The City of New York, the New York City Police Department, Mayor Rudolph W. Giuliani, and Police Commissioner Howard Safir (collectively, the “NYPD”) appeal from an order of the United States District Court for the Southern District of New York (Kimba M. Wood, Judge), entered June 10, 1999, preliminarily enjoining the NYPD from prohibiting members of plaintiff Latino Officers Association (“LOA”) from marching, in uniform and behind an LOA banner, in various parades. See Latino Officers Ass’n v. City of New York, No. 97 Civ. 1384(KMW),
Background
The LOA is a fraternal organization that seeks to promote the ideals, goals, and interests of Hispanic officers in the NYPD.
In February 1997, plaintiffs brought this action, under 42 U.S.C. § 1983, challenging the process by which the NYPD officially recognizes groups composed of NYPD members organized on the basis of ethnicity, religion, and sexual orientation. Such official recognition — currently accorded to 25 groups, including the Hispanic Society, see LOA
The process by which groups apply for recognition by the NYPD is now set forth in NYPD Personnel Bureau Memo 30 (“PBM 30”), which was promulgated in May 1998. According to PBM 30, “official recognition of an organization is at the sole discretion of the police commissioner.” To be recognized, however, the objectives of a prospective organization “must be consistent with the goals and mission of the [NYPD] ... [and] consistent with the law.” Further, PBM 30 notes that, “[i]n order to promote harmony within the Department, discourage rivalries between groups of officers and conserve the resources of the Department hierarchy in meeting with and supervising the activities of recognized organizations, the Department discourages the formation of multiple organizations which purport to serve the same goals and missions.”
The LOA applied for recognition from the NYPD pursuant to PBM 30 in May 1998 and, when no response was forthcoming, again in January 1999.
Following the NYPD’s rejection of the LOA’s application for recognition, plaintiffs moved for a preliminary injunction with respect to only the parade provisions of the NYPD recognized group policy. Specifically, plaintiffs sought an order prohibiting the NYPD from preventing members of the LOA from marching in uniform and behind the LOA banner in five parades
Discussion
We review a decision to grant a preliminary injunction for abuse of discretion. See SEC v. Cavanagh,
Where, as here, a moving party seeks a preliminary injunction to stay “ ‘government action taken in the public interest pursuant to a statutory or regulatory scheme,’ ” that party must show irreparable harm in the absence of an injunction and a likelihood of success on the merits. New York Magazine v. Metropolitan Transp. Auth.,
I. Restrictions on Government Employee Speech
It is well established that “individuals do not relinquish their First Amendment rights by accepting employ
The District Court, relying on the Supreme Court’s decision in NTEU, subjected defendants to a higher burden of justification than normally required of the government when the free speech interests of its employees are at stake, on the ground that the NYPD parade policy restrains speech “before it occurs.” LOA,
Defendants’ principal contention on appeal is that the District Court erred in applying this stricter standard from NTEU. The NTEU standard does not apply, defendants argue, because (1) the NYPD parade policy affects fewer employees (approximately 40,000 as opposed to 1.7 million) and restricts less expression (the unauthorized wearing of uniforms in parades as opposed to receiving compensation for writings or speeches on any subject) than the statute at issue in NTEU; (2) the parade policy, unlike the statute in NTEU, does not “ ‘single out’ expressive conduct”; and (3) the parade policy is not a “classic ‘prior restraint,’ ” but rather “suppresses precisely that conduct which [the NYPD] would be allowed to punish after the fact.”
Defendants’ second argument — that the parade policy, in contrast to the statute at issue in NTEU, does not “ ‘single out’ expressive conduct” — is similarly inapposite. NTEU concerned a law that banned federal employees from accepting compensation for making speeches or writing articles in their spare time. The two government commissions that recommended the ban, however, had stressed the importance of prohibiting both compensation for “appearance[s], speeches] or article[s]” and compensation for “other off duty activities” such as consulting, serving on corporate boards, and even sports.
In short, the District Court properly subjected defendants to the “greater” burden of justification set forth in NTEU.
II. Applying the NTEU Standard
Having decided that the stricter NTEU standard applies to the NYPD parade policy, we must evaluate the District Court’s conclusion that plaintiffs were likely to succeed on the merits of their First Amendment claims. Under NTEU, that evaluation involves a consideration of the parties’ respective interests.
The District Court found that plaintiffs have a strong First Amendment interest in marching in uniform and behind their own banner. Noting “[n]umerous newspaper articles ... attesting] to the prominent role played by the LOA in speaking publicly about alleged discrimination in the police force,” the Court concluded that “[t]he message that plaintiffs seek to convey is not merely that they are proud to be Latino and police officers ..., but that they are willing to criticize the NYPD publicly for alleged discrimination.” LOA,
On appeal, defendants challenge these findings with three arguments. First, they contend that plaintiffs’ interest in wearing police uniforms is not protected under the First Amendment at all because members of the public are unlikely to understand “that the LOA [is] concerned about discrimination and police misconduct merely from the fact that the LOA members [are] wearing uniforms.” Second, defendants argue that police officers’ ethnic pride is not a matter of public concern, as required for protection of government employee speech under Pickering and NTEU. Finally, defendants assert that plaintiffs’ interest in wearing police uniforms while marching is weak because they could just as easily communicate their intended messages without uniforms—for example, by handing out pamphlets or by carrying a banner that reads “LOA—Po-lice Officers Concerned About Discrimination and Police Misconduct.”
In light of our view, discussed below, that defendants have an improperly selective policy concerning organizations that are permitted to wear uniforms during parades, we need determine only that the interests of plaintiffs in wearing the uniform meet minimal standards for triggering First Amendment concerns. Notwithstanding defendants’ arguments to the contrary, we find that they do.
First, members of the public—specifically, the spectators at each of the parades— are more likely to discern and understand the LOA’s message about discrimination and misconduct in the NYPD if plaintiffs
Second, plaintiffs’ interest in communicating ethnic pride as members of the NYPD is not necessarily a matter only of private concern. A statement is of public concern if, in light of “the content, form, and context of [that] statement, as revealed by the whole record,” it can be “fairly considered as relating to any matter of political, social, or other concern to the community.” Connick v. Myers,
Finally, defendants’ own policies make it difficult for us to accept that plaintiffs could communicate the same message—or that they could communicate their message as effectively—without wearing their police uniforms. As defendants acknowledge by allowing other groups, including the Hispanic Society, to march in uniform, wearing the official uniform of the NYPD in a public parade like the Puerto Rican Day Parade has a unique expressive quality that would be lost were plaintiffs merely to hand out fliers or to carry a banner proclaiming their message explicitly.
Under NTEU, we must affirm the judgment of the District Court unless defendants demonstrate that plaintiffs’ interests and the interests of plaintiffs’ potential audiences, see NTEU,
Appropriately in our view, defendants do not seriously contest these conclusions on appeal.
It is undisputedly true that the NYPD has a strong interest in maintaining control over how its uniform and symbols are used. Requiring NYPD officers to wear their uniforms while on duty makes them “more readily recognizable to the public, encourages esprit de corps, and subordinates personal preferences in favor of the overall group mission,” all of which furthers the police department’s mandate to promote public safety. INS v. Federal Labor Relations Auth.,
Nevertheless, defendants’ interest in controlling the use of the NYPD uniform does not support the specific restriction at issue here — namely, the prohibition on plaintiffs’ marching in uniform behind their organizational banner in an ethnic pride parade when similarly situated organizations are allowed to march in such a manner. Whether or not defendants could constitutionally prohibit all fraternal organizations from marching in uniform — an issue we need not, and do not, decide — the fact of the matter is that the NYPD already permits at least 25 such organizations to march in uniform. Having allowed these organizations to use the NYPD uniform in such a manner over many decades, the NYPD cannot now deny plaintiffs the same privilege without demonstrating that their use of the uniform is both distinguishable from that of the various authorized organizations and “so threatening to the efficiency of the [NYPD] as to render the [restriction] a reasonable response to the threat.” NTEU,
Although not directly on point, Schacht v. United States,
Here, as in Schacht, defendants may be constitutionally permitted to prohibit all fraternal organizations from marching in uniform.
Nor are we persuaded by defendants’ second argument — that the public is likely to believe that the NYPD itself is speaking and that the NYPD has a right to control its own speech. To be sure, it is well settled that the government may regulate its own expression in ways that would be unconstitutional were a private party the speaker. See, e.g., Rosenberger v. Rector & Visitors of the Univ. of Va.,
In the present case, we decline to adopt defendants’ invitation to characterize plaintiffs’ expression as government speech subject to any and all regulation. Defendants raise the slippery-slope argument that if they are compelled by the First Amendment to permit the LAO to march, then they would a fortiori be compelled to
In short, defendants have failed to satisfy their burden of showing that plaintiffs’ expression specifically would have an impact on the actual operation of government. In fact, by their own conduct, defendants have proved the exact opposite, for, throughout most of this dispute, defendants have justified their prohibition of the LOA marching in uniform on the sole ground that its message is duplicative of the Hispanic Society’s message. The NYPD, having allowed the Hispanic Society to march in uniform and behind its banner, cannot now contend that allowing the LOA to do the same would have a detrimental effect on its actual operations.
Conclusion
For the reasons stated above, we agree with the District Court that plaintiffs have demonstrated a likelihood of success on the merits of their claims that the NYPD parade policy violates their rights under the First Amendment.
Notes
. It bears noting that "Hispanic” and "Latino” are usually used interchangeably as near synonyms, but the usage preferred by a person or group may reflect nuanced differences of perspective. "Hispanic,” derived from the Latin word for Spain, Hispania, is defined most simply as "relating to or derived from the people, speech, or culture of Spain ...; often: Latin-American ... —hispanic-ameri-can.” Webster’s Third New International DicTIONARY OF THE ENGLISH LANGUAGE UNABRIDGED 1072 (1976). "Latino,” meaning simply “Latin American,” id. at 1276, avoids the explicit link to Spain that inheres in the word "His-panic.”
Placing weight on these subtle differences may be fraught with ironies. An eminent authority, Professor Roberto González Eche-varría of Yale University, has observed that "what to call Latin America has been a vehe
. The LOA had applied previously for recognition by the NYPD in 1997 (before the promulgation of PBM 30), without success. That application was allegedly rejected pursuant to an NYPD policy in effect at the time, which prohibited recognition of more than one group per ethnic, religious, or sexual orientation group.
. The specific parades are: the Puerto Rican Day Parade, held on June 13, 1999; the Dominican Day Parade, held on August 8, 1999; the Brooklyn Puerto Rican Day Parade, held on August 15, 1999; the Desfile de Hispani-dad de Queens, held on September 12, 1999; and the Desfile de Hispanidad, Fifth Avenue, held on October 10, 1999.
. This is not the first time plaintiffs have obtained a preliminary injunction allowing them to march in uniform and behind the LOA banner. In 1997, plaintiffs sought such a preliminary injunction with respect to the Puerto Rican Day Parade held on June 8, 1997. In an opinion dated June 6, 1997, Judge Miriam Goldman Cedarbaum granted plaintiffs’ motion. See Latino Officers Ass’n v. City of New York,
.On June 10, 1999, defendants applied to us for a stay of the injunction pending appeal. By order entered June 11, 1999, we denied defendants' application for a stay, but agreed to expedite the appeal.
. Defendants argue that the degree of deference owed to the NYPD parade policy is governed, not by NTEU, but by Fighting Finest, Inc. v. Bratton,
. We do not mean to suggest agreement with defendants’ assertion that the restriction at issue here is narrower in scope than the restriction at issue in NTEU. In fact, one could argue just the opposite insofar as the NYPD parade policy prohibits certain expression altogether while the statute in NTEU merely imposed a “burden” — albeit a "significant” one — on expressive activity. NTEU,
. In Latino Officers Ass’n v. Safir, we phrased the standard somewhat differently from the way we phrase it here and the way we phrased it in Harman. See Latino Officers Ass'n v. Safir,
. Nor do they assert that duplicativeness among groups in itself would have a necessary impact on the actual operation of the NYPD.
. The parties dispute whether defendants raised these arguments before the District Court and, if they did, whether they are now relying on evidence that was not presented to the District Court. Because we do not think that defendants’ arguments warrant reversal in any event, we need not settle these disputes.
. Again, we need not, and do not, decide this issue.
. In light of this conclusion, we need not address plaintiffs' alternative argument that the NYPD parade policy constitutes an impermissible licensing scheme under Shuttlesworth v. City of Birmingham,
