Opinion
I.
INTRODUCTION
In this appeal from the denial of an anti-SLAPP motion (Code Civ. Proc., § 425.16), 1 we hold that the trial court lacked the jurisdiction to rule on the merits of the motion because prior to the ruling plaintiff had voluntarily dismissed the case before trial had commenced, i.e., plaintiff had filed a *873 request for dismissal prior to the trial court making a dispositive ruling or giving an indication of the merits of the underlying case, and prior to a time when the procedural posture was such that plaintiff would inevitably lose.
II.
FACTUAL AND PROCEDURAL BACKGROUND
A. The initial facts.
Defendants and appellants are Melanie Yang, individually and doing business as the Law Offices of Melanie M. Yang, and Wei Zang, also known as William Zhang. Defendant Zang worked as an office manager in defendant Yang’s law firm.
In 2006, defendants retained plaintiff and respondent the Law Offices of Andrew L. Ellis, a professional corporation (plaintiff or the firm), to represent defendant Zang in James Li v. Wei Zang.
Defendant Zang was not pleased with the representation he received from plaintiff in James Li v. Wei Zang. Defendants refused to pay plaintiff’s attorney fee bill.
B. The complaint in the instant matter.
Plaintiff sued defendants alleging breach of contract, fraud in the inducement (false promises), and intentional interference with prospective economic relations. Plaintiff alleged the following; The firm had agreed to represent defendant Zang in James Li v. Wei Zang based upon defеndants’ promises that defendant Yang would guarantee the payment of attorney fees, defendants would transfer five civil lawsuits to the firm, and the firm would split fees with defendant Yang on the referred cases. Four proposed clients agreed to plaintiff’s representation after meeting with Attorney Andrew L. Ellis, the principal attorney in the firm. Defendants breached the agreement because they never referred a fifth case to the firm. The firm competently represented Zang in James Li v. Wei Zang in a lengthy trial that resulted in a verdict against Zang for about $4,000. Defendants breached their agreement by refusing to pay the firm attorney fees owed. Defendants “began a concerted effort to interfere with plaintiff’s contractual relationships with the four (4) clients [whose cases] had been transferred . . . .” Further, “defendants . . . quickly arranged for another attorney to take the [four] cases away from *874 plaintiff, in an effort to harm plaintiff by depriving it of its . . . share of the contingency fees.”
Attorney Ellis and Attorney Hugh Jeffrey Grant represented plaintiff in the lawsuit against defendants.
C. Defendants’ anti-SLAPP motion.
Defendants answered. Defendants also filed an anti-SLAPP motion to strike pursuant to Code of Civil Procedure section 425.16.
Thereafter, defendants filed a document entitled “notice оf non-opposition to defendants’ notice of motion and special motion to strike . . . .” In this document, defendants requested the trial court grant their motion to strike because plaintiff had not filed an opposition thereto.
On August 29, 2007, the day before the scheduled hearing, plaintiff filed a request for dismissal without prejudice.
On August 30, 2007, the parties appeared for hearing on defendants’ anti-SLAPP motion. The trial cоurt stated that plaintiff’s request for dismissal did not prevent the court from going forward and the court indicated that it appeared the anti-SLAPP motion should be granted. Attorney Grant, appearing for plaintiff, stated his office had inadvertently erred in not opposing the anti-SLAPP motion. He also stated that after the case was dismissed, he intended to file another complaint. Attorney Grant then presented an oral argument as to why the anti-SLAPP motion should not be granted and he made a request to continue the matter so plaintiff could file an opposition to defendants’ motion. Defendants argued against the continuance request and argued their motion should be granted. The trial court did not continue the case and took the matter under submission noting that plaintiff’s recourse was to file a motion for relief pursuant tо Code of Civil Procedure section 473 or a motion for reconsideration (Code Civ. Proc., § 1008).
A week later, the clerk served the parties with a notice of entry of order, attaching the trial court’s ruling granting the anti-SLAPP motion. In its order, the trial court also ruled that the dismissal had not mooted the motion and held that defendants were entitled to attorney fees pursuant to Code of Civil Procedure section 425.16, subdivision (c).
D. Plaintiff’s motion to set aside the dismissal and the court’s grant of reconsideration on its own motion.
Six days after the parties were served with the trial court’s ruling on defendants’ anti-SLAPP motion, defendants filed a motion seeking attorney fees and costs. (Code Civ. Proc., § 425.16, subd. (c).)
*875 Thereafter, plaintiff moved for relief pursuant to Code of Civil Procedure section 473, subdivision (b). Plaintiff attached to the motion Attorney Grant’s declaration in which he explained why he had not filed an opposition to the anti-SLAPP motion, and he requested an opportunity to do so.
Plaintiff also moved the court ex parte to continue defendants’ motion for attorney fees until after its motion for relief could be heard. The trial court granted this motion and placed defendants’ attorney fees motion off calendar.
Subsequently, the trial court denied plaintiffs Code of Civil Procedure section 473 motion. However, the court granted reconsideration on its own motion of its ruling on defendants’ anti-SLAPP motion. The trial court gave defendants an opportunity to reply to plaintiff’s opposition to the anti-SLAPP motion previously filed, and set the hearing on the anti-SLAPP motion for January 3, 2008.
E. The trial court’s ruling on the reconsideration motion.
Despite the request for voluntary dismissal filed by plaintiff, the court held that it had jurisdiction to hеar defendants’ anti-SLAPP motion and also had jurisdiction to reconsider its ruling on the motion. On January 8, 2008, the trial court issued its ruling granting reconsideration and denying defendants’ anti-SLAPP motion to strike. In doing so, the trial court relied on
Sylmar Air Conditioning v. Pueblo Contracting Services, Inc.
(2004)
Defendants appeal from the order denying their anti-SLAPP motion to strike (Code Civ. Proc., § 425.16).
m.
CONTENTIONS
Defendants contend on appeal that (1) the trial court lacked the jurisdiction to reconsider, on the court’s own motion, the anti-SLAPP motion; (2) the trial court erred in denying their anti-SLAPP motion to strike; and (3) the complaint should be struck because it violated the attorney-client privilege.
In addition to other contentions, plaintiff contends that because it voluntarily had dismissed its complaint, the trial court was without jurisdiction to *876 consider defendants’ anti-SLAPP motion and was only permitted to decide if attorney fees and costs should have been awarded to defendants. Plaintiff is correct. Further, because this contention is dispositive and because it involves a jurisdictional inquiry, we need only address this contention.
We vacate the trial court’s order denying defendants’ anti-SLAPP motion and remand the case to the trial court with directions to enter a dismissal without prejudice.
IV.
DISCUSSION
The trial court had no jurisdiction to entertain defendants’ anti-SLAPP motion to strike because plaintiff had filed a dismissal before the court considered defendants’ motion.
Pursuant to Code of Civil Procedure section 581, subdivisions (b) and (c), plaintiffs have the right to voluntarily dismiss an entire action, or causes of action within a pleading, before the
commencement of trial.
A request for a dismissal is usually effective upon filing, and no other action by the clerk or the court is rеquired.
(Aetna Casualty & Surety Co. v. Humboldt Loaders, Inc.
(1988)
Code of Civil Procedure section 581 reads in pertinent part: “(b) An action may be dismissed in any of the following instances: [f] (1) With or without prejudice, upon written request of the plaintiff to the clerk, filed with papers in the case, or by oral or written request to the court at any time before the actual commencement of trial, upon payment of the costs, if any. [][] . . . [f] (c) A plaintiff may dismiss his or her complaint, or any cause of action *877 asserted in it, in its entirety, or as to any defendant or defendants, with or without prejudice prior to the actual commencement of trial.” (Italics added.) 2
Subdivision (a) of Code of Civil Procedure sectiоn 581 sets forth the definition of when trial commences. It reads: “As used in this section: [f] . . . [f] (6) ‘Trial.’ A trial shall be deemed to actually commence at the beginning of the opening statement or argument of any party or his or her counsel, or if there is no opening statement, then at the time of the administering of the oath or affirmation to the first witness, or the introduction of any evidence.”
(Ibid.)
The phrase “commencement of trial” and the definition of “ ‘trial’ ” are “ ‘illustrative rather than exclusive . . . .’ [Citation.]”
(Gray v. Superior Court
(1997)
For example, “once a general demurrer is sustained with leave to amend and plaintiff does not so amend within the time authorized by the court or otherwise extended by stipulatiоn or appropriate order, he [or she] can no longer voluntarily dismiss his [or her] action pursuant to [Code of Civil Procedure] section 581, even if the trial court has yet to enter a judgment of dismissal on the sustained demurrer.”
(Wells
v.
Marina City Properties, Inc.
(1981)
Until recently, the cases have not presented a completely clear or cohesive test to describe which situations deprive plaintiffs of their right to voluntarily dismiss their cases, nоr have the cases articulated a precise rule providing guidance in all circumstances. (See
Franklin Capital Corp.
v.
Wilson, supra,
We agree with
Franklin Capital Corp.
v.
Wilson, supra,
Here, at the time plaintiff dismissed its complaint without prejudice, the trial court had not made a tentative or definitive ruling on defendants’ anti-SLAPP motion and it was not inevitable that the motion would be granted. Even though plaintiff had not filed an opposition to defendants’ anti-SLAPP motion, defendants’ success was not guaranteed. In their motion to strike, defendants were required to make a “threshold showing that the challenged cause of action is one arising from protected activity. [As the moving party defendants’] burden [was] to demonstrate that the act or acts of which the plaintiff complains were taken ‘in furtherance of the [defendants’] right of petition or free speech under the United States or California Constitution in connection with a public issue,’ as defined in [Code of Civil Procedure section 425.16, subdivision (b)(1)].”
(Equilon Enterprises v. Consumer Cause, Inc.
(2002)
Further, the anti-SLAPP statute, Code of Civil Procedure section 425.16, anticipates circumstances in which parties dismiss their cases while motions to strike are pending. In such circumstances, the trial court is given the limited jurisdiction to rule on the merits of the motion in order to decide if it should award attorney fees and costs to the defendants.
(Pfeiffer Venice Properties v. Bernard
(2002)
The decision in
Kyle, supra,
Here, the trial court cited
Sylmar Air Conditioning
v.
Pueblo Contracting Services, Inc., supra,
*880
In
Simmons v. Allstate Ins. Co., supra,
In
Sylmar Air Conditioning
v.
Pueblo Contracting Services, Inc., supra,
On appeal, “Sylmar contended] that the trial court erred in hearing the SLAPP motion because it filed a first amended complaint pursuant to [Code of Civil Procedure] section 472 prior to the hearing on the motion.”
(Sylmar, supra,
Sylmar,
then cited, quoted and discussed
Simmons v. Allstate Ins. Co., supra,
Here, when plaintiff filed the dismissal, the trial court had not issued a ruling on the merits, and the procedural posture was such that it was not inevitable that plaintiff’s complaint would be stricken.
Therefore, trial had not “commenced,” the dismissal filed by plaintiff was effective upon filing, and the trial court lacked the jurisdiction to rule on defendants’ anti-SLAPP motion (Code Civ. Proc., § 425.16). The trial court only had jurisdiction to thereafter entertain a motion brought by defendants for attorney fees and costs. 3
*882 V.
DISPOSITION
The order denying the anti-SLAPP motion is vacated. The matter is remanded to the trial court with directions that the case is to be dismissed without prejudice. Plaintiff is awarded costs on appeal.
Klein, P. J., and Croskey, J., concurred.
Notes
“SLAPP is an acronym for ‘strategic lawsuit against public participation.’ [Citation.]”
(Vargas v. City of Salinas
(2009)
As stated in Code of Civil Procedure section 581, a party’s right to voluntary dismissal applies to the entire complaint or causes of action within the complaint. For simplicity, we refer only to the right to dismiss an entire complaint, as that is what is before us.
We expect that upon remand defendants will make a motion for attorney fees and costs. On the surface, permitting such a motion seems futile in that the trial court ultimately denied defendants’ anti-SLAPP motion, signaling that defendants would not be entitled to attorney fees and costs. However, in light of the procedural posture of this case, we believe it is more prudent to return the case to the trial court to rule on any issues the parties may raise.
