Lead Opinion
OPINION
Plaintiff Lawrence E. Anthony, Jr., appeals the district court’s grant of summary judgment to defendant on Anthony’s claims for race and age discrimination under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seg., the Age Discrimination in Employment Act of 1967, 29 U.S.C. § 621 et seq., 42 U.S.C. § 1981, and the Tennessee Human Rights Act. For the reasons set forth, this court AFFIRMS the district court.
Factual Background
Plaintiff Lawrence E. Anthony, Jr., a black male over the age of forty, was hired by defendant at the age of nineteen. Beyond high school, Anthony attended the University of Tennessee at Martin for approximately one year before his employment with the defendant. Anthony does not possess a college degree or Certified Quality Engineer “CQE” status.
Defendant BTR Automotive Sealing Systems, Incorporated (“BTR”)
Anthony appeals the grant of summary judgment to BTR on his claims that BTR’s refusal to promote him on four separate occasions was discriminatory based on his race and age.
Anthony maintains that, early in his employment, BTR’s then-vice president for technical operations, John McManus, a graduate from the National College of Polymer Technology in London, taught Anthony directly from class notebooks. Anthony contends a jury should have been permitted to hear how this early experience in Anthony’s employment “set the tone” for his loyalty and enthusiasm for the company during his employment and ultimately demonstrates that he was indeed qualified for the promotions.
The four promotions at issue include: (1) a job given to Tim Wilham in late 1997; (2) a job given to Mark Ledbetter in June of 1998; (3) a job given to Leann Abston in December of 1998; and (4) a job given to Rusty Kreyling in August of 1999. The facts of each promotion follow.
The promotion given to Tim Wilham
In 1997, Debbie Massey, laboratory supervisor of the extrusion plant and supervisor to Anthony, transferred to the company’s Rockford, Maryland office. Massey had a Bachelor of Science degree from the University of Tennessee with an additional year of education in chemistry and psychology. In addition to supervising Anthony, Massey supervised two other employees in the finishing and extrusion plant laboratories. Anthony had no responsibilities in the finishing plant. While Anthony was primarily performing lab tests for the extrusion lines, Massey was covering duties in a variety of locations, including incoming materials as well as the finishing plant.
Anthony maintains that he performed all supervisory and nonsupervisory duties in the laboratory when there was no supervisor after Massey was transferred. Anthony submitted his resume to Denny Moore, the human resources manager, to apply for Massey’s position. Moore told Anthony that BTR was not looking to fill the position as a laboratory supervisor and, instead, wanted to fill it with someone who was a CQE or who had a technical decree.
The job was given to Tim Wilham, a white male under the age of forty. He did not have a college degree and was not. a CQE. Wilham began working for BTR as a production supervisor in December of 1994.
In 1997, Wilham had been assigned to work as a supervisor in the mixing plant. The mixing plant employees objected to Wilham’s presence because of a previous arrangement between BTR and the union that a supervisor would not be ássigned to this particular group of employees. J.W. Burton, the operations manager, and Terry Brosi, the general manager, conceded to the employees’ request for Wilham’s removal, which was determined not to be through any fault of Wilham. Because Wilham was an experienced supervisor for BTR, the company did not want to terminate him. According to BTR, Brosi and Burton assigned Wilham to Massey’s former position as a laboratory supervisor because there was no other place to put him. This was considered only a temporary placement for Wilham until another position was available for him.
Moore testified that neither Wilham nor Anthony was qualified for the position. However, Brosi and Burton made the promotion decision. After Wilham’s initial period in the laboratory, the company decided it was not going to work out and that Wilham was not qualified. Within a few months he was transferred to another position.
After Wilham was moved out of the position, BTR maintains it determined that it would seek candidates for the position who were qualified as quality engineers. BTR preferred someone with a college degree, technical background or CQE credentials to succeed Wilham, instead of a lab supervisor. BTR further contends that prior experience within the automotive supply industry to the “Big Three” automakers was considered a plus.
In May of 1998, Patrick Hood was employed as a quality manager while BTR was undergoing an attempt to improve its quality standards and regain a “Ford Ql” status. This status would require the implementation of the new standard of quality within the industry, designated as QS-9000.
Hood hired Mark Ledbetter, a white male under the age of forty, to fill the position in June of 1998. Ledbetter had a CQE status, a technical education, and experience within the automotive industry. Ledbetter’s job comprised more than just supervising the extrusion lab. His duties also included identifying and solving problems, conducting designs of experiments, performing statistical studies to bring processes in control, and generally identifying and developing better test procedures.
The promotion given to Leann Abston
Ledbetter quit after five months to take another job in November of 1998. At that time Leann Abston, a white female under the age of forty, replaced him as the quality engineer responsible for the projects which Ledbetter had been doing as well as supervising Anthony in the extrusion lab. Abston was a CQE who had been employed by BTR since October 1991 in various quality engineer/supervisor positions within the quality assurance department. She had a significant educational background, including an engineering degree and a master’s degree in business administration. She also had previous automotive experience with the Ford Motor Company.
Abston had been selected for a reduction in force in early 1998. After she contested this decision, she was reinstated during late 1998. Since Ledbetter departed about the same time, Abston was given Ledbet-ter’s position because BTR had agreed to return Abston to work. While Hood testified that Abston was technically qualified to perform the job, he did have reservations about her personality and her absenteeism from work. Nonetheless, he was told by the acting interim general manager at that time that Abston was coming back to work in quality engineering.
The promotion given to Rusty Kreyling
Abston resigned in August of 1999, and Rusty Kreyling was hired permanently in early 1999 to work as a quality technician in the finishing plant. Kreyling was considered highly qualified by Hood because of his degree in statistics from the University of Tennessee and his advanced knowledge of statistics. Kreyling was not a CQE. Nonetheless, because of his statistics degree, Hood testified that Kreyling was more qualified than other CQEs with whom he had worked in the past.
BTR’s reasons for not promoting Anthony after Wilham was transferred
While Hood was aware of Anthony’s interest in a laboratory supervision position,
Hood also testified concisely in his deposition that BTR wanted someone with a technical degree or a CQE status for the position. Hood was also looking for someone with experience in statistical studies, experiment design, QS-9000 administration, one-on-one customer problem solving, and PPAPs.
Hood testified that the majority of Anthony’s job included the testing of parts and entering the data. Anthony also filed certain documentation in regard to the QS-9000 as a clerk would. He had never done any statistical studies or designed any experiments. According to Hood, Anthony “[sjimply wasn’t qualified, hands down.” When asked to summarize why Anthony was not qualified, Hood testified in his deposition:
[H]e doesn’t have a technical degree, number one, he doesn’t have a certified quality engineer by his name, he hasn’t done root cause problem solving involving design of experiments, he doesn’t have the statistical knowledge to do more than — anymore than input data into a computer and hit a button and have it print out. Analyzing what that data means, he doesn’t have any background in that.
(J.A. at 272).
Standards of Review
A court of appeals reviews the grant of summary judgment de novo. Bowman v. Shawnee State Univ.,
On the granting of summary judgment so close to trial in regard to the district court’s controlling its docket, the court of appeals reviews such for an abuse of discretion. See generally Guillory v. Domtar Indus., Inc.,
Analysis
A. Whether Anthony met the statute of limitations under 42 U.S.C. § 1981
We first address BTR’s argument that Anthony’s § 1981 claim is barred by Tennessee’s one-year statute of limitations.
Anthony asserted his discrimination claims, in part, under 42 U.S.C. § 1981. Originally enacted in 1870, § 1981 provides in pertinent part that “[a]ll persons within
In the wake of Patterson, Congress passed the Civil Rights Act of 1991, which amended § 1981 by designating its original text, quoted above, as subsection (a) and by adding a new subsection (b) to define the term “make and enforce” contracts to include “[t]he making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship.” See 42 U.S.C. § 1981(b). This amendment effectively reversed Patterson and permitted the use of § 1981 to challenge alleged race discrimination not only in the formation of the employment relationship, but in “post-formation” employment actions as well.
Thus, the 1991 amendments to § 1981 created “liabilities that had no legal existence before the 1991 Act was passed.” Rivers v. Roadway Express, Inc.,
This review of the history of 42 U.S.C. § 1981 is essential to the analysis of which statute of limitations applies to § 1981 claims such as those asserted in this case.
Section 1981 does not contain its own statute of limitations. In Goodman v. Lukens Steel Co.,
However, on December 1, 1990, Congress passed 28 U.S.C. § 1658, a general statute of limitations applicable to all federal statutes enacted after that date, which states in pertinent part: “Except as otherwise provided by law, a civil action arising under an Act of Congress enacted after the date of enactment of this section may not be commenced later than I years after the cause of action accrues.” 28 U.S.C. § 1658 (emphasis added).
The question of how, if at all, the passage of 28 U.S.C. § 1658 affected the statute of limitations for § 1981 claims is one that has divided the federal courts. See Harris,
The Third Circuit, in 2000, discussed three different approaches that courts have taken. Zubi v. AT&T Corp.,
The Third, Seventh, and Eighth Circuits presently hold that 28 U.S.C. § 1658 does not apply to any claims under § 1981, whether arising under its original text or under the 1991 amendments. See Jones,
In contrast, the Tenth Circuit recently held that 28 U.S.C. § 1658 four-year statute of limitations applies to § 1981 claims that were created by the 1991 amendments (e.g., claims under § 1981(b)). See Harris,
Several years ago, we recognized this question but did not have occasion to resolve it. Sabbatine,
In Sabbatine, the plaintiff invoked § 1981 to allege that his employer had created a racially discriminatory hostile work environment and that it had failed to promote him on account of his race.
Several district courts within this circuit have since held that the four-year limita
We now hold that the four-year statute of limitations set forth in 28 U.S.C. § 1658 does indeed apply to § 1981 claims insofar as they arise under the portion of the statute enacted by the Civil Rights Act of 1991. That legislation undisputably created new legal rights that did not exist prior to its passage. See Rivers,
In this regard, we are in agreement with the reasoning of the Tenth Circuit in Harris, supra. We also agree, as expressed in Harris, that the fact that this statutory construction results in “post-formation” § 1981 claims being subject to a four-year limitations period and “formation” claims remaining subject to the borrowed state limitations period does not change this analysis.
B. Whether the district court erred in granting summary judgment to BTR on Anthony’s claims of racial and age discrimination
Anthony alleges discrimination by BTR’s refusal to promote him allegedly based on his race and age. In order to establish employment discrimination, Anthony must either present direct evidence of discrimination or introduce circumstantial evidence that would allow an inference of discriminatory treatment. Wexler v. White’s Fine Furniture, Inc.,
The burden-shifting approach under McDonnell Douglas Corp. v. Green,
In order to make a prima facie case based upon a failure to promote, Anthony must prove that (1) that he is a member of a protected class; (2) that he applied for, and did not receive, a job; (3) that he was qualified for the job; and (4) that a similarly-situated person who was not in the plaintiffs protected class received the job.
The Wilham promotion
Anthony, as an African-American over the age of forty,
On whether he was considered for the promotion, Denny Moore, the human resources manager, testified that Anthony gave him his resume. At that time BTR was not looking for a laboratory supervisor, the position which Anthony sought. Instead, BTR was searching for someone with a degree and CQE status. It is not disputed that Anthony did not have these qualifications and was not interviewed. While ordinarily the fact that a candidate did not have the proper credentials for a position might excuse the employer from not considering him, we continue with the prima facie case because the position was filled by Wilham, who also did not have the proper credentials. Moore testified that neither Wilham nor Anthony was qualified for the position. A plaintiff should not be required to prove that he is qualified to meet the stated requirements for a position where the selected candidate likewise does not meet the requirements.
The burden now shifts to BTR to articulate a legitimate, nondiscriminatory reason for placing Wilham in the position. BTR removed Wilham as supervisor of the mixing plant due to an agreement with the union, and it did not want to terminate him. Placing Wilham into Massey’s former position was necessary because BTR did not have any other position at that time for Wilham. Anthony has presented no evidence to the contrary.
To make a submissible case on the credibility of BTR’s explanation, Anthony is “ ‘required to show by a preponderance of the evidence either (1) that the proffered reasons had no basis in fact, (2) that the proffered reasons did not actually motivate [the employment action], or (3) that they were insufficient to motivate [the employment action].’ ” Manzer v. Diamond Shamrock Chem. Co.,
Anthony has failed to show that BTR’s reasons are pretextual. He does not present any evidence showing BTR’s reasons were not based in fact or that they were not the real reasons for its decision. Anthony only presents his own qualifications on the issue of pretext, and this is insufficient.
The quality engineer promotions
As to the position after Wilham was moved, BTR only sought out candidates with the necessary qualifications it deemed essential in a quality engineer. The real issue here is whether Anthony was qualified for the position of quality engineer. Hood testified that Anthony was not qualified “hands down.” The person BTR wanted for the position was someone with a technical/statistical background or degree or someone who was a CQE. Experience with the “Big Three” motor companies was also considered a plus.
It is undisputed that Anthony did not have these qualifications, while the three persons who received the promotions did. Although Anthony argues that his experience and background made him as well qualified as the other candidates, we cannot say in the mind of BTR that this was equivalent to a college degree, a CQE status, or the other objective qualifications which BTR sought in a quality engineer. Accordingly, Anthony was not qualified for the position, and he has failed to establish a prima facie case. See Wexler,
C. Whether the district court abused its discretion in granting summary judgment to BTR four days before trial
Anthony complains because the district court waited until four days before trial to issue its decision on summary judgment. However, trial courts have inherent power to control their dockets. See, e.g., Gould v. Wood/Chuck Chipper Corp., Nos. 99-1544, 99-1707,
For the reasons stated, we AFFIRM the district court.
Notes
. BTR has been sold and is known now as Metzeler Automotive Profile Systems.
. In the extrusion plant after raw compounds and raw materials are blended together at the mixing plant to form rubber, the rubber compound is run through an extrusion dye. This subjects the rubber to heat and pressure. The final product is primarily door seals.
. The finishing plant is where extruded materials are taken and molded together, coated, and various secondary operations performed prior to packaging for shipment to the customer.
. At the district court level Anthony also sought relief for claims of discrimination for adverse employment actions related to his pay. The district court found the pay claims were barred for failure to include them in his EEOC action. Anthony did not appeal this ruling.
. The QS-9000 system is a set of standards adopted by the automotive industry to ensure that all suppliers are held accountable to the same set of standards governing their production, reporting, and systems.
. PPAPs axe "part approval processes” which means getting new parts approved.
. We note that the Supreme Court recently granted certiorari in the Jones case out of the Seventh Circuit, indicating that it will likely soon resolve the issue. See Jones v. R.R. Donnelley & Sons, Co.,
. On remand, the district court concluded that 28 U.S.C. § 1658 did extend the statute of limitations for the plaintiff's § 1981 claims to four years. See Young v. Sabbatine, No. 99-6336,
. Anthony’s claims of discrimination under different statutes require the same standards of proof and therefore will not be analyzed separately. See Wade v. Knoxville Utils. Bd.,
.We note that in Farmer v. Cleveland Pub. Power,
. Anthony was forty-three years of age when the first promotion went to Wilham.
. There may be instances where a deviation from the stated criteria of a job position would result in an inference of discrimination. See e.g., Briggs v. Anderson,
Concurrence Opinion
concurring.
Anthony’s Title VII and ADEA claims relating to the positions filled by Wilham and Ledbetter are time-barred and, therefore, no longer actionable. Likewise, Anthony’s Tennessee Human Rights Act claims relating to the positions obtained by Wilham, Ledbetter, and Abston are time-barred, as they were not filed within the one-year statute of limitations period. Finally, under our established precedent, Anthony’s § 1981 claims are subject to a one-year statute of limitations period. See Wade v. Knoxville Utils. Bd.,
Although, § 1981(b) allows new causes of action in that it allows plaintiffs to bring previously unavailable claims — claims arising out of discriminatory conduct that occurs after the private employment relationship is formed — § 1981(b) alone cannot give rise to these causes of action. Instead, § 1981(b) defines the phrase “make and enforce contracts” as that phrase is used in § 1981(a). Specifically, as the majority notes, in reaction to the Supreme Court’s decision in Patterson v. McLean Credit Union,
Alternatively, even assuming that a post-formation claim arises under both § 1981(a) and (b),
The legislative histories of § 1658 and the Civil Rights Act of 1991 suggest that Congress did not intend § 1658’s four-year limitation period to apply to § 1981 post-formation claims. As the Seventh Circuit explained, § 1658 was enacted to “alleviate the uncertainty inherent in the practice of borrowing analogous state statutes of limitations for federal causes of action that do not contain their own limitations periods.” Id. at 725 (citing H.R.Rep. No. 101-734, at 24). Moreover, § 1658 “was also concerned with disrupting litigants’ settled expectations.” Id. (explaining that, to address this concern, Congress made § 1658 prospective). I agree with the Seventh Circuit that the conclusion that § 1658’s four-year limitation period does not apply to § 1981 post-formation claims is consistent with Congress’s two purposes in enacting § 1658. Id. at 726-27. Likewise, I believe that the legislative history of § 1981 supports this conclusion. Id. at 727 (citing H.R.Rep. No. 102-40(1), at 63 (1991), U.S.Code Cong. & Admin. News 1991 at 549, 601).
Thus, I would find that Anthony’s § 1981 claims relating to the positions filled by Wilham, Ledbetter, and Abston, but not Kreyling, are time-barred. With respect to the claims that are not time barred, Anthony’s Title VII, ADEA, and § 1981 claims relating to the position Med by Kreyling and Anthony’s Title VII and ADEA claims relating to the position filled by Abston, I would deny these claims on the merits for the reasons stated by the majority.
. For the reasons described above, I believe that no claim will ever arise solely under
