855 F. Supp. 247 | N.D. Ill. | 1994
MEMORANDUM OPINION AND ORDER
Diane Larsen (“Larsen”) has sued Club Corporation of America, Inc. (“CCA”) and various of its subsidiaries
Facts
Larsen first started working for CCA-affiliated clubs in 1978, ultimately working for a total of five such clubs by transferring from one to another (D. 12(m) ¶ 17; Larsen Dep. II 72
Shortly after that transfer (on April 7, 1989) Larsen consented to become a plaintiff in Avitia v. Metropolitan Club of Chicago, No. 88 C 6965 (N.D.Ill.), a pending lawsuit that charged Metropolitan with violations of FLSA for failure to pay overtime wages (D. 12(m) ¶ 4; P. 12(n)(2) ¶ 18).
Meanwhile, in May 1990 Larsen had telephoned head chef James Draveneck (“Draveneck”) at the CME Club (“CME”), a private club managed by Exchange, to inquire about the possibility of a job (D. 12(m) ¶ 7).
About a week before Larsen thought that she was to begin working at CME she called Draveneek, who told her that “I can’t hire you____Donna [Kozak] said [I] couldn’t hire [you]” (D. 12(m) ¶ 9; Larsen Dep. I 22). Larsen promptly called Meadow’s chef Greg Carso (“Carso”) to apply for the sous chef position that Robinson had vacated to fill the position that Larsen had left at Lakeshore (D. 12(m) ¶ 22). According to Larsen, Carso told her that he needed “some help” but would first have to discuss the matter with Meadow’s manager Steve Strumpf (“Strumpf’) (P. 12(n)(2) ¶ 30; Larsen Dep. I 25). When Larsen again called on July 4, Carso said he could not hire her but didn’t say why (P. 12(n)(2) ¶¶ 32, 33; Larsen Dep. I 26-27).' Larsen then called Meadow’s restaurant manager Mark Condie (“Condie”), who said that he would look into the matter (P. 12(n)(2) ¶ 34) and who later met with Carso. According to Condie, Carso said that Larsen would not be hired “because she has a lawsuit going against CCA or Metropolitan Club” (P. 12(n)(2) ¶ 35; Condie Dep. II 11).
Larsen also attempts to create the inference that CCA regional manager Richard Barbrow (“Barbrow”), who supervised CME and Meadow in addition to other clubs (P. 12(n)(1) ¶25), ordered that she not be hired in retaliation for pursuing a FLSA claim. Larsen argues that such an inference is reasonable based on Barbrow’s knowledge of her involvement in Avitia and his supervisory role over CME and Meadow. That contention must be and is rejected. Although Barbrow knew at some unspecified time that Larsen was a plaintiff in Avitia (Barbrow Dep. 21-22), he swore that he was not aware that she had applied for positions at CME and Meadow and that he never directed any club not to hire her (Barbrow Aff. ¶¶ 3-4).
As to Larsen’s application for a position at CME, both Kozak and Draveneek state that after their meeting with Larsen the two of them discussed the matter later that same day. At that time Kozak decided not to fill the position Larsen was applying for in order to cut costs, so she told Draveneek not to hire Larsen (D. 12(m) ¶ 18; Kozak Aff. ¶ 3; Draveneek Dep. 35-36). At the time that
As for Larsen’s effort’s to get a job at Meadow, Strumpf attested that he met with Carso and “decided not to incur the payroll expense of an additional employee,” so that no one was hired for the position (Strumpf Aff. ¶ 5). Strumpf swore that during that meeting he did not know that Larsen had applied for Robinson’s old position, and in fact her name was not mentioned at all (id. ¶ 7). Similarly, Carso testified that Larsen’s involvement in Avitia was not a factor considered in the decision not to hire her, but rather that the decision was made in light of the fact that Meadow’s actual revenues were roughly $125,000 below budget (D. 12(m) ¶¶ 27, 28).
To this day (or more precisely, as of the time that the filings were made in connection with Clubs’ current motion) neither of the positions for which Larsen applied has even been filled—part of defendants’ continuing efforts to cut costs (D. 12(m) ¶¶ 18, 29; Kozak Aff. ¶ 3; Strumpf Aff. ¶ 6). Exchange has continued to operate without the kitchen job that had been held by the employee who left for maternity leave (D. 12(m) ¶ 18), while Meadow has permanently reduced its staff from two sous chefs to one (id. ¶ 29). That means that between 3 and 3-l¿ years have elapsed with no one holding either of the jobs that Larsen claims were denied to her as a retaliatory measure.
On May 21, 1991, roughly a year after Larsen left Lakeshore, either Robinson or Lakeshore’s Controller Michael Dow filled out an “EMPLOYEE SEPARATION FORM.”
Applicable Legal Standards
Section 215(a)(3) states, in relevant part:
[I]t shall be unlawful for any person—
(3) to discharge or in any other manner to discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any proceeding under or related to this chapter____
As in other employment discrimination cases, a plaintiff alleging retaliatory discharge under Section 215(a)(3) may proceed either by way of the “mixed-motives” analysis announced in Price Waterhouse v. Hopkins, 490 U.S. 228, 109 S.Ct. 1775, 104 L.Ed.2d 268 (1989) or via the approach earlier established in McDonnell Douglas v. Green, 411 U.S. 792, 802-04, 93 S.Ct. 1817, 1824-25, 36 L.Ed.2d 668 (1973) and reconfirmed in Texas Dep’t of Community Affairs v. Burdine, 450 U.S. 248, 252-53, 101 S.Ct. 1089, 1093-94, 67 L.Ed.2d 207 (1981).
(1) she engaged in statutorily protected expression;
(2) she suffered an adverse action by her employer; and
(3) there is a causal link between the protected expression and the adverse action.16
Application of the Standards
Because Section 215(a)(3) embraces any “manner” of discrimination against an employee in retaliation for asserting an FLSA claim, the fact that Larsen had already quit her Lakeshore position when she was turned down for employment at CME and Meadow is irrelevant. Larsen asserts, and Clubs do not really contest, that Clubs regularly allow employees to move among the CCA-owned and -operated clubs when positions become available.
1. CME Job Application
Here there is no “mixed-motives” potential, so there is no need to speak in Price Waterhouse terms at all. Instead McDonnell Douglas-Burdine provides the relevant legal framework.
Clearly Larsen satisfies the first two elements of the prima facie test. Her joinder in the Avitia suit for overtime wages due under FLSA was an exercise of statutorily protected expression, and her not being hired for the position at CME was obviously an adverse employment action. But it is equally clear that she cannot provide the third element, that of a “causal link” between her suit and her failure to be hired at CME.
In employment discrimination eases it is only “the perception of the decision maker which is relevant” in determining the motivation for an adverse employment action (Karazanos v. Navistar Int’l Transp. Corp., 948 F.2d 332, 337-38 (7th Cir.1991)). Here the only relevant decisionmakers (Kozak and Draveneck) were unaware of Larsen’s statutorily protected expression—her involvement in Avitia. Absent such awareness there cannot be any “causal link” between that involvement and the ultimate decision not to hire Larsen—by definition an event of which a person is unaware cannot be a factor in any decision reached by that person (O’Connor v. CTA, 985 F.2d 1362, 1369-70 (7th Cir.1993)).
But the law unambiguously requires more: a showing that Barbrow was active in the decision not to hire Larsen at CME. There is no room for such an inference in this case. As already stated, Barbrow flatly denies that he had any role in the decision (a denial buttressed by the sworn statements of Kozak and Draveneck), and nothing in the evidence to which Larsen points supports a contrary inference.
Larsen also attempts to rely on Holland, 883 F.2d at. 1315 for the proposition that a “‘telling’ temporal sequence demonstrates [the necessary] causal link.” But in that case the gap between the protected activity and the adverse action was only a week (id. at 1309-10), while here it was more than a year. In the earlier Cuevas litigation in which the same legal knights that tilt in this case (see 752 F.Supp. at 1407) respectively entered the lists on behalf of another plaintiff and another CCA subsidiary, this Court held that even where the decisionmaker knew of the protected activity a gap of five months was “too long for any reasonable inference of a causal link” (id. at 1411 & n. 11, relying on a comparable decision by our Court of Appeals, Benson v. Cady, 761 F.2d 335, 342 (7th Cir. 1985)). That conclusion follows a fortiori where, as here, the elapsed time is so much greater.
There is thus no genuine issue of material fact as to Larsen’s failure to be hired at CME. Summary judgment in Clubs’ favor is appropriate in that respect.
2. Meadow Job Application
Neither party has referred to Price Water-house at all. But given the already-discussed inference that this Court must make in Larsen’s favor as between the testimony of Condie and of Carso, that case plainly provides the initial route to travel in addressing Larsen’s Meadow non-hiring claim.
Condie’s testimony that Carso said Larsen would not be hired “because she has a lawsuit going against CCA or Metropolitan Club” is classical “smoking-gun” evidence. It surely supports the reasonable inference that Larsen’s participation in Avitia was a “substantial factor” in the decision not to hire her—if, that is, Carso was either a decision-maker (Oxman v. WLS-TV, 12 F.3d 652, 659-60 (7th Cir.1993); McCarthy v. Kemper Life Ins. Cos., 924 F.2d 683, 687 (7th Cir. 1991)) or provided input on which the actual decisionmaker relied (Jardien v. Winston Network, Inc., 888 F.2d 1151, 1155 (7th Cir. 1989); Crader v. Concordia College, 724 F.Supp. 558, 564 (N.D.Ill.1989)). In this instance Strumpf made the ultimate decision not to hire Larsen at a meeting with Carso. It is surely reasonable to infer (although other inferences are also possible) either (1) that Carso’s purported statement reported a view that Strumpf expressed at that meeting or (2) that Carso’s statement reflected his own mindset, expressed to Strumpf, that contributed to the latter’s decision.
That being so, the burden shifts to Clubs to show as a matter of law “that it would have made the same decision” as to Larsen even if it had not taken her Avitia participation into account (Price Waterhouse, 490 U.S. at 258, 109 S.Ct. at 1795). In that respect both Strumpf and Carso testified that cost-cutting was the reason for not hiring anyone at Meadow, and it is undisputed that the club’s actual revenues were some $125,000 below budget. If credited, such financial considerations plainly constitute a permissible justification for the non-hiring decision (Roger, 21 F.3d at 151), sufficient to meet Clubs’ burden of persuasion under Price Waterhouse as a matter of law.
Is there anything that calls for a different inference—for the discrediting of that testimony? It will be recalled that Strumpf, who made the decision not to fill the position, has denied even knowing that Larsen was a job applicant at Meadow (or, for that matter, that she was a plaintiff in Avitia). If those denials were to be held against Meadow, it would create the anomaly that employers who admit their partial reliance on impermissible factors in reaching an adverse employment decision would actually be in a better position than those who disclaim such reliance. After all, an employer in the former category can offer evidence that before or concurrently with its consideration of impermissible factors, it also relied on permissible factors that alone justify the decision ultimately reached. In this situation the factor that presumptively places Meadow in that category is the Rule 56 requirement that credits Condie’s version of Carso’s contradictory statement rather than Carso’s. But how can an employer who puts forth Carso’s contradictory statement—one that denies reliance on any impermissible factor to begin with—demonstrate that another (and wholly' permissible) reason would “at the same time” have led to the same decision? Any such requirement would render the Price Water-house legal calculus totally unavailable to such an employer.
Here Clubs escape that potential dilemma for an obvious reason: Meadow’s second sous chef position for which Larsen applied has remained unfilled for nearly 3-}6 years after Larsen’s application—a permanent reduction in staffing.
Thus under the Price Waterhouse formulation it must be held that even when Condie’s version is credited, Larsen would not have been hired in any event for a perfectly legitimate and nonactionable reason. And if the McDonnell Douglas-Burdine approach were to be applied, the result would be the same: That economic reason must be held to be non-pretextual. Hence either way Larsen also loses on the Meadows claim as a matter of law.
3. Separation Form
Finally there is Larsen’s claim that the unflattering reasons for leaving Lake-shore indicated on her separation form (“quit—dissatisfied—walked off the job”) also constitute retaliatory treatment. Clubs acknowledge that the form was incorrectly filled out. But what Larsen has done is simply to tender the separation form and then ask this Court to intuit that the stated reasons were selected by whoever filled it out in retaliation for her being a plaintiff in Avitia—she has offered absolutely no other evidence to support that contention.
What Larsen prefers to ignore is that those notations were made roughly a year after she left Lakeshore and more than two years after she joined the Avitia litigation. Moreover, the form was never circulated to anyone else: It came to light only when discovery took place in this action. In sum, Larsen has not (even with the benefit of reasonable favorable inferences) provided the necessary “causal link” between her Avitia participation and the erroneous form. Clubs are also entitled to summary judgment on that aspect of Larsen’s claim.
Conclusion
There is no genuine issue of material fact on any of Larsen’s claims, and Clubs are entitled to judgment as a matter of law on the entirety of those claims. This action is dismissed with prejudice.
. Other defendants named in Larsen’s Third Amended Complaint (“Complaint”) are The Meadow Club, Inc. ("Meadow”), Lakeshore Center Management Co., Inc. ("Lakeshore Management”) and Exchange Club Management Co. (“Exchange”). Although Larsen’s lawyer does not have Lakeshore Management's or Exchange's corporate names quite right in the Complaint, they are close enough to the actual names to avoid any confusion.
. Further citations to FLSA will take the form "Section—," referring to the section designations in Title 29 rather than to FLSA's internal numbering.
. Larsen sues under Section 216(b), which creates a private right of action to redress violations of Section 215(a)(3) (Crowley v. Pace Suburban Bus Div., 938 F.2d 797, 798 n. 2 (7th Cir.1991)).
. Familiar Rule 56 principles impose on the movant the burden of establishing the lack of a genuine issue of material fact (Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 2552-53, 91 L.Ed.2d 265 (1986)). For that purpose this Court is “not required to draw every conceivable inference from the record—only those inferences that are reasonable”—in the light most favorable to nonmovant Larsen (Bank Leumi Le-Israel, B.M. v. Lee, 928 F.2d 232, 236 (7th Cir.1991) and cases cited there).
. This District Court has instituted its own General Rule ("GR”) 12 to facilitate the resolution of Rule 56 motions:
1. GR 12(m) requires every Rule 56 movant to submit a statement of assertedly uncontested facts, with citations to the record in support of each of those facts.
2. GR 12(n) requires the nonmovant to respond point by point, with citations to the record in support of (a) any claimed contest of the movant’s version of the facts and (b) any additional facts that the nonmovant chooses to assert.
Both parties filed such submissions. Clubs' GR 12(m) statement will be cited "D. 12(m) ¶—," while Larsen's GR 12(n) response will be cited "P. 12(n)(l) ¶ —” and her statement of additional facts will be cited "P. 12(n)(2) ¶ —." Where Larsen admits any part of D. 12(m), only the latter will be cited.
. Larsen's depositions taken September 23, 1992 and September 8, 1993 will be cited respectively as her Dep. I and Dep. II.
. While neither party refers to any part of the record that explicitly states that Avitia alleged FLSA violations—as opposed to a violation of state law or breach of an employment contract'—• Clubs in effect concede the issue in their memoranda.
. Although the parties contest the title of the exact position for which Larsen applied, that issue is irrelevant here.
. While Kozak and Draveneck dispute Larsen’s version by claiming that she was not offered a job at CME on May 28, 1990 (Kozak Aff. ¶3; Draveneck Dep. 18-20, 35-36), that does not relate to a material (that is, outcome-determinative) fdfct. Section 215(a)(3) prohibits employers from taking adverse actions only when they do so because an employee has brought a claim under FLSA. It does not prohibit an employer for making employment decisions for any other reason, even capricious reasons, of course excluding membership in "some other protected category” (Kier v. Commercial Union Ins. Cos., 808 F.2d 1254, 1259 (7th Cir.1987)). Hence the fact that CME assertedly both hired and then fired Larsen before her scheduled starting date is irrelevant
. In contrast to that, Carso testified that he told Larsen that the sous chef position was not being filled at that time and denied that he ever told Condie that Larsen could not be hired because of her participation in Avitia (D. 12(m) ¶ 27). That raises a credibility issue inappropriate for resolution on a motion for summaty judgment (Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986))—instead this Court must credit Condie's version. More on this subject later.
. Of course Barbrow’s mere knowledge of Larsen's involvement in Avitia is insufficient to establish that the suit was the motive for treatment that she received from the CCA-affiliated clubs (Johnson v. Sullivan, 945 F.2d 976, 981 (7th Cir.1991)).
.Larsen's attempt to undercut Barbrow’s assertion by admitting the contents of his affidavit, but denying what Barbrow said "as to his credibility and the other facts and circumstances in the record considered as a whole” (P. 12(n)(1) ¶ 31), is completely without merit. Larsen seeks to rely on her own deposition testimony in which she makes the unsupported allegations that Bar-brow knew that she was leaving Lakeshore and said she was not to be hired. She also refers to Barbrow's own deposition, where he states that he shared offices with Metropolitan during the period that it was subject to overtime wage audits that resulted in Aviatia. But those references support no reasonable adverse inference of the type claimed by Larsen. Because those parts of the record are insufficient to call into question either Barbrow’s credibility in general or the specifics of his testimony in the respects covered by his affidavit, his statements must be credited for purposes of Clubs' Rule 56 motion.
. Just which of them did that is unclear (P. 12(n)(2) ¶ 23), but it makes no difference here.
. While Price Waterhouse and McDonnell Douglas-Burdine dealt with charges of race discrimination in violation of Title VII, their methods of analysis have never been limited to that context. This Court, for example, has applied the McDonnell Douglas-Burdine approach to claims brought under Section 215(a)(3) in Cuevas v. Monroe Street City Club, Inc., 752 F.Supp. 1405, 1410 (N.D.Ill.1990). Although Price Waterhouse has yet to be applied in a retaliatory treatment case in this circuit, our Court of Appeals has suggested that it would do so in a suitable case (see, e.g., Johnson, 945 F.2d at 980 n. 6; see also Griffiths v. CIGNA Corp., 988 F.2d 457, 468-72 (3d Cir.1993), applying Price Waterhouse in a retaliatory discharge case).
.In the summary judgment context, of course, Larsen's burden is only that of creating reasonable inferences, not one of proof as such (see Anderson v. Baxter Healthcare Corp., 13 F.3d 1120, 1124 (7th Cir.1994)). But any continued repetition of that burden involves an awkward locution, an awkwardness contributed to by the fact that so much of the case law speaks of what
. [Footnote by this Court] Clubs suggest (citing Wrenn v. Gould, 808 F.2d 493, 500 (6th Cir.1987) and Cohen v. Fred Meyer, Inc., 686 F.2d 793, 796 (9th Cir. 1982)) that a fourth element of the prima facie case should be that they knew Larsen had engaged in statutorily protected activity. Of course where there is no reasonable inference of such knowledge on the employer's part, the employee must lose on a claim that some adverse employment action was retaliatory in nature. But in any event a showing of such knowledge has implicitly been required by our Court of Appeals as part of the third element that there be a "causal link between the protected expression and the adverse action” (see, e.g., Roger v. Yellow Freight Sys., 21 F.3d 146, 149-150, (7th Cir. 1994))—and indeed Cohen also analyzed the issues exactly that way.
. That practice is confirmed by the facts that Larsen transferred four times between CCA clubs before leaving Lakeshore, that she was considered for positions at CME and Meadow and that Robinson transferred to Lakeshore from Meadow.
. Larsen is not aided by her citation to Townsend v. Indiana Univ., 995 F.2d 691, 693 (7th Cir.1993), where a three-year interval between sexual assaults and plaintiff's taking of a medical leave due to acute psychological distress (which had first manifested itself within a year after the sexual assaults) was held not to be too long "to support an inference that the events are causally related.” That issue—the permissible inference of a proximate-cause relationship between prohibited conduct and a type of intangible harm that by its very nature may often take substantial time to develop—differs dramatically from what is at issue here.
. Clubs Mem. 16 says that Carso's alleged statement is hearsay, but that contention fails in light of Fed.R.Evid. 801(d)(2)(D). Clubs also cite Brownell v. Figel, 950 F.2d 1285, 1289 (7th Cir.1991) and this Court’s opinion in Respect Inc. v. Committee on the Status of Women, 781 F.Supp. 1358, 1367 (N.D.Ill.1992) (the latter opinion rely
. Our Court of Appeals has often reemphasized the unfettered right of an employer to make employment decisions without judicial interference so long as those decisions are untainted by any statutorily prohibited motivation. Here, omitting internal quotation marks and citations, is a recent representative restatement in the comparable ADEA context (Kralman v. Illinois Dept. of Veterans’ Affairs, 23 F.3d 150, 156-157 (7th Cir. 1994)):
We do not sit as a super-personnel department that reexamines an entity's business decisions. No matter how medieval a firm’s practices, no matter how high-handed its decisional process, no matter how mistaken the firm’s managers, [the ADEA does] not interfere. Rather, our inquiry is limited to whether the employer gave an honest explanation of its behavior.
Thus, the issue of pretext does not address the correctness or desirability of reasons offered for employment decisions. Rather, it addresses the issue of whether the employer honestly believes in the reasons it offers. The ADEA cannot protect older employees from erroneous or even arbitrary personnel decisions, but only from decisions which are unlawfully motivated.
. As already stated, that is equally true of the Exchange job for which Larsen applied but was not hired.