Lawson v. Superior CourtLawson v. Superior Court
Opinion
Denisha Lawson was incarcerated in a community-based correctional facility operated by Center Point, Inc. (Center Point), where she resided with her infant daughter, Esperanza. Lawson and Esperanza, by and though her guardian ad litem, filed a lawsuit against the State of California (the State),
1
Center Point, and employees of the State and Center Point, alleging that Esperanza sustained physical injury and Lawson experienced emotional
Lawson and Esperanza filed a petition for writ of mandate asking us to review the trial court’s ruling on the demurrers, and we issued an order to show cause.
As we will explain, the trial court erred in sustaining (1) the State’s demurrer to Esperanza’s cause of action for negligence; and (2) the demurrer brought by Center Point and its employees as to (a) Lawson’s causes of action for negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress, and (b) Esperanza’s cause of action for negligence.
I
FACTUAL AND PROCEDURAL BACKGROUND
A. The Pregnant and Parenting Women’s Alternative Sentencing Program Act
Under the Pregnant and Parenting Women’s Alternative Sentencing Program Act (PPWASPA) (
As alleged in the operative second amended complaint (the Complaint), in November 2006 Lawson was placed into a 40-bed correctional facility existing under the PPWASPA run by Center Point in San Diego (the facility). According to Lawson’s briefing, she was pregnant at the time of her placement in the facility, and gave birth prematurely to Esperanza in March 2007.
The Complaint alleges that on April 25, 2007, Esperanza developed severe respiratory problems, later diagnosed as double pneumonia. Over the course of eight to 11 days, Lawson allegedly asked personnel at the facility to obtain treatment for Esperanza. The request was repeatedly denied, despite Esperanza’s “green discharge . . . , labored breathing, and increasingly more ashen complexion” and the fact that Esperanza had ceased breathing on at least three occasions. According to the Complaint, one of the employees at the facility ultimately defied her supervisors and took Esperanza to the hospital. Because of the delay in obtaining medical care, Esperanza allegedly suffered “hypoxia, double pneumonia requiring double intubation, cardiac arrest, scarring and injury to both lungs, causing permanent injury which will cause future medical problems.” Lawson also alleged that she was deprived of her own medications and the use of a breast pump while at the facility.
Lawson and Esperanza, by and through her guardian ad litem, filed this action based on the physical injuries to Esperanza and the emotional trauma suffered by Lawson when she was denied necessary medical care for her infant.
The following defendants are sued in the Complaint: (1) the State; (2) two employees of the State, specifically Mark Koen and Herbert Sanders; (3) Center Point, which, according to the Complaint “owned and/or leased and operated” the facility by “express contract” with the State; and (4) four employees of Center Point, specifically Sushma Taylor, Laura Lambe, Jill Michon and Jackie Galston. According to the Complaint, the Center Point employees were “working under the color and authority of the State of California as jailers.”
The Complaint contains six causes of action: (1) “Failure to Furnish Medical Care to Prisoner” in violation of Government Code section 845.6
C. The Trial Court’s Rulings on the Demurrers to the Complaint
This writ proceeding arises from the trial court’s rulings on demurrers challenging the Complaint, which were filed by (1) the State and Koen; and (2) Center Point, Michon and Galston. 3
1. The Trial Court’s Ruling on the Demurrer Filed by the State and Koen
In the demurrer filed by the State and Koen, the State demurred to each of the causes of action alleged against it, but Koen demurred only to the first cause of action, i.e., the claim for “Failure to Furnish Medical Care to Prisoner” in violation of Government Code section 845.6.
On May 1, 2009, the trial court sustained the demurrer as to all of the causes of action except for false imprisonment. In sustaining the State’s demurrer to the first through fourth causes of action, the trial court explained that under the immunity provided by the Tort Claims Act, “all government tort liability is dependent on the existence of an authorizing statute or ‘enactment,’ ” and that the Complaint did not identify a statute imposing a duty on the State to provide Esperanza with medical treatment. The trial court also stated that although the Complaint relied on Government Code section 845.6, which provides that a public entity or a public employee (acting within the scope of his employment) is liable for failing to take action in response to a “prisoner ... in need of immediate medical care,” Esperanza was not a “prisoner” within the meaning of that statute. Further, the trial court concluded that other statutes identified in the Complaint did not give rise to a duty to provide medical care to Esperanza.
4
As to Koen’s demurrer, the trial
2. The Trial Court’s Ruling on the Demurrer Filed by Center Point, Michon and Galston
The demurrer filed by Center Point, Michon and Galston challenged each of the causes of action in the Complaint, except the cause of action for false imprisonment. 6
On May 1, 2009, the trial court sustained the demurrer as to all of the causes of action at issue except for the cause of action for violation of
Specifically, the trial court concluded that Michon and Galston were immune from liability to Lawson for the causes of action of “Failure to Furnish Medical Care to Prisoner,” negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress because of Government Code section 844.6, subdivision (a), which states that “a public entity is not liable for: [f] . . . [f] (2) An injury to any prisoner.” As to Lawson’s claims against Center Point, the trial court stated that “[g]iven the immunity afforded to [Michon and Galston], Center Point cannot be vicariously liable for their actions.”
8
With respect to Esperanza’s causes of action
D. Lawson and Esperanza’s Petition for a Peremptory Writ of Mandate
Lawson and Esperanza filed a petition for a peremptory writ of mandate on June 26, 2009 (the Petition). After receiving and considering a response to the Petition, we issued an order to show cause on August 25, 2009.
The Petition requests that we “issue a decision reversing the grant of demurrer as to the State of California on the First (Failure to Furnish Medical Care to Prisoner) [,] Second (Negligence) [,] Third (Negligent Infliction of Emotional Distress) [,] and Fourth (Intentional Infliction of Emotional Distress) Causes of Action[;] as to Mark Koen on the First, Second, Third, and Fourth Causes of Action[;] and as to Center Point, Inc., Sushma Taylor, Laura Lambe, Jackie Galston and Jill Michon on the First, Second, Third and Fourth Causes of Action.”
Based on our understanding of the procedural history, the Petition incorrectly describes the extent of the rulings on the demurrers. First, as we have described, Koen demurred only to the first cause of action (i.e., “Failure to Furnish Medical Care to Prisoner”). The trial court’s ruling on the demurrer with respect to Koen does not expressly state that it extends to other causes of action. Second, the trial court did not enter an order sustaining a demurrer as to Taylor and Lambe because, as far as the record before us indicates, those parties did not file a demurrer to the Complaint. Accordingly, we review the demurrers to the first, second, third and fourth causes of action with respect to the State, Center Point, Galston and Michon; and we review the demurrer to the first cause of action with respect to Koen.
With these clarifications in mind, we proceed to consider the trial court’s ruling on the demurrers.
DISCUSSION
A. The Demurrer Filed by the State and Koen
The demurrer filed by the State and Koen focused on concepts of governmental immunity as set forth in the Tort Claims Act, and the trial court relied on that immunity in sustaining the demurrers. Accordingly, we begin our analysis with an overview of the governmental immunity, and its exceptions, set forth in the Tort Claims Act.
1. Public Agencies’ and Public Employees’ Immunity and Liability Under the Tort Claims Act
The basic rule of immunity for public entities in California is contained in Government Code section 815, which states that “[e]xcept as otherwise provided by statute: [][] (a) A public entity
is not
liable for an injury, whether such injury arises out of an act or omission of the public entity or a public employee or any other person.”
(Ibid.,
italics added.) Conversely, “[e]xcept as otherwise provided by statute . . . , a public employee
is
liable for injury caused by his act or omission to the same extent as a private person.”
(Id.,
§ 820, subd. (a), italics added.) Thus, the Tort Claims Act “establishes the basic rules that public
entities
are immune from liability except as provided by statute ([Gov. Code,] § 815, subd. (a)) [and] that public
employees
are liable for their torts except as otherwise provided by statute.”
(Caldwell v. Montoya
(1995)
As relevant here, the Tort Claims Act sets forth two main statutory exceptions to the immunity from liability that it confers on public entities.
First, Government Code section 815.2 provides that “[a] public entity is liable for injury proximately caused by an act or omission of an employee of the public entity within the scope of his employment if the act or omission would, apart from this section, have given rise to a cause of action against that employee or his personal representative”
(id.,
subd. (a)), except “where the employee is immune from liability”
(id.,
subd. (b)). This “[vicarious liability is a primary basis for liability on the part of a public entity, and flows from the responsibility of such an entity for the acts of its employees under the principle of respondeat superior.”
(Zelig v. County of Los Angeles
(2002) 27 Cal.4th
1112, 1128
[
Second, Government Code section 815.6 provides that “[w]here a public entity is under a mandatory duty imposed by an enactment that is
Here, the State is unquestionably a public entity within the meaning of the Tort Claims Act
9
10
and thus is subject to the immunity provisions for public entities set forth in the Tort Claims Act, including the two main exceptions to public entity immunity, i.e., (a) vicarious liability for the acts or omissions of a State employee (
Because this case concerns events in a correctional facility, we also must consider the provisions in the Tort Claims Act expressly applicable to injuries incurred by prisoners. Although a public entity may be vicariously liable for the acts and omissions of its employees (
In addition, Government Code
The Tort Claims Act defines the term “prisoner” for purposes of the expanded governmental immunities set forth in Government Code
2.
Lawson Was a Prisoner, and Thus the State and Koen Are Entitled to the Immunity Set Forth in Government Code
We first consider the impact of these rules on the causes of action brought by Lawson against the State and Koen.
There is no dispute that during the events described in the Complaint, Lawson was a prisoner. Thus, Government Code
Lawson attempts to bring her claim within Government Code
Accordingly, the trial court properly sustained the demurrer as to (1) Lawson’s causes of action for negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress against the State; and (2) Lawson’s cause of action for “Failure to Furnish Medical Care to Prisoner” against the State and Koen. 12
3.
Esperanza Was Not a Prisoner, and Thus the State and Koen Are Not Entitled to the Immunity Set Forth in Government Code
The next issue is whether Esperanza was a prisoner within the meaning of the relevant provisions of the Tort Claims Act while residing in the facility, thus triggering the provisions of Government Code
We begin with the text of Government Code
If the definition in Government Code
Case law indicates that, for the purposes of governmental immunity, mere presence in a correctional facility—whether voluntarily or involuntary—is not sufficient to confer the status of “prisoner” on the person injured. (See
Sullivan v. County of Los Angeles
(1974)
According to case authority, “to come within the purview of [Government Code]
Applying these authorities, we conclude that Esperanza was not a prisoner within the meaning of Government Code
Significantly too, there is nothing in the PPWASPA to suggest that a child of a woman sentenced to that program has the status of an inmate when the child resides in a facility created under that statute.
14
Instead, Esperanza resided in the facility because her mother was housed there, not because she was the subject of any legal restraint. Because Esperanza was not confined in the facility under any legal compulsion, the most analogous authority is
Sullivan,
in which the plaintiff was not a prisoner during the time that he resided in the jail facility without any lawful authority authorizing his confinement.
(Sullivan, supra,
4. Do the Exceptions to Public Entity Immunity Apply in This Case ?
Having concluded that the provisions of the Tort Claims Act concerning injuries to prisoners do not apply to Esperanza’s causes of action for negligence, negligent infliction of emotional distress or intentional infliction of emotional distress against the State, we next proceed to consider whether the Complaint adequately pleads the liability of the State to Esperanza based on the two general exceptions to the public entity immunity contained in the Tort Claims Act, i.e., (1) vicarious liability for the act or omissions of a public employee (
a. Vicarious Liability
As we have explained, “[a] public entity is liable for injury proximately caused by an act or omission of an employee of the public entity within the scope of his employment if the act or omission would, apart from this section, have given rise to a cause of action against that employee or his personal representative” (
i. Negligence Cause of Action-
We first consider whether the Complaint adequately pleads a negligence cause of action against Koen and Sanders. “ 1 “[I]n order to prove facts sufficient to support a finding of negligence, a plaintiff must show that defendant had a duty to use due care, that he breached that duty, and that the breach was the proximate or legal cause of the resulting injury. [][] The existence of a duty of care is a question of law to be determined by the court alone.. . .’ ”
(Munoz
v.
City of Union City
(2004)
The central issue is whether, as a matter of law, Koen or Sanders would have a legal duty to obtain medical care for Esperanza under the circumstances described in the Complaint. “Under traditional tort law principles, a person is . . . under no duty to protect another person from harm. [Citation.] An affirmative duty to protect another from harm may arise, however, where a ‘special relationship’ exists. [Citations.] Such a special relationship is typically where the plaintiff is particularly vulnerable and dependent upon the defendant who, correspondingly, has some control over the plaintiff’s welfare.”
(Kockelman
v.
Segal
(1998)
Case law holds that “there is a special relationship between jailer and prisoner, imposing on the former a duty of care to the latter.”
(Giraldo
v.
Department of Corrections & Rehabilitation
(2008)
Satisfying the other two elements of a negligence claim, the Complaint also pleads that Koen and Sanders breached the duty to obtain medical care for Esperanza, and that the breach was a proximate cause of injury to Esperanza.
Based on this analysis, we conclude that the Complaint adequately pleads that Koen and Sanders are liable for negligence toward Esperanza for actions taken within the scope of their employment. Accordingly, under the exception to governmental immunity for vicarious liability of an employee acting within the scope of his employment (
ii. Causes of Action for Negligent and Intentional Infliction of Emotional Distress
We next consider whether the Complaint also adequately pleads the vicarious liability of the State to Esperanza for negligent and intentional infliction of emotional distress.
As the State pointed out in its demurrer to the Complaint, although the causes of action for negligent and intentional infliction of emotional distress do not explicitly state that they are brought only by Lawson, the.allegations set forth in those causes of action give that impression. Specifically, the Complaint describes at length the mental anguish incurred by Lawson as she watched medical care being withheld from her sick child, but it does not specifically plead that Esperanza incurred emotional distress.
Therefore, we conclude that the Complaint does not plead causes of action for negligent and intentional infliction of emotional distress against Koen and Sanders on behalf of Esperanza. Accordingly, the Complaint also does not adequately allege that the State is vicariously liable to Esperanza for the negligent or intentional infliction of emotional distress by any State employee.
b. Mandatory Statutory Duty
As we have explained, despite the general governmental immunity set forth in the Tort Claims Act, the exception set forth in Government Code section 815.6 states that “[w]here a public entity is under a mandatory duty imposed by an enactment that is designed to protect against the risk of a particular kind of injury, the public entity is liable for an injury of that kind proximately caused by its failure to discharge the duty unless the public entity establishes that it exercised reasonable diligence to discharge the duty.”
(Ibid.)
The term “ ‘[e]nactmenf ” as used in the statute means “a constitutional provision, statute, charter provision, ordinance or regulation.” (
We consider whether, in addition to adequately pleading that the State is vicariously liable to Esperanza for the negligence of its employees, the Complaint also pleads the direct liability of the State, based on Government Code section 815.6, under the theory that the State breached a mandatory duty imposed by an enactment.
i. Requirements for Establishing Public Entity Liability Based on Breach of Mandatory Duty
Before examining the statutes that might give rise to a mandatory duty under the facts pled in the Complaint, we begin with an overview of three requirements for establishing public entity liability for breach of a mandatory duty within the meaning of Government Code section 815.6.
“Second, but equally important, [Government Code] section 815.6 requires that the mandatory duty be ‘designed’ to protect against the particular kind of injury the plaintiff suffered. The plaintiff must show the injury is ‘ “one of the consequences which the [enacting body] sought to prevent through imposing the alleged mandatory duty.” ’ ”
(Haggis, supra,
The third requirement is that the public entity’s failure to fulfill the mandatory duty was a proximate cause of the injury,
(de Villers, supra,
ii. The Enactment Cited by the Petition and Complaint Does Not Give Rise to a Mandatory Duty to Obtain Medical Care for Esperanza
We now turn to the two statutes cited by the Petition and the Complaint to support the claim that the State was under a mandatory statutory duty to obtain medical care for Esperanza: Penal Code section 3410 et seq., which established the Community Prisoner Mother Program (see fn. 2, ante) and the PPWASPA, including its implementing regulations (Cal. Code Regs., tit. 15, § 3074.3).
With respect to the statute establishing the Community Prisoner Mother Program (
In contrast, the PPWASPA and its implementing regulations are relevant to this litigation because Lawson and Esperanza resided in a facility existing under the PPWASPA. However, as we will explain, we conclude that those provisions do not impose a mandatory duty on the State to obtain medical care for Esperanza. (Cal. Code Regs., tit. 15, § 3074.3.)
In support of its mandatory duty argument, the Petition cites the following portions of the PPWASPA:
“(b) Prior to sentencing, if the court proposes to give consideration to a placement, the court shall consider a written evaluation by the probation department, which shall include the following:
“(1) Whether the defendant is eligible for participation pursuant to this section.
“(2) Whether participation by the defendant and her eligible children is deemed to be in the best interests of the children.
“(3) Whether the defendant is amenable to treatment for substance abuse and would benefit from participation in the program.
“(4) Whether the program is deemed to be in the best interests of an eligible child of the defendant, as determined by a representative of the appropriate child welfare services agency of the county if the child is a dependent child of the juvenile court pursuant to Section 300 of the Welfare and Institutions Code, [f] . . . [f]
“(d) If the court determines that the defendant may benefit from participation in this program, the court may impose a state prison sentence with the recommendation that the defendant participate in the program pursuant to this chapter. The court shall notify the department within 48 hours of imposition of this sentence.” (Pen. Code, § 1174.4 .) We see nothing in this portion of the PPWASPA that concerns the provision of medical care to children participating in the program, and thus nothing that would create a mandatory duty on that subject.
“(g) Individualized treatment plans shall be developed for each participant and her child. The treatment plan shall be formulated as a result of an individual assessment performed by a program counselor. Each plan shall address the specific treatment needs of the participant and child including the treatment needs necessary for transitioning the participant to parole and/or another treatment program, and shall describe treatment goals for both mother and child and specific activities and services to achieve these goals. Changes to this plan may occur throughout the course of treatment and must be relevant to the participant’s progress toward treatment goals. Individualized treatment plans shall address a full range of problems including those directly and indirectly related to: [|] . . . [|]
“(2) Physical and mental health. [1] . . . [f]
“(7) Treatment methods and resources.
“(h) Early childhood care and development plans shall be developed for each child and shall address issues including, but not limited to:
“(1) Immunizations and communicable diseases.
“(2) Pediatric medical care. [|] . . . [][]
“(i) Each participant shall be provided all of the following: [][]... [I]
“(9) Medically necessary health services pursuant to [California Code of Regulations, title 15,] section 3350 et seq.
“(j) Each participant shall be assigned a case manager and casework team, comprised of a social worker, facility manager, counselor, child development specialist, child care worker, nurse, and departmental custody staff person. The casework team will manage the participant’s intake, orientation and treatment program for the duration of the 12 months.” (Cal. Code Regs., tit. 15, § 3074.3.)
Although these regulations mention pediatric medical care, they do not create a mandatory duty for the State to obtain such care for children participating in the program. As we read the portion of the regulations quoted above, it provides that (1) the individual plans developed for participants in
As none of the enactments identified in the Complaint or the Petition provide a mandatory duty for the State to obtain medical care for Esperanza, 22 we conclude that the exception to governmental immunity set forth in Government Code section 815.6 does not apply. Accordingly, the Complaint does not state a direct claim against the State under the theory that it breached a mandatory statutory duty to Esperanza.
5. Summary of Analysis Regarding the State and Koen’s Demurrer
As a result of our analysis of the demurrer filed by the State to the first through fourth causes of action, and by Koen to the first cause of action, we conclude that the trial court erred in sustaining the State’s demurrer to the second cause of action (i.e., negligence) asserted by Esperanza, because the Complaint sufficiently pleads a claim for negligence on behalf of Esperanza
B. The Demurrer Filed by Center Point, Michon and Galston
We next consider the Petition’s challenge to the trial court’s ruling sustaining the demurrer brought by Center Point, Michon and Galston to the first through fourth causes of action (i.e., for failure to furnish medical care to prisoner, negligence, negligent infliction of emotional distress and intentional infliction of emotional distress).
The trial court rested much of its ruling on the governmental immunity set forth in the Tort Claims Act, concluding that Center Point should be accorded the same immunity as the State, and that Michon and Galston should be accorded the same immunity as employees of the State. Accordingly, we examine whether the trial court correctly concluded that the governmental immunity in the Tort Claims Act applies to Center Point and its employees.
1. The Trial Court Erred in Sustaining Center Point’s Demurrer on the Ground of Governmental Immunity
As we have explained, Government Code section 815 states the general rule that “[e]xcept as otherwise provided by statute: [f] (a)
A public entity
is not liable for an injury . . . .” (Italics added.) Further, as we have seen, Government Code
As defined in the Tort Claims Act, “ ‘[pjublic entity’ includes the State, the Regents of the University of California, a county, city, district, public authority, public agency, and any other political subdivision or public corporation in the State.” (
The Petition cites no authority, and we are aware of none, that extends the governmental immunity set forth in the Tort Claims Act to a private entity working under contract for the State, or indeed, that extends governmental immunity beyond the types of entities described in Government Code
Center Point’s demurrer asserted no argument other than governmental immunity for dismissing the causes of action for failure to furnish medical care to prisoner, negligence, negligent infliction of emotional distress and intentional infliction of emotional distress. Because, as we have explained,
2. Michon and Galston’s Demurrer
The trial court sustained Michon and Galston’s demurrer to the first through fourth causes of action brought by Esperanza and Lawson on the ground of governmental immunity. In explaining its ruling, the trial court stated that “[b]ased on the allegations of the complaint, Defendants Michon and Galston are uncompensated public officers. As such, Michon and Galston are entitled to governmental immunity.” However, that decision was flawed for two fundamental reasons.
a. Michon and Galston Are Not Alleged to Be Public Employees
First, as we will explain, Michon and Galston are not public employees entitled to the protection of the immunity conferred by the Tort Claims Act. The Complaint alleges that Michon and Galston were “[S]tate authorized employees of. . . Center Point” and “employees, through Center Point, ... on behalf of [the State].” The alleged contract between Center Point and the CDCR, attached as an exhibit to the Complaint, states that “[t]he Contractor [i.e., Center Point] shall recruit, hire and retain qualified staff to provide 24-hour coverage, 365 days a year”; indicates that a background check prescribed by the CDCR must be performed prior to employment; and states that all Center Point employees “must be pre-approved in writing by the [CDCR] prior to physically reporting for duty.” (Underscoring omitted.) Based on these statements, Michon and Galston are employees of Center Point who were, according to the applicable contractual provision, preapproved by the CDCR prior to beginning their employment at the facility.
The Tort Claims Act concerns the liability and immunity of “public employees.” (See, e.g.,
Second, even if Michon and Galston were considered public employees for the purposes of the Tort Claims Act, that status would not confer immunity for the causes of action at issue here. As we have explained, the Tort Claims Act states that “[ejxcept as otherwise provided by statute . . . , a public employee is liable for injury caused by his act or omission to the same extent as a private person.” (
The trial court thus erred in sustaining Michon and Galston’s demurrers on the basis of governmental immunity.
3. Summary of Analysis Regarding Center Point, Michon and Galston’s Demurrer
As we have explained, governmental immunity does not protect Center Point, Michon and Galston from claims brought by Esperanza and Lawson,
We note, however, that Center Point, Michon and Galston’s demurrer to the first cause of action for “Failure to Furnish Medical Care to Prisoner” pursuant to Government Code
We note also, as we have discussed above, that the Complaint does not in fact assert causes of action for negligent and intentional infliction of emotional distress by Esperanza. Those causes of action appear to be asserted only by Lawson. Thus, Center Point, Michon and Galston’s demurrer to the causes of action for negligent and intentional infliction of emotional distress by Esperanza were also properly sustained by the trial court.
In sum, the trial court erred in sustaining Center Point, Michon and Galston’s demurrer to (1) Lawson’s causes of action for (a) negligence, (b) negligent infliction of emotional distress, and (c) intentional infliction of emotional distress; and (2) Esperanza’s claims for negligence. It properly sustained the demurrer on (1) Lawson’s cause of action for “Failure to Furnish Medical Care to Prisoner”; and (2) Esperanza’s causes of action for (a) “Failure to Furnish Medical Care to Prisoner,” (b) negligent infliction of emotional distress and (c) intentional infliction of emotional distress.
DISPOSITION
Let a peremptory writ of mandate issue directing the superior court to vacate portions of its May 1, 2009 orders and issue new orders (1) overruling the State’s demurrer to Esperanza’s second cause of action (i.e., negligence); (2) overruling Center Point, Michon and Galston’s demurrer to Lawson’s second, third and fourth causes of action (i.e., negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress); and (3) overruling Center Point, Michon and Galston’s demurrer to Esperanza’s second cause of action (i.e., negligence). In all other respects, the petition is denied.
McIntyre, Acting R L, and Aaron, J., concurred.
Notes
The operative complaint also names California’s Department of Corrections and Rehabilitation (the CDCR) as a separate defendant. However, because the CDCR is an agency of the State, we do not discuss it as a distinct defendant.
Apart from the program created by the PPWASPA, a similar program for women inmates with young children is created by Penal Code
It appears that the remaining defendants (i.e., Taylor, Lambe and Sanders) did not file demurrers because they had not been served with the Complaint.
Prior to challenging the Complaint, defendants (i.e., those named and served up to that point) filed demurrers to the two previous version of the pleadings. The trial court sustained, without leave to amend, the State’s demurrer to Lawson’s causes of action for failure to furnish medical care to prisoner, negligence, negligent infliction of emotional distress, and intentional infliction of emotional distress in the original complaint because Government Code
Government Code section 815 sets forth the general rule of immunity for public entities under the Tort Claims Act, including that “[e]xcept as otherwise provided by statute: ffl (a) A public entity is not liable for an injury, whether such injury arises out of an act or omission of the public entity or a public employee or any other person.”
In its earlier ruling on Center Point, Galston and Michon’s challenge to the first amended complaint, the trial court overruled the demurrer to the false imprisonment cause of action.
We note that the trial court’s ruling with respect to the cause of action for violation of
The trial court also ruled that because Lawson did not plead facts showing that she was in immediate need of medical care, her allegation that personnel at the facility refused to provide medication and a breast pump to her did not trigger the duty under Government Code
Under Government Code
Government Code sections 855.8 and 856 deal with injury relating to mental illness or addiction, which is not at issue in this case.
Case law has interpreted Government Code
As we have explained, the trial court sustained the demurrer of Lawson’s causes of action against the State and Koen with 10 days’ leave to amend. The record does not indicate whether Lawson filed an amended pleading in response to that ruling. Nothing in our opinion should be read as indicating that the trial court erred in granting leave to amend.
In deciding that Esperanza was not a prisoner within the meaning of Government Code
In describing the eligibility requirement for a woman’s participation in the program, the PPWASPA states that “[f]or women with children, at least one eligible child shall reside with the mother in the facility.” (
We also have consulted the legislative history of Government Code
We need not consider Esperanza’s causes of action against Koen for negligence, negligent infliction of emotional distress or intentional infliction of emotional distress because Koen did not demur to them. However, we will nevertheless have occasion to consider the substance of Esperanza’s claims against Koen when we discuss whether the Complaint adequately pleads causes of action against the State based on a theory of vicarious liability.
Indeed, as we have noted, in the demurrer filed by the State and Koen, Koen did not even demur to the causes of action for negligence, negligent infliction of emotional distress or intentional infliction of emotional distress, and thus, of course, offered no argument that immunity barred his liability for those causes of action.
The Petition and Complaint focus specifically on Penal Code section 3412, which states that “[t]he Department of Corrections shall provide pediatric care consistent with medical standards . . . .” (Id., § 3412, subd. (a).)
Throughout the regulation, the term “participant” is consistently used to refer to the woman sentenced pursuant to the PPWASPA, and the term “child” is used to refer to a child residing with his or her mother in the program. (Cal. Code Regs., tit. 15, § 3074.3.)
In our view, the absence of a regulation or statute expressly requiring that emergency medical care be provided to children residing in a facility existing under the PPWASPA is a significant and unfortunate oversight that warrants attention by the appropriate authorities.
Further, because the development and execution of an individual plan concerning pediatric care would “ ‘involveO the exercise of discretion’ ”
(Department of Corporations, supra,
The Complaint also cites what it alleges is the contract between Center Point and the State, which it describes as “establish[ing] duties.” However, that contract cannot give rise to “a mandatory duty imposed by an enactment,” as required by Government Code section 815.6, because, as we have discussed, the term “enactment” is limited to “a constitutional provision, statute, charter provision, ordinance or regulation.” (
After further factual development, Center Point may be classified as an independent contractor of the State. We note that although the Tort Claims Act does not expressly address whether independent contractors of the State are entitled to the same immunity as the State under the Tort Claims Act, it strongly implies that the Legislature did not intend to confer such immunity. Specifically, the Tort Claims Act provides: “A public entity is liable for injury proximately caused by a tortious act or omission of an independent contractor of the public entity to the same extent that the public entity would be subject to such liability if it were a private person. Nothing in this section subjects a public entity to liability for the act or omission of an independent contractor if the public entity would not have been liable for the injury had the act or omission been that of an employee of the public entity.” (
If a public entity may be liable for the acts of its independent contractors as if it were a private person, then, by implication, the independent contractor itself does not hold a special protected status under the Tort Claims Act for the acts it performs on behalf of the State. Further, we note that under the Tort Claims Act an independent contractor is not an “employee” (
With respect to the future proceedings in this action, we point out that if Esperanza can succeed in classifying Center Point as an independent contractor of the State, Esperanza may be able to rely on Government Code
The trial court relied on
Miller, supra,
Although not identified by Michon and Galston, the immunity set forth in Government Code
The trial court incorrectly relied on
Miller, supra,