*1 unsigned sented here: an motion is sub- LAWHORN, James Charles
mitted to court and the district is subse- movant, Petitioner-Appellee, quently signed by the after the filing passed. deadline Reading has Fed. categorically R.Civ.P. 11 to foreclose the ALLEN, Commissioner, Richard F. Alabama opportunity movant’s cure the lack of pt. Corrections, Attorney De signature filing after deadline has Alabama, Respondents-Ap General of § passed contrary to the amended pellants. 3(b) requires Rules. Amended Rule No. 04-11711. clerk to file and docket the upon motion receipt, even if it does not conform to the United States of Appeals, Court requirement technical in Rule 2 that the Eleventh Circuit. signed. motion be In the event of a con- March § flict between the amended 2255 Rules Procedure, and the Federal Rules of Civil govern:
the former “The Federal Rules of
Civil Procedure and the Federal Rules Procedure,
Criminal to the extent
they are not inconsistent with statuto-
ry rules, provisions may or these ap- be
plied proceeding to a under these rules.” Governing
Rules Section 2255 Proceed- (2006).6
ings, R. 12 Since the amended
§ govern 2255 Rules the outcome this
case, the district court’s reliance on Gon-
zales, case, a Rule 11 was inappropriate.
V. CONCLUSION reasons,
For the foregoing the district §
court’s dismissal of Michel’s 2255 motion reversed,
as time-barred is and the matter
is remanded to the district court for fur-
ther proceedings consistent with opin- this
ion.
REVERSED AND REMANDED. product 6. This application version of Rule 12 was a of the mitted of the Federal Rules of § amendments to the 2255 Rules. they Prior Civil Procedure to the extent that amendments, however, per- these § Rule 12 were not with inconsistent 2255 Rules. *4 Newsom, Bradley, Christopher
Kevin White, LLP, Arant, Birmingham, Rose & AL, Hughes, Montgomery, Beth Jackson AL, Respondents-Appellants. Morrison, Neumeier, Maho- Richard L. MA, Miller, LLP, Boston, ney for Law- & horn. BIRCH, BARKETT and
Before WILSON, Judges. Circuit BIRCH, Judge: Circuit James petitioner An Alabama found (“Lawhorn”) guilty of Charles capital murder and recommended that he road. Id. at 294-96. Williams said that be to death. The state circuit “fairly young sentenced there were three people” sit- judge adopted court recommendation ting in the front seat the truck cab and Lawhorn to death. After sentenced “at least one “heavy of them” had a remedies, exhausting his state court Law- beard.” Id. at 295-96. corpus petition horn filed a federal habeas Jones, Mona Lisa who lived across a pursuant § to 28 U.S.C. 2254. The district Store, road from Highway Collier’s granted part court and denied in part Road, east of Sylacauga Wiregrass near petition, Lawhorn’s habeas and the state said she and her husband followed a appealed.1 thorough After a review the red car and a truck on the road out from record, having the benefit of oral ar- Sylacauga toward their house. Id. at 282. briefs, gument parties’ and the we RE- man; car was driven truck judgment VERSE the district court’s was driven a woman. After both driv- granting by sup- Lawhorn habeas relief got buy ers out of their vehicles to drinks confession, pressing his and AFFIRM the store, from a they machine front of the district judgment granting court’s Law- got into away. the truck and drove Id. at horn habeas relief on the issue of ineffec- P.M., 283-84. Around 3:30-4:00 William
tive assistance of counsel.
Collier,
Store,
*5
the owner of Collier’s
re-
turned from a trip
Sylacauga
to find a
I. BACKGROUND
sitting
car
in front of his closed store.
A. Facts2
at 279-80. The car remained in front of
Collier’s
by
Store until it was
police
towed
During the late morning of 31 March
on 2 April.
officers
1988, Sylacauga, Alabama Police Officer
Kenneth Brasher
people
observed some
April,
On 2
Berry’s body
was found
arguing across the
from
gas
street
wooded area Wiregrass
off
Sy
Road near
station
stopped.
where he had
He
saw
lacauga,
autopsy
Alabama. An
revealed
woman in
belonged
a truck that
to Altion forehead
gunshot
abrasions and 27
wounds
Walker,
Maxine
and also saw William
pistol
from a
or a
shotgun.
rifle and a
Berry
Clarence
run
get
and
into his auto
State,
Lawhorn v.
581 So.2d
being
mobile while
chased
James
(“Lawhorn I”).
(Ala.Crim.App.1990)
“The
Lawhorn,
Charles
nephew.
Walker’s
cause of death
‘multiple gunshot
”
I,
(Ala.Crim.App.1990);
581 So.2d
shotgun wounds’ because
wounds
“[t]he
9 at
Tab
287-294.
R1-1
weapon
from either
would have
fat
been
About 3:30-4:00
day,
P.M. that same
al.”3 Id. That evening and in the follow
Grover C. Williams
ing days,
shotgun,
saw truck turn to-
pistol, and shells were
ward him Highway
off
148 and onto a dirt
recovered from Walker’s residence. A
1.
appealability
(Lawhorn V) (referenc-
A certificate
required
(Ala.Crim.App.1999)
is not
appeal
an
R.App.
ing
a state. Fed.
P.
the "essential facts of this case” recited in
22(b)(3).
I).
cited,
Except
as otherwise
the facts are tak
3.There were four entrance wounds from the
opinions
neck,
en from
pistol
of the Alabama Court of
or rifle: one to the
one to the
Lawhorn,
chin,
Appeals.
I,
parte
Criminal
See Ex
and two to the chest. Lawhorn
(Ala. 1991) ("Lawhorn II")
So.2d
chin,
So.2d at 1161. The wound to the
which
(referencing
brain,
the "detailed statement of the
traveled to the
and the one of the
State,
pertinent
chest,
facts” found at Lawhorn v.
wounds to
spine
which severed the
("Law-
cord,
(Ala.Crim.App.1990)
So.2d 1159
spinal
instantly.”
death
"caus[ed]
I"))
State,
horn
and Lawhorn v.
remaining
Tab 9 Tab 10a at 394. She got then into the driver’s seat of her After a break in conversation and truck after and had Lawhorn Mac lie down encouraged truth, Lawhorn in to tell the the truck bed. She told Lawhorn and that, Lawhorn Mac caught up made second statement about when she with Berry, Id., 348; she 5:40 P.M. Tab 9 at would slam on the Tab 10a at brakes. 352-54, 392-93. Between the two state- brakes, When she slammed on the Mac afternoon, ments that the officers did not up” “raised in the truck Berry. and shot
readminister a Miranda warning, but “re-
I,
Lawhorn
Berry
In the
walked over to Berry
second
Lawhorn de-
and heard him mak-
ing “gurgling
scribed in detail his
participation
Ber-
noises.” Id. at 1163. Law-
ry’s
that,
horn
murder. He said
said that he shot
Berry
about three
Walker,
week when he was
times to
staying with
“make sure he was dead.” Id.
Walker told him that she
Lawhorn and Mac then got
was scared of
back into the
and,
truck,
Berry
daily,
pay
put
pistol
almost
had offered to
Walker
and the shells
sack,
“get
Berry.
Lawhorn to
rid” of
into a
they
returned to town.
I,
Walker returned Berry, with and then tentionally causing Berry the death of pur- she left go the truck to across the road. suant ato contract with Walker for consid- Berry initially started across the road with $100, eration of in violation of Ala.Code Walker and began running then 13A-5-40(a)(7), down the and an arrest warrant road. Walker found Lawhorn and Mac Rl-17, were issued on April 8 1988. Exh. and told Berry them that away. 5, had run 4 Tab at 9.7 Lawhorn submitted an 7. Walker and Mac were also indicted for the $40 hire for a consideration. Walker was Berry pursuant murder of to a contract for convicted in 1988 and sentenced to death. 1988, May February, at In Fannin and Gid- on 10 65-66. indigency, of and affidavit appointed [ejmploy [psy- D. Giddens was moved for to attorney “[f]unds Steven dens Rl-17, 4Tab at Exh. to him.8 ... represent chiatrist” to “consult with counsel and Berry’s for Lawhorn was indicted 7-8. investigations ... and examinations” make at 1988. Id. 9-10. on June murder during for of preparation defense for as a guilt phase mitigating and use 1988, attorney Fannin Hank On 9 June Id., penalty phase. Tab factor represent to Lawhorn as appointed was apparently 4 at motion was de- counsel, 18. This ap- Fannin and lead Giddens Id., arraignment. at nied.9 peared with Lawhorn 7-8, 10, 19, Fannin and Tab 88. Although was psychiatric no assessment June, on met with Giddens pre- prepared, mental assessment Id. at
August, 10 November 1988.
pared by Talladega Mental Health Center
27-28, 33,
20-22,
94.
In June
Gid-
Gary
request
L. Garner at the
coordinator
to sup-
and filed a motion
prepared
dens
assessment,
judge.
trial
In the
at 23. In
Lawhorn’s confession. Id.
press
reported
Garner
Lawhorn “admitted
motion,
alleged
that his
14.”
age
to alcohol use since
Id.
21.
under
in
“were made
duress
statements
opined
appeared
that Lawhorn
“ca-
Garner
leniency
to
or better
response
promise
pable
legal
the nature of
understanding
appar-
The motion was
treatment.”
Id.
proceedings”
“capable
that he
facing,
denied,
proceeded to
case
ently
assisting
attorney
preparing
for
discovery.
trial,”
and not “in need of
defense and
January
During
court”
“open
psychiatric examination and treat-
further
attorneys
ap-
moved for
Lawhorn’s
ment.”
investigator “to discover
of an
pointment
to with-
April
In
Giddens moved
any signifi-
... of
any mitigating factors
file
gave
as
his case
draw
counsel
con-
wa]s
...
in the event [Lawhorn
cance
Id.,
Tab 43 at
One
Fannin.
88-89.
Id.,
Investigator
Tab
victed.”
began, attorney
week before
trial
investigate
appointed
Matson was
Jack
represent
appointed
Mark Nelson was
including his fami-
background,
Lawhorn’s
Lawhorn,
as lead
remaining
with Fannin
education,
criminal
employment,
histo-
ly,
41-42,
Id.;
Fannin
Id. at
use.
Tab 43 counsel.
ry,
drug and alcohol
State,
(Ala.Crim.App.1990),
So.2d 970
horn v.
appeal,
conviction
reversed be
On
her
denied,
(No.
(Ala.
25, 1991)
Kentucky,
Batson v.
Jan.
of a violation under
rt.
cause
ce
1900484).
L.Ed.2d 69
106 S.Ct.
State,
(Ala.
(1986).
Walker v.
586 So.2d
(remanding
evidentiary
Crim.App.1991)
practice less than five
had been in
Giddens
(Ala.Crim.App.1992),
proceedings),
prepared change a motion for of Fannin that conceded there was a murder Lawhorn, file, once met with reviewed that and Lawhorn shooting had admitted research, library did some and contacted victim but asked that not potential witnesses. Id. at 107-14. Id., change venue convict Lawhorn of capital The of motion was on murder. based prejudicial publicity; it pretrial was denied Exh. jury, Tab 12 at 458-62. The howev- Id., April on 24 Tab at 13-17. er, guilty capital returned a verdict of Id., April murder on P.M. 3:15 Tab trial began April Lawhorn’s on During trial, Exh. Tab 3. Law- attorney objected horn’s to the introduc- began The penalty hearing P.M. 4:05 tion Lawhorn’s on 7 second statement Id., day. on the same Tab 16a. After an new April warning because a Miranda was opening prosecutor, statement Fan- given; objection was overruled. witnesses, presented nin several including Id., Tab 9 at 349. Lawhorn testified Lawhorn. Fannin asked Lawhorn after the on 7 April first statement name and asked Lawhorn to make his in changed tape Wallis the recorder requested jury. statement to the Lawhorn told and him that he [his] “needed tell then stated: part story, exactly what happened Id., and tell the truth.” Tab 10a at 353-54. Members of the I jury, know I was Lawhorn that stated he told Wallace “that wrong you and I want all I know was truth, tape gave the first that I was the wrong, say Pd please like to have said, ‘No, and [Wallis] it was not the truth.’ mercy you on me. I want all to know I I part [Wallis] said that to tell needed I wrong. lead and I was I played in this ... murder ... and wrong. I should not have did it. I did I 354; tell said needed to the truth.” Id. at sorry. it. I’m I say. That’s all have to see also 355-56. Lawhorn said that Wallis Id., stop one who told him lying Exh. 18 at Tab 545. Fannin asked truth, Wallace, to tell the but Pope, no questions, further and turned Talladega County Jerry Sheriff Stud- prosecutor him over to the for cross-exam- dard were also the room. Id. at 354. Following ination. Lawhorn’s cross-exam- “fright- declared that he was ination, prosecutor introduced the rec- they ened” and “scared to death” because prior ords Lawhorn’s convictions for kept “questioning over over [him] theft, burglary, possession burglary thing.” about the same 356-57. He Id., tools. Exh. Tab 19 at 575-78. that, although said Wallis said that “it Fannin closing argu- then “waive[d]” would be better ... if I [Lawhorn] objected ment and making “to the State truth,” would tell the Wallis never provid- Id., closing arguments.” further Tab any specific ed it information as to how 21 at 584. state it had responded better, him, would be never threatened *9 that, “split” argument a and Ala- based on and never or promised anything offered in Supreme bama precedent, Court the exchange for had a statement. Id. at 359- right argue” “even if he open 364. He also that was does not “to conceded he rights aware of his Miranda Although when he and to close.” Id. Fannin main- jury proceeded to At argue, the state deliberations. if he did not tamed P.M., closed,” jury the a verdict rec- pros- the 7:35 returned already “opened and had ommending to position that Lawhorn be sentenced that “Fannin’s responded ecutor Id., 24 at ... it is not death. Tab 601-02. in a civil case but ‘the law was ” Id., Tab 22 case.’ in a criminal law] [the investigation report A was presentence then the permitted The trial court at 585. and prepared filed the June 1989 second, closing to a rebuttal present state Id., At sentencing hearing. Tab at 44. Id.; During 43 at 52. the argument. Tab hearing, the neither nor coun- prosecutor the closing argument, rebuttal any to within the objected sel statements jury’s to Lawhorn the attention directed presentence investigation report, offered Berry’s him as “executioner” and identified evidence, requested or a life other lying-in-wait ambush” which was “a Id., Tab 25 at 607-08. The trial sentence. and cold calculated as merciless “as and that it considered the court indicated had Id., 22 at you get.” can Tab ... as investigation report, that presentence in ... a “[njothing would constitute [it] Id., jury 1 at mitigating the on circumstance.” Tab The trial court instructed It that had necessary aggravating to 66-67. found the Lawhorn elements find the convictions, prior felony crime. It three and that the involved the circumstances pecuniary gain circum- was committed for aggravating that offense explained one heinous, atrocious, stance, “especially the was committed for was that offense compared capital cruel to other offenses.” jury’s was capital gain, established hire. It 67-68. The trial court then sen- of murder for guilty verdict of Id., Lawhorn to death. Tab 25 at tenced then stated: you con- could [circumstance] Another by your proven ... not verdict is sider and sentence were Lawhorn’s conviction especially capital
that
offense was
Alabama
of Crimi-
affirmed
Court
cruel,
hefinous],
]rocious, or
com-
at[
State,
nal
Appeals, Lawhorn
So.2d
as
capital
other
offenses
set
pared with
(“Lawhorn I”),
(Ala.Crim.App.1990)
defining aggravating
out
[in
statute]
Court,
Supreme
Alabama
In re
circumstances.
(Ala.1991)
Lawhorn,
581 So.2d
(“Lawhorn II”).10
Id.,
9 September
On
Tab 23 at 595.
prosecutorial
following
tencing
miscon-
appeal,
as
result
10. On
Lawhorn raised
I,
(1)
at 1164-79.
trial
erred in:
duct. Lawhorn 581 So.2d
issues:
whether the
court
(a)
change
pre-
denying a
of venue based
petition
writ of
Lawhorn filed a
In
(b)
publicity;
failing
inquire
certiorari,
trial
to
whether
addressing the issues raised before
penalty
the venire so favored the death
that
Appeals and
addi-
of Criminal
“13
Court
II,
they
imprisonment
would not vote for life
581 So.2d at
tional
issues.”
(c)
parole;
possibility
denying
without the
1180-81. One of the raised additional issues
suppress
subjected
his confession because
un-
motion
whether he was
concerned
(d)
involuntary;
charging
judicial
delay
securing
was
deter-
it
reasonable
aggravating
probable
cause for his warrant-
it could consider the
circum-
mination
iv,
atrocious,
Exh. Tab 30
stance that the murder was
cruel
less arrest.
days
capital
argued
his four
of detention
compared to
of-
He
or heinous as
fenses;
other
(e)
warrant was obtained uncon-
finding mitigating
no
circum-
before
arrest
stances; (2)
stitutionally
right
a fair
deprived him of his
whether his death sentence
probable cause.
argued
and reliable determination
unconstitutional because
state
Supreme Court found no
sympathy;
Id. The Alabama
the verdict should not be based on
(3)
presentence report
highly
and addressed
one of
reversible error
whether
newly
whether the trial court
prejudicial
it
raised issues:
because
included
recom-
death;
(4)
prosecutor’s wit-
by allowing two of
whether
erred
mended sentence of
prosecution's
table
to sit at
denied
fair trial and reliable sen-
nesses
*10
petition
Lawhorn filed a
for writ of
and
out
strategy
guilt
certio
work
a
for both the
Supreme
rari with the United States
and penalty phases.
Id. at
He
13-14.
denied,
petition
was
information,
Court.11
certiora
confirmed that he obtained
in-
ri,
Alabama,
970,
Lawhorn v.
U.S.
confession,
cluding Lawhorn’s
from the
(1991) (“Law
203. into rental trailer with of anyone heard doing else so. 323- friend, his Jerry brother another 24. attempted support himself. Id. at 152- Jerry The postcon- 204. state trial testified Lawhorn used court denied the narcotics, but was never violent towards viction motion.18 Tab 42. Exh. anyone. 151,157-59. Id. at Appeals Alabama Court Criminal prevent alone to child welfare intervention. not sentence Lawhorn to death. Id. 317- 147-48, 325-26, 329-31, 339-40,
Id. at
18.Addressing
time,
ineffective assistance of
16. Donald was
married
but later
divorced,
counsel claim
a closing
for failure to make
and Mac was soon returned to Ala-
argument during
penalty phase,
the trial
bama because
Donald
unable to care for
court found that Fannin’s
him. Id. at
closing argument
decision to
waive
did
Appell
believed that Fannin was ineffective
performance
render
not
deficient be-
failing
judge,
jury,
in
to advise the
and the
strategic
keep
cause it was a
decision to
attorney
Berry's
district
widow's contact
attorney
making
closing
district
from
ar-
Appell
with Hudson.
Id. at 332-33.
also
gument. This
has
[the]
Court
watched
dis-
opined
effectively represented
to have
attorney
many
trict
[]
occasions
Lawhorn,
pressed
closing argument.
Fannin should have
for
powerful
He is
and ef-
psychiatric
for a
psychological
during closing
funds
argument.
evalu-
fective
Based on
ation,
drug
offered
experience,
evidence Lawhorn’s
use
this Court’s
it is not an unusual
Berry's
widow's desire that
Talladega County
tactical decision in
for
death,
attorneys
be sentenced to
closing argument
pre-
rebutted unfavorable
to waive
presentence investigation
attorney
statements in the
making
vent [the]
[ ]
district
sentencing,
judge
closing argument.
and asked the
and the
Trial court's decision to
in
denial,
granted
part
part,
be
and denied
Alabama Su
affirmed
conviction and sen
vacated Lawhorn’s
petition for
Lawhorn’s
Court denied
preme
alia,
held,
tence. The district court
inter
State, 756
Lawhorn v.
of certiorari.
writ
subjected
to an uncon
that Lawhorn
cert. de
(Ala.Crim.App.1999),
So.2d
delay
judi
securing
of a
stitutional
1982018)
(Ala.
2000) (No.
nied
Jan.
for his
probable
cial determination of
cause
V”).19
(“Lawhom
petition
Lawhorn’s
effective
arrest and
denied
assistance
to the
States Su
writ of certiorari
United
*13
of
when
trial counsel failed to
counsel
denied. Lawhorn
preme Court was
closing argument during
make
penal
a
the
Alabama,
885,
93,
121 S.Ct.
148
581 U.S.
ty
phase.
v. Haley,
Lawhorn
323
VI”).
(2000) (“Lawhom
L.Ed.2d 53
(N.D.Ala.2004) (“Lawhom
F.Supp.2d 1158
petition VII”).
filed a federal
The State
Alabama appealed,
of
corpus. The
writ of habeas
district
stay
judgment
for
and
for a
of the
moved
magistrate judge’s re
adopted
appeal.20
the
The district
court
pending
court
stay.
petition
granted
the
the motion for a
R2-38 at
and recommendation that
port
virtually
It
closing argument
in the trial court. Id. at 992-94.
waive
is
unchal-
raised
lengeable.
performance
Trial counsel’s
also
that several claims raised within
noted
not
postconviction petition
pro
deficient.
were
Lawhorn's
(citations
at 420-22
Exh. Tab 41
omit-
they
cedurally
raised
barred because
“were
ted).
ap
and
addressed
trial
on direct
and/or
994,
peal,”
have been raised at
id.
"could
appeal
the
19. On
denial of
motion
not,"
appeal
direct
but
id. at
trial and on
were
relief,
postconviction
Lawhorn raised the
for
995,
have
but were
raised at
"could
been
not
(1)
following
court erred in
issues:
trial
trial,
appeal,”
on
id. at
but were addressed
findings
adopting
proposed
of fact
the state's
996,
“although
appeal,
and
... not raised on
law;
(2)
of
and
ineffective
and conclusions
they
appeal” by
Ala
were addressed on
(a) failing to
counsel for
make a
assistance of
Appeals
of
or the Ala
bama Court
Criminal
79,
Kentucky,
claim under Batson v.
476 U.S.
Supreme
plain
a
error
bama
Court under
trial,
1712,
(1986) at
S.Ct.
gives full consideration to defendant’s
Lawhorn raised the
issue
the involun-
Fourth Amendment claims.”
April
tariness of his second 7
statement in
Dugger,
Tubes v.
911 F.2d
513-14 a
suppress
motion to
filed in June
in
(11th Cir.1990) (quoting O’Berry,
trial,
546 F.2d
objection
during the
and on direct
1213).
at
Although
Rl-17,
a defendant
23;
cannot
appeal.
Exit.
Tab 4
show a
349;
I,
Fourth Amendment violation if Exh. Tab 9 at
581 So.2d
“[t]he state of
law at the time of
1166-68. He raised
issue again
deprive
trial did not
[the
of an the
petition
defendant]
for writ of certiorari from
opportunity for full
litigation”
and fair
denial of his direct appeal when he
Caver,
claim,
argued
577 F.2d
subjected
that he was
to an unrea-
situation
if
is different
the claim did
delay
securing
sonable
of a judicial
exist
the time of his trial.
probable
Where the
determination
cause during his
*16
“particular Fourth Amendment claim
Rl-17,
did warrantless arrest.
Exh. Tab 30 at
years
iv,
not even
until
exist
after
petition,
[the defen
In that
he cited Ger
],
stein,
and
McCollan,
dant’s] arrest
... he did
v.
trial[
not
Baker
443 U.S.
99
‘opportunity
benefit from the
for
(1979),
fair
S.Ct.
and
L.Ed.2d 433
and
(Ala.Crim.
State,
full
of it in
litigation’
Waldrop
[the state’s]
v.
court[ ]
1291
* (“Whether
to the law
remedy applies
desire”
talk
enforcement
suppression
arrest,
re-
Amendment violation]
Fourth
officials “soon after a lawful
after
[in
pri-
question.”). The
mains an unresolved
advice of
and while his
rights,
detention
exclusionary
mary
from use of
benefit
Anderson,
plainly
232
legal.”
F.3d at
police
rule
of
conduct
is “the deterrence
If law
officers had
enforcement
suf-
rights,”
Amendment
that violates Fourth
time
ficient evidence at the
of
defen-
may
of
and
effect
the rule
“the educative
charged
support
dant’s arrest
of-
passes between the mo-
dissolve” “as time
fense, there
a Riverside
is neither
violation
Amendment violation]
ment of the [Fourth
suppression
any
nor the need
subse-
of Petitioner’s final collat-
and the moment
Sholola,
evidence,
quently
124
obtained
years
O’Berry,
later.”
appeal
eral federal
probable
at
fact that
F.3d
820-21. “[T]he
546
at 1214 n. 16.
F.2d
supported
cause
the initial arrest does
To determine whether or
not,” however,
subsequent
cure
unconsti-
appropriate remedy,
exclusion is
Davis, 174 F.3d at
tutional detention.
prosecution
prove
must first
the threshold
The
appellate
state
court reason
any
requirement
the voluntariness of
ably
presented
that Alabama
concluded
Brown,
603-04,
at
422 U.S.
95
statement.
substantial
credible evidence
Law-
The determination of
S.Ct. at 2261-62.
voluntary.
horn’s
He
confession was
ad
factors,
four
governed
voluntariness is
mitted that
he initiated
conversations
independently dispositive:
none of which is
received,
April,
acknowledged,
7
(1)
on
and
procedural
safeguards
whether
Miranda,
rights
understood his
that he
prescribed
384 U.S.
Miranda
warning
(2)
444-45,
1612 was given;
S.Ct. at
stop
questioning
could
time.
of the
temporal proximity
arrest
“[t]he
to show clear
con
has failed
(3)
confession”;
presence
inter
“the
vincing
that the state
de
evidence
court’s
(4)
circumstances,” and
vening
pur
“the
termination
was incorrect.
pose
flagrancy
official miscon
given
warnings on two
Miranda
occasions:
Brown,
603-04,
duct.”
U.S.
(1)
initially
before
interviewed on
he was
time
S.Ct. at 2261-62. The amount of
(2)
again
when the interview
April
the temporal prox
found
to meet
sufficient
began
7. He testified that he
ing
April
imity
ranges
factor
immediate
rights
explained
as
on both
understood his
time,”
Berry,
States v.
“close in
United
no
Although
dates.
there is
indication
(11th Cir.1982) (en
583, 588-89, 605
F.2d
intervening
five
the record
minutes,
banc),
v.
United States
to three
anyone in
days,
spoke
he
to either
(11th
Santa,
Cir.2000),
662, 677
236 F.3d
no
family
attorney,
or to an
there
also
Chanthasouxat,
F.3d
United
States
permission to
requested
indication that he
(11th
Cir.2003),
hours,
to two
anyone.
Lawhorn’s
speak
Despite
testi
Brown,
S.Ct. at
during that
mony
peri
scared
he was
Davis,
Anderson,
at 943. But see
174 F.3d
be
time
told he would
treat
od of
and was
(temporal proximity is
at 1073
F.3d
confessed,
testimony
if
other
ed better
already
“should
met
the defendant
when
good
“in a
mood and
described Lawhorn as
arraigned.”).
have
effect of the
been
testified
not nervous” and four witnesses
illegal
may
“dissipated” through “a
act
be
no
told Lawhorn that he
one had
intervening
significant
of time” or
lapse
if he
would be treated better
confessed.
between the misconduct and
circumstance
*19
I,
Further,
at 1167.
So.2d
Santa,
A
the
Although supported position [prosecu- the his that that was unlawfully determined if argue tor] could not the defense waived detained, do not that suppres- we conclude Rl-17, argument.” closing its Exh. Tab appropriate an sion of his confession is 42 at state court stated that remedy light appellate in of the state Fannin a supporting had found case “and finding court’s that Lawhorn’s confession presented to an it the trial court.” Id. at given independent was as informed choice of own free will. 462-63. It found Fannin’s decision to argument waive closing not deficient be- C. Assistance Counsel Ineffective strategic cause it “a keep decision to argues attorney making district a closing Alabama court district from concluding in state argument.” erred court’s Id. at 489. It commented rejection that, of Lawhorn’s ineffective assis- its pros- based on observations claim tance of counsel based on his at- “powerful closing ecutor’s effective” closing torney’s argument waiver of his arguments, waiving argument closing penalty phase objectively not “an tactical unusual decision Tal- that, It unreasonable. maintains al- County.” ladega Id. at It 489-90. also though may Fannin’s choice seem found prejudiced by that Lawhorn was not strange, strange it was not all because closing Fannin’s decision argu- because a hoped prevail he to upon judge to ment necessary present was not to preclude prosecutor making from explanation mitigation of the evidence or a closing second rebuttal and because the plea mercy jury. for Id. 490. It prosecutor’s initial closing argument was not a “[t]his concluded that case [wa]s low-key. accepted plea where the would have for ... mercy mitigating The state court found that Fannin’s found rep- resentation was not ineffective. In outweighed aggravating re- evidence that 179, 197, 199-204, 208-09, 233-36, 252-53, appeal In on direct to the his brief Ala- Court, 258-59, Supreme bama Lawhorn acknowl- 330-32. Alabama United cites States edged Daniels, Cir.1995) police (7th that "the facts to the available 64 F.3d support probable solely cause based were proposition pre- that it is "ludicrous” “to Walker’s statement.” Exh. Tab 30 at bolstering clude law enforcement from its regarding proba- 50. Wallis testified at trial against case defendant while awaits his April ble cause on 2 Walker made Daniels, hearing.” probable Gerstein In Berry statement Wallis and Wallace that arresting cause was established offi- Id., was shot Lawhorn. Tab 9 at 325-27. employee] cer’s affidavit that "two ... [bank [the witnesses identified defendant bank rob- During the time of Lawhorn's detention un- confession, array photo ber] from a included [the April April, til until picture” and that "another ... investigation defendant's] Berry’s into the murder contin- 'positively' [bank customer] witness identified investigators gathered physical ued. The evi- scene, array.” photo [the defendant] from a finger- dence the crime obtained
prints investigation, 313. The which consisted of a from Lawhorn and his codefendants vehicle, photo compared line-up, preparation and from a motor continued after the fin- gerprints, arresting weapons. support of the and recovered the Rl- officer's affidavit 152, 157, 159, 166, 169, probable Exh. Tab 9 at Id. at cause.
1293 An ineffective assistance of offense. Id. at 491- the circumstances” upon counsel can be established a claim 92. (1) showing perform “counsel’s affirmed, court find- appellate The state (1) deficient,” ance “that the defi that, par- with these “in this situation ing performance prejudiced cient the defense” facts,” Fan- closing argument by a ticular were as to because the “errors so serious impact” had little nin “would have trial, of a a trial deprive the defendant fair “unpersuasive” Lawhorn’s claim finding Strickland, whose is reliable.” result miti- suggested have that Fannin could 687, 104 at at In a habeas U.S. S.Ct. domina- circumstance of substantial gating action, petitioner car corpus generally suggestion such a “would tion because compo ries the to establish both burden jury’s merely attention redirected have 952, Singletary, nents. Atkins v. 965 F.2d of this crime.” egregious nature to the (11th Cir.1992). exception to 958-59 The V, 756 at 987-88. Lawhom So.2d petitioner’s burden lies if the circum stances of counsel’s ineffective assistance ob- district found Alabama’s The court so accused that likely prejudice “are to judge’s recom- jections magistrate to ... litigating the cost their effect ineffective assis- regarding the mendation Cronic, unjustified.” States v. United “unpersuasive,” claim tance counsel 2046, 2039, 104 S.Ct. portion of the recommenda- adopted (1984). L.Ed.2d Such circumstances relief, tion, granted vacating Law- exist in where “the is de a case accused VII, Lawhom horn’s death sentence. at a critical of his trial stage nied counsel magistrate at The F.Supp.2d entirely to ... counsel fails [or where] state court erred judge found that the subject meaning to prosecution’s case presented found and asserting that Fannin testing.” ful adversarial Id. supported which a ease to trial court “closing A is a argument S.Ct. the record showed position his because v. ‘critical of a trial.” Hunter stage’ presented neither nor that Fannin had (11th Moore, Cir. 304 F.3d 1070-71 to a to the trial court or mentioned case 2002) that, holding (quoting Cronic and that, He jury. Id. at 1225-26. noted a er regardless prejudice, constitutional Fannin hearing, the Rule con- an if defense counsel is denied ror exists present he a case to the ceded that did not closing argument). opportunity for court, that he and admitted based state personal in his file on reference position 1. Performance State, Ala. 55 So. Sheppard constitutionally To establish (1911), erroneously be- which must performance, deficient defendant rested, prosecu- held if he lieved “identify ... the acts omissions presenting precluded would be tion have the result of are not to been alleged VII, argument. Lawhom further judgment” professional reasonable magistrate judge F.Supp.2d at 1226. The fell representation “show that counsel’s representation that Fannin’s concluded reason objective standard of below an deficient, and that fail- objectively range of “outside the wide ableness” and argument and present closing ure to competent assistance.” professionally present opening argument failure to 687, 690, Strickland, 104 S.Ct. 466 U.S. mercy or spare asking “highly deferential” Lawhorn, life, humanizing strong “indulge Lawhorn’s must court reviewing falls position, preju- that counsel’s conduct summarizing presumption Lawhorn’s pro- range of reasonable within the wide at 1226-27. Lawhorn. diced *21 1294 assistance,” State, 689, 1221, id. at 104 S.Ct. also 571 1227 Floyd So.2d
fessional
2065,
(Ala.Crim.App.1989),
recognize
warrant
rev’d
other
at
cases
on
grounds,
parte Floyd,
Ex
been such that “no
counsel
quest
the use of
in a
for
this discretion
have
pe
[the
would
taken the action that
capital
constitutionally
case constitutes
Grayson v.
titioner’s] counsel did take.”
performance requires
deficient
a review of
(11th
1194,
F.3d
Because
attorney
fense
had made an opening state-
easy
“it
all too
to
that a par-
conclude
sentencing
ment at
a few
earlier
hours
ticular act or omission
un-
of counsel was
discussing
mitigating
evidence
reasonable
of hind-
light
harsh
life,
urging
plea
prosecution
did
Cone,
685, 702,
Bell v.
sight,”
535 U.S.
put
any
not
dramatic
impressive
or
1843, 1854,
122 S.Ct.
clear chance” or final opportunity to mar- Prejudice shal all of the mitigating evidence before jury the or explain pros- minimize the constitutionally Once deficient York, Herring ecution’s evidence. v. New established, performance petitioner is the 853, 862, 2550, 2555, 422 U.S. 95 S.Ct. must, must prejudice. spe also show He (1975). L.Ed.2d 593 Even in cases were cifically, “show that there is a reasonable background easily factual under- ... probability that the result of the [sen stood, closing argument by the defense can tencing] proceeding would have been dif remind the factfinder of favorable facts ferent,” Strickland, 694, 466 U.S. at that may forgotten it have mistakenly competent S.Ct. at “if counsel had downplayed or prematurely misjudged, presented explained significance of help prevent an erroneous verdict. Williams, all the available evidence.” Id. at S.Ct. U.S. at S.Ct. 1516. Our deter mination is based a review of “the During the trial sentencing, postconviction entire ... record as a jury shocking heard the evidence of whole” and with consideration of all cumu Berry crime: that Lawhorn shot after lative evidence. Id. at 120 S.Ct. at Berry had entangled fallen and become underbrush, vines and and with the intent are aware that penal-
We “some [death of insuring Berry During dead. ty] certainly cases almost cannot be won his opening argument during penalty by defendants” because “sometimes the phase, Fannin outlined mitigating the four just best lawyering, lawyer- reasonable thought factors that he the evidence would ing, (1) cannot convince the sentencer to over- establish: Lawhorn “signifi lacked a or, look the facts of a (2) brutal even history acts”; cant of violent Lawhorn murder — a less brutal which murder[ ]for there is acted under “extreme duress or ... — strong guilt evidence of in fact.” Clisby v. substantial domination person”; of another Alabama, (11th (3) State 26 F.3d relatively young at the Cir.1994). (4) Because one impor- offense; of the most time of the Lawhorn had tant functions of the capital sentencing good character. Exh. Tab process opportunity is the to humanize the jury He advised the that they defendant, importance of the defense’s “any could mitigation” consider evidence in cannot, closing argument therefore, be “which would entitle to life [Lawhorn] Hendricks, overstated. Marshall v. parole 307 without instead of penal- the death ing arguments did so based on a mistaken the facts in those referenced cases or even understanding attorneys of the law. These they penalty whether were death cases where may have known law and taken a calcu- closing argument during penalty phase risk, specific lated based on the factual situa- plays adju- a different role than it does in the cases, right tion in their to waive their clients’ guilt dication of or innocence. any close. The record does not reflect requested during opening argument at 499. He facts ty.” Id. on a recommendation of jury “come back which would have summarized Lawhorn’s parole.” Id. at 501. Lawhorn, life without position or humanized and failed mercy spare ask the or to closing argument, presented If he had Lawhorn’s life. Herring, See U.S. at jury’s have refreshed the Fannin could 2555; I, 95 S.Ct. at memory of the evidence of substantial So.2d at 1177.30 Fannin’s failure to guilt presented during domination present closing argument prejudiced substan- phase. The evidence Walker’s Lawhorn because there is a reasonable of Lawhorn at the time of tial domination that, probability but for his unprofessional significant: the offense was Lawhorn’s error, sentencing proceed- the result of the days confession indicated ing would have been different. murder, preceding living Lawhorn was Walker, frightened with she persisted that she in her re-
Berry, and
III. CONCLUSION
Berry.
for Lawhorn to kill
Fannin
quests
*24
argued
mitigation
could have also
for the
We do not find that Lawhorn has rebut-
age
of Lawhorn’s
at the time of the offense
ted the
of
presumption
correctness that
family background.
and his troubled
judgment
the Court
Criminal
Appeals finding that Lawhorn’s confession
closing argument,
Even without a
one
voluntarily given.
We do find that
juror voted to recommend life instead of
Lawhorn has demonstrated that the state
Rl-17, Exh. Tab 4 at
In Ala-
death.
court
finding
decision
that his counsel’s
bama,
jury
have a vote
required
closing argument during
waiver of
pen-
at least 10-2 to recommend a death
alty phase
“contrary
clearly
to”
estab-
sentence; a vote of at least 7-5 was re-
lished federal law. We reverse the district
quired for a recommendation of life with-
13A-5-46(f).
judgment granting
court’s
Lawhorn relief
§
parole.28
out
Ala.Code
Thus,
by suppressing his confession but affirm
Fannin needed
to convince two
jurors
granting
the district court’s
of relief on the
other
alter the outcome of the
Fannin, however,
closing argument
proceedings.29
surren-
issue of
waiver of
penalty phase.
clear chance” to
forth
dered his “last
set
jury
advisory
mitigating evidence.
Id. at 971. The
28. "If the
is unable to reach an
ferent
sentence,
recommending
jury
imprisonment
or for oth-
recommended life
without
verdict
necessity,
may
parole.
er manifest
the trial court
de-
Id.
hearing.”
clare a mistrial of the sentence
Appeals
Criminal
30.The Alabama Court of
13A-05-46(g). Following
§
Ala.Code
such
"unconflicting”
that the
evidence was
noted
mistrial,
sentencing hearing
a second
"shall
"overwhelming” that Lawhorn
jury”
ad-
be conducted before another
for an
visory
parties may
verdict or the
consent to
conscienceless,
“directly participated in a
advisory
jury
waive a
verdict and submit to a
Berty’s
pitiless,
murder.
last
and torturous
terror,
trial court sentence. Id.
obviously
with
minutes were
filled
fear,
knowledge
that his death was
imminent,
brother, Mac,
experienced
high
de-
and he
Lawhorn's co-defendant
charged
murdering Berry pur-
gree
prolonged pain before his death.
was also
with
Lawhorn,
accomplished by [Lawhorn]
to a
for hire.
All of this was
suant
contract
complete
complete
During
guilt phase,
indif-
So.2d at 971.
with
indifference —
to, arguably,
Berry's pain and terror and com-
less
ference to
heard Mac’s confession
plete
shocking
indifference to the value of human
conduct
than Lawhorn's.
life,
$50.”
be worth
During
penalty phase,
Mac’s
which he found to
I,
presented closing argument
part.
BARKETT, Judge, concurring: Circuit Judge opinion
I concur in Birch’s
also believe there were other instances of
ineffective counsel would warrant a sentencing hearing.
new FOX, Carroll,
M.H. Jeniece Teresa
Brothers, Angela Hatchett, Sharon
Mitchell, White, Joy Thomas Lee Ava
ner, Garrett, Earl, Janet Winfred Brown, Woodworth,
Princess Pamela
Plaintiffs-Appellants,
Carolyn Able, al., Proposed B. et
Intervenors-Appellants, *25 FOODS, INC.,
TYSON Defendant-
Appellee.
No. 07-11852.
United States Court of Appeals,
Eleventh Circuit.
March notes When the hunt ful, anyone they were not to tell vised them Jerry and Lawhorn for Maddox blamed
