However, that passage from Firefighters is of no help to the Court — even putting aside the fact that the “agreement” there at issue, unlike the one here, was an agreement to remedy unlawful conduct (a “pattern of racial discrimination”) that had been adjudged, id., at 506, 511—512.
In today’s case, by contrast, neither the appellant nor the other original plaintiffs (now appellees) could have concluded a binding out-of-court “redistricting agreement” with representatives of the Florida Legislature, or with the state attorney general — and the Court does not contend otherwise. The Florida Constitution, Art. III, § 16, requires the legislature to draw districts “by joint resolution,” and provides no authority for the attorney general to do so.
These principles would suffice to invalidate an unauthorized private agreement as the basis for a federal judicial decree in even the ordinary case, but they should apply even more rigorously to an agreement purportedly supporting a federal judicial decree of state reapportionment, which we have described as an “unwelcome obligation,” Connor v. Finch,
“This letter is intended to communicate to you in the strongest possible terms that the Florida Senate has not agreed to any proposed settlement. As a constitutionally established collegial body, the Florida Senate can agree to nothing without open debate and action by the entire body. As a duly elected Member of the Florida Senate, I have never waived my constitutional duty and responsibility to participate in all Senate matters. And, under no circumstances does any individual Senator, or group of individual Senators, have the right to agree to anything in my name.. . .
“Therefore, I challenge any representation that the Florida Senate has agreed to any proposed settlement in this case.” Record 152.
But in fact all these inquiries into authorization to enter private agreements are supererogatory. Even an authorized private agreement cannot serve as the basis for a federal apportionment decree. We have said explicitly, and in unmistakable terms, that “[f]ederal courts are barred from intervening in state apportionment in the absence of a violation of federal law.” Voinovich v. Quilter,
Finally, I find no merit in the Court’s apparent suggestion, ante, at 578-580, that appellant has no standing to complain of this defect. A judicial decree entered without jurisdiction has mooted his suit. Surely that is enough to sustain his appeal.
The District Court’s failure to find the pre-existing District 21 unconstitutional is alone enough to require reversal of the judgment. But the District Court committed a second error, in failing to give the Florida Legislature the opportunity to redraw the district before imposing a court-ordered solution.- We have repeatedly emphasized that federal interference with state districting “represents a serious intrusion on the most vital of local functions,” Miller v. Johnson,
The District Court repeatedly referred to Plan 386 as a “legislative solution,”
Appellees contend that the District Court actually offered the legislature the opportunity to redistrict, but that the legislature declined. This contention is based upon the fact that the representatives of the Florida Legislature informed the District Court, prior to any proceedings on the merits, that the legislature would likely not sua sponte redraw the districts in response to Miller v. Johnson, supra, and on the status reports filed by the Florida Senate, see ante, at 578, n. 5. But the requisite opportunity that our cases describe is an opportunity to redraw districts after the extant districts have been ruled unconstitutional — not after a Supreme Court case has been announced which may or may not ultimately lead to a ruling that the extant districts are unconstitutional. See, e. g., Growe, supra, at 34; McDaniel, supra, at 142; Reynolds, supra, at 585-586. The State is under no obligation to redistrict unless and until a determination has been made that there has been a violation of federal law.
* * *
Because the District Court lacked the authority to mandate redistricting without first having found a constitutional violation; and because the District Court failed to give the State an opportunity to redistrict on its own after notice of the constitutional violation (or even after notice of the court’s intention to proceed with its own plan), I would reverse the judgment of the District Court and remand for further proceedings. Given my conclusion on appellant’s first two challenges to the District Court’s judgment, I have no occasion
I respectfully dissent.
I am puzzled by the Court’s assertion that “our opinion in [Firefighters] makes no reference to any findings of liability.” Ante, at 579, n. 6. We said: “Judge Lambros found that ‘[t]he documents, statistics, and testimony presented at [the] hearings reveal a historical pattern of racial discrimination in the promotions in the City of Cleveland Fire Department.’” Firefighters,
The Florida Legislature is explicitly required to reapportion “at its regular session in the second year following each decennial census.” Fla. Const., Art. III, § 16(a). It seems obvious that the legislature is implicitly authorized to reapportion when its prior reapportionment has been held unconstitutional. See In re Constitutionality of Senate Joint Resolution 2G,
Moreover, under the Florida Constitution the prescribed body to reapportion when the legislature has failed to do so is the Florida Supreme Court. The Florida Constitution itself states this explicitly with regard to the legislature’s failure to act after the decennial census, Fla. Const., Art. III, § 16; and the Florida Supreme Court has held that it has authority to reapportion (absent legislative action) in the event of Justice Department refusal of preclearanee, and hence by implication in the event of
The Court is of the view that participation by Florida’s legislative branches was beside the point, and that the attorney general alone could propose a redistricting plan and settle this lawsuit without participation by the legislature. See ante, at 578, n. 5. I know of no support for this proposition, and the Court provides none. Moreover, this view is contrary to that of the District Court. See
