OPINION OF THE COURT
Wе are called upon to decide whether, in enacting Title I of the Americans with Disabilities Act (“ADA”), Congress abrogated the States’ Eleventh Amendment sovereign immunity from suit pursuant to a valid exercise of its § 5 power to enforce the Fourteenth Amendment.
In Kimel v. Florida Board of Regents, — U.S. -,
I.
Lаvia’s complaint alleges that he began working for the Department of Corrections in March 1991, and was then transferred to the State Correctional Institute at Greene. Pennsylvania. In 1995, Lavia was promoted to Corrections Officer II. In July 1996, Lavia suffered from a seizure and was diagnosed with CNS Vasculitis of the brain. Lavia contends that his condition rendered him “disabled,” or that he was perceived as disabled within the meaning of the ADA, 42 U.S.C. §§ 12101 et seq. Against the recommendation of his doctor, Lavia returned to work. He alleges that he was then harassed at work because of his disability. Lavia continues to suffer the effects of his medication that, he claims, cause psychotic reactions. Seemingly as a result of these side effects, Lavia engaged in unspecified conduct at work that resulted in disciplinary action by the Departmеnt. In May 1997, Lavia was demoted to Corrections Officer I, and then in August of 1997 he was terminated.
Lavia brought an action against the Commonwealth of Pennsylvania, Department of Corrections, State Correctional Institute at Greene (hereinafter “the Commonwealth” or “the State”) seeking reinstatement, damages and other relief under the ADA, the Vocational Rehabilitation Act, (“Rehabilitation Act”) 29 U.S.C. §§ 701 et seq., and the Pennsylvania Human Relations Act (“PHRA”), Pa.Stat. Ann., tit. 43, §§ 951 et seq. The Commonwealth moved to dismiss, arguing that it was immune from suit under the Eleventh Amendment. On September 29, 1999, the District Court dismissed Lavia’s claim with respect to the PHRA, holding that the Eleventh Amendment bars consideration of state law claims. The District Court, however, declined to dismiss La-
On October 18, 1999, the Commonwealth appealed, challenging only La-via’s claim under the ADA.
II.
Generally, states are immune from suit by private parties in the federal courts. The Eleventh Amendment of the United States Constitution provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const.amend. XI. Although this case involves a suit brought by a citizen against his own state, the Eleventh Amendment has long been interpreted to prohibit such suits as well. See, e.g. Kimel, — U.S. at -,
Because the Commonwealth of Pennsylvania’s Department of Corrections is a part of the executive department of the Commonwealth, see Pa.Stat.Ann., tit. 71, § 61, it shares in the Commonwealth’s Eleventh Amendment immunity. Such immunity, however, may be lost in one of two ways: (1) if the Commonwealth waived its immunity; or (2) if Congress abrogated the States’ immunity pursuant to a valid exercise of its power. See College Sav. Bank,
Waiver
A state may waive its Eleventh Amendment immunity and thus subject itself to suit by private parties in federal court. See College Sav. Bank,
The only argument Lavia presents that the Commonwealth has waived its immunity is based on a December 17, 1997, Management Directive published by the Governor’s Office in which compliance with the ADA and the Rehabilitation Act are stаted as objectives.
Congressional Abrogation
The second means by which the States’ Eleventh Amendment immunity may be lost is by valid congressional abrogation. See College Sav. Bank,
With respect to the ADA, Congress has unequivocally fulfilled the first requirement by expressly stating its intent to abrogate the states’ Eleventh Amendment immunity. Section 12202 of the ADA provides that “[a] State shall not be immune under the [Eleventh [Ajmendment to the Constitution of the United States from an action in Federal or State court of competent jurisdiction for a violation of this chapter.” 42 U.S.C. § 12202.
Although Congress has the authority to enact legislation under its Article I powers, including its power under the Commerce Clause, such authority does not permit Congress to nullify the States’ Elеventh Amendment immunity. See Seminole Tribe,
Congress does, however, have the authority to abrogate the States’ Eleventh Amendment immunity under its § 5 power to enforce the Fourteenth Amendment. See U.S. Const. amend. XIV, § 5; Kimel, — U.S. at-,
Section 1 .... No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
To be a valid exercise of § 5 power, Congress must “identify conduct transgressing the Fourteenth Amendment’s substantive provisions, and must tailor its legislative scheme to remedying or preventing such conduct.” Florida Prepaid,
Moreover, because the Fourteenth Amendment provides strictures against the State as distinct from societal or community actions, any exercise of the § 5 power is confined to redressing state action, and private actions are therefore irrelevant in the present context. See e.g., United States v. Morrison, — U.S.-, -,
III.
Title I of the ADA
In order to determine whether the ADA is properly characterized as a remedial enforcement statute, we first examine its scope. Congress “invoke[d] the sweep of congressional authority, including the power to enforce the [Fourteenth [Ajmendment and to regulate commerce, in order to address the major areas of discrimination faced day-to-day by people with disabilities.” 42 U.S.C. § 12101(b)(4). In doing so, Congress clearly defined the ADA’s purpose
Prohibited discrimination under Title I of the ADA is not limited to purposeful discrimination, but rather extends, for example, to “utilizing standards, criteria, or methods of administration ... that have the effect of discriminаtion.” Id. § 12112(b)(3). Further, it includes the failure to make “reasonable accommodation” to an applicant or employee’s known physical or mental limitations unless such accommodation would impose an “undue hardship” on its business. See id. § 12112(b)(5)(A). In turn, an “undue hardship” -is defined as “an action requiring significant difficulty or expense, when considered in light oficertain enumerated] factors.” Id. at § 12111(10)(A).
Additionally, Title I prohibits the use of standard tests and selection criteria that “screen out or tend to screen out” persons with disabilities. Id. § 12113(a). Such screening mechanisms are only permissible if they are both “job-related” and “consistent with business necessity” and that the work cannot be accomplished by a reasonable accommodation. Id. Depending upon the context, the ADA also places the burden on the employer to prove that its conduct was compelled by “business necessity.” Id. § 12113(a);
Relationship between ADA provisions and the Equal Protection Clause
Having identified the scope of the ADA’s intended remedial purpose, we look to whether the conduct targeted by the ADA constitutes either a direct violation of the Fourteenth Amendment, or falls within the slightly “broader swath” of conduct that can be regulated in order to prevent violations of the Fourteenth Amendment. See Kimel, — U.S. at-,
The Supreme Court explained in City of Cleburne v. Cleburne Living Ctr.,
[i]f the classification has some reasonable basis, it does not offend the Consti*200 tution simply because the classification is not made with mathematical nicety or because in practice it results in some inequality. The problems of government are practical ones and may justify, if they do not require, rough accommodations — illogical, it may be, and unscientific.
Dandridge v. Williams,
Kimel instructed, in the context of age discrimination — which is subject to rational basis scrutiny — that “States may discriminate on the basis of age without offending the Fourteenth Amendment if the age classification in question is rationally related to a legitimate state interest.... In contrast, when a State discriminates on the basis of race or gender [that is, a suspect or quasi-suspect class] we require a tighter fit between the discriminatory means and the legitimate ends they serve.” Kimel, — U.S. at-,
In comparing the protections guaranteed to the disabled under the ADA, see text swpra, with those limited protections guaranteed under the rational basis standard of the Fourteenth Amendment, it is clear that the former imposes far greater obligations and responsibilities on the States than does the latter. As such, the ADA cannot be seen as enforcing direct violations of the Fourteenth Amendment. The mere fact, however, that the ADA proscribes more conduct than what is prohibited by the Constitution is not itself fatal. Indeed, the Supreme Court recently stated:
Congress’ § 5 power is not confined to the enactment of legislation that merely parrots the precise wording of the Fourteenth Amendment. Rather Congress’ power ‘to enforce’ the Amendment includes the authority both to remedy and to deter violation of rights guaranteed thereunder by prohibiting a somewhat broader swath of conduct, including that which is not itself forbidden by the Amendment’s text.
Kimel, — U.S. at-,
Recognizing that “the line between measures that remedy or prevent unconstitutional actions and measures that make a substantive change in thе governing law is not easy to discern,” the Supreme Court has held that “Congress must have wide latitude in determining where it lies.” City of Boerne,
For example, in City of Boerne v. Flores,
Similarly, in Florida Prepaid Postsecondary Ed. Expense Bd. v. College Sav. Bank,
In United States v. Morrison, —— U.S. -,
As we have previously discussed, of special significance here, the Supreme Court held that Congress did not validly abrogate the States’ Eleventh Amendment immunity in enacting the ADEA because its substantive provisions imposed burdens on stаte and local governments that were “disproportionate to any unconstitutional conduct that conceivably could be targeted by the Act.” Kimel, — U.S. at-,
The ADEA’s legislative history, although revealing evidence of “substantial age discrimination in the private sector,” failed to identify “any pattern of age discrimination by the States, much less any discrimination whatsoever that rose to the level of constitutional violations.” Id. at -,
IV.
Prior to the Kimel decision, but after the decisions in College Sav. Bank v. Florida Prepaid Postsecondary Ed. Expense Bd.,
Those cases emphasized the deference the courts should give to express Congressional findings of pervasive discrimination against the disabled and the ADA’s
The Second Circuit’s decision in Muller v. Costello,
Since the Supreme Court decided Ki-mel, only a few courts have again dealt with whether the ADA is a valid exercise of Congress’ § 5 enforcement powers.
The most penetrating analysis, however, has been made by the Seventh Circuit in Erickson v. Board of Governors,
We, like the Seventh Circuit, and in light of Kimel, emphasize the absence of any evidence in the legislative history or in Congress’ findings of pervasive violations of the Fourteenth Amendment by the States with respect to the disabled, to justify a prophylactiс remedial enforcement measure that would abrogate the States’ Eleventh Amendment immunity. In emphasizing the lack of evidence of unconstitutional state discrimination against the disabled, we note that virtually every state in the country has enacted its own legislation prohibiting discrimination against the disabled in employment,
We, along with the Seventh Circuit, acknowledge that at times States may falter in their efforts to eliminate discrimination against the disabled in еmployment. Nevertheless, we agree that the broad sweep of the ADA is out of proportion to the discrimination to be remedied.
Without more detailed findings concerning a nationwide pattern of arbitrary and illegitimate discrimination against the disabled by the States, the ADA cannot be viewed as a proportional and congruous response to the problem of state-perpetrated discrimination against the disabled. While the ADA’s goal of eliminating discrimination may be a laudable aim for federal legislation, it is not one which serves the purpose of enforcing the protections provided by the Fourteenth Amendment.
Id. (citing City of Boerne,
In challenging such a conclusion, Lavia references the Governors’ Committee Reports which indicate that existing state laws have failed to adequately protect the disabled against discrimination. See Appellee’s Supplemental Brief at 5 (citing House Rep. No. 101-485(11), at 47 (1990), reprinted in 1990 U.S.C.C.A.N. 445, 470.). These reports, however, cannot overcome the fact that they fail to indicate that the States themselves have unconstitutionally discriminated against the disabled. Indeed, much of the discrimination faced by the disabled to which Lavia refers either does not pertain to Title I concerning employment or is explained under rational basis scrutiny as constitutionally permissiblе under the Fourteenth Amendment.
The only contrary arguments that have been generated thus far in published courts of appeals decisions after Kimel, appear in the dissent in Erickson,
V.
Kimel’s teachings, and the recent trend in Supreme Court jurisprudence with respect to § 5 power, impels us to reverse the District Court’s decision with respect to Title I of the ADA and hold that Congress did not abrogate the States’ Eleventh Amendment immunity pursuant to a valid exercise of its § 5 enforcement power. We will remand this case to the District Court for further proceedings to address Lavia’s claim under the Rehabilitation Act.
Notes
. The District Court relied on Martin v. Kansas,
Each of the cases, however, upon which the District Court relied have now been called into question by the Supreme Court’s decision in Kimel v. Florida Bd. of Regents, — U.S. -,
The Supreme Court has granted certiorari to address whether both Title I and Title II of the ADA are valid exercises of Congress' § 5 power. See University of Ala. at Birmingham Bd. of Trustees v. Garrett, -U.S. -,
. We limit our review to whether Congress validly abrogated the States' Eleventh Amendment immunity under Title I of the ADA. We do not consider whether Congress validly abrogated the States' immunity under either Title II of the ADA or under the Rehabilitation Act because the parties conceded at oral argument that these Acts were not the subject of the appeal. Moreover, the record dоes not disclose whether the Commonwealth receives federal funding such that it would be subject to the Rehabilitation Act.
We are similarly unable to address whether Title II of the ADA was a valid exercise of Congress’ § 5 power. Lavia’s complaint does not specify under which Title his claim is being brought, nor does the District Court’s opinion reveal whether its decision applied to Title II in addition to Title I. Additionally, there is an underlying dispute among the circuits as to whether a public employee is even entitled to sue under both Title I and Title II. Cf. Zimmerman v. Oregon Dep’t of Justice,
. That directive states:
[e]xtemal enforcement may occur and complaints regarding violations of disability-related laws may be filed with and processed through federal agencies such as the EEOC or the United States Department of Justice or state entities such as the Pennsylvania Human Relations Commission in accordance with applicable federal or state acts or regulations.
Commonwealth of Pennsylvania, Governor's Office, Management Directive 205.25 Amended, (reproduced in Appendix for Appellee) (emphasis added).
. Indeed, courts that have considered whether a state may be sued in federal court under the ADA agree that the ADA satisfies this first prong of the Seminole Tribe test. See, e.g., Stevens v. Illinois Dep't of Transportation,
. 42 U.S.C. § 12101(b) sets forth Congress’ purpose as follows:
It is the purpose of this chapter—
(1)to provide a clear and comprehensive national mandate for the elimination of discrimination against individuals with disabilities;
(2) to provide clear, strong, consistent, enforceable standards addressing discrimination against individuals with disabilities;
(3) to ensure that the Federal Government plays a central role in enforcing the standards established in this chapter on behalf of individuals with disabilities; and
*198 (4)to invoke the sweep of congressional authority, including the power to enforce the fourteenth amendment and to regulate commerce, in order to address the major areas of discrimination faced day-to-day by people with disabilities.
. 42 U.S.C. § 12101(a) lists Congress' findings:
Congress finds that—
(1) some 43,000,000 Americans have one or more physical or mental disabilities, and this number is increasing as the population as a whole is growing older;
(2) historically, society has tended to isolate and segregate individuals with disabilities, and, despite some improvements, such forms of discrimination against individuals with disabilities continue to be a serious and pervasive social problem;
(3) discrimination against individuals with disabilities persists in such critical areas as employment, housing, public accommodations, education, transportation, communication, recreation, institutionalization, health services, voting, and access to public services;
(4) unlike individuals who have experienced discrimination on the basis of race, color, sex, national origin, religion, or age, individuals who have experienced discrimination on the basis of disability have often had no legal recourse to redress such discrimination;
(5) individuals with disabilities continually encounter various forms of discrimination, including outright intentional exclusion, the discriminatory effects of architectural, transportation, and communication barriers, overprotective rules and policies, failure to make modifications to existing facilities and practices, exclusionary qualification standards and criteria, segregation, and relegation to lesser services, programs, activities, benefits, jobs, or other opportunities;
(6) census data, national polls, and other studies have documented that people with disabilities, as a group, occupy an inferior status in our society, and are severely disadvantaged socially, vocationally, economically, and educationally;
(7) individuals with disabilities are a discrete and insular minority who have been facеd with restrictions and limitations, subjected to a history of purposeful unequal treatment, and relegated to a position of political powerlessness in our society, based on characteristics that are beyond the control of such individuals and resulting from stereotypic assumptions not truly indicative of the individual ability of such individuals to participate in, and contribute to, society;
(8) the Nation’s proper goals regarding individuals with disabilities are to assure equality of opportunity, full participation, independent living, and economic self-sufficiency for such individuals; and
(9) the continuing existence of unfair and unnecessary discrimination and prejudice denies people with disabilities the opportunity to compete on an equal basis and to pursue those opportunities for which our free society is justifiably famous, and costs the United States billions of dollars in unnecessary expenses resulting from dependency and nonproductivity.
. These factors include, but are not limited to, reference to the nature and cost of accommodation, the overall financial condition of the employer, the effect and impact of such an
. This burden-shifting applies to claims of disparate treatment, and not to claims for failure to reasonably accommodate. See Stevens v. Illinois Dep’t of Transp.,
. Although Cleburne addressed the mentally disabled, there is no reason to believe that a different standard should or would apply to the physically disabled.
. In light of Cleburne, we give little weight to Congress' finding in 42 U.S.C. § 12101(a)(7) that the disabled аre a "discrete and insular minority”' — a finding that might lead some to infer erroneously that a heightened standard of scrutiny may be appropriate.
. By contrast, earlier Supreme Court decisions with respect to the Voting Rights Act, for example, have been upheld. See e.g. South Carolina v. Katzenbach,
. The Court noted that "Congress made no such findings with respect to the States. Although we [the Supreme Court] also have doubts whether the findings Congress did make with respect to the private sector could be extrapolated to support a finding of unconstitutional age discrimination in the public sector, it is sufficient for these cases to note that Congress failed to identify a widespread pattern of age discrimination by the States.” Id. at-,
. See, e.g., Amos v. Maryland Dep't of Pub. Safety & Correctional Servs.,
. The Second Circuit pointed, for example, to the fact that the ADA required only “reasonable accommodation” where such accommodation would not impose an “undue hardship on the operation of the business” of the employer. See Muller,
. Only the Eighth Circuit determined after City of Boeme but before Kimel that § 5 does not supply the neсessary legislative power to abrogate the States’ Eleventh Amendment immunity under either Titles I or II of the ADA. See Alsbrook v. Maumelle,
. In Erickson v. Board of Governors,
. Notably, neither Lavia nor the Commonwealth cited or discussed the Ericlcson opinion — even though it had been filed prior to the date the parties submitted their supplemental briefs to this Court.
The Seventh Circuit has since reaffirmed this holding twice, based on the reasoning presented in both Erickson and Stevens. See Stanley v. Litscher,
. See Ala.Code § 21-7-8; Alaska Stat. § 18.80.220; Ariz.Rev.Stat. § 41-1463; Ark. Code Ann. § 11-13-110; Cal.Gov't Code § 12940; Colo.Rev.Stat. § 24-34-402; Conn. Gen.Stat. § 46a-60; Del.Code Ann. tit. 19, § 724; Fla.Stat. ch. 760.10; Ga.Code Ann. § 34-6A-4; Haw.Rev.Stаt. § 378-2; Idaho Code § 67-5909; 775 Ill.Comp.Stal. 5/1-102; Ind.Code § 22-9-1-2; Iowa Code § 216.6; Kan.Stat.Ann. 44-1001; Ky.Rev. Stat.Ann. § 207.150; La.Rev.Stat.Ann. § 23:323; Me.Rev.Stat.Ann. tit. 5, § 4572; Md.Ann.Code art. 49B, § 16; Mass.Gen.Laws ch. 93, § 103; Mich.Comp.Laws § 7.1202; Minn. Stat. § 363.03; Miss.Code Ann. § 43-6-15; Mo.Rev.Stat. § 213.055; Mont.Code Ann. § 49-4-101; Neb.Rev.Stat. § 48-1104; Nev. Rev.Stat. § 613.310; N.H.Rev.Stat.Ann. § 354-A:7; N.J.Stat.Ann. § 10:5-4.1; N.M.Stat.Ann. § 28-7-2; N.Y.Exec.Law § 296; N.C.Gen.Stat. § 168A-5; N.D.Cent. Code § 14-02.4-03; Ohio Rev.Code § 4112.02; Okla.Stat.Ann. tit. 25, § 1302; Or. Rev.Stat. § 659.436; 43 Pa. Cons.Stat. § 955; R.I.Gen.Laws § 28-5-7; S.C.Code Ann. § 1-13-80; S.D.Codified Laws § 20-13-10 Link; Tenn.Code Ann. § 8-50-103; Tex.Lab.Code § 21.128; Utah Code Ann. § 34A-5-106; Vt. Stat.Ann. tit. 3, § 95; Va.Code Ann. § 1.5-41; Wash.Rev.Code § 49.60.180; W.Va.Code § 5-11-9; Wis.Stat. § 11.31; Wyo.Stat.Ann. § 27-9-105.
. See, e.g., Ala.Code § 21-7-8; Alaska Stat. § 39.25.150; Ariz.Rev.Stat. § 41-783; Ark. Code Ann. § 20-14-301; Colo.Rev.Stat. § 24-34-801; Conn.Gen.Stat. § 46a-70; Fla.Stat. ch. 413-08; Ga.Code Ann. § 30-1-2; Haw. Rev.Stat. § 347-20; Idaho Code § 56-707; 775 Ill.Comp.Stat. 30/5; Ind.Code § 16-32-3-5; Iowa Code § 19B.2; Kan.Stat.Ann. 39-1005; Me.Rev.Stat.Ann. tit. 17, § 1316; Md.Ann.Code art. 30, § 33; Minn.Stat. § 256C.01; Miss.Code Ann. § 43-6-15; Mo. Rev.Stat. § 209.180; Mont.Code Ann. § 49-4-202; Neb.Rev.Stat. § 20-131; Nev.Rev. Stat. § 284.012; N.H.Rev.Stat.Ann. § 167-C:5; N.J.Stat.Ann. § 11A:7-3; N.M.Stat.Ann. § 28-7-7; N.C.Gen.Stat. § 128-15.3; N.D.Cent.Code § 25-13-05; Okla.Stat.Ann. tit. 74, § 840-2.9; R.I.Gen.Laws § 28-5.1-4; S.C.Code Ann. § 43-33-60; Tenn.Code Ann. § 71-4-202; Tex.Hum.Res.Code § 91.017; Utah Code Ann. § 26-30-3; Vt.Stat.Ann. tit. 21, § 309a; Va.Code Ann. § 51.5-41; Wash. Rev.Code § 70.84.080; Wis.Stat. § 230.01.
. Lavia references, for example, the lack of necessary state and local emergency 911 numbers for the hearing and speech impaired; the ADA’s impact on interstate travel; the lack of TDD phones in the Vermont police; and the insufficient number of lift-equipped buses in Vermont. See Appellee's Supplemental Brief at 7 et seq.
. This dissent is also cited in Davis v. Utah State Tax Commission,
. Because the parties have not clarified whether Lavia's suit is also brought under Title II of the ADA (concerning public accommodation) we do not remand for further proceedings under Title II. However, because we are remanding to the District Court for consideration of the Rehabilitation Act claim, which the District Court determined should proceed and which we have been unable to address here, see supra note 2, if the District Court, in its discretion, determines that a Title II claim has been adequately pleaded and presented by Lavia, the District Court may address that claim on remand as well.
