Lead Opinion
BATCHELDER, J., delivered the opinion of the court, in which NORRIS, J., joined. BRIGHT, J. (p. 378), delivered a separate opinion concurring in the result.
Petitioner-Appellee Larry Nevers and Walter Budzyn, Detroit Police Officers, were convicted of second degree murder in a Michigan state court in the beating death of Malice Green. They were tried jointly but by separate juries.
Nevers petitioned for a writ of habeas corpus. The district court issued the writ, holding both that the trial court’s decision not to grant a change of venue due to pervasive pre-trial publicity was “manifest error,” Nevers v. Killinger,
BACKGROUND
The facts of the beating of Malice Green are set out in the published opinions of both the federal district court and the Michigan Supreme Court,
Nevers and his partner, Budzyn, both of whom are white, were on plainclothes duty after dark in an unmarked car when they observed Malice Green, an African-American, driving a bullet-riddled car carrying one passenger, pull up in front of a house known to the officers as one used for drug activity.
During the course of the incident a number of other police officers and two EMS crews arrived. According to the first two technicians to arrive on the scene, they were driving by and saw Green hanging out of the driver’s side of the car, blood streaming from his head and puddling on the ground. Nev-ers was holding Green with one hand and holding a flashlight with the other, ordering Green to hold still and open his hand. These two technicians agreed that Green looked dazed, that he was squirming and moving around but not attempting to fight Nevers off, that Green did not comply with Nevers’s orders to open his hand, and that Nevers struck Green on the head with the flashlight. Their accounts of the number of blows to the head varied; one technician said he saw Nev-ers deliver four blows; the other testified to five or six. One of these technicians testified that as soon as he arrived at the scene he approached Nevers and asked him what had happened, and that Nevers replied, “I hit him. And if he doesn’t quit it, I’m gonna hit him again.” The testimony of the second EMS crew, who arrived somewhat later, confirms the general picture painted by the first crew; one of the second crew, however, estimated that Nevers delivered ten blows to Green’s head.
Whether Green attempted to resist being handcuffed, and who did what to Green during the process of handcuffing him, are the subject of considerable variations in the testimony. At least one witness, however, testified that he saw car keys in Green’s hand, and all of the testimony is consistent that Green was repeatedly ordered to drop whatever he held in his hand but refused to do so. Various of the witnesses testified that Green was struck, punched and kicked during and after the handcuffing, and some of those blows were attributed to Nevers. Finally, all of the EMS technicians agreed that shortly after the officers succeeded in handcuffing Green, he had a seizure or seizures and, despite the ministrations by the medical technicians, he died at the scene.
Nevers testified in his own defense. According to his testimony, he was talking with one of the civilians at the scene when Budzyn began to struggle with Green. Nevers ran to the passenger side of the car with his flashlight in hand. Hearing from Budzyn that Green had something in his hand, Nevers pried Green’s clenched fist open. Something which Nevers thought was a rock of cocaine fell out, and Green closed his fist again. Green began to bring his knees up toward Nevers’s chest to prevent Nevers from again opening Green’s hand, and Nevers struck him on his knees “a couple of times” in an attempt to keep Green from kneeing him. Nevers then grabbed Green’s hand and began to strike it, with each strike telling Green to open his hand. Worried that the gathering crowd might jump into the fray, Nevers told the crowd they could all leave. At this point, Budzyn said that Green was trying to get out of the car, so Nevers ran around to the driver’s side, getting there as the door was beginning to open. Nevers pulled the door open and Green’s head and torso fell out of the door. Nevers was holding Green by his clothing, when Green grabbed the handle of Nevers’s holstered gun, and Nevers hit him on the head. Nev-ers testified that on an earlier occasion his gun had been taken from him by a suspect he was attempting to apprehend and Nevers did not intend ever to be in that position again. After Green let go of his gun, Nevers said, he did not hit Green again. Seeing an ap
At trial, the state introduced the testimony of Dr. Kalil Jiraki, an assistant Wayne County medical examiner, who testified that Green had suffered at least fourteen separate blunt force blows to the head, and that the cause of death was blunt force trauma to the head. Dr. Jiraki acknowledged that Green was under the influence of cocaine when he died, but stated that the amount of cocaine in his blood probably did not contribute to his death.
Nevers introduced his own experts to contradict Dr. Jiraki. One of them, Dr. L.G. Dragovic, testified “that [the] blunt force trauma that was sustained to the brain was not and cannot be taken as a sole cause of death in [this] case.” J.A. at 1116-17 (Dr. Dragovic Test.). Rather, Dr. Dragovic maintained that without the cocaine and the chemical produced when alcohol and cocaine are in the body together, both of which were found in Green’s bloodstream, Green would not have suffered a life-threatening seizure due to the blunt force injuries to his head. Dr. Dragovic also testified that there were only eleven blunt force injuries to the brain, rather than fourteen.
A barrage of media publicity began with the first reports of Green’s death. Because this incident occurred shortly after the Los Angeles riots that followed the acquittal of the police officers who had beaten Rodney King, the media reports in Detroit compared Green’s death to the Rodney King beating and were critical of the police department generally and these police officers specifically-
Budzyn and Nevers were charged with second degree murder. Before the commencement of their trial (which began seven months after Green’s beating and death), the Detroit Police Department, without any investigation or trial, fired all of the officers who had appeared at the scene, even those who merely responded to the Officer in Distress call that had gone out. During this time period “[t]he City of Detroit also agreed to a multimillion dollar settlement with Green’s estate. In response to some criticisms of the settlement, a city attorney stated that a generous settlement might spare the city the riotous violence that racked Los Angeles after the acquittal of the police officers.” Budzyn,
Because of the pretrial publicity, Nevers sought but was denied change of venue. Instead, the trial court permitted extensive voir dire regarding the potential jurors’ familiarity with the case, including whether they were biased or prejudiced or had any preconceived notions as to guilt or innocence. This voir dire began on June 2, 1993, and lasted at least through June 15.
Trial began on June 18, 1993, and lasted approximately seven weeks. Near the end of the trial, approximately one week before the juries began deliberations, the trial court provided the juries with several film videos with which to entertain themselves during a period when they were not in court but were required to be in the courthouse. One of the movies provided was “Malcolm X,” which begins with a video of the Rodney Kang beating accompanied by a voice-over of a racially provocative and highly inflammatory speech by Malcolm X charging the “white man” with being one of the greatest murderers in history. Defendants asked for mistrial on this basis but their motion was denied by the independent judge to whom it was referred.
I. THE ANTITERRORISM AND EFFECTIVE DEATH PENALTY ACT OF 1996
The Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, 110 Stat. 1214 (1996) (“AEDPA”), applies to this-case because Nevers filed his petition for habeas relief on October 8, 1997, well after the act’s effective date of April 26, 1996. See Harpster v. Ohio,
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
The district court applied the AEDPA and concluded that the Michigan Supreme Court’s decision affirming Nevers’s conviction “resulted in a decision that ... involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States” on two separate bases. First, it found the trial so permeated by prejudicial pretrial publicity that the trial court’s denial of a change of venue violated the principles enunciated in the Supreme Court’s pretrial publicity line of cases. E.g., Irvin v. Dowd,
As the First Circuit recently recognized, “AEDPA is hardly a model of clarity, ...
The Fifth Circuit reads § 2254(d) as addressing three distinct challenges to a state court’s decision. See, e.g., Drinkard v. Johnson,
In Neelley v. Nagle,
The Fourth Circuit, in Green v. French,
[A] decision is “contrary to” precedent only when, either through a decision of pure law or the application of law to facts indistinguishable in any material way from those on the basis of which the precedent was decided, that decision reaches a legal conclusion or a result opposite to and irreconcilable with that reached in the precedent that addresses the identical issue. In contrast, a decision represents an “unreasonable application of’ precedent, only when that decision applies a precedent in a context different from the one in which the precedent was decided and one to which extension of the legal principle of the precedent is not reasonable, when that decision fails to apply the principle of a precedent in a context where such failure is unreasonable, or when that decision recognizes the correct principle from the higher court’s precedent, but unreasonably applies that principle to the facts before it (assuming the facts are insufficiently different from those that gave rise to the precedent as to constitute a new context for consideration of the principle’s applicability).
Id. at 870. Green then announced the following standard:
*359 Defining the terms in this manner, respectively, captures, we believe, the obvious common sense of the statute: If a state court decision is in square conflict with a precedent (supreme court) which is controlling as to law and fact, then the writ of habeas corpus should issue; if no such controlling decision exists, the writ should issue only if the state court’s resolution of a question of pure law rests upon an objectively unreasonable derivation of legal principles from the relevant supreme court precedents, or if its decision rests upon an objectively unreasonable application of established principles to new facts.
Id. The Fourth Circuit affirmed that its approach is, in form, very similar to Drinkard, Lindh, and Neelley. See id. at 870-73. Unlike Neelley, however, Green declined to view the term “clearly established Federal law” as a codification of the Teague doctrine. But Green did not provide insight into how that term alternatively should be understood and applied. See id. at 873-74.
The First Circuit, in O’Brien v. Dubois,
A federal habeas court charged to weigh a state court decision must undertake an independent two-step analysis of that decision. First, the habeas court asks whether the Supreme Court has prescribed a rule that governs the petitioner’s claim. If so, the habeas court gauges whether the state court decision is “contrary to” the governing rule. In the absence of a governing rule, the “contrary to” language clause drops from the equation and the habeas court takes the second step. At this stage, the habeas court determines whether the state court’s use of (or failure to use) existing law in deciding the petitioner’s claim involved an “unreasonable application” of Supreme Court precedent.
Id. at 24.
To help in the determination, “of how specific a rule must be to qualify as dispositive,” O’Brien looked to Teague and its progeny, and even referenced Neelley in citation. O’Brien states:
Drawing on Teague, we hold that an affirmative answer to the first section 2254(d)(1) inquiry — whether the Supreme Court has prescribed a rule that governs the petitioner’s claim — requires something more than a recognition that the Supreme Court has articulated a general standard that covers the claim. To obtain relief at this stage, a habeas petitioner must show that Supreme Court precedent requires an outcome contrary to that reached by the relevant state court. Cf. Neelley,138 F.3d at 923-24 .
O’Brien,
whether a Supreme Court rule — by virtue of its factual similarity (though not necessarily identicality) or its distillation of general federal law precepts into a channeled mode of analysis specifically intended for application to variant factual situations— can fairly be said to require a particular result in a particular case.
Id. at 25.
Finally, O’Brien explained, if no Supreme Court “rule” can “fairly be said to require a particular result in a particular case,” then the “unreasonable application” test applies. Under this second step, inferior federal court decisions which have decided factually similar
This Circuit was confronted with interpreting § 2254(d) in Harpster v. Ohio,
The issues in the case before us today involve whether pretrial publicity necessitated a change of venue in order for the defendants to receive a fair trial, and whether the errors surrounding the extraneous influences on the jury were harmless. The former issue, like the issue in Harpster, is a heavily fact-intensive mixed question of law and fact for which there is no clear “rule” enunciated by the Supreme Court requiring a certain result. Therefore, on the question of pretrial publicity, “under either [the Fifth and Seventh Circuits’ or the First Circuit’s] approach we must decide whether the state court [decision] ... ‘involved an unreasonable application of[ ] clearly established Federal law, as determined by the Supreme Court.’ ” Id. at 327 (quoting 28 U.S.C. § 2254(d)(1)). The extraneous jury influence issue also may be viewed as a “mixed question” case which, under the Fifth and Seventh Circuits’ approaches, necessitates review under the “unreasonable application” clause.
Likewise, neither Neelley nor Green counsels consideration of the issues in this case under anything other than the “unreasonable application” clause in § 2254(d)(1). This case involves neither an instance in which “a state court [has] face[d] a set of facts that is essentially the same as those the Supreme Court has faced earlier,” but reaches a differ
The lack of agreement among the circuits is even sharper with regard to the meaning and application of the term “unreasonable application.” While all the cases appear to agree that “the ‘unreasonable application’ clause does not empower a habeas court to grant the writ merely because it disagrees with the state court’s decision, or because, left to its own devices, it would have reached a different result,” O’Brien,
that an application of law to facts is unreasonable only when it can be said that reasonable jurists considering the question would be of one view that the state court decision is incorrect. In other words, [the court will] ... grant habeas relief only if a state court decision is so clearly incorrect that it would not be debatable among reasonable jurists.
Drinkard,
Since we heard oral argument in this case this Court, in Herbert v. Billy,
II. PRE-TRIAL PUBLICITY
Petitioner argued that he should have received a change of venue due to pretrial publicity. The district court agreed, first finding that “[t]he Supreme Court has established two standards to guide courts, the ‘actual prejudice’ standard and the ‘presumed prejudice’ standard,” Nevers,
1. Clearly Established Supreme Court Precedent?
The first question that must be addressed is whether the distinction recognized by the district court as existing between presumptive and actual prejudice is “clearly established Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1). Review of relevant Supreme Court precedent indicates that there is such a distinction; it is best articulated by Murphy v. Florida,
“Trial Setting Inherently Prejudicial.”
One type of prejudice is represented by Rideau v. Louisiana,
The proceedings in these cases were entirely lacking in the solemnity and sobriety to which a defendant is entitled in a system that subscribes to any notion of fairness and rejects the verdict of a mob. They cannot be made to stand for the proposition that juror exposure to information about a state defendant’s prior convictions or to news accounts of the crime with which he is charged alone presumptively deprives the defendant of due process.
Id.
“Jury Selection Process Permitted Inference of Actual Prejudice.” The other type of prejudice, represented by Irvin v. Dowd,
In a community where most veniremen will admit to a disqualifying prejudice, the reliability of the others’ protestations may be drawn into question; for it is then more probable that they are part of a community deeply hostile to the accused, and more likely that they may unwittingly have been influenced by it.
Id. at 803,
Since Murphy, the Supreme Court has not applied the “trial setting inherently prejudicial” standard of Rideau, Estes, and Sheppard, presumably because the “televised interrogation/confession in a smaller community” and the “tabloid-esque, carnival atmosphere” instances have not arisen. We think that the holdings in those cases are, therefore, to be limited to their facts. The benchmarks for measuring pretrial publicity appear to be Irvin on the one end and Murphy on the other, as exemplified in Dobbert v. Florida,
Petitioner’s argument that the extensive coverage by the media denied him a fair trial rests almost entirely upon the quantum of publicity which the events received. He has directed us to no specific portions of the record, in particular the voir dire examination of the jurors, which would require a finding of constitutional unfairness as to the method of jury selection or as to the character of the jurors actually selected. But under Murphy, extensive knowledge in the community of either the crimes or the putative criminal is not sufficient by itself to render a trial constitutionally unfair. Petitioner in this case has simply shown that the community was made well aware of the charges against him and asks us on that basis to presume unfairness of constitutional magnitude at his trial. This we will not do in the absence of a “trial atmosphere ... utterly corrupted by press coverage,” Murphy v. Florida, supra,421 U.S. at 798 ,95 S.Ct. at 2035 . One who is reasonably suspected of murdering his children cannot expect to remain anonymous. Petitioner has failed to convince us that under the “totality of the circumstances,” Mmphy, supra, the Florida Supreme Court was wrong in finding no constitutional violation with respect to the pretrial publicity.
Dobbert,
Seven years after Dobbert the Court again addressed a “trial atmosphere utterly corrupted by press coverage” in Patton v. Yount,
Because we conclude that there is clearly established Supreme Court precedent distinguishing between cases involving presumed prejudice — when the “setting of the trial [is] inherently prejudicial,” Murphy,
2. Unreasonable Application?
The Michigan Court of Appeals opinion states:
Although this case involved extensive media publicity and expressions of community sentiment, all of the seated jurors indicated under oath that they could hear defendants’ cases fairly and impartially, despite their exposure to media publicity and community sentiment. Thus, there is a presumption of impartiality which may be rebutted only by demonstrating facts sufficient to indicate actual opinion or bias on the part of seated jurors or by showing that the nature and extent of the media publicity and community sentiment was such that prejudice must be presumed. Murphy v. Florida,421 U.S. 794 ,95 S.Ct. 2031 ,44 L.Ed.2d 589 (1975); People v. DeLisle,202 Mich.App. 658 , 509 N.W.2d 885 (1993).
As in Mmphy and DeLisle, less than one-third of the prospective jurors for these cases were disqualified on account of bias, and all the jurors chosen denied having fixed opinions as to defendants’ guilt. Moreover, in Mmphy and DeLisle, many or .all of the seated jurors had prior knowledge of matters arguably more damaging to the defense than the content of the publicity surrounding these cases, such as facts regarding the accused’s prior criminal record or pretrial confession to the*365 charged offense. Admittedly, the instant cases are unique to the extent that jurors were exposed to predictions or concerns that local rioting may occur in the event of acquittal, as had previously occurred in Los Angeles when police officers were acquitted of state charges in the Rodney King beating ease. However, we do not find this sufficient to establish presumptive prejudice. As for defendants’ claims of actual juror bias or prejudice based upon certain selected responses given on voir dire, we find that the jurors’ remarks, when viewed in full context, do not indicate partiality, fixed opinion, or inability to decide the case solely on the evidence presented.
People v. Budzyn, Nos. 170477, 170478, slip op. at 6-7 (Mich.Ct.App. March 22, 1995) (unpublished per curiam).
The district court found that the Michigan court’s decision was an unreasonable application of clearly established Supreme Court precedent because it “failed to address the presumed prejudice standard of Rideau and Murphy, [and] ... instead relied upon juror statements that they will be impartial,” Nevers,
Neither do the facts of this case evince the carnival atmosphere at issue in Sheppard and Estes. To be sure, there was extensive media coverage in the case before us,
Sheppard arose from a trial infected not only by a background of extremely inflammatory publicity but also by a courthouse given over to accommodate the public ap*366 petite for carnival. The proceedings in ... \Sheppard and Estes ] were entirely lacking in the solemnity and sobriety to which a defendant is entitled in a system that subscribes to any notion of fairness and rejects the verdict of a mob.
Murphy,
Because this case did not involve a televised confession as in Rideau or the carnival atmosphere displayed in Estes and Sheppard, the clearly established law we must apply here is that of Irvin, where the question was whether “adverse pretrial publicity ... created] such a presumption of prejudice in a community that the jurors’ claims that they can be impartial should not be believed.” Patton,
To be sure, there were many in the community enraged by the beating death of Malice Green, as shown by the several newspaper articles and editorials contained in the record and discussed thoroughly in the district court’s opinion. See Nevers,
However, while the information contained in the media coverage was certainly prejudicial, it was not nearly so prejudicial as that found in Irvin, in which the
barrage of newspaper headlines, articles, cartoons and pictures ... unleashed against ... [the defendant] during the six or seven months preceding his trial ... announced his confession to the six murders and the fact of his indictment for four of them in Indiana[;] ... [his] offer to plead guilty if promised a 99-years sentence, but also the determination, on the part of the prosecutor to secure the death penalty[;] and ... [his] confession] to 24 burglaries (the modus operandi of these robberies was compared to that of the murders and the similarity noted). One story ... characterized petitioner as re*367 morseless and without conscience but also as having been found sane by a court-appointed panel of doctors. In many of the stories petitioner was described as the “confessed slayer of six,” a parole violator and fraudulent-check artist____ On the day before the trial the newspapers carried the story that Irvin had orally admitted the murder of Kerr (the victim in this case) as well as the “robbery-murder of Mrs. Mary Holland; the murder of Mrs. Wilhelmina Sailer in Posey County, and the slaughter of three members of the Duncan family in Henderson County, Ky.”
Irvin,
More importantly, Irvin discussed information regarding the jury panel which the Murphy Court found extremely important. As noted previously, in Irvin “90% of those examined on the point ... entertained some opinion as to guilt — ranging in intensity from mere suspicion to absolute certainty.” Id. at 727,
In the present case, by contrast, 20 of the 78 persons questioned were excused because they indicated an opinion as to petitioner’s guilt. This may indeed be 20 more than would occur in the trial of a totally obscure person, but it by no means suggests a community with sentiment so poisoned against petitioner as to impeach the indifference of jurors who displayed no animus of their own.
Murphy,
In the ease before us, the Appellant’s Brief states, without citation to the record, that of the 105 prospective jurors dismissed, only 15 were dismissed for expressing bias, (Appellant’s Br. at 25 n. 5), a fact not contested in Appellee’s Brief or at oral argument. Also, it appears certain that all potential jurors had heard about the case, as the prosecutor conceded as much during voir dire, see J.A. at 502 (Voir Dire Tr.); but this, of course, is not enough to justify a change of venue, as even the “existence of a[] preconceived notion as to the guilt or innocence of an accused, without more, is [not] sufficient to rebut the presumption of a prospective juror’s impartiality,” Irvin,
The Joint Appendix submitted on appeal contains almost 500 pages of jury voir dire, which, in the main, is the voir dire testimony of the empaneled jurors, with scatterings of excerpts from the voir dire testimony of other potential jurors who did not become members of the panel. We attach as an appendix a summary of our review of these pages of the transcript.
Our extensive review of the transcript of the jury voir dire leads us to conclude that none of the jurors actually empaneled had any fixed opinion as to Nevers’s guilt before the trial began, in contrast to the situation in Irvin, where eight of the twelve jurors had such opinions. These transcript pages disclose only two jurors eventually seated who were challenged for cause; only as to one of those, namely Juror # 5, does the trial court’s denial of the challenge for cause appear to have been questionable. Cf. Beck v. Washington,
While this certainly is not a clear-cut case, we are unable to say, after carefully reviewing the voluminous Joint Appendix submitted by the parties, that these facts place this case in the same league as Irvin in terms of community bias and actual prejudice. And this is a federal habeas action, in which we must review the decisions of the state courts under the deferential standard imposed by the AEDPA. Even if we would reach a different conclusion if this case were before us on diréct appeal from a criminal trial in a federal district court, we are unable to say that the Michigan Court of Appeals’s application of Supreme Court precedent resulted in a decision whose unreasonableness “could not be debatable among reasonable jurists,” Drinkard,
III. EXTRANEOUS INFLUENCES ON THE JURY
Nevers and Budzyn claimed in their appeals before the Michigan appellate courts that extraneous influences on the jury deprived them of fair trials. The Michigan Supreme Court, citing Hughes v. Borg,
In order to establish that the extrinsic influence was error requiring reversal, the defendant must initially prove two points. First, the defendant must prove that the jury was exposed to extraneous influences. Second, the defendant must establish that these extraneous influences created a real and substantial possibility that they could have affected the jury’s verdict. Generally, in proving this second point, the defendant will demonstrate that the extraneous influence is substantially related to a material aspect of the case and that there is a direct connection between the extrinsic material and the adverse verdict. If the defendant establishes this initial burden, the burden shifts to the people to demonstrate that the error was harmless beyond a reasonable doubt. We examine the error to determine if it is harmless beyond a reasonable doubt because the error is constitutional in nature. The people may do so by proving that either the extraneous influence was duplicative of evidence produced at trial or the evidence of guilt was overwhelming.
Budzyn,
On habeas review, the district court agreed with the Michigan Supreme Court that the jury’s receipt of the extraneous information amounted to constitutional error. Nevers,
Whether Nevers has shown that he is entitled under § 2254(d) to issuance of the writ on his claim of jury taint appears to us to have two separate aspects. The first and obvious aspect is his claim that the Michigan Supreme Court’s application of harmless error precedent was unreasonable. The second aspect, less obvious but clearly implied from the first, is the claim that the state courts’ failure to conduct any inquiry into the actual effect of the extraneous information the jury acquired resulted in a decision that was contrary to clearly established law. It may be that Nevers has waived his right to argue this second claim, since the state courts’ opinions do not squarely address this issue and it was not explicitly raised in the habeas petition or before us on appeal. Our review of this case, however, persuades us that where the state court has expressly ruled in a manner that prevents a defendant in a criminal proceeding from having the opportunity to obtain the information he must have to pursue a claim of constitutional error, whether that ruling was contrary to law is inextricable from the question of whether the constitutional error was harm
We agree with the district court — for the reasons mentioned by that court — that Nevers’s claim that the jury was influenced by extraneous information was amenable to harmless error analysis. Additionally, we note that at least four other circuit courts have found extrinsic juror influence claims to be subject to “harmless error” analysis. E.g., Pyles v. Johnson,
We must therefore determine what standard we must use in reviewing the Michigan Supreme Court’s application of harmless error review. Pre-AEDPA Supreme Court precedent originally held that constitutional errors occurring in the state trial court require reversal unless the government could prove the error “harmless beyond a reasonable doubt.” See generally Chapman v. California,
The AEDPA, however, amended § 2254(d) to decree that the writ shall not issue unless the state court’s affirmance of the conviction amounted to an “unreasonable application” of clearly established Supreme Court precedent. On direct review, the state appellate court would determine whether the claimed error was harmless under Chapman’s “unreasonable beyond a reasonable doubt” standard.
The district court, recognizing the conundrum, reviewed the Michigan Supreme Court’s determination under both the Chap
The clear language of § 2254(d) permits us to review the Michigan Supreme Court’s adjudication of harmless error only to determine whether it is contrary to or resulted from an unreasonable application of clearly established federal law — specifically, the harmless error standard of Chapman v. California,
[sjtate courts are fully qualified to identify constitutional error and evaluate its prejudicial effect on the trial process under Chapman, and state courts often occupy a superior vantage point from which to evaluate the effect of trial error. For these reasons, it scarcely seems logical to require federal habeas courts to engage in the identical approach to harmless-error review that Chapman requires state courts to engage in on direct review.
Brecht,
We have already explained that under the highly deferential standard of AEDPA we may not find the state court’s application of federal law unreasonable unless reasonable jurists would find it so arbitrary, unsupported or offensive to existing precedent as to be outside the realm of plausible credible outcomes. We think that when the issue before the federal habeas court is the state court’s finding of harmless error, the test set out by the Supreme Court in Kotteakos and explicitly reiterated in Brecht quite precisely captures Congress’s intent as expressed in AEDPA and, therefore, continues to be applicable. That test is whether the error “ ‘had substantial and injurious effect or influence in determining the jury’s verdict,”’ Brecht,
The Michigan Supreme Court held that the jury’s possession of extraneous information was constitutional error amenable to harmless error analysis. Further, the court conceded that there was “a real and substantial possibility that these external influences together could have affected the juries’ verdicts.” The court then conducted a harmless eiTor analysis to determine whether the error was harmless beyond a reasonable doubt, which, the court said, the state could demonstrate by “proving that either the extraneous influence was duplicative of evidence produced at trial or the evidence of guilt was overwhelming.” Budzyn,
In the Nevers’ trial, the four EMS witnesses, who had no apparent motive to lie, provided interlocking testimony that Nev-ers repeatedly bludgeoned Malice Green in the head with his heavy police flashlight while Green was dazed and not offering significant resistance. The medical testimony of the injuries to Green’s head also substantiated this testimony. The people have proven that there was unimpeachable, compelling evidence that Nevers harbored, at the very least, an unjustified intent to commit great bodily harm against Green. Thus, under Hughes, the extraneous influences were harmless.
Id. at 240-41 (footnote omitted).
We agree with the district court that the Michigan Supreme Court applied the Chapman “harmless beyond a reasonable doubt” test. We must therefore determine whether the district court was correct in holding that the application of that test was unreasonable.
The issue at the heart of Nevers’s prosecution was not what Nevers did, but why he did it. As the Michigan Supreme Court said, the cumulative evidence that Nevers beat Malice Green was overwhelming; it is virtually undisputed that blows to the head were a cause of Green’s death; and Nevers admitted striking many of those blows. But Nevers’s defense centered around his contention that the blows he struck were intended solely to subdue Green, to prevent him from grabbing Nevers’s gun, to protect himself from Green, and to force Green to relinquish the object he clutched in his hand, which Nevers claimed to have thought was something sharp and perhaps useable as a weapon. Nevers, in short, claimed that he used force only in response to Green’s refusal to submit to the police and that the force he used was only that necessary to protect himself and subdue Green.
It was the province of the jury alone to determine Nevers’s credibility and the veracity of his testimony. The extraneous information that the jury was exposed to during the course of the trial, and particularly the information regarding STRESS, unquestionably had the potential for influencing how the jury viewed Nevers’s testimony about his motivation for beating Green, and the Michigan Supreme Court acknowledged as much. The Michigan court, however, went on to conclude that in light of the evidence against Nevers, including evidence the court labeled as “unimpeachable” regarding his motives, the extraneous influences were harmless beyond a reasonable doubt.
We cannot conclude that the Michigan court’s application of the Chapman “harmless beyond a reasonable doubt” test was reasonable. Chapman explicitly includes the Fahy “reasonable possibility that the ... [error] complained of might have contributed to the conviction” test. Chapman,
the kind of concrete, factual evidence that could substantially compromise the ability of a jury to issue a fair verdict because the evidence relates directly to the past conduct of the police officers ... It suggests*373 ... that these officers may have been acting in accordance with their preexisting racist predisposition to target young black men for abuse when they encountered Malice Green. This evidence was never introduced at trial. It is the kind of evidence that has a direct and rational connection between it and an adverse verdict.
Budzyn,
Finally, had the trial court undertaken to investigate the claim of extraneous jury influence, Nevers might not have been able to claim constitutional error at all. It is a matter of clearly established Supreme Court precedent that a criminal defendant claiming implied juror bias is entitled to the opportunity to prove actual bias. See Dennis v. United States,
In Nevers’s case, the state trial court accepted as true the affidavits presented by Nevers and Budzyn detailing the extraneous information that had come into the jury’s possession; however, the court denied
The Michigan Supreme Court did not address the failure of the trial court to accord Nevers his due process right to have a factual determination made regarding the effect of the extraneous information on the jury’s deliberations, proceeding instead, as we have heretofore discussed, to its determination that the jury’s possession of the extraneous material was harmless beyond a reasonable doubt when weighed against the evidence of Nevers’s guilt. To the extent that we understand the distinction between a state court decision that is “contrary to” established Supreme Court precedent and one that involves an “unreasonable application of’ such precedent, we think that the Michigan Supreme Court’s failure even to consider the trial court’s refusal to permit Nevers any opportunity to establish actual jury bias resulted in a decision contrary to established law. This is not a case such as Dennis,
Because we conclude that the Michigan Supreme Court’s decision with regard to the claim of extraneous jury influence was both contrary to and resulted from an unreasonable application of clearly established Supreme Court precedent, we AFFIRM the judgment of the district court granting the writ on this issue.
CONCLUSION
For the foregoing reasons, we hold that the district court erred in concluding that the petition for a writ of habeas corpus should be granted on the claim that Nevers was denied a fair trial because of pretrial publicity. We hold further that the district court correctly concluded that the petition for a writ of habeas corpus should be granted on the claim that Nevers was denied a fair trial because of extraneous influences on the jury. Accordingly, we AFFIRM the judgment of the district court granting the petition for a writ of habeas corpus.
APPENDIX
SUMMARY OF JURY VOIR DIRE
Juror # 1 acknowledged that his neighbors, with whom he had talked about the
Juror # 3 acknowledged that he was aware of Malice Green’s death through the newspaper and television. J.A. at 477 (Voir Dire Tr.). Juror # 3 stated that from the “things stated in the media ... everybody seemed to have an opinion,” J.A. at 481 (Voir Dire Tr.), but also said, “After the initial hype of the incident was over, then it just kind of quieted down. I didn’t really' think about it anymore.” J.A. at 486 (Voir Dire Tr.). Juror # 3 admitted that he had discussed the case with his professional colleagues of various races when it first occurred, which included comparison of it to the Rodney King beating, but said that the discussion turned to violence in general, rather than this specific incident. J.A. at 493-98 (Voir Dire Tr.). Juror #3 specifically stated that he had formed no opinion on guilt or innocence, and had no opinion as to whether the encounter between Green and Nevers was “proper” or “improper.” J.A. at 499-500 (Voir Dire Tr.). Defense counsel’s challenge for cause of Juror # 3, an African-American, was denied.
Juror # 5 acknowledged that he had heard about the case from the television and newspapers. J.A. at 508-09, 531 (Voir Dire Tr.). He said that when he learned about the case the first question in his mind concerned what Malice Green had been doing to deserve being stopped by the police. J.A. at 510-11 (Voir Dire Tr.). He also wondered why it had taken “three officers to bring down one person,” J.A. at 512 (Voir Dire Tr.), and stated that he was bothered by this fact because it should not have taken that many police officers, which he thought was “too many,” J.A. at 514 (Voir Dire Tr.), to subdue Green, J.A. at 513 (Voir Dire Tr.). Juror # 5 further stated that from these concerns, he had formed an opinion that “something wrong” had occurred at the scene, but did not know whether it had been Green or the police officers that had been its cause, J.A. at 515, 516 (Voir Dire Tr.). He also repeatedly acknowledged that it was his “opinion that if Malice Green didn’t commit á crime out there, that Mr. Nevers or one of those other defendants did.” J.A. at 517, 520, 522 (Voir Dire Tr.). He acknowledged that based on what he had heard and read about the incident, he had made some fairly firm determinations concerning what had occurred and that he would be surprised if Defense counsel did not put on evidence showing that Malice Green had done something wrong. J.A. at 525-26 (Voir Dire Tr.). He then stated, however, that he could put all of that out of his mind and look only at the evidence presented at trial. J.A. at 526-28. Finally, he acknowledged that based on what he had read and seen on T.V., he believed that Mr. Nev-ers or one of the other officers had caused Malice Green’s death, but that he did not have an opinion as to how it happened, that is, whether it was murder. J.A. at 533-34. Defense counsel’s challenge for cause of Juror # 5 was denied. J.A. at 540-46 (Voir Dire Tr.).
Juror # 15 stated that had no preconceived ideas as to Nevers’s guilt, J.A. at 562 (Voir Dire Tr.), and acknowledged that Mr. Nevers “sits there in [her] eyes innocent.” J.A. at 564 (Voir Dire Tr.). .It does not appear from the transcript pages included in the Joint Appendix that Juror # 15 was challenged for cause.
Juror # 10 acknowledged that she believed one of the three defendants, or maybe all three, were guilty, but had no opinion as to Mr. Nevers’s guilt or innocence at that time. J.A. at 588-91 (Voir Dire Tr.). Definitely, however, she felt that of the three standing trial, “somebody is guilty of something.” J.A. at 591 (Voir Dire Tr.). Later on in her voir dire testimony she acknowledged that she believed that Mr. Green died “because of a senseless act by somebody.” J.A. at 601-02 (Voir Dire Tr.). She stated that she sympathized with Green and his family, but
Juror # 13, who was passed for cause, stated she had no opinion as to guilt or innocence, J.A. at 619, 626 (Voir Dire Tr.), and specifically disagreed with Juror # 10 that one of the defendants had to be guilty of something, J.A. at 619 (Voir Dire Tr.).
Juror # 9 specifically stated that he had no opinion as to guilt or innocence, and that he did not form an opinion from the media coverage because he felt as if the “whole story” had not been told yet. J.A. at 649 (Voir Dire Tr.) He had not had any discussions with friends or co-workers about the case, other than briefly mentioning it to his girlfriend. J.A. at 648 (Voir Dire Tr.). Juror # 9 was very worried about having his identity disclosed in the media after the trial was over. See J.A. at 641-43, 658-62, 664 (Voir Dire Tr.). He was worried about being harassed by either the group protesting outside of the courthouse during voir dire or by police officers, depending upon how the verdict came out. J.A. at 661-62 (Voir Dire Tr.). He said, however, that his concern would not affect his ability to render a decision, and that if asked for a verdict right then it would have been not guilty. J.A. at 662-63 (Voir Dire Tr.). He was passed for cause. J.A. at 657, 675 (Voir Dire Tr.).
Juror # 14 specifically stated that he had not formed any opinions about what had occurred in this case because he was not very familiar with the case. J.A. at 695 (Voir Dire Tr.). He was passed for cause. J.A. at 688, 702 (Voir Dire Tr.).
Juror # 4 had heard about the case from “some rumblings in the neighborhood,” but not from newspaper or T.V., which he neither read nor watched. J.A. at 707-08 (Voir Dire Tr.). He repeatedly said that he had no opinions on the case whatsoever, J.A. at 704, 708 (Voir Dire Tr.), and that if pressed to make a decision he would have to find Nev-ers not guilty because he had not heard any evidence, J.A. at 709 (Voir Dire Tr.). He was passed for cause. J.A. at 722, 725 (Voir Dire Tr.).
Juror # 16 admitted that he had heard about the case and had discussed it with his friends, whose opinions had varied from guilty to not guilty. J.A. at 736-37 (Voir Dire Tr.). He then stated that his personal opinion was that, from the facts presented in the media, Nevers was not guilty. J.A. at 737, 738 (Voir Dire Tr.). Juror # 16 was passed for cause. J.A. at 745, 751 (Voir Dire Tr.).
Juror # 12 stated that she had heard about the case through the T.V. and radio, but had not read about it. J.A, at 763 (Voir Dire Tr.). When asked what she thought about the case when she learned of it, she replied, “I thought that when the point came for a trial that it was going to be very, very grave because people would really need to hear the facts to make sure it was a fair trial and not based on emotion or public opinion.” J.A. at 769 (Voir Dire Tr.). From the remarks she had heard she believed public opinion was divided. J.A. at 769-70 (Voir Dire Tr.). She stated that she had not formed an opinion, and wanted to wait to do so until the facts came out at trial. J.A. at 771, 776 (Voir Dire Tr.). She was passed for cause. J.A. at 781, 794 (Voir Dire Tr.).
Juror # 2 stated that she had heard about the incident before reporting for jury duty, and that she had heard that Green “had died as a result of a beating from the officer.” J.A. at 810 (Voir Dire Tr.). She also acknowledged having heard the Mayor’s comment that the police officers were “murderers,” but stated that she thought the Mayor had gone “overboard,” had “jumpfed] the gun,” and had acted irresponsibly when he said that. J.A. at 810-11 (Voir Dire Tr.). She further stated that she had not formed an opinion and that she had not really worried too much about the case. J.A. at 812-13 (Voir Dire Tr.). Finally, she stated that she presumed Nevers to be innocent, J.A. at 828 (Voir Dire Tr.), that if asked for her vote she would have to say not guilty, id., and that she had no opinion at that time concerning guilt or innocence, J.A. at 831 (Voir Dire Tr.). She was passed for cause. J.A. at 833, 845 (Voir Dire Tr.).
Juror # 6 stated that she had read about the case in the newspapers, J.A. at 877 (Voir Dire Tr.), and that she had no opinion as to guilt or innocence, J.A. at 880 (Voir Dire Tr.). The people she worked with had all different opinions, ranging from guilty to not guilty. J.A. at 883 (Voir Dire Tr.). She was passed for cause. J.A. at 887 (Voir Dire Tr.).
Juror # 7 stated that she had heard about the ease through T.V., and admitted that her first reaction was to compare it to the Rodney King incident, not out of any notion of the beating’s having been racially motivated, but rather out of a fear that there might be a riot if the officers were acquitted. J.A. at 901-02 (Voir Dire Tr.). She further stated, however, that she no longer held that fear after talking with her co-workers, as it was their opinion that if the officers were acquitted, the people of Detroit would not react as the citizens of Los Angeles had. See J.A. at 902-03 (Voir Dire Tr.). She stated that if asked at that moment she would have to find Nevers not guilty. J.A. at 906 (Voir Dire Tr.). She was passed for cause. J.A. at 893, 911 (Voir Dire Tr.).
Juror #11 stated that he had heard very little about the case, and had not formed any opinions as to guilt or innocence at that time. See J.A. at 913, 924 (Voir Dire Tr.). He was passed for cause. J.A. at 924, 928 (Voir Dire Tr.).
The limited testimony in the Joint Appendix of jurors who were not chosen to serve on the panel tends to show that this crime and the media’s portrayal of it did affect some potential jurors strongly. One potential juror admitted that she had made up her mind about Nevers’s guilt and that she felt she could not give him a fair trial. She was excused for cause. J.A. at 888 (Voir Dire Tr.). Another potential juror, who was struck peremptorily by defense counsel, J.A. at 675 (Voir Dire Tr.), had much to say about his opinion concerning “community sentiment.” Defense counsel asked him his opinion on “what the community is saying,” and he replied, “Well, the community, basically what I am hearing is that he is guilty. That’s what I’m hearing.” Defense counsel then stated, “Okay. In other words, at least, you have heard in the community that the general consensus of the community is that he — by he you mean Mr. Nevers, is guilty?” to which the juror stated, “Right.” J.A. at 550 (Voir Dire Tr.). This potential juror also acknowledged that he had heard the Mayor say that Nevers was guilty, that he had a high regard for the mayor, and that when he heard the Mayor make that statement, he thought that the Mayor must have based it on some facts indicating Mr. Nevers’s guilt. J.A. at 551-53 (Voir Dire Tr.). Finally, this potential juror acknowledged that based on what he had heard in the community, his own initial opinion was that Nevers was guilty. J.A. at 553 (Voir Dire Tr.). Another potential juror stated that he read in the media “[tjhings basically intimating that [Nevers] is guilty.” J.A. at 547 (Voir Dire Tr.). This same individual, however, stated that he did not have an opinion concerning guilt or innocence because he did not necessarily believe what he read in the media. J.A. at 546a (Voir Dire Tr.). Another potential juror admitted that initially she had formed an opinion as to Nevers’s guilt and that the first reports had made her angry, but she thought she could set these aside because she thought Nevers deserved a fair trial. J.A. at 929-30 (Voir Dire Tr.). Another potential juror also admitted that she had formed “a slight opin
Notes
. Officer Robert Lessnau was charged with assault with intent to murder and was tried with Budzyn and Nevers, but by the bench instead of a separate jury. The trial court acquitted Less-nau.
. Nevers v. Killinger, 990 F.Supp. 844 (E.D.Mich.1997); People v. Budzyn,
. The Michigan Supreme Court noted:
The trial judge did not select the movies or approve the selections himself, but he took responsibility for the action taken by the employees of the court. The trial judge disqualified himself on ruling on defendants' motion.*357 The Chief Judge of Recorder’s Court referred the motion to a third judge who heard the motion and denied it.
Budzyn,
. The Budzyn jury deliberated eight days before returning a verdict of guilty. Budzyn received a sentence of eight to eighteen years. As noted previously, Budzyn’s conviction was reversed and remanded for a new trial by the Michigan Supreme Court due to extraneous jury influences that the court held could not be found to be harmless error.
. The district court in the case sub judice chose to employ the Fifth and Seventh Circuits' “categorization” approach (although it concluded that the result would be the same under the First Circuit's approach, discussed infra), see Nevers,
. In a footnote Neelley acknowledges that "[t]he overlap between the statute and Teague is not complete,” Neelley,
. But see Herbert v. Billy,
. In Harpster we discussed the First Circuit case of Martin v. Bissonette, No. 96-1856,
.As we shall more fully address in a subsequent section of this opinion, the extraneous jury influence issue also involves an issue of whether the state courts' failure to malee any factual inquiry into the actual effect, if any, of the extraneous information on the jury’s verdict was contrary to clearly established law. This issue, however, may have been waived; it is difficult to determine whether it was raised on direct appeal, and was raised only by implication in the habeas proceedings. We address it because we view it as an inextricable aspect of the jury influence issue as specifically addressed by the state courts.
. Accord Neelley,
. The Michigan Supreme Court affirmed this part of the court of appeals decision on the basis of that court’s opinion. Budzyn,
. At least 53,000, and maybe as many as 97,-000, people were estimated to have seen the tape of the televised confession at least once. See gRideau,
. Rideau was cited in a footnote as a precedent "describing situations in which state procedures are inadequate to uncover bias.” Patton,
. Accord DeLisle v. Rivers,
. Indeed, the district court’s description of the media coverage alone encompasses over eight pages of the Federal Supplement. See
.One pretrial incident was a three-day “inquest” broadcast live over T.V. and radio at which “Sheppard was brought into the room by police who searched him in full view of several hundred spectators," he was "questioned for five and one-half hours about his actions on the night of the murder,” his "counsel were present ... but were not permitted to participate,” and “[w]hen Sheppard’s chief counsel attempted to place some documents in the record[] he was forcibly ejected from the room by the Coroner, who received cheers, hugs, and kisses from ladies in the audience.” Sheppard,
. Accord DeLisle,
. The articles described Nevers's and Budzyn’s reputations as "hard line police officers,” id., who often used force and intimidation “as tools of persuasion,” J.A. at 424 (Ex. M32 (Detroit News Nov. 8 Article)), thus garnering them the nicknames "Starsky and Hutch” in the neighborhood in which they patrolled, id. The articles also mentioned previous instances of police brutality alleged against Nevers, see Nevers,
.See supra note 18.
. The court refused to consider the fourth affidavit, which the juror who produced it had refused to sign. Nevers had attempted to remedy the lack of a signature by submitting an affidavit from an attorney who swore that the juror had verbally adopted the statements made in the affidavit but had refused to sign out of fear that it would bring renewed media and public pressure upon her. The court, however, correctly adduced that such an attesting affidavit would make the juror’s affidavit inadmissible hearsay. Budzyn, 566 N.W.2d at 236 n. 14.
. After the Michigan Supreme Court had determined that the appellants had shown the error to be constitutional error the court stated, “Because defendants have carried their initial burden, we must decide whether any error was hannless beyond a reasonable doubt." Budzyn,
. The Fourth Circuit, in Green v. French,
that the North Carolina Supreme Court correctly concluded under Chapman that the trial court's failure to instruct the sentencing jury as to ... non-statutory mitigating factors was harmless under the standard for direct review, and, a fortiori, that the trial court’s error was harmless under the less exacting standard for federal habeas review of state court convictions under Brecht v. Abrahamson ....
Id. at 893 (citation omitted). The court then articulated its reasons for so finding and concluded by stating, "Green therefore has not met his burden of establishing that these errors were prejudicial under the Brecht standard.” Id. at 894.
. Chapman v. California,
. Although Hughes does not directly cite Chapman v. California, it does rely on Marino v. Vasquez,
. We suppose that where a state court decision is contrary to clearly established federal law, the error may still be found to be harmless. In the case before us today, however, the denial of due process could not be harmless error under either the Chapman or Brecht standards because it resulted in the denial of Nevers's right to demonstrate that the admittedly prejudicial material improperly in the jury’s possession actually affected the jury’s verdict.
Concurrence Opinion
concurring separately.
I concur in the result reached by the majority. I write separately because I disagree with the majority’s approach to the “unreasonableness” standard. The majority combines the not entirely consistent standards enunciated by the First and Fifth Circuits. See O’Brien v. Dubois,
Under the AEDPA, the district court could find the state court determinations unreasonable “only when it can be said that reasonable jurists considering the question would be of one view that the state court ruling was incorrect. In other words, we can grant habeas relief only if a state court decision is so clearly incorrect that it would not be debatable among reasonable jurists.”
Herbert,
The adoption of “the rule that the unreasonableness of a state court’s application of clearly established Supreme Court precedent will not be ‘debatable among reasonable jurists,’ Drinkard,
The standard in Herbert clearly accords with the language of the AEDPA. To articulate in this case a standard for unreasonableness other than that adopted in Herbert seems unwise and unnecessary.
