Michael Alan LAWRENCE, Appellant,
v.
STATE of Florida, Appellee.
Supreme Court of Florida.
*1070 Nancy A. Daniels, Public Defender and Nada M. Carey, Assistant Public Defender, Second Judicial Circuit, Tallahassee, for Appellant.
Robert A. Butterworth, Attorney General and Gypsy Bailey, Assistant Attorney General, Tallahassee, for Appellee.
*1071 PER CURIAM.
Michael Alan Lawrence appeals the death sentence imposed upon him after remand. We have jurisdiction pursuant to article V, section 3(b)(1) of the Florida Constitution, and we affirm Lawrence's sentence.
Lawrence was convicted for the first-degree murder, kidnapping, and armed robbery of a convenience storе clerk.[1] On appeal, this Court affirmed Lawrence's conviction for first-degree murder. Lawrence v. State,
On remand, the jury unanimously recommended death. The trial judge found three aggravating factors[3] and rejected the statutory mental mitigators Lawrence asked the court to consider.[4] Although Lawrence did not argue the existence of any specific nonstatutory mitigating factors, thе trial judge considered whether the same arguments defense counsel made in support of the statutory mental mitigators supported a finding of nonstatutory mitigation. After reconsidering the evidence, however, the trial court found that no nonstatutory mitigation existed and alternatively that even if it did, the mitigation was not entitled to substantial weight. The judge then determined that the aggravating factors outweighed the mitigating factors and sentenced Lawrence to death.
Lawrence raises eight issues on appeal: (1) the trial judge failed to instruct the sentencing jury as to the meaning of the term reasonable doubt; (2) the trial judge erroneously permitted the introduction of inadmissible collateral crime evidence; (3) the trial judge erroneously permitted the State to read the trial testimony of Sonya Gardner after finding her unavailable to testify; (4) Lawrence's waiver of his right to present mitigating evidence was not knowing, intelligent, and voluntary; (5) the prosecutor erroneously exploited the jurors' religious beliefs; (6) the evidence did not support the pecuniary-gain aggravator; (7) the judge should have considered Lawrence's cocaine use on the night of the murder as a mitigating factor; and (8) section 921.141(7), Florida Statutes *1072 (1993), allowing for the introduction of victim-impact evidence is unconstitutional.
We find that the first and final issues Lawrence raises require only minimal consideration in light of several recent decisions from this Court. In Archer v. State,
Likewise, we reject Lawrence's final claim, based on our recent decision in Windom v. State,
In his second claim, Lawrence alleges that the trial judge admitted irrelevant evidence of a collateral crime. We disagree with Lawrence's representation of the State's evidence. In particular, we do not find that the testimony which Lawrence challenges referred to a collateral crime.
At trial, the prosecutor asked a witness whether Lawrence said anything to her in September 1986 about a plan to commit a robbery. After the trial judge overruled defense counsel's objection to the question, the witness responded, "Some type of plan to get money." The prosecutor then asked the witness whether Lawrence said anything to her around the first week of October 1986 about an attempted Majik Market robbery. Lawrence objected and moved for a mistrial. The trial judge overruled the objection, and the witness responded: "He said that he from what I remember, that he did go across the street in an attempt to rob it, but he couldn't do it after looking at the clerk."
Lawrence claims the witness's stаtements referred to a separate attempted robbery and that, consequently, it was not relevant to any aggravating factor in this case. However, on the basis of the trial record, it can be inferred that the testimony referred to a statement Lawrence made about the instant crime and that Lawrence, in making the statement, simply was not truthful as to his completing the robbery. Based upon the record, the testimony was therefore relevant to the pecuniary-gain aggravator. The trial judge therefore did not abuse his discretion in admitting this testimony.
*1073 As his third issue, Lawrence сontends that because the State did not show that Sonya Gardner was unavailable pursuant to section 90.804, Florida Statutes (1993), the trial judge erred in allowing the State to read her guilt-phase testimony to the resentencing jury. Specifically, he contends that allowing the State to read the trial testimony of a witness who was available to testify violated his right to confrontation.
The trial judge initially agreed that Gardner was not unavailable. When the State first requested that Gardner's former testimony be read to the jury, the trial judge denied the request. The trial judge later, over objection by defensе counsel, decided the testimony should be read to the jury because Gardner, who was with Lawrence the night of the murder, might provide evidence relevant to several mitigating circumstances.
We agree that the State did not demonstrate that Gardner was unavailable. The investigator hired to locate Gardner determined that she was camping somewhere in Blackwater State Park in Santa Rosa County. He testified that he spoke with Gardner by telephone and that she initially agreed to appear. On the day she was scheduled to appear, however, she called to inform the investigator that she would not be present. Gardner's boyfriend later contacted the investigator by phone and told him that Gardner would come only if forced. The boyfriend also offered to provide the investigator with directions to Gardner's location, but the investigator did not obtain those directions. Instead, the investigator told Gardner's boyfriend he would call back the next day to tell Gardner if there was any way the State could get around her being present. The investigator did not call the boyfriend back before appearing at Lawrence's resentencing proceeding. Due to the investigator's failure to obtain the directions offered by Gardner's boyfriend, a subpoena was never issued to Gardner's current location. Based on these facts, we find that the State's efforts to procure Gardner as a witness were not sufficient to establish Gardner's unavailability, as that term is defined by section 90.804(1), Florida Statutes (1993).
Although we find the trial judge erred in his determination as to Gardner's unavailability, we do not find that the error was harmful in this proceeding. Because Gardner was not unavailable her testimony amounted to hearsay. Lawrence's objection to Gardner's prior testimony was thus ultimately a hearsay objection. Section 921.141(1), Florida Statutes (1993), states that in the penalty proceeding
evidence may be presented as to any matter that the court deems relevant to the nature of the crime and the character of the defendant and shall include matters relating to any of the aggravating or mitigating circumstances enumerated in subsections (5) and (6). Any such evidence which the court deems to have probative value may be received, regardless of its admissibility under the exclusionary rules of evidence, provided the defendant is accorded a fair opportunity to rebut any hearsay statements.
Pursuant to this provision, the introduction of Gardner's prior trial testimony was harmless error because it was hearsay only if Lawrence was not given a fair opportunity to rebut the testimony. See Rhodes v. State,
Furthermore, we conclude that any error in admitting this evidence did not prejudice Lawrence. Gardner's testimony recounted the events surrounding the murder for which Lawrence was convicted. Since this evidence was admitted before the guilt-phase jury, Lawrence can show no prejudice. But for this being a resentencing, the sentencing jury would have heard this testimony in the *1074 guilt phase.[7] Moreovеr, Gardner's testimony supported the mitigating factors that Lawrence advocated. In fact, Gardner's testimony comprised almost all of the evidence presented with respect to mitigating factors. The only other evidence supporting mitigation was the brief cross-examination of one other State witness whom Lawrence told he had no recollection of the night of the murder because he was "strung out" on cocaine.
Lawrence next contends that his sentence must be reversed because he did not knowingly, intelligently, and voluntarily waive his right to present mitigating evidence. Lawrence asserts that when defense counsel rested its case without presenting any witnesses, the trial judge should have inquired into whether Lawrence made a knowing, intelligent, and voluntary waiver as prescribed in Koon v. Dugger,
In Koon we established the following rule:
When a defendant, against his counsel's advice, refuses to permit the presentation of mitigating evidence in the penalty phase, counsel must inform the court on the record of the defendant's decision. Counsel must indicate whether, based on his investigation, he reasonably believes there to be mitigating evidence that could be presented and what thаt evidence would be. The court should then require the defendant to confirm on the record that his counsel has discussed these matters with him, and despite counsel's recommendation, he wishes to waive presentation of penalty phase evidence.
Id. at 250. Koon does not apply here because the record does not indicate that Lawrence, against counsel's advice, refused to allow the presentation of mitigating evidence. The issue Lawrence actually raises appears to be ineffective assistance of counsel. That issue, howеver, is not cognizable on direct appeal. Wuornos v. State,
In his fifth claim, Lawrence alleges that during closing argument the prosecutor made improper comments that equated the jury's sentencing task to "God's judgment of the wicked." In his closing argument, the prosecutor recounted a biblical story in order to describe the weighing process a jury must employ. Lawrence objected to the biblical reference on the basis that there was no evidence of scripture presented, and the prosecutor was thus arguing outside the evidence. Lawrence now alleges that the prosecutor's comments appealed to the jurors' emotions rather than reason and thus tainted the jury's recommendation. This argument was not preserved for review. Parker v. State,
We have carefully reviewed the prosecutor's comments, and we find them similar in nature to the biblical references challenged in Bonifay v. State,
*1075 Lawrence next contends that there was insufficient evidence to support the pecuniary-gain aggravator. Specifically, he argues that the State relied entirely on circumstantial evidence to prove this aggravator and, consequently, that the State's evidence had to be inconsistent with any reasonable hypothesis which might negate this aggravating factor. See Geralds v. State,
Unlike the cases on which Lawrence relies, the evidence presented in this case to support the pecuniary-gain aggravator was not entirely circumstantial. As we indicated above in addressing Lawrence's second claim, a witness testified as to statements Lawrence made to her about his future plan to commit a robbery. The same witness testified that Lawrence later admitted entering a Majik Market to rob it. Although the witness added that Lawrence stated he did not go through with the robbery, we find this testimony, in conjunction with other evidence presented, provided evidentiary support for the pecuniary-gain aggravator. Thus, even if some evidence existed supporting Lawrence's theory that he shot the store clerk because she angered him, the trial judge was not required to reject this aggravator where, as here, there was competent, substantial evidence to support it. See Larkins v. State,
With respect to his seventh claim, Lawrence alleges that the trial judge erred in failing to consider his сocaine use as a mitigating factor. In support of this claim, he makes several arguments. First, he argues that the trial court improperly rejected cocaine use as a mitigator because it did not result in behavior that was equivalent to a mental or emotional disturbance. We conclude that Lawrence has misconstrued the trial judge's finding.
At trial, defense counsel argued that the evidence presented supported a finding of two statutory mitigators: (1) the capital offense was committed while the defendant was under the influence of extreme mental or emоtional disturbance; and (2) the capacity of the defendant to appreciate the criminality of his conduct or conform his conduct to the requirements of law was substantially impaired. As previously indicated, the trial judge rejected both statutory mitigators.
Although Lawrence did not argue any specific nonstatutory mitigating factors, the trial judge considered whether the evidence before it supported certain nonstatutory mitigators. Cf. Preston v. State,
*1076 The second argument Lawrence makes with regard to this mitigating circumstance is that the trial judge failed to consider Lawrence's long-term drug and alcohol abuse as a mitigating factor. Defense counsel did not argue this specific mitigator at trial. Lawrence, however, points out that the State, in its sentencing memorandum, indicated that a presentence investigation report offered into evidence during the penalty phase of Lawrence's initial trial stated that Lawrence had a history of drug and alcohol abuse. The State argued in its sentencing memorandum that even if the presentence investigation established this as a nonstatutory mitigator, the mitigator should be afforded only slight weight. The trial judge's sentencing order, however, is devoid of any mention of this mitigator.
Lawrence contends that Farr v. State,
Accordingly, for the reasons expressed, we affirm Lawrence's sentence of death.
It is so ordered.
OVERTON, GRIMES, HARDING and WELLS, JJ., concur.
ANSTEAD, J., concurs in part and dissents in part with an opinion, in which KOGAN, C.J., and SHAW, J., concur.
ANSTEAD, Justice, concurring in part and dissenting in part.
I dissent from that portion of the majority opinion alternatively finding no error or that the error was harmless in admitting the transcript of the former testimony of the important state witness, Sonya Gardner.[9] As one court has noted:
There is a clear constitutional preference for in-court confrontation of witnesses. U.S. Const. amend. VI; Ohio v. Roberts,448 U.S. 56 , 65,100 S.Ct. 2531 , 2537,65 L.Ed.2d 597 , 607 (1980); Art. I, § 16, Fla. Const.; State v. Dolen,390 So.2d 407 (Fla. 5th DCA 1980). The purpose of the confrontation clause is to afford an accused the fundamental right to compel a witness "to stand face to face with the jury [or trier of fact] in order that they may look at him, and judge by his demeanor upon the stand and the manner in which he gives his testimony whethеr he is worthy of belief." Barber v. Page,390 U.S. 719 , 721,88 S.Ct. 1318 , 1320,20 L.Ed.2d 255 , 258 (1968).
Palmieri v. State,
While the rules of evidence are relaxed somewhat, we have held that the rule requiring a party to demonstrate a witness's unavailability before introducing her prior testimony is applicable to penalty phase proceedings. Hitchcock v. State,
The record shows the state's investigator, Tom Tucker, located Gardner the weekend before trial at a state park campground. Although Gardner initially told Tucker she would voluntarily appear on Monday morning, she did not show up. She telephoned Tucker that afternoon and said she did not want to leave her camping equipment. She also said she did not want to have anything to do with the trial and was scared of people in the area. A few hours later, Gardner's boyfriend called Tucker and said Gardner would come only if she was forced. The boyfriend agreed to direct Tucker to their campsite if Gardner's testimony were required. Tucker told the boyfriend he would call back if there was no way around Gardner's testifying. Tucker never called back. On this evidence, the trial court initially ruled the state had failed to demonstrate Gardner's unavailability. Later, however, the trial court reversed course and decided to allow her former testimony, despite Lawrence's objection, on the grоund the testimony might be relevant to one of the statutory mitigating factors.
Inexplicably, after the state presented its other witnesses, the judge decided sua sponte to allow the prosecutor to read Gardner's former testimony to the jury:
On reflection, unless I somehow manage to get her in here, I think I am willing to change my ruling about Sonya Gardner's availability. I am concerned about relevance. One of the things that occurred to me and, Mr. Dees, I know that one of the mitigating factors you have just touched on it, I think one of the mitigating factors you may argue may have to do with whether the defendant acted under extreme mental or emotional distress or stress and if, in fact, she was with the defendant on the night of the killing, she may be ableI don't know what herI don't know if her testimony speaks to that.
I would be more inclined to allunless you are going to announce that you're not going to argue that as a mitigator, Mr. Dees, I would be more inclined to allow that than a great deal of facts about who did what with guns afterwards. I don't really think that speaks of any of the aggravating factors or mitigators.
Although the trial court mentioned its prior ruling on availability it provided no explanation for why that ruling was incorrect or shоuld be changed. Relevance alone is obviously not sufficient to permit admission of the prior statement.
As previously noted, a witness's unavailability is an absolute prerequisite to the use of the witness's prior testimony under section 90.804. See Hitchcock,
Further, the error in admitting Gardner's prior testimony was clearly harmful. Here, the state emphasized Gardner's former testimony in closing argument, suggesting that even if Lawrence were using cocaine that night, it did not affect his behavior:
The only thing in mitigation you have heard is that he was using cocaine. But remember this. The testimony that was *1078 read to you that mentioned that he was using cocaine, it also said he drove the car from Milton to the Majik Market in Pensacola. He pumped gas into the car at the Majik Market. He drove the car to Fort Pickens. He walked on the beach with the girl, Sonya Gardner. And that's when he confessed to her that he shot the lady, and his own words was I shot the red-headed bitch, that's what he said, because she made me mad.
(Emphasis supplied.) The state made the same argument in its sentencing memorandum to the judge:
Although there was evidencе that defendant had been using cocaine at the time of the murder, there was no evidence that he was "substantially impaired." He drove the car to and from the scene, at night, and he talked to Sonya Gardner about what he had done.
Finally, and most importantly, the trial judge specifically relied on Gardner's prior testimony in rejecting the mitigating circumstance of substantial impairment:
A witness who was with the defendant thought his behavior after the killing (of which she was unaware at the time) suggested he was "tripping" on cocaine. This same witness was not so troubled by the defendant's behavior either before or after the killing that she expressed any concern about riding considerable distances in an automobile driven by the defendant.
It is apparent that the error here, the erroneous admission of a prior statement, was directly harmful to appellant.
KOGAN, C.J., and SHAW, J., concur.
NOTES
Notes
[1] The facts of this case are set out in Lawrence v. State,
[2] This Court rejected the following aggravators: (1) the murder was committed during the commission of a kidnaping and robbery, § 921.141(5)(d), Fla. Stat. (1989); (2) the murder was committed to avoid arrest, § 921.141(5)(e); (3) the murder was heinous, atrocious, or cruel, § 921.141(5)(h); and (4) the murder was committed in a cold, calculated, and premeditated manner, § 921.141(5)(i). Lawrence,
[3] In aggravation, the trial judge found: (1) the capital felony was committed by a person under sentence of imprisonment; (2) the defendant was previously convicted of a felony involving the use of violence toward another person; and (3) the caрital felony was committed for pecuniary gain. § 921.141(5)(a), (b),(f), Fla. Stat. (1993).
[4] Lawrence argued that the capital felony was committed while he was under the influence of extreme mental or emotional disturbance and that his capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was substantially impaired. § 921.141(6)(b),(f), Fla. Stat. (1993).
[5] Although we do not find that a definition of "reasonable doubt" is constitutionally required, we recommend that the Supreme Court Committee on Standard Jury Instructions in Criminal Cases consider and, if it finds necessary, propоse a new sentencing-phase instruction which defines this term.
[6] We address only the basis on which Lawrence objected to the introduction of victim-impact evidence at trial. We find the other challenges Lawrence makes to section 921.141(7) are procedurally barred. See Bertolotti v. Dugger,
[7] We have recognized that in resentencing proceedings, evidence which familiarizes the jury with the facts of a case is admissible. Teffeteller v. State,
[8] Although we recognize that the prosecutor's biblical reference in this case was not reversible error, we again caution prosecutors, as we did in Bonifay, that arguments invoking religion can easily cross the boundary of proper argument and become prejudicial. Bonifay,
[9] In addition, Gardner's prior testimony was inadmissible because it was given in the guilt phase of Lawrence's earlier trial, where the issues were different from those here. See Thompson v. State,
