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Lawson v. Commonwealth
85 S.W.3d 571
Ky.
2002
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*1 Here, is undis- the evidence guilty gree perjury. of jury’s finding Appellant verdict rather exposed that the truth was Perjury; penalty puted set a Second-Degree See falsity retracted. of than the for conviction Second-De- law;25 and gree Perjury by as authorized 523.090. a final of conviction impose judgment affirm the decision of I would jury’s

that reflects the first verdict and circuit court. Appeals of and the sentencing trial court’s decision.

IV. CONCLUSION reasons,

For the above we reverse of and re- Appeals

decision of the Court

mand this matter to the Letcher Circuit judg- it the final

Court for to: vacate (fol- February ment entered LAWSON, Appellant, K. Robert trial) lowing imposing the second five year Perjury; First-Degree sentence for 24, 1994 vacate its order of October Kentucky, COMMONWEALTH

“declaring hung jury and mistrial of the Appellee. case”; accept trial of this [first] No. 2000-SC-0024-TG. jury’s finding Appellant guilty first verdict Second-Degree Perjury; ap- set an Kentucky. Supreme Court Per- propriate penalty Second-Degree Sept. 532.055(5); jury in accordance with KRS judgment enter a final of conviction jury’s and sentence that reflects the first

verdict and the trial court’s decision as to appropriate

an sentence.

LAMBERT, C.J.; COOPER, GRAVES, STUMBO, JJ.,

JOHNSTONE concur.

WINTERSHEIMER, J., dissents

separate opinion. Justice,

WINTERSHEIMER,

dissenting.

I ma- respectfully must dissent from the

jority under opinion signing, because

oath, indigency affidavit of consti- contemplat- proceeding

tutes an official Chapter

ed KRS 31.120(6), clearly states legislature person

intent of the is that on an affida-

who makes false statement subject prosecution

vit is for first-de-

25. See KRS *2 BACKGROUND

II. FACTUAL 14, 1999, February On step-uncle cars at his employed to detail dealership. That Sharp’s used car Jim *3 was taken Pontiac Firebird night, Sharp’s permission. without from the lot Jerry Hol- County Deputy Laurel Sheriff Maurer, Karen Assistant Public Advo- patrol evening on routine lon was cate, Advocacy, Department of Public Firebird when he a 1986 Pontiac observed Frankfort, Appellant. for Counsel Deputy the road. Hollon speeding down Chandler, III, General, Attorney A.B. marked vehicle’s siren and engaged Nelson, Attorney D. Assistant Matthew in lights attempt an to alert flashing General, General, Attorney Office of Crim- pull to the automo- driver of the Firebird Division, Frankfort, inal Appellate Counsel Instead, fled, speed- bile over. driver Appellee. for running lights, violating traffic and ing up, Deputy pursued Hollon discipline. lane KELLER, Justice. joined and other officers soon the Firebird in the pursuit. I. INTRODUCTION chase, County A Laurel Circuit Court con- the Firebird reached During the (100) Fleeing Appellant First-Degree victed and speeds of between one-hundred (125) Felony Receiving or Evading Police and miles twenty-five one-hundred and Property, Appellant eligible Stolen found hour. It traveled on Interstate 75 per sentencing First-Degree for enhanced as a grass in the medi- where made U-turn (PFO), Felony Persistent Offender and Hoping to an and reversed direction. recommended consecutive terms of twelve stop, the force the driver of the vehicle to years and six months imprison- police up rolling set roadblock. however, ment for each offense. At final driver, sentenc- attempted pass to lane, ing, the trial court sentenced con- emergency roadblock in the lost offense, years ten and trol, or- rail. The guard and crashed into the consecutively dered the sentences to and landed car became airborne twenty for a total sentence of car opened median. The driver door imprisonment. Appellant appeals thus nearby woods. and ran into matter-of-right.1 this as a After a testified that he saw the Deputy Hollon record, review of the we affirm during the U- profile driver’s twice—once convictions PFO-enhanced the driver exited the again turn and when sentences, year judgment but reverse the description broadcasted a Firebird —and the extent that it orders those terms of police over the radio. Within the driver consecutively to run and re- imprisonment (45) minutes, police two state forty-five court for a new mand the case to the trial who apprehended Appellant, officers at which a will sentencing hearing by description given Deputy matched the make a recommendation as to Hollon, nearby gas at a station. (10) year serves his ten sen- First-Degree was indicted for consecutively, tences Police, Felony Receiv- Fleeing Evading part. whole or 110(2)(b). Ky. Const. ing Property, Stolen being First- “it is duty judge of the trial Degree Felony Persistent prepare Offender. At and give instructions on the whole trial, the Commonwealth relied upon the ... [including] law case instructions testimony Deputy Hollon and the owner applicable every state of the case dedue- of the vehicle. Appellant’s primary de- supported ible or to any extent fense to the charge was that Deputy Hol- testimony”;2 a defendant lon was mistaken in his identification. Ap- “a right every has to have issue of fact that, pellant testified during the time that raised the evidence and material to his Deputy Firebird, chasing Hollon was defense submitted to the jury proper he hitchhiking picked instructions,”3 and was up by the trial court in- should “ strangers who robbed him and left him struct as to ‘only lesser-included offenses *4 if, beside the road evidence, when he refused to smoke considering totality of the marijuana Appellant with them. testified jury might have a reasonable doubt as that he was attempting girl- to call his guilt greater the defendant’s of the of- friend for a fense, ride home when the police yet beyond believe a reasonable apprehended him gas at the station. doubt that he is guilty of the lesser of- ”4 In judice, fense.’ the case sub we find The found guilty of the that the trial properly court denied Appel- offenses, indicted found eligible requested lant’s lesser-included offense in- for enhanced sentencing First-Degree as a structions. PFO, recommended enhanced sentences of (6) years twelve and six months for offense, 1. recommended SECOND-DEGREE FLEEING

two AND consecutively sentences for a EVADING total twenty-five sentence of years. Jury’s charge of First- Grand At sentencing, final the trial court reduced Degree Fleeing Evading or Police read: each sentence to and or- That on or about the 14th of Febru- dered the two sentences to run consec- 1999, ary, in Laurel County, Kentucky, utively a total sentence of twenty defendant, the above acting named alone years. appeal This follows. others, inor concert with committed the Fleeing offense of or a Police Evading III. ANALYSIS Degree by Officer the First operating a motor public highways vehicle on the A. LESSER-INCLUDED OFFENSE high at rates of speeds exceeding [sic] INSTRUCTIONS mph 100 and in the of fleeing course Appellant alleges that the trial created a substantial risk of harm to court by failing erred to instruct the person, another and all such acts com- it could return verdicts as to the fleeing mitted while evading from or lesser-included misdemeanor offenses of police officer!.] Second-Degree Fleeing Evading or Police and Unlawful Use of an Automobile. charged First-Degree We The indictment thus analyze allegations both of error in Fleeing Evading accor or Police as defined 520.095(1)(a)(4): principles dance with the well-settled that: KRS Commonwealth, Commonwealth, Taylor v. Ky., 4.Gabow 995 S.W.2d 34 S.W.3d 355, 360 (2000) (quoting Houston v. Common- wealth, (1998)). 975 S.W.2d Id. wantonly or knowingly That he B. fleeing or evad- guilty A is person stop his a direction to disobeyed degree: police in the first ing vehicle, which direction motor (a) When, a motor ve- operating while he person who given flee, or hicle with intent to elude officer; police recognized to be wantonly knowingly diso- person or AND or her beys stop a direction to eluding fleeing or That his act of C. vehicle, given by person motor created a substantial caused or officer, recognized police to be a injury or physical risk of serious following at one least or serious any person death conditions exists: injury property.6 the trial court alleges eluding, per- or By fleeing it failed to instruct erred when cause, or creates sub- son is the offense misdemeanor to the lesser-included risk, physical of serious stantial Evading Po- Fleeing or Second-Degree injury person or death to 520.100(1): lice defined KRS property[.]5 fleeing evad- guilty A person *5 jury when, trial court’s instruction to the degree in the second ing police language tracked the of KRS with in- a motor vehicle operating while 520.095(1)(a)(4): flee, person the know- tent to elude or recognized wantonly disobeys a ingly or NO. 3 INSTRUCTION vehicle, given by a stop to direction

Firsir-Degree Fleeing Evading or Police peace a officer.7 recognized to be person guilty of You will find the Defendant Evading or Po- Second-Degree Fleeing Police First-Degree Fleeing Evading or First-Degree felony from the lice differs if, if, only you under this Instruction of one of presence in that “[t]he offense beyond believe from the evidence a rea- forth in [KRS factors set aggravating following: sonable doubt all of the 520.095(a)(1) (4) enhances the offense ]— county A.That in this on or about a D A misdemeanor to Class from a Class 14, 1999, February within 12 circum- only aggravating felony.”8 As set finding before the to this case is the one months stance relevant herein, 520.095(l)(a)(4) e.g., “by operated indictment he a forth — cause, is the eluding, person fleeing motor vehicle with the intent to or risk, phys- of serious elude; substantial or creates flee or 520.095(1). of limitations. month statute 5. KRS that, 500.050(1). because We also observe jury instruction substan- 6. The trial court’s support the con- at trial would no evidence tially specimen instruction con- mirrored the actually caused serious clusion Cooper, Kentucky to tained in 1 Juries, Instructions persons proper- injury death to or physical or Co., (Anderson Publishing § 7.36A (C) court's instruc- ty, Paragraph of the trial (hereinafter, "Cooper”), al- Cum.Supp.2002) ag- theory of omitted that tion should have though before the the "within 12 months a "created gravation and include language finding herein” of the indictment theory. substantial risk” (A) Paragraph of the trial court's instruction and, specimen instruction differs from the 7. KRS appears unnecessary be- important, more Evading First-Degree Fleeing or Police cause 7.36C, comment. Cooper, supra 6 at subject twelve note felony to a is a offense ical injury any person or death to or prop- sped through an intersection while disre- erty” determine whether traffic garding weaving control devices and —we was entitled a lesser-included offense stopped Firebird between vehicles instruction of Second-Degree Fleeing path. Finally, or his attempted the driver Evading by examining Police police whether avoid a roadblock passing jury lane, could have possessed reasonable roadblock in an emergency and the (C) doubts as Paragraph of the trial crashing Firebird became airborne after court’s instruction but nonetheless into a guard believed rail. We can envision no (A) facts described Paragraphs challenge reasonable to the conclusion (B) Here, beyond a reasonable doubt. actions created substantial Commonwealth physical injury introduced no evidence to risk of serious or death —to permit jury to conclude that the police driver’s other motorists and officers in his Therefore, actually physical path, actions caused in- not to mention serious himself. any person properly or death to we conclude that the trial court or serious injury Appellant’s request denied for it to in- property,9 inquiry and the thus struct becomes as to the lesser-included could have had Second-Degree Fleeing offense of reasonable doubts as to whether the flee- Evading Police. ing driver’s conduct created a substantial risk of such results. 2. UNAUTHORIZED USE OF that, recognize we in the vast AN AUTOMOBILE cases, majority question of whether Jury’s charge Felony The Grand an actor’s fleeing evading created a Receiving Property Stolen read: substantial subject risk such results is day February, or about the 14th [O]n and, disagreement, reasonable there- *6 1999, in County, Kentucky, Laurel fore, the misdemeanor typical- offense will defendant, acting above named alone or ly necessary be a lesser-included offense of others, in concert with committed the Police,10 First-Degree Fleeing Evading or Receiving Property offense of of Stolen we find the in evidence this case over- by receiving Value of or More $300 whelming and conclude that no could possessing 1986 Pontiac Firebird reasonably have believed that automobile of the value more of or $300 fled or evaded police but did not create a Sharp[.] which had been stolen from Jim substantial risk physi- of death or serious charged The indictment thus the offense of injury cal person. The stolen Fire- Receiving Property Stolen as defined bird speeds up was driven at of to 125 the version of then in KRS 514.110 force: per miles hour—almost twice the legal limit speed highway. even on an interstate A person guilty receiving is of stolen occasion, receives, retains, more than On one the driver he property when Law, Fortune, given Kentucky § the instructions in this case H. Criminal 15- specimen 2(f) (LEXIS and the instructions in Justice Coo- Supp.). Interpretation of per’s injury prop- is, however, treatise refer to "serious phrasing this curious unneces- erty,” reading a literal of the statute would sary to our resolution of this case because we require jury finding Defendant's act solely resolve the relevant issues in reference fleeing evading of or created a substantial risk physical inju- to the substantial of serious risk physical injury prop- of "serious or death” to ry persons. or death to erty. Some observers have this noted phrasing largely light incoherent in of the 7.36C, Cooper, supra 6 at comment. note 500.080(15) physi- KRS definition of "serious injury.” cal & See Robert G. Lawson William had the Defendant D.That when of property of movable disposes Pontiac of the possession has been it knowing another Automobile, a val- it had stolen, is re- Firebird property unless the retained, ceived, of with or more. disposed ue of $300.00 it the owner. intent to restore the trial court argues that prejudice when erred to his substantial property is a Class Receiving stolen as to Unautho- failed to instruct of unless the value A misdemeanor as a lesser- of an Automobile rized Use hundred dol- is three property offense of the indicted included offense ($800) case or more ... which lars Property. Felony Receiving Stolen D felony.11 it is a Class of Unautho- defines the offense 514.100 instruction to the The trial court’s Automobile: of an rized Use language prior of the version tracked the unauthorized guilty A person is 514.110: propelled automobile or other use of an 4NO. INSTRUCTION operates, ex- knowingly when he vehicle Property Receiving $300 Stolen —Value over, uses or otherwise ercises control or More of the own- without consent such vehicle guilty You will find Defendant possession thereof.12 having legal er this Receiving Property under Stolen to KRS Commentary The Penal Code if, if, you believe Instruction that the offense of Unau- explains 514.100 beyond the evidence a reasonable from provides Automobile of an thorized Use following: all doubt that does for conduct criminal sanctions county or about A. That this Kentucky Penal level of the not rise to the 14,1999, and before the February Code theft offenses: herein, Indictment finding of the primarily directed This section is possession had of a 1986 Ponti- he riding” generally committed against “joy ac Firebird automobile which be- necessary It is because by youngsters. Sharp; longed to Jim theft amounting it covers conduct B. That said 1986 Pontiac Firebird chapter. of this other sections under *7 had been stolen from automobile deprive the own- There is no intention the Defendant Sharp Jim and appropriate or to property er of his when property knew it was stolen property.13 it; he had of possession possession have That he did not C. observed Appeals of As Firebird auto- Commonwealth,14 of the 1986 Pontiac of the offenses Logan v. the intention of re- mobile with Property Unautho- Receiving Stolen owner; rightful storing it to its can be distin- of an Automobile rized Use to the requirements as by the guished AND Assem- 12. KRS The 2000 General 11.KRS 514.110. the cul- bly KRS 514.110 to extend amended persons "having pable include mental state to (Banks/Bald- Commentary to KRS 514.100 13. stolen,” believe that it has been reason to 1974). win provide Ky. and to Acts. ch. 2000 receiving proper- penalties stolen separate Ky.App., S.W.2d 497 anhydrous involving ammonia. ty offenses Acts, 233, § Ky. ch knowledge defendant’s as well as the de- bile without the owner’s consent. As the fendant’s intentions as to the automobile: Appeals Logan, Court of did in “[w]e do any not think there evi-

“Unauthorized use” involves the use was substantial aof vehicle without the consent support requested dence at trial A instruction, owner. conviction for of sto- receipt and we affirm its denial.”16 hand, len property, on the other re- short, In absolutely we find no evidence quires the prove Commonwealth to upon reasonably which a could base a prop- the defendant both knew that the Appellant belief that intended to return erty was stolen and intended not to re- proper Appellant the vehicle to its owner. store it to its owner.15 argues that such an inference could be words, In other Felony offense of Re- upon based evidence that: the vehicle ceiving Property requires proof Stolen member; family was taken from a three elements that the offense of Un- lot, an car employee of the had authorized Use of an Automobile does not: permission to drive certain vehicles on the (or, the defendant must know under the (a Ap- lot contention that does not assist know) amended, statute as have reason to because, if pellant permission he had —or that the property; automobile is stolen permission believed he had drive the —to possess defendant must not the vehicle vehicle, he would have a defense to both with the intention of returning it to its offenses17); greater and lesser owner; rightful the vehicle must eventually that the Firebird was returned have a value of three hundred dollars Appellant’s “spin” to its owner. We find ($300) or recognize more. We highly disingenuous. of the evidence “knowing” mental states for the offenses testimony Appel- trial demonstrated that overlap substantially defendant who —a permission lant did have to drive one drives another’s vehicle when he knows it upon vehicle on the lot'—a vehicle which he will, to be stolen property almost defini- making payments installment —but tion, “knowingly operate! ... such vehi- ] that vehicle was not the Firebird. Fur- cle without consent of the owner having ther, factually while correct And, legal possession thereof.” as the value his statement that the Firebird was even- possessed vehicle is irrelevant to the owner, tually returned to its the return offense Unauthorized Use of an Auto- place took months after the incidents mobile, we assess whether Appellant was indictment, gave rise to this and law en- requested entitled to the lesser-included forcement officers'—not by examining offense instruction —re- course, Appellant turned it. Of is unable permitted the evidence would have point testimony his own to form Paragraph reasonable as to doubts support the lesser-included offense instruc- (C) i.e., of the trial court’s instruction — *8 tion he role in the because disclaimed the reasonably evidence would and, such, if pursuit, “testimony, as his supported Appellant have a belief that pos- believed, him to exonerate appear would sessed the vehicle with the intention of any criminal rather con- wrongdoing, than restoring it to its owner—but otherwise a vehi- beyond a vict him of unauthorized use of conclude reasonable doubt that Appellant knowingly operated an automo- cle.” Id. at Id. 15. 498. 17. Id. Id.

16. evidence. in- the “intent be believe Commonwealth’s may have held that We find no error. is We person from a actions because ferred presumed logical proba- to intend the and conduct, his and consequences of

ble B. SENTENCING PHASE may mind inferred person’s state of be At the combined PFO/Truth-in- following and the preceding from actions Probation Parole Sentencing phase, and case, charged Appel- offense.”19 In this the on Tye Josh testified behalf Officer argument the lesser-included of- lant’s for regarding enhance PFO Commonwealth myopically ignores any of fense instruction ment, and penalty ranges, the relevant after turned on Deputy the events Hollon of parole eligibility the Appellant’s for Even if assume lights his siren. we objection, Officer Appellant’s fenses. Over may origi- that arguendo Appellant have testified, erroneously, maxi that the Tye merely the with nally “borrowed” Firebird jury imprisonment the mum sentence of step- returning the intention of to his crimes, jury if the Appellant’s fix for could know- anyone uncle’s used car lot without imprisonment the maximum term of chose which, itself, (2) theory on noth- ing rests and ordered the two for each offense —a speculation forty than and the was ing pure consecutively, more to run sentences fact, years. that the owner In the maximum term Appellant’s fact car’s Appellant receive imprisonment that could step-uncle Appellant unquestionably — felony his Class D offenses enhanced when his changed began his intentions he twen by First-Degree PFO status was attempt to avoid detection.20 After hear- (20) years.21 During ty The Common ing Appellant evidence undertook Phase PFO/Truth-in-Sentencing wealth’s flight literally, Firebird reckless — attorney closing argument, prosecuting point police became airborne at one —from range functional explained penalty that the authorities, vehicle actually abandoned the of both light PFO-enhancement median, foot, rea- escaped no decision the two jury’s as whether jury sonable could conclude that or con sentences were to to its intended return Firebird secutively, forty was from owner time rightful during entirety of that, jury while he years and advised thus operated he the vehicle. think the maxi did not deserved seeks an instruction on a offense lesser penalty, mum he would recommend supported by no presented evidence twenty fix a penalty total either himself or the Common- years. Logan, As case in wealth. was the jury could believed have either Com- Appellant’s penalty fixed evi- monwealth’s evidence or years and six months for twelve dence, conviction, supported but none of that evidence the sen- and indicated that of an total of consecutively an instruction on Unauthorized Use should run tences —a de- twenty-five years. Appellant Automobile. The trial court filed properly for a trial which he advised Appellant’s requested nied lesser-included motion new fell instruction, jury’s that the and the chose to the trial court sentence offense 532.080(6)(b); Commonwealth, 532.110(1)(c); Stopher S.W.3d 21.KRS *9 (2001). Commonwealth, Ky., 802 Young v. 968 S.W.2d 675 223.6, 4(a) 20. Model Penal Code comment 1985). (Official Draft and Revised Comments permissible range, that, outside the and intent. Appellant the reasons on based error,22 Commonwealth the the conceded but information given erroneous to the to “remedy prob- asked the trial court the jury during PFO/Truth-in-Senteneing the lem reducing the defendant’s sentence phase, the jury considering believed was felony each years, enhanced D to ten range between penalties “goalposts” of and then running those sentences consecu- (10) ten minimum years possible sen- —the tively.” The trial court did as the Com- (40) years tence—and forty maximum —the monwealth suggested,23 the trial penalty, to the according incorrect infor- court’s final sentenced judgment Appellant given jury. Appellant mation to the ob- to the minimum-PFO-enhanced sentence jury serves that the refrained from select- (10) offense, years of ten for but ing the punishment, maximum and instead (2) the ordered two sentences to con- (25) midpoint twenty-five selected the — secutively, for a total sentence of twenty years. maintains that the trial (20) years. court’s modification of the im- sentence is proper ignored the trial because it the jury’s contests court’s re- deci- sentence, sentencing violating rights impose sion not to the maximum due twenty the process argues encourages us to reduce his year contrary jury’s years sentence is to the sentence to twelve and six parties appeal currently consecutively.” to this the address and others Id. evidentiary the error occurred suggest when Accordingly, we a more infor- permitted the trial the court Commonwealth mative verdict and correct form in this case factually to introduce incorrect information would read: regarding penalty range through the available We, jury, the recommend that the sentences testimony of a Probation and Parole Offi- fixed for the Defendant under Counts 1 and cer, we observe that trial court's PFO/ (at concurrently served above shall be Truth-in-Sentencing Phase instruction on time) (one consecutively begin same sentencing instruction concurrent/consecutive other), completion after the of the in whole similarly correctly and verdict form did not part, or in as follows: responsibility. inform juiy of its Instruc- tion 6No. read: of_years, For a total sentence your You will further recommend ver- exceed, however, twenty a total sentence of punishments you dict whether the which (20) years. have Defendant fixed for the should be case, Upon resentencing in this the last (at time) concurrently served the same ("not ”), phrase may ... to exceed be omitted (one consecutively begin after the com- Appellant's because consecutive sentences for other). pletion of the (10) year two sentences cannot exceed portion relevant verdict form read: twenty year maximum. As to: CONCURRENT—CONSECUTIVE RECOMMENDATION: that, 23. We observe in order to reach a lawful We, jury, punish- that the recommend sentence, imposed court could the trial have ments fixed for the Defendant above be the twelve and six months that served as follows: Appellant's recommended each of (CIRCLE ONE) crimes, (5) years five but ordered of the sen- CONSECUTIVELY CONCURRENTLY tence for one convictions to run the other sentence. with In- FOREPERSON stead, exercised the trial court its discretion previously As we have indicated Common- 532.070(1) modify jury's under (1999), Pelfrey, wealth v. S.W.2d 460 judge sentence in a situation where the trial proper instruction and verdict form should imprison- opinion "is of the a sentence of required advise the "that it is not necessary ment that the is but maximum term recommend be that all sentences run all con- unduly consecutively, fixed currently may harsh[.]” but or all that it recommend that sentences be run con- some *10 proving preju- of satisfy burden Fo- Although language certain months. of pre- to error because appears comparable v. to a ley Commonwealth24 dice as Appellant’s such a modification of de- authority scribe court’s ultimate to trial sentences, we hold that such consecutive felony sentences multiple cide in this case inappropriate would be relief consecutively,28 concurrently or run its court has because the trial exercised Commonwealth,29 a of majority v. Stoker 532.070(1) modify to discretion under KRS rejected the contention errors this Court charge,25 jury’s as to each sentences jury instruc- in concurrent/consecutive ordering and convictions trial because the will be harmless tions mini- concurrently, we would a impose run decision.30 This makes ultimate court (10) years which mum sentence of ten recognized jury’s that a recom- has aware, rejected. also but We or as to concurrent consecu- mendation between an instruc- perceive difference sentencing meaningless far from tive jury of tional error that fails to inform the forma, jury’s that the recom- pro or and power the full of its to recommend extent has regard “signifi- this mendation concurrently partially that sentences run cance, meaning, importance.”31 We and consecutively the eviden- partially and that in this believe declare error tiary error in this case that the effect has effectively harmless would delete case jury’s distorting conception 532.055(2)’s requirement that “[t]he Nonetheless, sentencing range. available recommend whether the sen- jury shall we believe that to a is entitled or concurrently shall be served tences different form of relief. consecutively”32 ignore the and would jury’s important sentencing role in the that trial recognize we minimum PFO-en- process. Because authority a final courts have the make of Appellant’s sentence for each hanced decision whether defendant’s sentences (10) years, is ten it is an incon- offenses concurrently consecutively,26 are to run could fact that the trial court trovertible juries’ determinations as to twenty sentenced have recommendations,27 are merely issue we regardless of the sentences decline the Commonwealth’s invitation fixed and the each conviction find that the error in this is harm case as to whether jury’s recommendation less. this held that a While Court has concurrently run defendant in an 11.42 could sentences should RCr context those ("Should supra Pelfrey, 22. 24. Commonwealth v. note 942 S.W.2d 28. hand consecutive down sentences statutes, range are out of the trial (1992). Ky., 828 29. S.W.2d 619 power duty all court has the to declare concurrently.” (emphasis sentences to run added)). Pel Id. at 627. See also Commonwealth v. frey, supra (distinguishing note 22 at 462 Stok er, appeal, post- direct from an RCr 11.42 23, supra. 25. See note action). conviction 532.110(1) (“[Mjultiple 26. KRS sentences consecutively as the shall Commonwealth, supra v. 27 at 31. Dotson note at sen- court shall determine the time Commonwealth, supra also 931. See Stoker added)). (emphasis tence. ...” note 532.055(2); 27. KRS Dotson v. Common- added). 532.055(2) (emphasis 32. KRS wealth, Ky., 740 S.W.2d 930 *11 consecutively.33 However, it is also a should be run consecutively or concur- that, fact because of the improper infor- rently, in in part. whole or mation given to the jury regarding the fix, maximum sentence it could no one IV. CONCLUSION will ever what jury know sentence the reasons, For the Appel- above we affirm

would have if recommended had deliber- First-Degree lant’s Fleeing or Evading Appellant’s ated punishment in reference Receiving Police and Property Stolen con- to the proper maximum penalty “goal- victions as well as the PFO-enhanced ten (20) post” twenty years. may While we — (10) year prison imposed sentences reasonably assume that the jury would conviction, but we reverse the judg- not have chosen the minimum penalty of ment to the extent that it orders that the years ten by recommending the min- two sentences run consecutively for a imum sentence on each offense to be total twenty years, sentence of (because and we served concurrently jury did remand the case to the trial court for a full have knowledge of the minimum pen- new sentencing hearing at which alty), jury we have no basis to assume that will make a jury recommendation as to necessarily would have chosen serves penalty maximum those sentences concur- twenty rently if possession consecutively, it was in part. of full whole or in complete information penalty about

range. jury The easily again could have LAMBERT, C.J.; JOHNSTONE and selected the midpoint of the range —fif- STUMBO, JJ., concur. (15) years. teen Although recognize we may COOPER, J., trial court again elect to in part concurs

sentence Appellant to a total sentence of dissents in part by separate opinion twenty years, we believe due process WINTERSHEIMER, which GRAVES and entitles to a jury recommenda- JJ., join.

tion as to whether the sentences for his COOPER, Justice, concurring part

convictions run concurrently or consecu- dissenting in part. tively, and we also jury’s know that the recommendation will be considered I concur in that portion majority the trial court it before makes a final opinion Appellant’s that affirms convictions decision. We thus judgment reverse the and reverses his sentences because of the to the extent Appellant’s orders introduction of inaccurate parole eligibility (10) year terms to run consecutively, However, evidence. I dissent from the and we remand the case to the trial court dicta in opinion that purports to amend for it to conduct a new sentencing phase by judicial fiat provisions two of the Ken- in accordance with Boone v. Common- Code, 532.055(2) tucky Penal viz: KRS wealth34 at which jury will recom- and KRS mend whether the ten year sen- 532.055(2) tences for two convictions provides, inter alia: fact, In the trial court could have agree sen- unable to as to the sentence or tenced twenty year portion to a reports term of thereof and judge, so to the imprisonment judge impose even if the was unable shall the sentence within law."). agree upon range provided elsewhere sentences for the offenses after it Appellant's determined PFO status KRS 532.055(4) ("In the event that 821 S.W.2d 813 articulated specifically recommend whether the shall implies also therein, majority opinion *12 be served the sentences shall 532.110(1) a authorizes sentenc- consecutively. or that KRS imposition of piecemeal the ing judge to 532.110(1) in- Similarly, provides, (for consecutive sentences concurrent or ter alia: point in au- be the what would otherwise run concur- sentences shall [Mjultiple pro- to such a jury a recommend thorizing court rently consecutively as the shall cedure?). the phrase, the “as Perhaps sentencing at the ex- determine time 532.110(1) determine,” in KRS court shall .... cept that authori- to confer could be construed (if amend it majority opinion The would be a stretch. It would ty it would —but dicta) in holding were a instead of that never say suffice to the statute has phrase, the by adding these statutes after and that the issue is been so construed a “concurrently consecutively,” new case. by the facts of this presented 573, op. or in at phrase, part,” “in whole 22, by n. that it was suggesting 580 Nevertheless, to the subject constitu inform “of full error not to fines against tional excessive proscriptions power extent of recommend that its to U.S. punishments, and cruel and unusual concurrently partially run sentences VIII, 17, it is Ky. amend. Const. Const. consecutively.” It Id. at 581. partially im to be elementary that the sentence should be noted the outset that this purely criminal is posed for a offense proposition by was not either party raised Brown legislative prerogative. matter of and is to a on the mer- irrelevant decision Commonwealth, 600 Ky., v. 818 S.W.2d any its of that raised and issue decid- Estelle, (1991) (citing Rummel v. 445 U.S. And, discussed, ed in this case. as will be 263, 284, 1133, 1140, 275-76, 100 S.Ct. it infra, unnecessary is also an exercise in 1144, L.Ed.2d 382 Workman 63 immateriality. Commonwealth, 374, 429 Ky., v. S.W.2d (1968)). majority’s Hampton The dicta 377 See also v. Com asserts monwealth, 737, 741 Ky., 666 S.W.2d should be instructed that it has author (1984) (“[t]he must conform to ity piecemeal to its “concurrent or sentence consec ”). ... recommendation, Any utive” an the limitations of the statute authorization 532.055(2), prerogative previously afford only not contained KRS common law sentencing with jury’s authority any judiciary respect source of a to make ed the all respect abrogated legislature speaks recommendation at con is once the with Commonwealth, Bentley Ky., current or consecutive sentences. Suffice issue. v. (1954). 253, say in a 269 We have re instruction crimi 255 S.W.2d this peatedly recognized legislative nal case be the frame must stated within determinations of authorizing prerogative work of the statute. extends to McGuire Commonwealth, 931, concurrently Ky., should v. 885 S.W.2d whether sentences (1994). consecutively. E.g., not or Moore Common proposed 936 instruction 618, wealth, Ky., 990 S.W.2d 620 plain language unauthorized (KRS 533.060(3) 532.055(2), a sen contrary precludes ordering it is of KRS also committed while form re tence for an offense specimen instruction and verdict of this trial to run with cently majority awaiting approved await today’s which the defendant was (including the author of ma offense for Commonwealth, trial); ing v. Pel Gaither v. jority opinion) Commonwealth (KRS 621, 963 622 frey, Ky., 998 S.W.2d S.W.2d 532.110(4) precludes ordering a sentence recognition of that fact is one reason for a conviction escape to run concur why legislature did not include the rently any sentence); with other Devore v. phrase, “in whole or in part,” either Commomuealth, Ky., 662 S.W.2d 532.055(2) or KRS (1984) (KRS 533.060(2)precludes ordering Accordingly, I concur in the holdings of a sentence for a conviction of an offense the majority opinion but dissent from its committed while parole to run concur erroneous and unnecessary dicta. rently sentence); with other Hardy v. *13 Commomuealth, Ky., 590 S.W.2d 879 WINTERSHEIMER, GRAVES and (1979) (KRS 532.110(1)(b)precludes order JJ., join opinion, this concurring part ing two or more definite sentences to run and dissenting part. consecutively). If legislature had in tended that sentences should run concur

rently or consecutively “in whole or in

part,” it would have been a simple matter

to have said so.

Finally, this whole issue is an exercise in

immateriality, for authorizing

piecemeal its recommendation will have no practical effect on this or other crimi McCLURE, Appellant, Ronald nal case. The maximum aggregate en hanced sentences for the offenses of which AUGUSTUS,

Appellant was Frank convicted Sheriff twenty years, of McCrack 582.110(1)(e), County, KRS 532.080(6)(b), Kentucky; en Board; Merit (ten the minimum is ten years Roberts, Chairman; and ten Donnie Gerald concurrently). Thus, served imposition Stewart, Member; Alston, Ronald consecutive sentences can occur Member; under Christopher Shea Nic 532.110(1), written, if kell, Member, Appellees. fixes the sentence for each conviction at No. 2001-SC-0028-DG. years. But if the desired sentence is more than ten but less than twenty years, Supreme of Kentucky. that sentence can imposed be within the Sept. framework existing statutory by simply of, scheme imposing a sentence As Modified Oct. e.g., years fifteen for each offense and ordering the sentences to be served con

currently. Nothing further is accom

plished by, e.g., ordering five of a ten

year sentence imposed for one offense to

run concurrently and the remaining five

years to run consecutively with the ten

year imposed sentence for the other of words, In

fense. other sentences for mul

tiple offenses can imposed be such a

way as to reach the desired aggregate

sentence judicial without resort to amend

ment of statutory Perhaps, scheme.

Case Details

Case Name: Lawson v. Commonwealth
Court Name: Kentucky Supreme Court
Date Published: Sep 26, 2002
Citation: 85 S.W.3d 571
Docket Number: 2000-SC-0024-TG
Court Abbreviation: Ky.
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