Simply put, the constitutional doctrine of sovereign immunity forbids our courts to entertain a lawsuit against the State without its consent. In Georgia Dept. of Natural Resources v. Center for a Sustainable Coast,
I.
This case began in 2012, not long after the adoption of House Bill 954,
Eva Lathrop, Carrie Cwiak, and Lisa Haddad are physicians licensed to practice in Georgia. They practice in the fields of obstetrics and gynecology, and as a part of their practice, they sometimes perform abortions. In November 2012, just weeks before House Bill 954 became generally effective,
For the next year or so, the parties litigated various issues relating to the merits of the petition.
II.
A.
The doctrine of sovereign immunity has been a part of our law for more than 230 years. By the time of the War for American Independence, the doctrine was “imbedded in the common law of England.” Crowder v. Ga. Dept. of State Parks,
At common law, the doctrine of sovereign immunity was broad. The State “could not, without its own express consent, be subjected to an action of any kind.” Peeples v. Byrd,
Even so, notwithstanding the popular, contemporary notion that sovereign immunity is principally about the protection of the public purse, see, e.g., Martin v. Dept. of Public Safety,
Sovereign immunity at common law was broad in another sense too. The doctrine was understood to apply not only when the State was sued eo nomine,
The doctrine of sovereign immunity at common law generally was inapplicable, however, in cases in which state officers in their individual capacities were alleged to have acted without legal authority, even if they acted under color of their offices. See Stewart v. Atlanta Beef Co.,
[a] suit can not be maintained against the State without its statutory consent. This general rule can not be evaded by making an action nominally one against the servants or agents of a State, when the real claim is against the State itself and it is the party vitally interested. Therefore, generally, where a suit is brought against an officer or agency of the State with relation to some matter in which the defendant represents the State in action and liability, and the State, while not a party to the record, is the real party against which relief is sought, so that a judgment for plaintiff, although nominally against the named defendant as an individual or entity distinct from the State, will operate to control the action of the State or subject it to liability, the suit is in effect one against the State. If, however, the sole relief sought is relief against the State officers, it is maintainable. ... A suit may be maintained against officers or agents personally, because, while claiming to act officially, they have committed or they threaten to commit wrong or injury to the person or property of plaintiff, either without right and authority or contrary to the statute under which they purport to act.
(Citations omitted). See also Florida State Hosp. v. Durham Iron Co.,
These principles extended at common law to suits for relief from the enforcement of laws that were alleged to violate the Constitution. The Court applied the doctrine of sovereign immunity to bar such suits in cases in which state officers were sued in their official capacities or in which the State itself otherwise was the real party in interest. See, e.g., Maddox v. Coogler,
In Dennison Manufacturing Co. v. Wright,
Was the Comptroller-General individually liable to the plaintiffs for the exaction and collection of this occupation tax? We have seen that under the facts of this case[,] this tax was illegal. . . . Would the Comptroller-General ... be exempt from liability on the ground that he demanded and collected this tax under such unconstitutional statute? This is the vital question in the case. An unconstitutional statute, though having the form, features, and name of law, is in reality no law. It is wholly void. In legal contemplation it is as inoperative as if it had never been passed. It has been declared that it is a misnomer to call such statute a law. Such a statute confers no authority upon any one, and affords protection to no one.
So the Comptroller-General will not be protected from individual liability under this general tax act, if it in fact imposes an occupation tax upon the plaintiffs, for the reason that such act is unconstitutional so far as the plaintiffs are concerned. As an unconstitutional act confers no authority upon an officer, his acts thereunder are the same as if no statute on the subject existed. He is as much without authority to enforce a tax levy under an unconstitutional statute as he would be to levy and collect such tax in the absence of any statute. This being so . . . the Comptroller-General is individually liable, under the facts stated in the petition of the plaintiffs, for the exaction and collection of this tax from them.
Id. at 796-798 (citations omitted). In the end, we added that, “should there be any recovery against the defendant, the legislature should, and doubtless will, reimburse the defendant, as the State has received the money raised by the exaction of this tax.” Id. at 798.
In Holcombe v. Ga. Milk Producers Confederation,
That an officer charged with the administration of a law alleged to be unconstitutional is not in so acting an officer of the State, and that a suit to enjoin him cannot be said to be a suit against the State, is illustrated by the nature of an unconstitutional statute in the eyes of the law. . . .An unconstitutional act is not a law; it confers no rights; it imposes no duties; it affords no protection; it creates no office; it is, in legal contemplation, as inoperative as though it had never been passed. Where an act is attacked as unconstitutional, and it appears that [the] plaintiff is threatened with irreparable injury to his property by reason of the acts of an officer proceeding under and by virtue of such act, the suit against such officer cannot be considered as one against the State, but the court will take jurisdiction of it as a suit against the officer as an individual acting without constitutional authority, and determine the question of the validity of the act. In the present case[,] the State is not a party to the record. No judgment is asked which will take any property of the State, or fasten a hen on it, or interfere with the disposition of funds in its treasury, or compel the State indirectly, by controlling its officers, to affirmatively perform any contract, or to pay any debt, or direct the exercise of any discretion committed to its officers. In view of what has been said, the petition was not subject to the demurrer setting up that the suit was one against the State.
Id. at 363-364 (citations and punctuation omitted).
Another example is Undercofler v. Eastern Air Lines, Inc.,
[T]his suit comes within the well established rule that [a] suit maybe maintained against officers or agents personally, because, while claiming to act officially, they have committed or they threaten to commit wrong or injury to the person or property of [the] plaintiff, either without right and authority or contrary to the [legal authority] under which they purport to act. Although a defendant may assert that he acted officially and on behalf of the State, a suit of this class is not a suit against the State.
B.
The doctrine of sovereign immunity would not persist forever merely as a matter of common law. By the early 1970s, the doctrine was under assault in Georgia, at least as it was applied in tort cases. Our Court had acknowledged long before that sovereign immunity sometimes was a “harsh rule,” but we explained then that abrogation or waiver of the doctrine was a matter for the General Assembly:
[I]f it does not have the approval of the people of the State, there is a definite way, a plain way, and a legal way, whereby it can be changed. This court has always held that the State could expressly consent to be sued. Therefore a simple and brief enactment of the legislature giving this consent is all that is required in order to permit a suit against the State.
Roberts,
The General Assembly responded quickly to our decision in Crowder. When it met for its 1973 Session, the General Assembly proposed to amend the Constitution of 1945 to expressly reserve the doctrine of sovereign immunity as a matter of constitutional law. Under the amendment, only the Constitution itself or an act of the General Assembly would waive sovereign immunity, and to provide a means by which the General Assembly might ameliorate the harshness of the doctrine, the amendment authorized the General Assembly to establish a State Court of Claims in which claims against the State for injury or damage could be tried.
This Court promptly acknowledged the 1974 amendment, noting that it gave “constitutional status” to the doctrine of sovereign immunity Sheley,
This Court recognized the Constitution of 1983 as a continuation for the State of the constitutional reservation of the sovereign immunity that had been recognized by the Georgia courts since the Founding, see Toombs County v. O’Neal,
In the wake of these decisions, the General Assembly proposed to revise Article I, Section II, Paragraph IX, see Ga. L. 1990, p. 2435, and in November 1990, the voters approved the proposal.
C.
In 1995, we decided IBM Corp. v. Evans,
Evans marked a drastic departure from our traditional understanding of sovereign immunity, but it was not long for our jurisprudence. Three years ago, we corrected course in Sustainable Coast and overruled Evans, putting the decisional law back on the track that leads from the common law. See
We followed up Sustainable Coast with our decision in Olvera. In that case, we considered whether the doctrine of sovereign immunity extends to suits for declaratory relief. We began in Olvera with the observation that “[t]he sweep of sovereign immunity under the Georgia Constitution is broad,”
III.
The plaintiff-physicians brought this lawsuit against twenty state officers in their official capacities only, seeking injunctive and declaratory relief from official acts that would, they allege, violate various provisions of the Constitution of 1983. But as our precedents make clear, a suit against a state officer in his official capacity amounts to a suit against the State itself, Cameron v. Lang,
Therefore, unless the State has consented to this lawsuit, it is barred by the doctrine of sovereign immunity Consent to suit can only be given by the Constitution itself or by an act of the General Assembly SJN Properties, LLC v. Fulton County Bd. of Assessors,
A.
To begin, the plaintiff-physicians argue that the Bill of Rights authorizes suits against the State to vindicate the rights guaranteed therein. In this respect, they rely especially upon their claim that House Bill 954 violates a constitutional right of privacy guaranteed in part by the Due Process Clause, citing our statement in Powell v. State,
As the plaintiff-physicians correctly note, this Court has said in a number of cases that “[t]he violation by a [government] of a constitutional right of the citizen must by necessary implication raise a cause of action in favor of the citizen against the [government], unless some means of redress other than suit has been afforded by the legislature.” Smith v. Floyd County,
This Court, however, has rejected the idea that other constitutional provisions imply a right of action against the government that suffices to waive sovereign immunity for suits to vindicate those provisions. See, e.g., Maddox,
That the constitutional guarantees upon which the plaintiff-physicians rely are fundamental ones cannot be reasonably disputed. But in light of our precedents — many of which were decided when sovereign immunity was only a doctrine of the common law — we find no compelling reason to reverse course now and hold that those guarantees imply a right of action against the government sufficient to overcome the constitutional doctrine of sovereign immunity. Indeed, the Due Process Clause has not changed since we decided Bailey. What has changed is the status of sovereign immunity. If the Due Process Clause was not sufficient to overcome sovereign immunity as a matter of common law in Bailey, we do not understand how it could overcome constitutional sovereign
B.
Next, at least with respect to their claims for declaratory relief, the plaintiff-physicians urge that sovereign immunity is effectively waived by the Judicial Review Clause, which provides: “Legislative acts in violation of this Constitution or the Constitution of the United States are void, and the judiciary shall so declare them.” Ga. Const, of 1983, Art. I, Sec. II, Par. V. They seem to suggest that the Judicial Review Clause is some sort of constitutional warrant for the courts to freely entertain any suit against the State, so long as the object of the suit is a judicial declaration as to the constitutionality of a statute. The plaintiff-physicians misunderstand the Judicial Review Clause.
When we inquire into the meaning of a constitutional provision, we look to its text, and our object is to ascertain “the meaning of the text at the time it was adopted.” Georgia Motor Trucking Assn. v. Dept. of Revenue,
[a] constitutional provision must be presumed to have been framed and adopted in the light and understanding of prior and existing laws and with reference to them. Constitutions, like statutes, are properly to be expounded in the light of conditions existing at the time of their adoption.
Clarke,
A version of the Judicial Review Clause first appeared in the Constitution of 1861,
the conclusion to which the whole country has come, with a concurrence of opinion and unanimity of sentiment, which leaves no room to doubt its correctness is, that the Constitution is the permanent law of the land; and that all legislative acts which impugn its provisions, are not merely voidable, but absolutely void. That the question was between conflicting laws, one of which must give way and the other stand; and the whole point was, whether the Court, who could execute but one of the laws, had a right to decide whether there was a conflict, and which should yield? That the Judiciary owe a duty to the Constitution above that which they owe to the Legislature, and that when one says one thing and the other a contrary thing, they must obey the Constitution, which is in effect, deciding against the law.
Winter v. Jones,
By 1861, the doctrine of judicial review had been employed by Georgia courts for several decades. See Albert B. Saye, A Constitutional History of Georgia at 188-194 (1948). Indeed, we invoked it at the very first session of this Court in 1846, determining that a statutory provision that prohibited the carrying of arms openly was inconsistent with the constitutional guarantee of the right to keep and bear arms, and declaring that the statute was, therefore, void. See Nunn v. State,
It is emphatically the province and duty of the judicial department to say what the law is. Those who apply the rule to particular cases, must of necessity expound and interpret that rule. If two laws conflict with each other, the courts must decide on the operation of each.
So if a law be in opposition to the constitution; if both the [statutory] law and the constitution apply to a particular case, so that the court must either decide that case conform-ably to the [statutory] law, disregarding the constitution; or conformably to the constitution, disregarding the [statutory] law; the court must determine which of these conflicting rules governs the case. This is of the very essence of judicial duty
If then the courts are to regard the constitution; and the constitution is superior to any ordinary act of the legislature; the constitution, and not such ordinary act, must govern the case to which they both apply.
[A] law repugnant to the constitution is void; and [the] courts, as well as other departments, are bound by that instrument.
We find no indication that this constitutional reference to judicial review would have been understood in 1861 to imply a right of action against anyone, much less a right of action against the State. It certainly would not have been understood to imply a right of action for declaratory relief, which was a remedy unknown at common law, see Southern R. Co. v. State of Ga.,
The early cases do not suggest in any way that judicial review was understood to confer upon the courts a jurisdiction that they otherwise did not have. To the contrary, judicial review was understood in the middle of the Nineteenth Century simply as a rule of necessity to permit the courts to resolve cases within their settled and existing jurisdiction when the proper resolution of those cases required a judicial choice between conflicting
Now, let us suppose, that the Legislature should pass an Act manifestly repugnant to some part of the Constitution, and that the operation and validity of both should come regularly in question, before any Court. The business and design of the judicial power is, to administer justice, according to the law of the land. According to two contradictory rules, justice, in the nature of things, cannot possibly be administered. One of them must, of necessity, give place to the other. Both, according to our supposition, come regularly before the Court, for its decision on their operation and validity It is the right, and it is the duty, of the Court, to decide upon them. Its decision must be made, for justice must be administered, according to the law of the land. When the question occurs
— What is the law of the land? — it must also decide this question. In what manner is this question to be decided? The answer seems to be a very easy one. The supreme power has given one rule — a subordinate power has given a contradictory rule; the former is the law of the land; as a necessary consequence, the latter is void, and has no operation.
(Citation and emphasis omitted.)
The Judicial Review Clause is merely a constitutional recognition of the inherent authority of a court to resolve conflicts between the Constitution itself and the statutory law, when the resolution of such conflicts is essential to the decision of a case already properly before the court. See Walter McElreath, A Treatise on the Constitution of Georgia § 1137 (1912) (noting that courts maybe “called upon, in a proper case, to pass upon the constitutionality of a law” (emphasis added)). Sovereign immunity, on the other hand — like various other rules of jurisdiction and justiciability — is concerned with the extent to which a case properly may come before a court at all. It is no more an impediment to judicial review than the other doctrines and rules that sometimes preclude decisions on the merits, including the limits of subject-matter and personal jurisdiction; exhaustion of administrative remedies requirements; the rule against advisory opinions; the doctrines of standing, ripeness, and mootness; principles of waiver and forfeiture; res judicata and various other estoppel doctrines; and statutes of limitation. The Judicial Review Clause does not confer authority for the courts to pass upon the constitutionality of laws in cases not properly before the courts. See St. John’s Melkite Catholic Church v. Commr. of Revenue,
C.
Finally, the plaintiff-physicians make a structural argument of sorts, proceeding from the premise that, if sovereign immunity bars suits like this one, the courts will be left powerless to safeguard (prospectively, at least) the constitutional rights of citizens. If that were the case, they say, the Executive and Legislative branches effectively would be
In the first place, there are a number of ways in which an aggrieved citizen may pursue claims directly against state departments, agencies, and officers in their official capacities for relief from official acts alleged to be unconstitutional or otherwise unlawful, notwithstanding the broad sweep of sovereign immunity. The most prominent of these is a suit under the Tort Claims Act, which waives sovereign immunity for suits to recover monetary damages for “the torts of state officers and employees while acting within the scope of their official duties or employment,” OCGA § 50-21-23 (a), subject to a number of exceptions, see OCGA § 50-21-24, and limitations. See, e.g., OCGA § 50-21-29 (b). In addition, the Administrative Procedure Act expressly permits declaratory judgments to determine “[t]he validity of any rule, waiver, or variance ... when it is alleged that the rule, waiver, or variance or its threatened application interferes with or impairs the legal rights of the petitioner.” OCGA § 50-13-10 (a). See also Black v. Bland Farms, LLC,
Moreover, as we have explained at some length, the doctrine of sovereign immunity usually poses no bar to suits in which state officers are sued in their individual capacities for official acts that are alleged to be unconstitutional. That was the general rule at common law, as well illustrated by decisions like Dennison ,
To this point, the plaintiff-physicians worry that, even if sovereign immunity is no bar to suits against state officers, official immunity commonly is a bar to such suits. The defendant-state officers agree, urging that the doctrine of official immunity ordinarily would bar a suit against state officers in their individual capacities for official acts involving an element of discretion, including their enforcement of laws alleged to be unconstitutional.
Like sovereign immunity, the doctrine of official immunity is one that has been recognized in Georgia for many years. As it did throughout the United States, the doctrine developed in Georgia through decisional law, at least in the beginning. See Gilbert,
As a general rule the failure of a public officer to comply with the laws governing and regulating his powers and duties usually subjects such officer to a civil action for damages. It is a well-established principle that a public officer who fails to perform purely ministerial duties required by law is subject to an action for damages by one who is injured by his omission. However, it is equally well established that where an officer is invested with discretion and is empowered to exercise his judgment in matters brought before him ... he is usually given immunity from liability to persons who may be injured as the result of an erroneous decision; provided the acts complained of are done within the scope of the officer’s authority, and without wilfulness, mahce, or corruption.
(Citations and punctuation omitted). See also Partain v. Maddox,
In developing the doctrine, the courts saw it as a practical one, essential to the encouragement of good government. As our Court of Appeals put it in Price, if an honest mistake would expose a public officer to personal
Given the purpose of the doctrine as a matter of decisional law, it is unsurprising that it appears to have been limited to cases in which a public officer was sued in his individual capacity for monetary damages or other retrospective relief. As this Court explained in Koehler v. Massell,
That a taxpayer, for himself and others, may sue in equity... for an injunction to restrain the officers of a municipal corporation from contracting an indebtedness in excess of the constitutional limit, has been held repeatedly. We need not cite cases. They are familiar to all. But where a debt has been created notwithstanding the limitation, may the city officials who by their official acts have knowingly and wrongfully brought about such result be held personally liable for the amount of such debt[?] . . . While a violation of the Constitution in the respect in question is to be condemned, and the courts should interfere to prevent such violation whenever called upon to do so, yet we are not prepared to adopt the suggestion that an action for damages may be resorted to, as affording a proper means of redress, where a violation has been accomplished. . . . There is a vast difference between a proceeding to restrain the officers of a municipality from appropriating more of its funds to a particular purpose than could be legally done, and an action at law brought by a citizen and taxpayer of the municipality, for its use, to recover from such officers a large sum of money ....
(Citations and punctuation omitted.) This understanding is consistent with the understanding in American law generally that the personal immunities of public officers typically do not extend to prospective relief. See 63C AmJur2d Public Officers and Employees § 379 (“Immunity from damages does not ordinarily bar equitable relief.”). See also Wood v. Strickland,
Official immunity, however, did not survive forever simply as a doctrine of decisional law. Following the original adoption of the Constitution of 1983, the doctrine of official immunity was caught up in some of the same tort cases involving the purchase of liability insurance that we previously discussed with reference to sovereign immunity See Division II (B) supra. In Martin, for instance, this Court held that the purchase of liability insurance for employees of a state department not only waived the sovereign immunity of the department itself, but also waived the official immunity of those employees in their individual capacities, citing a case involving the waiver of sovereign immunity. See
Commentators observed other worrisome trends with respect to official immunity in the tort decisions that followed the adoption of the Constitution of 1983. Some of the cases, according to Professor Sentell, confused the distinction between ministerial and discretionary functions. See R. Perry Sentell, Jr., Official Immunity in Local Government Law: A Quantifiable Confrontation, 22 Ga. St. U. L. Rev. 597, 599 (I) (2006) (“The appellate courts struck and re-struck this ministerial-discretionary balance with a confusing vengeance [in the 1980s].” (Citing R. Perry Sentell, Jr., Individual Liability in Georgia Local Govern ment Law: The Haun ting Hiatus of Hennessy, 40 Mercer L. Rev. 27, 35 (1988))). Another commentator worried that the appellate courts had watered down official immunity with respect to discretionary functions, noting that several of the cases involving discretionary functions had spoken in terms of ordinary negligence, not willfulness or malice. See Martha Baum Sikes, The Fall and Rise of Official Immunity, 25 Ga. St. Bar J. 93, 96-98 (Nov. 1988).
Against this background, when the General Assembly in 1990 proposed to revise Article I, Section II, Paragraph IX with respect to sovereign immunity, it also proposed to add a new provision that would recognize constitutionally the doctrine of official immunity Enacted as a part of the 1991 amendment of the Constitution of 1983, Article I, Section II, Paragraph IX (d) provides:
Exceptas specificallyprovidedby theGeneralAssembly in a State Tort Claims Act, all officers and employees of the state or its departments and agencies may be subject to suit and may be liable for injuries and damages caused by the negligent performance of, or negligent failure to perform, their ministerial functions and may be liable for injuries and damages if they act with actual malice or with actual intent to cause injury in the performance of their official functions. Except as provided in this subparagraph, officers and employees of the state or its departments or agencies shall not be subject to suit or liability, and no judgment shall be entered against them, for the performance or nonperformance of their official functions. The provisions of this subparagraph shall not be waived.
Article I, Section II, Paragraph IX (d) as amended in 1991 is the first — and so far, the only — constitutional reference to the doctrine of official immunity in our history That provision, however, does not simply refer to a preexisting doctrine of official immunity. Unlike the other provisions of Article I, Section II, Paragraph IX that address sovereign immunity without defining it, the constitutional provision for official immunity affirmatively lays down a rule of official immunity. We cannot say, therefore, that the text of the constitutional official immunity provision unambiguously signals an incorporation of the whole of the decisional law concerning official immunity that predated the 1991 amendment.
This noteworthy textual characteristic of Article I, Section II, Paragraph IX (d) forms the basis for the arguments of the defendant-state officers that constitutional official immunity bars any suit against state officers in their individual capacities for injunctive and declaratory relief from the threat of official action that is alleged to be unconstitutional.
To begin, we recall that, when we consider the meaning of a constitutional provision, we must seek to ascertain the way in which the text most reasonably would have been understood at the time of its adoption, reading it “as an ordinary speaker of the English language would.” Georgia Motor Trucking Assn.,
First, although the text of Article I, Section II, Paragraph IX (d) does not unambiguously incorporate all of the preexisting decisional law on official immunity, it also does not unambiguously sweep that law into the dustbin of historical curiosities. As we have explained, when the 1991 amendment was adopted, there was a substantial body of decisional law on official immunity. That decisional law differentiated between ministerial and discretionary functions of public officers, permitted suits for monetary damages against public officers in their individual capacities for negligence with respect to the performance of their ministerial functions, and limited suits for monetary damages against public officers in their individual capacities with respect to their discretionary functions to cases in which the officer acted willfully, maliciously, or corruptly. See generally Price,
may be subject to suit and may be liable for injuries and damages caused by the negligent performance of, or negligent failure to perform, their ministerial functions and may be liable for injuries and damages if they act with actual malice or with actual intent to cause injury in the performance of their official functions.
Ga. Const, of 1983, Art. I, Sec. II, Par. IX (d) (as amended in 1991). As we have noted, the constitutional official immunity provision is “consistent with prior law.” Cameron,
Reading the second sentence of Article I, Section II, Paragraph IX (d) in connection with its first suggests not only that the preexisting decisional law may still provide some useful guidance, but it indicates more directly that the entirety of the constitutional official immunity provision is about suits for monetary damages, most commonly tort suits. The first sentence is explicitly and entirely about retrospective relief — it identifies the circumstances in which a public officer may be personally liable for “injuries and damages,” that is, injuries and damages already inflicted.
Other contextual clues suggest that the second sentence of Article I, Section II, Paragraph IX (d) is about suits for retrospective relief. The second sentence uses the term “liability” alongside “suit.” A“liability” often refers to “[a] financial or pecuniary obligation,” that is, monetary damages, Black’s Law Dictionary at 925 (7th ed. 1999), and that usage is consistent with the first sentence, which speaks of public officers being “liable for injuries and damages.”
The General Assembly also recognizes that the proper functioning of state government requires that state officers and employees be free to act and to make decisions, in good faith, without fear of thereby exposing themselves to lawsuits and without fear of the loss of their personal assets. Consequently, it is declared to be the public policy of this state that state officers and employees shall not be subject to lawsuit or liability arising from the performance or nonperformance of their official duties or functions.
Ga. L. 1992, p. 1883, § 1 (enacting OCGA § 50-21-21 (b)) (emphasis added). As we explained in DeKalb County School Dist. v. State Bd. of Education,
Read in its proper context, Article I, Section II, Paragraph IX (d) is most reasonably understood to be about suits and liabilities for retrospective relief, mostly monetary damages in tort cases. To read it otherwise, one would have to assign different meanings to the same words in consecutive sentences of that provision; one would have to ignore all of the historical context and conclude that the 1991 amendment really was not mostly about tort cases; and one would have to understand the 1991 amendment to have swept away decades of case law that permitted suits against public officers in their individual capacities for injunctive and declaratory relief from the threat of official acts that would violate the Constitution, even without any mention of injunctions and declaratory judgments in the text of the amendment. Finally, we should add, the defendant-state officers have not cited a single case in which this Court, our Court of Appeals, or any other court has applied the doctrine of official immunity (or a doctrine like it) to bar a suit for injunctive or declaratory relief. We conclude that Article I, Section II, Paragraph IX (d) concerns suits and liabilities of public officers for monetary damages and other retrospective relief. It does not limit the availability of prospective relief. Accordingly, the plaintiff-physicians need not worry any longer that official immunity would bar a suit like this one, if only it were brought against state officials in their individual capacities.
The constitutional doctrine of sovereign immunity bars any suit against the State to which it has not given its consent, including suits against state departments, agencies, and officers in their official capacities, and including suits for injunctive and declaratory relief from the enforcement of allegedly unconstitutional laws. If the consent of the State is to be found, it must be found in the Constitution itself or the statutory law. We find no consent that would permit this suit against the Governor and nineteen other state officers in their official capacities, and the trial court, therefore, did not err when it dismissed the suit. There are, however, prospective remedies that the plaintiff-physicians may pursue against state officers in their individual capacities.
Judgment affirmed.
Notes
SeeGa. L. 2012, p. 575. The General Assembly enacted House Bill 954 at its 2012 Session, and the Governor approved the legislation on May 1, 2012.
The “probable gestational age” need not be ascertained in a “medical emergency” or when a pregnancy has been determined to be “medically futile.” Ga. L. 2012, p. 575, § 3 (codified at OCGA § 31-9B-2). House Bill 954 expressly defines all of these terms. See Ga. L. 2012, p. 575, § 3 (codified at OCGA § 31-9B-1).
This preexisting provision has been a part of our statutory law since 1973. See Ga. L. 1973, p. 635, § 1.
For the most part, House Bill 954 became effective on January 1, 2013. It was effective sooner for the limited purpose of “promulgating rules and regulations” pursuant to its provisions. See Ga. L. 2012, p. 575, § 6.
More specifically, the plaintiff-physicians filed their petition against the Governor, the Attorney General, the district attorneys for Fulton and DeKalb Counties, the Commissioner of Public Health, fourteen members of the Georgia Composite Medical Board, and the executive director of the Georgia Composite Medical Board, all in their official capacities.
The plaintiff-physicians did not press any claim that House Bill 954 violates the United States Constitution. They instead relied solely upon the state Constitution. Although the United States Supreme Court has held that the national Constitution limits the extent to which the government may deny or impair the freedom of a woman to choose to abort her pregnancy, see Whole Woman’s Health v. Hellerstedt, _ U. S. _, _ (III) (
Among other things, the trial court entered an interlocutory injunction to restrain the enforcement of House Bill 954 to the extent that it limits abortions of pregnancies prior to the point of viability.
The appeal was docketed in this Court for the term beginning in December 2016. The plaintiff-physicians did not file a notice of appeal within thirty days of the October 2015 order dismissing their petition. Their counsel apparently did not receive timely notice of the dismissal, and when they subsequently learned of it, they filed a motion in March 2016 to set aside the dismissal and reenter it under Cambron v. Canal Ins. Co.,
In 1784, our General Assembly adopted the statutes and common law of England as of May 14, 1776, except to the extent that they were displaced by our own constitutional or statutory law. Cobb’s Digest, p. 721 (1851). That adoption of English statutory and common law remains in force today. See OCGA § 1-1-10 (c) (1). See also State v. Chulpayev,
In this respect, Georgia was not alone. See The Federalist: No. 81, at 422, by A. Hamilton (Gideon ed. 2001) (“It is inherent in the nature of sovereignty, not to be amenable to the suit of an individual without its consent. This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union.” (emphasis in original)).
Latin for “[b]y or in that name.” Black’s Law Dictionary at 652 (10th ed. 2014).
The assault on sovereign immunity was not limited to our court. In 1974, the Court of Appeals entertained, but ultimately rejected, arguments that “this doctrine of sovereign immunity be swept away by judicial decree.” Azizi v. Bd. of Regents of the Univ. System,
In its entirety, the amendment provided:
The General Assembly is hereby authorized to create and establish a State Court of Claims with jurisdiction to try and dispose of cases involving claims for injury or damage, except the taking of private property for public purposes, against the State of Georgia, its agencies or political subdivisions, as the General Assembly may provide by law. Notwithstanding any other provision of this Constitution, the General Assembly may provide for exclusive jurisdiction over such cases in the State Court of Claims, provide for trial of such cases without a jury, and prescribe the place and manner in which such cases may be brought and tried. The Supreme Court and the Court of Appeals shall have original jurisdiction to try and correct errors of law from such State Court of Claims according to the method of appeal to said courts now provided for or as may hereafter be provided by law. Nothing contained herein shall constitute a waiver of the immunity of the State from suit, but such sovereign immunity is expressly reserved except to the extent of any waiver of immunity provided in this Constitution and such waiver or qualification of immunity as is now or may hereafter be provided by act of the General Assembly.
Ga. L. 1973, p. 1489.
In the sense that the 1974 amendment divested the courts of any authority they might previously have had to abrogate or modify the doctrine of sovereign immunity, it “created an entirely new ball game.” Sustainable Coast,
At the time of the original adoption of the Constitution of 1983, Article I, Section II, Paragraph IX provided in its entirety:
Sovereign immunity extends to the state and all of its departments and agencies. However, the defense of sovereign immunity is waived as to any action ex contractu for the breach of any written contract now existing or hereafter entered into by the state or its departments and agencies. Also the defense of sovereign immunity is waived as to those actions for the recovery of damages for any claim against the state or any of its departments and agencies for which liability insurance protection for such claims has been provided but only to the extent of any liability insurance provided. Moreover, the sovereign immunity of the state or any of its departments and agencies may hereafter be waived further by Act of the General Assembly which specifically provides that sovereign immunity is hereby waived and the extent of the waiver. No waiver of sovereign immunity shall be construed as a waiver of any immunity provided to the state or its departments and agencies by the United States Constitution. The provisions of this paragraph shall not have the effect of permitting the state or any of its departments or agencies to interpose the defense of sovereign immunity as to any action against the state or any of its departments or agencies filed prior to January 1, 1983, if such defense could not have been interposed on December 31, 1982.
Ga. L. 1982, p. 2546.
The Court applied Article I, Section II, Paragraph IX to counties, school districts, and municipalities, notwithstanding that the immunity of those local governments is addressed specifically by another constitutional provision. See Ga. Const, of 1983, Art. IX, Sec. II, Par. IX (“The General Assembly may waive the immunity of counties, municipalities, and school districts by law.”).
We rejected a challenge to the adoption of this constitutional amendment in Donaldson v. Dept. of Transp.,
As amended in 1991, Article I, Section II, Paragraph IX provides as follows as to sovereign immunity:
(a) The General Assembly may waive the state’s sovereign immunity from suit by enacting a State Tort Claims Act, in which the General Assembly may provide by law for procedures for the making, handling, and disposition of actions or claims against the state and its departments, agencies, officers, and employees, upon such terms and subject to such conditions and limitations as the General Assembly may provide.
(b) The General Assembly may also provide by law for the processing and disposition of claims against the state which do not exceed such maximum amount as provided therein.
(c) The state’s defense of sovereign immunity is hereby waived as to any action ex contractu for the breach of any written contract now existing or hereafter entered into by the state or its departments and agencies.
(e) Except as specifically provided in this Paragraph, sovereign immunity extends to the state and all of its departments and agencies. The sovereign immunity of the state and its departments and agencies can only be waived by an Act of the General Assembly which specifically provides that sovereign immunity is thereby waived and the extent of such waiver.
(f) No waiver of sovereign immunity under this Paragraph shall be construed as a waiver of any immunity provided to the state or its departments, agencies, officers, or employees by the United States Constitution.
A few weeks after Olvera, we decided TDGA, LLC v. CBIRA, LLC,
We are not alone in this respect. As the commentary to the Restatement (Second) of Torts explains:
[M]ost [state] constitutions have a provision prohibiting the taking of property for public purposes without just compensation. These provisions have usually been held to be self-executing and to constitute a consent to suit, so that even though the legislature has failed to establish any procedure for litigating the claims, resort to the courts is held to be open for a “taking,” or in many States, a damaging of private property for a public purpose within the terms of the constitution.
Restatement (Second) of Torts § 895B, comment (a).
Some of the other provisions of the Bill of Rights upon which the plaintiff-physicians base their claims are certainly as important and fundamental as the Due Process Clause. But the plaintiff-physicians offer no argument based on constitutional text, structure, or history from which we might properly conclude that those other provisions are more fairly understood to waive sovereign immunity than the Due Process Clause.
That version of the Judicial Review Clause provided: “Legislative Acts in violation of the fundamental law are void; and the Judiciary shall so declare them.” Ga. Const, of 1861, Art. I, Sec. XVII (emphasis added). In the Constitution of 1865, the clause was revised to read: “Legislative Acts in violation of the Constitution are void, and the Judiciary shall so declare them.” Ga. Const, of 1865, Art. I, Sec. XIII (emphasis added). Three years later, the clause was revised again: “Legislative acts in violation of this constitution, or the Constitution of the United States, are void, and the judiciary shall so declare them.” Ga. Const, of 1868, Art. I, Sec. XXXII (emphasis added). Since then, the clause has been carried forward into successive Constitutions, in terms that are virtually identical to the clause as it appeared in the Constitution of 1868. See, e.g., Ga. Const, of 1877, Art. I, Sec. IV, Par. II; Ga. Const, of 1945, Art. I, Sec. IV, Par. II; Ga. Const, of 1976, Art. I, Sec. II, Par. VIII.
The plaintiff-physicians urge that, if lawsuits like this one are barred by the doctrine of sovereign immunity, there is little left of judicial review. But judicial review does not inevitably require that the State be hauled into court. Aside from cases that run up against the bar of sovereign immunity, the courts may have occasion to address the constitutionality of statutes in cases between private parties, cases against the State in which sovereign immunity has been waived, cases brought by the State, and cases against state officers in their individual capacities. Indeed, many constitutional guarantees specifically protect the rights of criminal defendants, and it always has been understood that those guarantees most commonly (and in some instances, exclusively) will be asserted defensively in criminal prosecutions. The doctrine of sovereign immunity leaves plenty of room for the exercise of judicial review.
Following oral argument, we asked the parties to brief the extent to which official immunity would bar a suit like this one (if it were brought against state officers in their individual capacities). We also invited amici curiae to file a brief on this question. The briefing in this case has been most helpful, and the Court appreciates the work of the seasoned counsel representing the various parties and amici.
We address only the doctrine of official immunity that applies to suits against state officers and employees generally. Special doctrines of immunity may apply in suits against particular state officers and employees, but we do not address, for instance, judicial immunity, legislative immunity, or prosecutorial immunity.
We note as well that the first sentence directs that the General Assembly may provide otherwise in a State Tort Claims Act.
See Black’s Law Dictionary at 1448 (7th ed. 1999) (defining “suit” broadly as “[a]ny proceeding by a party or parties against another in a court of law”). Although that is the principal definition of the term, it has a broad range of other meanings, some of which are limited to suits at law, some of which are limited to suits in equity, and some of which refer more generally to civil suits of all sorts. See id. See also Bryan A. Garner, Garner’s Dictionary of Legal Usage 862-863 (3rd ed. 2011); Black’s Law Dictionary at 1663 (10th ed. 2014).
As noted by amici, “performance” sometimes may refer to “ ‘the execution of an action,’ without a limitation as to time,” and it sometimes may refer “more specifically to ‘something accomplished,’ as in a previously completed task.” (Supplemental Br. of Amici Curiae The Southern Center for Human Rights et al. at 4 (citing dictionaries)).
The second sentence also provides that “no judgment shall be entered against [public officers] for the performance or nonperformance of their official functions,” except as provided in Article I, Section II, Paragraph IX (d). This provision likewise indicates that the second sentence is not to be taken in its broadest possible sense. If “judgment” were taken in its broadest sense, it arguably would mean that criminal prosecutions of public officers for misfeasance in office, see, e.g., OCGA § 16-10-1 (violation of oath of office), would be barred by the Constitution of 1983 as amended. A criminal conviction is, after all, a “judgment” in the broadest sense.
We do not mean to suggest that any prior decision of this Court or our Court of Appeals was incorrectly decided. We mean only that they generated controversy, as explained in this opinion.
Official immunity under the Tort Claims Act is cast in seemingly broader terms than official immunity under the Constitution: “A state officer or employee who commits a tort while acting within the scope of his or her official duties or employment is not subject to lawsuit or liability therefor.” OCGA § 50-21-25 (a). See also Davis v. Standifer, 215 Ga. App. 769, 771 (1) (a) (
The plaintiff-physicians also argue that a suit against state officers in their individual capacities would not be as convenient as a suit against the State itself. That may be true, but if so, that is simply a cost of sovereign immunity, albeit one that the General Assembly could eliminate by enacting a statutory waiver of sovereign immunity for suits like this one. In particular, the plaintiff-physicians worry that an injunction or declaratory judgment against a state officer in his individual capacity might not run to his successor in office or other state officers. Perhaps that is true, although we need not decide it to resolve this case. We nonetheless note that injunctions run by operation of law not only to the parties, but also to “their officers, agents, servants, employees, and attorneys, and upon those persons in active concert or participation with them who receive notice of the order by personal service or otherwise.” OCGA § 9-11-65 (d). We also note that, to the extent that a successor in office is not directly bound by a judgment, he may be bound effectively by the principle of res judicata. Finally, to the extent that a suit against a state officer in his individual capacity leads to the issuance of a binding precedent by an appellate court, there is a longstanding presumption in the law (absent evidence to the contrary) that state officers will abide by the law. See McDowell v. Judges Ex Officio,
