*1 131 L.Ed.2d U.S. S.Ct. Thоmpson, v. (1995); States see United (D.C.Cir.1994); United 27 F.3d Cyrus, States
(D.C.Cir.1989). are sentences below
The convictions
affirmed. ordered.
So MUNGIN, Appellee, D.
Lawrence ZAVIS, Katten &
KATTEN MUCHIN a/k/a Weitzman, Kat & Muchin Zavis f/d/b/a Dombroff, Appel Muchin Zavis &
ten
lant.
No. 96-7152. Appeals, Court
United States of Columbia Circuit.
District April
Argued
Decided *2 Frey, DC, Washington,
Andrew L. argued appellant. cause for With him on the briefs was Donald M. Falk.
Abbey Hairston, Baltimore, MD, G. argued appellee. cause for With her on the brief Alexander, was Koteles Spring, Silver MD. EDWARDS, Before Judge, Chief RANDOLPH, WILLIAMS and Circuit Judges.
Opinion by for the Court filed Circuit Judge RANDOLPH.
Opinion concurring part dissenting part filed Judge Chief HARRY T. EDWARDS.
RANDOLPH, Judge: Circuit July In Mark Dombroff left the law firm that bore his name —Katten Muchin Za- D.C., vis & Washington, Dombroff —the Chicago’s branch of Katten Muchin & Zavis. Principally departure, because of Dombroffs defections and terminations reduced the lawyers number of in the D.C. office from to 14. Mungin, Lawrence associate office, D.C. among lawyers who left the firm. departed He September Mungin filed a racial charge discrimination with the EEOC. The EEOC took no action on his claim. then sued and several of its current partners, asserting former violations of § VII, U.S.C. Title and the D.C. Rights Human Act. proceedings Pretrial eliminated the individual defendants from all claims and Mungin’s § narrowed 1981 claim (but not his coextensive claims under Title statute) VII and the D.C. to the firm’s failure to consider him year departure. By verdict, before his special jury Mungin, found for imposing liability on (1) the firm for race-based constructive dis- (2) charge; racially discriminatory treat- (a) ment with Mungin’s starting (b) salary, (c) salary, his 1994 his work as- (d) signments, and part- his consideration for nership. jury awarded million in $1
compensatory damages, and an additional punitive damages. million in $1.5 After the district court judgment, entered and denied judgment plenty bankruptcy” matter of that “there was as a work Katten’s motion Zavis, law, Mungin Washington, generated by v. Katten & see Muchin Sherman him- (D.D.C.1996), self, Dombroff, F.Supp. as well as and that he appeal. get filed hoping Chicago.” this from “was Id. *3 Mungin accepted position the at at 151. the Background
I. Factual firm, contingent being on able to Katten visit Chicago firm’s home was the the graduate, Law A Harvard School headquarters of the and firm’s Finance Reor- Mungin at firms. Imme- had worked several ganization department, deрartment Katten, the en- diately an his move to he was before bankruptcy lawyers the in Powell, compassing Wash- Gold- in the D.C. office of associate joined Mungin firm stein, ington. May the Murphy.1 the Frazer & When Powell Chicago and visited on June experiencing firm difficulties 1992. began financial time, Chicago, Mungin In one of the the Mun- met two heads it froze associate salaries. At $87,000 Department, the Finance Laurie making per year. In Febru- Gold- gin was stein; head, department other ary informed firm of the Vince Ser- Mungin the Powell Mungin’s starting not available. May. gi, a was sala- plan his that In March to leave $92,000, ry negotiated he to was amount legal Mungin’s sent résumé headhunter $91,000. the firm’s Dombroff, hiring partner after initial offer who was both the in D.C. managing partner and of Katten beginning, busy, Mungin kept In the re- the résumé was the headhun- Accompanying exclusively ceiving through his work almost Mungin: only would pitching ter’s note Dombroff, and Mark Jeff Sherman with $500,- $250,000 Mungin him a to bring with serving Mungin’s supervisor as Sherman business, minority.” but “he is a book of bankruptcy Then the work started mentor. Yenne, As- Letter from Peter Keith Ross & up. February drying Sherman left (Mar. 20, Inc., sociates, to Mark Dombroff Soberman, along firm with the the Stuart 1992). only bankruptcy in other associate Katten’s in interviewed Dombroff When he with Mungin up as D.C. office. thus wound the April, Mungin said he interested was bankruptcy attorney in the D.C. office. looking and “wаs for a law work partnership about Concerned his chances because,” practice, an established with office without the work he was trained note, contrary “didn’t to headhunter’s he him, perform attorneys supervise to of’ Trial have of business his “own.” a book Chicago February Mungin traveled to Mungin to be Transcript at 147. also wanted meet more of the 1993 to members Finance following partnership considered for Reorganization department. Mungin allayed year. Mungin’s concerns. Dombroff trip in the hoped his would result he, rain- Mungin biggest He told as the referring Although to him. office more work firm, work, generated maker as did a at the Sеrgi busy was too to meet with Mun- Vince office, partner in D.C. new Jeff Sherman. Mungin attorneys gin, did meet with several possibility doing Combined with meeting department and attended a where in Chicago and Los with Katten’s offices everyone. introduced he was Angeles, busy.” Mungin “would more than be Mungin a spot, Id. On the Dombroff offered marketing intra-firm with the Chica- associate, position sixth-year annual as a with go, Angeles well as Los and Milan attor- as $91,000. policy, pay of As was firm’s keep neys, proved To unsuccessful. could be considered April busy, Sergi recommended that following year. being done Mungin handle work then offer, Chicago. accepting first-year met associate Patricia Gil- Before in. Sherman, more, part- partner closely only bankruptcy with a D.C. who worked Jeff Dombroff, billing Washington. rate ner in Sherman told with lowered trial. indicated, where otherwise the facts testimony conveyed Except those in this section are presented introductory (which II, imperfectly reflected the level of re- Plaintiffs Exhibit reprinted Ap- in Joint entrusted) sponsibility which he was pendix Sergi saw this not as a substan- hour, per per from hour. down is, $125 $185 tive description evaluation —that Mungin’s skills and weaknesses —but as a Meanwhile, coming it was time for Mun- affability. Sergi testament to his also stated gin’s performance annual review. But at thе firm, respected by Gilmore was not designated nothing time —October 1993— opinions and that her help Mungin would not happened. Mungin kept quiet, wanting to lie partnership. achieve Dombroffs evaluation accepted low while the firm nominations for position said that he “not in judge partnership. Although there was a buzz in quality work,” Larry’s but that Mun- being the office about who was considered always appeared cooperative “has partnership, partners no told *4 willing get job to the done.” Plaintiffs Ex- they sponsor partnership. would him for HH, reprinted Appendix hibit in Joint 1993, Also in autumn firm the made its Mungin gave Sergi the names of the other compensation Mungin decisions. received an partners for whom he had worked so that bonus, $4,000. annual in the amount of His Sergi could solicit evaluations from clients salary unchanged base for 1994 remained Mungin with whom had contact. Mungin from 1993. asked the firm’s human Mungin Sergi why asked why he had resources director he had not received a not re- raise; Sergi responded ceived a him raise. Sergi. the director told to talk to that his just name give up If the firm’s him had not come failure to a raise was connection compensation or, oversight, Mungin not some sort of it with made discussions for that matter, partnership want performance the evaluation that much Sergi considerations. Mungin explanation why although more: told without of the he had not been thought 1993, firm performance sub-par, partnership his Mun- considered for he would gin thought being eligible still be following year. he risked denied a the Mungin following year. Sergi allowance, raise for also asked Mungin marketing the sched- for a 6, 1993, perquisite meeting usually uled a partners December with reserved for Sergi seeking depart- and the new co-head of to recruit Mungin the clients. never ment, David Heller. received the allowance. meeting After the quality the of assigned Mungin work to did Mungin Chicago When arrived in on De- improve. not He found doing himself still 6, Sergi there, cembеr was Heller not. was less-experienced he believed attorneys Sergi presented Mungin perfor- with the two performed. could have But on December partners mance prepared, reviews had one firm Mungin’s salary the did raise to by Dombroff, Gilmore; by the other the oth- $108,000, 1,1993. retroactive to October partners er Mungin for whom had worked had not filled out the evaluation forms. Gil- July Effective Dombroff and Gil- more’s positive evaluation was overall: more would leave the Katten firm to form
Much Larry’s
firm,
time is
Gilmore,
consumed
rou-
their own
Dombroff &
P.C.
tasks,
drafting
tine
May
such as
status letters
Sergi
Mungin
called
and asked
Occasionally
to our cliеnt.
we receive a
him
expected
what he
to
indo
the wake of
challenging assignment
large
from AIG
departure.
[a
Dombroffs and Gilmore’s
Mun-
client],
Larry accomplishes
which
surprised by
with
Sergi’s question
since
great
very
skill. AIG is a
difficult client
light
he had assumed that in
depar-
of the
Larry’s
tures,
ongoing
would,
efforts to coordinate
course,
as a matter of
with
potentially
me have
closely
made
trouble- more
integrate him
Chicago
into the
situation, relatively easy.
some
Instead,
I do not
practice.
Sergi asked
that,
believe
part,
for the most
Mungin
AIG offers
if
moving
he would consider
to Kat-
challenging
Larry. Larry
work to
none-
ten’s New York office.
did not find
accomplishes
theless
option
the tasks for
appealing
AIG this
because the firm had no
helpful
with a
willingness
attitude and a
bankruptcy lawyers
to
New York.
tackle
unique problems
pres-
reject
this client
did not
option outright.
the New York
Instead,
ents.
he asked about the firm’s severance
compare
employer
discharge any
for an
...
individ-
policies
that he could
benefits
so
ual,
leaving
or
against
with
otherwise
and drawbacks
discriminate
moving New York.
compensation,
alternative
individual with
terms, conditions,
privileges
employ-
thereafter,
spoke
Shortly
ment,
of,” among
protected
because
оther
Waller,
had
attorney
who
become an
Dick
categories,
race,
“such
color.”
[or]
individual’s
Waller
administrator
2000e-2(a).
§
42 U.S.C.
District of Columbia
option
additional
relo-
offered
proscribes
law'
See
same conduct.
Chicago. Mungin
option
felt this
cating to
l-2512(a).
§
If
the firm discrimi-
D.C.Code
Sergi, in
attractive since
whose de-
was not
considering
nated
him
working
partment
would be
Chica-
depriving
him of the
option
go,
not advance that
himself. On
—thus
opportunity
to enter
new contractual rela-
7, 1994, Mungin
following
sent
elec-
firm,
partner
tionship
as
with the
violated
message
mail
tronic
to Waller:
—it
1981(a),
guarantees
§
which
U.S.C.
Unfortunately,
personal
constraints
due
persons
all
within
United
shall
States
possibly
cannot
considerations I
and other
right
have the
“to
and enforce
same
make
Chicago at
to New York or
this time.
move
Patterson
See
v. McLean
contracts.”
Credit.
you have made it clear that there
Because
*5
Union,
164,
2363,
185,
491 U.S.
109 S.Ct.
enough work in the D.C. office to
is not
(1989).
2377,
II. Review Standard of persuasion, having “at all Id. The burden employee, then Rights of the Act times” been borne Title VII Civil of 1964 that the em- employment practice requires employee it “an show makes unlawful 1554 compared reason was not the true associates tо whom he himself.
ployer’s “proffered
Adduci, Mastriani,
Hicks,
decision,”
Neuren
Meeks &
reason for the
Schill,
1507,
(D.C.Cir.1995)
43 F.3d
(quoting
S.Ct. at 2747
at
509 U.S.
1095),
(quoting Pierce v.
Burdine,
Commonwealth
Ins.
at
ation was unusual.
it
C. Work
was the
“policy”
provide
firm’s formal
substantive
complaint
next
is that the firm
semiannually,
reviews
see Katten Muchin &
by providing
discriminated
him
him
§
Zavis Firm
(Aug.
Reference Manual
2.5
unchallenging
work on the basis of his
1991),
“employer’s
failure ‘to follow its
race. Katten conceded that
received
alone,
regulations
procedures,
may
own
work,”
bankruptcy
“routine
and not the more
support’
not be sufficient to
the conclusion sophisticated work for which he was hired.
explanation
challengеd
that its
for the
em-
Version,
Appellant,
Brief for the
Final
at 26.
ployment
pretextual.”
action is
Fischbach v. But
the firm showed that after the D.C.
Corrections,
Dep’t
D.C.
86 F.3d
bankruptcy
up,
office’s
work
causing
dried
(D.C.Cir.1996)
Lehman,
(quoting Johnson v.
Sherman and
depart
Soberman to
in Febru-
(D.C.Cir.1982)).
When an
ary
it was left with no
bankrupt-
other
employer’s “departure
prescribed
from the
cy lawyers
except Mungin,
in the D.C. office
norm,”
procedure” has become “the
that de-
bankruptcy
and with little
work.
parture
support
plain-
“lends no
at all to the
pre
tells
us
to show
employer’s
tiffs
that”
depar-
inference
text,
presented
he
evidence of
Fischbach,
“numеrous
pretext.”
ture “is a
86 F.3d at
complex bankruptcy
occasions where
Mungin presented
no evidence that
originated from”
Katten’s “D.C. office
consistently
by
poli-
ever
abided
its
assigned
be
to other”
cy.
Katten “offices around
The uncontroverted
in the rec-
evidence
country.” Supplemental
Final
ord
Brief of
sporadically
is that
the firm at best
Appellee
at 22.
such
provided
No
evidence exists.
substantive evaluations. The wit-
Mungin only
proof
assign
introduced
put
nesses—whether
on the
one
stand
Chicago
ment rerouted from
uniformly
they
D.C. to
mat
testified that
nev-
—a
Katten —
reviews;
Chicago
er
regular
received
ter
court
or formal
handled
they
partner
reviews
already
and associate in
receive amounted to no
who
pat
more than
successfully
major,
on the
had
similar
back. See Trial
handled a
Transcript
(testimony
at 597
of defense wit- matter for the same
Transcript
client. Trial
Thomas);
600-01,
ness Mark
(testimony
id. at 735
single
808-09. This
instance is
Soberman);
defense
grossly
witness Stuart
id. at 799
plausible
insufficient to constitute a
(testimony
plaintiffs
witness
analogous
Charles
discrimination claim.
In an
con
*8
Thomson).
against this, Mungin present-
text,
As
recently
we
noted that
the factfinder
nothing.
ed
suppose
We
“may
‘second-guess
he could have of-
employer’s per
not
an
testimony
fered
reorganization
of finance and
sonnel decision
demonstrably
absent
discrim
”
attorneys who
meaning-
inatory
Fischbach,
received the sort of
motive.’
E. Constructive fac- things tors” are those that would force an Mungin’s ground support last Clark, 1174.) employee to leave. 665 F.2d at alleged discharge. constructive verdict is his Having rejected Mungin’s disparate all of claims the firm’s offers to transfer him He claims, any treatment we are left without York, Chicago, Angeles, or Los to New were discriminatory upon acts which fide, and that not bona he deserved a more discharge could rest constructive claim. offices, genuine offer to transfer to those And, said, Mungin as the district court ulti- and more information so that he could make mately peers, was treated better than his for an informed decision whether to move. who, unlike the four white associates after computation to the pay, With of back departure, Dombroffs were with- terminated however, the district court concluded rеlocate, opportunity out the had expectation “had no reasonable stay a chance to with the firm. there- We continued in Fatten Muehin’s jury fore conclude that the had no basis for Washington office after October 1994.” finding discharge. of constructive Mungin, F.Supp. at 156. The court based following this decision on the reasons: 1994, Fatten, July Muchin decided IV. Conclusion practice close down the insurance that had Because the evidence was insufficient “for provided plaintiff work for and a number jury a reasonable to have reached the chal- lawyers Washington of other in its lenged verdict,” judgment of the district July 1994, Between and November defec- court is reversed and the ease is remanded tions and terminations reduced the number entry judgment of a for the defendant.4 Fatten, lawyers Washington Muchin’s Merrill, Barbour v. 48 F.3d office from to 14. The firm terminated (D.C.Cir.1995); Kolstad v. American Dental Washington all five of the office associates Ass’n, (D.C.Cir.1997), 108 F.3d supported by
whose work had been Mark 28, 1997) (Nos. reh’g granted (May en banc insurance Dombroffs clients but who were 96-7047). 96-7030 & departure. left behind Dombroffs Reversed and remanded. agree Id. We with the district court that expectation had no reasonable EDWARDS, Judge, HARRY T. Chief con- employment, continued but unlike the district curring part dissenting part: court, рrevents we find that this I majority’s dissent from the reversal of any from having basis for a constructive dis- jury finding Although discrimination. charge claim. question, a close there was sufficient evi- Even without the district court’s jury dence for a reasonable to have conclud- finding, we would conclude that there nowas intentionally ed that Fatten Muchin discrimi- discharge. constructive Circuit law is clear against Mungin nated on the basis of race. “finding discharge that a of constructive de pends employer however, deliberately agree, whether the I that there was insuffi- working made conditions support finding intolerable and cient evidence of “con- Marsh, drove employee” out. discharge.” majority Clark v. structive The vast (D.C.Cir.1981) (internal 665 F.2d spent time at Fatten Muchin was omitted). citations and doing modifications Con work Mark Dombroffs and Patricia discharge requires finding structive thus of Gilmore’s clients. Dombroff Gilmore left discrimination and the existence of certain Fatten Muchin in 1994 to form their 1174; “aggravating firm, factors.” Id. at see also own and there was no record evidence Pena, Dashnaw v. 1115 to indicate that there was sufficient work in holding showing required. Our is affected this court's deci- that no such extra is See id. Center, Washington Hospital sion in case, however, Aka v. In this either failed to (D.C.Cir.1997), which dealt prima establish a *10 сase or failed to offer facie question plaintiffs with the more than whether need to show showing evidence that Katten’s nondiscriminato- pretext rebutting employer's ty pretextual. reasons were legitimate nondiscriminatory reasons. Aka held departure sup- after their the D.C. office employment. In-
port continued
deed, jobs four lost their other associates such, Mungin. time as As
the same expectation
had no reasonable after DombrofPs and the D.C. office Gil- addition, departure.
more’s
turned down offers to move to Katten Mu- York, Chicago, Angeles
ehin’s New Los
offices, undisputed it is there was work in the
Thus, I would on the that no reverse basis jury could found that Mun-
reasonable have constructively discharged. Because compensatory punitive damages part finding, I
were based on this would damage
remand the awards the District
Court. America, Appellee,
UNITED STATES of Anthony STUDEVENT, Appellant.
Robert
No. 96-3095. Appeals,
United States Court of
District of Columbia Circuit.
Argued May
Decided
