*1 KING, Associate Before FARRELL GALLAGHER, Judge. Judges, and Senior GALLAGHER, Judge: Senior question we answer a certified this case Ap Court of of law from the United States Circuit. peals for the District of Columbia pres plaintiff must The issue is whether on causation ent medical negligence. prima facie case of establish a Appeals has certified The Circuit Court in accordance with the of law statute. District certification of Columbia (1995). generally § 11-723 See D.C.Code Abramson, v. Penn Mut. Ins. Co. Life (D.C.1987) (describing 1205-08 statutory for certification our scheme law). authorizes questions of This statute certify ques Appeals to the Circuit Court when, in that to this court tions of local law estimation, controlling we have no court’s pending precedent determinative ll-723(a). Although the § cause. D.C.Code complaint filed his plaintifiyappellant for the District District Court United States Columbia, provide the law must our local appeal because the for this rule of decision District of Co arises under the claim itself generally negligence. See lumbia’s law 64, 58 Tompkins, 304 U.S. R.R. Erie Co. (holding fed- 82 L.Ed. S.Ct. *2 eral apply geon. courts must local law to Caputy nonfederal Dr. confirmed the existence of actions). by inspecting the AVM an angiograph of Lasley’s brain. He also learned that several The Circuit Court of certified the branches of middle and anterior ce- following question of law: rebral arteries fed blood into the AVM. Dr. malpractice plaintiff, Must a medical Caputy Lasley further referred to Dr. Alfred order to presented jury, his claim a have Luessenhop, J. the chief of neurosurgery at present opinion testimony medical on the hospital. 15,1989, On June Dr. Luessen- (whether, issue of causation to a reason- hop Lasley met with to discuss treatment degree able certainty, medical it is more options 20, 1989, for his AVM. On June Dr. probable than procedure not that the was a Deveikis, John P. neuroradiologist, head causing injury), substantial factor in Lasley also met with to discuss treatment. (1) during injury where Lasley go particu- decided to forward with a itself, procedure the evidence treatment, Lasley, lar and eighteen who was resulting injury establishes that the is a old, years and his signed mother both recognized procedure, risk of such a and authorizing consent form Dr. per- Deveikis to (3) the evidence establishes that there is procedure form despite the acknowl- risk, some in this case less than a five- edged Lasley alleges risks. that neither Dr. chance, percent-per-year that Luessenhop adequately nor Dr. Deveikis ex- spontaneously would occur in the absence plained the risks of the There- procedure? of the fore, although consenting he admits Law, Question Certification of No. 94-7168 procedure, Lasley claims his consent was (D.C.Cir. 1995) Sept. (emphasis in origi- uninformed. nal). We hold that plaintiff in this medi- Dr. Deveikis treated AVM em- cally complex case must establish causation bolizing procedure, it. an embolization testimony. placed artery catheter is into the carotid History I. Factual and Procedural the neck. A second catheter is then intro- artery duced via the first into the feeder complex
This case involves both a leaving frag- diverts blood the brain into the complicated condition and a medical treat- (chemical ile AVM vessels. An emboli mix- Appellant ment. Lasley Michael A. first vis- ture) artery is then inserted into physician, Wheeler, the feeder ited his Dr. Ronald when inside, via the catheters. Once the emboli experienced frequent headaches, he intense (obstructs) supply occludes the blood from tingling numbness and body’s right on his AVM, side, artery the feeder facilitating impaired right eye. vision in his A subsequent surgical tangled removal of the presence CAT scan conge- revealed the (AVM) may AVM vessels. The be re- nital arteriovenous ap- malformation peated for each of the discrete feeder proximately arter- adjacent four centimeters size carrying ies blood into the AVM. While the the anterior left lobe brain. preoperative performed and was An tangle fragile AVM is an abnormal angiogram operat- suite rather than an blood vessels. These substantially vessels room, ing proce- is nonetheless an invasive disturb cerebral blood flow. exiting After surgical operation. akin dure large arteries, normally cerebral blood trav- AVM, however, els to small An veins. di- principal pro- risk leaving verts the blood the brain. The accu- cedure is identical to that of the AVM condi- mulation of the diverted blood inside the tion itself. Both the AVM condition and the dangerous fragile AVM is because the AVM’s procedure pose danger embolization of ves- easily rupture, vessels can causing severe rupturing sel hemorrhaging. Dr. De- hemorrhaging. hemorrhaging Cerebral in veikis testified “the risk of the AVMs is damage turn causes brain that can be fatal. bleed, you you that it could if nothing, do AVM, Upon discovering the Dr. Wheeler According risk.” to the various doctors, Lasley Anthony Caputy, referred to Dr. treating probability J. of a natural Georgetown University Hospital hemorrhage approxi- neurosur- AVM mately percent year present per judge explained three to five for failed to anyone with an AVM. testified any expert Dr. Deveikis causation ele- presented higher himself “a judge concluded ment of his claim. trial hemorrhage.” An treat- required Las- that District Columbia law *3 dangerous is same ment AVM for the expert testimony the em- ley present to that stated, Dr. “Anytime reason. As Deveikis Lasley’s to procedure AVM bolization you anything AVM, possi- to an do there’s a hemorrhage. Lasley rupture appealed and bility fragile it could cause the to vessels Appeals for the to the United States Court of burst, bleeding, and that could and the cause Circuit, subse- District of Columbia which bleeding damage could cause to the question the this court. quently certified to major doing the brain.... That’s fear of Analysis II. AVM, anything to the kind of and it’s also trying thing ironic that that’s the are to certified The Circuit Court has prevent.” precisely The evidence not does whether, the cir- the narrow under severity indicate the risk that the the cumstances of District of Columbia procedure might the embolization itself cause testimony requires opinion to law rupture hemorrhage. to and AVM The rec- specifically causation. We examine therefore, ord, to comparative fails reveal the Lasley’s to whether it was fatal claim that Lasley purportedly faced between the explicitly none of his witnesses asserted AVM condition and the treat- embolization procedure caused his AVM ment. rupture hemorrhage. and rule is that Our normally re- is Lasley’s Dr. Deveikis When embolized sec- medically quired complicated cases. We feeder, artery ond this risk materialized. have, however, acknowledged excep- certain artery ruptured feeder and hemor- expert requirement tions to witness rhaged, causing a severe intracerebral hema- negligence the types other cases where (blood clot). Lasley immediately toma complicated. conclude issues are less room, operating to the Dr. taken where requiring testimony ap- that the rule Luessenhop performed emergency surgery, plies particular to this case. saving Lasley’s Luessenhop life. Dr. suc- cessfully removed both hematoma and the Appellant’s Arguments A. did, Lasley however, inju- the AVM. sustain Lasley urges adopt us to his view that is ries, including aphasia (speech difficulty) and unnecessary for an witness to weakness). right-sided hemiparesis (body explain the causation of his informed element Lasley negligence filed a claim under Dis- Although consent claim. he concedes trict of Columbia law in the United States complicated general, he neuroscience is District Court for the District of Columbia. pertinent the issue of causation contends Lasley complaint, premised In his his claim quite simple. negligence claim his negligent Luessenhop failure Drs. Lasley argues that in this case Deveikis to obtain and informed simple obvious. He because causation is Lasley, however, consent. not claim that did only possibilities Ei- two exist: stresses that negligent performing Dr. Deveikis was while procedure embolization or the AVM ther the procedure. Lasley’s negligence con- sole rupture and caused his blood vessels to itself Luessenhop that neither nor tention was Dr. Moreover, hemorrhage. rupture properly Dr. him of the Deveikis advised bleeding during the embolization Lasley procedure. of the embolization risks estimation, tem- despite consenting proce- asserts poral coincidence dure, had he would withheld his consent link between rupture reveals causal fully explained doctors him the risks them. and the alternatives. granted implicitly the issue argues District Court the defense also judgment simple the unlikeli-
motion for
as matter of law after
of causation is
because of
hood,
Lasley presented
impossibility,
his
The trial
or indeed the
evidence.
is not the cause of
C. Discussion
rupture.
He reiterates the trial statistic
beginning
analysis,
Before
our
we make
procedure,
that absent the
there is mere
preliminary
some
observations. Lasley’s
percent
three to five
chance that an AVM complaint alleges
negligent
the doctors’
fail
rupture
hemorrhage
will
on its
own
ure to obtain his informed consent. Such a
any given year. He also declares that it is
initially requires proof
claim
of nondisclosure
medically impossible
for an
Neviaser,
of material risks. Gordon v.
spontaneously
proce-
once an embolization
(D.C.1984).
Whether
underway.
dure
persuasive
of nondisclosure was
at trial
fact,
in the District Court is an issue of
reasons,
upon
Based
these
posits
*4
offer no
assessment here of the sufficien
that the
completely capable
was
of infer-
cy of
in
regard.
the evidence
A claim of
ring the relevant causal relation without reli-
requires proof
uninformed consent also
of
opinion testimony. Lasley
ance on medical
causation. “Once there has been a breach of
additionally states that doctors themselves
disclose,
duty
patient
to
must demon
puzzled by
are
precise
of
causes
vessel
strate a causal relation
physi
between the
rupture,
expert testimony
provide
so
could
cian’s failure to disclose the material infor
nothing
supposition.
more than
mation and
(citing
sustained.” Id.
Appellee’s Counter-arguments
B.
Canterbury
Spence,
v.
U.S.App.
150
D.C.
263, 281,
772, 790,
denied,
464 F.2d
cert.
409
Georgetown
Lasley’s simplicity
counters
1064,
560,
U.S.
93 S.Ct.
pra, 579 of ordi- subjects the realm causes nor within why acknowledged excep limited we have knowledge experience. nary human Expert testimony not tions to the rule. Second, jury each if a could understand even required if of causation can be the issue alternatives, medi- without of the two causal wholly ordinary “resolved within the realm of testimony, rational basis it has no cal Gordon, knowledge experience,” human possible evaluating of the two which supra, (quoting at 478 A.2d 295-96 Canter rup- actually the AVM to causes did cause 282-83, bury, supra, U.S.App. 150 D.C. at jury to make A is unable ture and bleed. 791-92), proof if is so 464 F.2d at or “the own it has this determination on its because as to lie within the ken of the aver obvious logical choose one over the no reason to juror,” age lay Washington, supra, 579 A.2d to relevant medical access other. Without (citations omitted). have summa 181 We facts, jury reasoned basis for the has no exceptions rized the as follows: or the emboli- concluding whether prevent jury engaging from in To rupture. “To allow a zation caused the speculation, we have held that in the ab- science, to laymen, in medical unskilled may expert testimony, a not sence of a attempt to answer such the causal connection between a consider guesswork, specu- permit the rankest kind of negligence plaintiffs defendant’s Baltimore, supra, conjecture.” lation and disability claimed unless: Wilhelm, supra, (quoting 1231 545 A.2d at (1) disability emerged first coinciden- 719). A.2d at 185 tally very negligent with or soon after the presented plaintiff never In this ease the act, or jury precisely how explain (2) disability type by its was of a which procedure rather why the embolization or cause, very nature reflected its or injury. itself caused than the AVM (3) injury to mat- the cause of the related deficiency to fatal to this find Lasle/s knowledge, experience, ters of common evidentiary error was fatal This exact claim. laymen. observation of un- prima proof facie plaintiff’s Co., previous District Court consent B.F. 545 A.2d informed Baltimore v. Goodrich Luessenhop, 669 (D.C.1988) v. 1228, Early Blincoe (relying on v. case. See 1231 (D.D.C.1987). nearly 513, In a 252, (D.C.1978); F.Supp. 517 Wagner, 254 Jones 391 suffering Miller, (D.C.1972); setting, patient factual identical v. 290 A.2d 590-91 opin- Comm’n, present medical faded to Safety 230 from an AVM Wilhelm State Traffic (1962)). testimony that an embolization It ion 185 A.2d Md. court ana- injury. The Blincoe caused her
Laslejfs
that his case falls within these
view
lyzed
significance
Williams,
of this omission
David W. Louisell & Harold
Malpractice
8.05,
§
follows:
at 8-71
Medical
(footnotes omitted)
added).
(emphasis
To establish the medical fact of the caus
recognized
difficulty
prior
al link
between Mrs. Blincoe’s March
We have
Gordon,
proce
supra, appellant injured
cases.
“stroke”
dures, plaintiffs
skiing.
proffer
must
his shoulder while
Typically, expert testimony
compel
will be re- ments that
the facts of this case
quired
application
exception
to establish causation in fact for the
to the
tes-
jury.
timony requirement. Having explained why
(2d
Honoke,
the two causal alter-
the evaluation between
in the Law
Causation
ed.1987) (if
causes,
details of
possible
two
complicated, we now turn
natives is
unknown,
proof not
burden of
why
causa-
actual cause
reasons
it is insufficient
the charac-
“evidence of
solely
evidence that
met without at least
tion
dif-
immediately
teristically
processes
after the
which
during or
different
effects”).
In-
produce their
ferent causes
condition,
conjunction of a
only of the
formed
medically complicated
In a
case such
injury,
lay jury could
procedure,
this, contemporaneity between a medical
pinpointed the cause of
not have
injury
a foun
procedure and an
is too weak
blindly guessing.
rupture without
vessel
causation. Corre
upon
dation
which to infer
hardly synonymous.
lation and causation are
conclude otherwise —that
If we were to
proximate temporal
“a
associa
We find that
proved
causation —we
contemporaneity
a causal
alone does not suffice to show
tion
plaintiffs
might
inappropriately shift
temporal
link”
a mere
coincidence
because
defendant.
Instead
burden of
onto the
necessarily en
between two events does not
why the
plaintiff to indicate
requiring
between
tail a substantial causal relation
occurred,
forcing
effect be
Secretary
Dep’t
Hodges v.
them. See
causality. For exam-
disprove
defendants
Servs.,
958, 960
& Human
9 F.3d
Health
easily
tempted
to con-
ple,
could
(Fed.Cir.1993)
Secretary
(quoting Grant v.
during
any injuries sustained
clude that
Sews., 956
Dep’t
Health & Human
necessarily result
from the
surgery
brain
(Fed.Cir.1992)).
1144, 1148
Conse
F.2d
surgery
in-
brain
operation itself because
quently,
required.
“With
more evidence
here
herently risky.
a conclusion
Such
more,
proximate temporal
out
relation
application
an unreasonable
would constitute
support
finding
ship will not
of causation.”
loquitur
ipsa
of res
because
of the doctrine
States,
Hosier v.
718 F.2d
United
always an
parties agree that there was
both
(6th Cir.1983),
denied,
817, 105
cert.
469 U.S.
might rupture
appreciable risk that the AVM
(plaintiff failed
S.Ct.
er with the fact that very I operation, time of the
curred
do not know what other required on which to
would need base Indeed,
opinion.
given
danger
the conceded
very
can cause the
mony
presenting
Lasley presented
2. Dr. Deveikis’
and circumstances
hemorrhaging
higher
hemorrhage,”
that occurred
"a
besides not stat-
issue as to whether
risk,
yet
ing
higher
surely
simultaneously
operation
unre-
with the
how much
does not
weight
overcome the combined
of the other testi-
lated to it.
notes
to establish the causal link. Even
experts
cases,
they
are
...
“[i]n
unable
discern the
non-disclosure
are nor
cause, jurors may
try
mally
true
not even
to do so.
needed on issues as to the cause of
1385
exceptions rather than the
Gordon,
readily apparent
at 295
injury_”
supra, 478 A.2d
disagree.
rule itself. We
U.S.App.
Canterbury, supra, 150
(quoting
792).
Experts
F.2d at
are
D.C.
that the issue
are of the view
alleging
negligence cases
in medical
essential
medically compli
in this case is so
causation
because the issue of
nondisclosure
required to introduce
cated
science, profes
“distinctly
to some
related
precise
testimony explaining
sion,
Washington v.
occupation....”
ly
why the embolization
how and
Ctr.,
177, 181
Washington Hosp.
579 A.2d
vessels
his AVM
caused the
(D.C.1990)
(quoting District
Columbia
that a
agree
Georgetown
bleed. We
(D.C.1987)).
Peters,
As
rationally determin
jury may
incapable of
commented,
the Circuit Court of
has
rupture without
ing
cause of the
the actual
experts.”
are for medical
“medical facts
expert testimony.
the assistance
Canterbury,
U.S.App. D.C. at
supra, our conclusion.
Two reasons motivate
omitted).
(citations
