Lead Opinion
The petitioner, Larry Gene Heath, under a sentence of death, appeals the district court’s denial of his habeas corpus petition.
I. STATEMENT OF THE CASE
A. Background Facts
In August of 1981, Larry Gene Heath spoke with his brother, Jerry Heath, about possibly hiring some men to kill his wife. Evidently, Larry Heath was suspicious that his wife, who was then nine months pregnant, was carrying the child of her former fiance with whom she allegedly was having an ongoing affair. At the same time, Larry Heath wanted to marry Denise Lambert. Despite the fact that Larry Heath was already married, he gave Ms. Lambert an engagement ring and ordered invitations printed for their impending wedding.
Larry Heath wanted his wife’s death to appear to be an accident. Jerry Heath allegedly put Larry in touch with Charles Owens and Gregory Lumpkin who agreed to carry out the murder-for-hire. Larry Heath gave the two men a $500 down payment, keys to his house, and instructions that they were to drive his car with his wife in it into a creek, making the death seem to be an automobile accident. He then gave his fiancee, Denise Lambert, $1500 to give to the two men after the murder was completed. Owens and Lump-kin allegedly kidnapped Mrs. Heath from her Russell County, Alabama home on the morning of August 31, 1981. Instead of staging an accident, the two men drove her 50 miles to Troup County, Georgia where they shot her in the head with a pistol. They then dumped her body in the back seat of the car, placed a brick on the gas pedal, and sent the car speeding off into the woods. Several hours later, a lineman for a local utility company spotted the car and Mrs. Heath’s body.
The Georgia and the Alabama authorities cooperated closely in the investigation. Four days later, the Georgia police arrested Heath and his girlfriend Lambert. That night, Heath confessed to the crime and implicated his brother and Owens and Lumpkin. Within the next few weeks, Jerry Heath, Charles Owens and Gregory Lumpkin were arrested.
The case immediately dominated the local news. The news emphasized that Mrs. Heath was nine months pregnant when she was murdered, that her husband was motivated by the insurance money, and that he had an illicit affair with Ms. Lambert. Moreover, the media portrayed Ms. Lambert as a wealthy, carefree socialite who, while out on bail, went on an alpine skiing vacation. Heath added to the media drama by engaging in a custody battle in family court with his in-laws over his child.
B. Procedural History
1. The Indictments and Trial
Following the return of the indictment in Georgia, the Georgia prosecutor announced that he would be seeking the death penalty in the trials of Larry Heath, Owens and Lumpkin. In exchange for a life sentence, Heath pled guilty in February of 1982.
2. Direct and Collateral Appeals
Heath directly appealed his conviction through the Alabama state courts to the Supreme Court. Heath v. Alabama,
On February 20, 1986, Heath filed a petition for a writ of error coram nobis in Alabama state court. Following an eviden-tiary hearing, the state court denied the
On March 24, 1989, Heath filed this, his first, petition for a writ of habeas corpus in the Middle District of Alabama. The district court denied the petition, without a hearing, in August of 1989. A timely notice of appeal was filed. Meanwhile, Heath filed in district court a motion pursuant to Rule 60 of the Federal Rules of Civil Procedure seeking relief from the judgment. This Court, in response to the Rule 60 motion, ordered the appeal to be held in abeyance and then later dismissed the appeal without prejudice.
Subsequently, the district court granted the Rule 60 motion, allowing Heath to file an amended petition. Heath moved for an evidentiary hearing on his amended petition. The district court denied this request and then, on July 24, 1990 denied the petition. Heath filed a timely notice of appeal, bringing this case before this Court.
II. ANALYSIS
A. Ineffective Assistance of Counsel on Direct Appeal
A defendant has a right to counsel to aid in the direct appeal of his or her criminal conviction. See Evitts v. Lucey,
1. The Performance Prong
Strickland held that in evaluating whether the appellate counsel’s performance was deficient, counsel’s performance must be evaluated for “reasonableness under prevailing professional norms.” Strickland,
The Supreme Court, on at least two occasions, has had an opportunity to explain the parameters of what constitutes a reasonable strategy for appellate advocates. In Jones v. Barnes,
In the case at bar, appellate counsel’s performance was deficient. Heath’s attorney selected only one issue to appeal, the double jeopardy claim.
This is not a case where the attorney made a strategic decision to winnow out his less persuasive claims. Heath’s attorney Roney, in his testimony during the state collateral review, did not advance any reasonable strategic reasons for raising only the double jeopardy claim. While he focused on the double jeopardy claim to the exclusion of other issues during the appeal, he admitted that even before the trial, he thought the double jeopardy issue was a losing issue. Furthermore, he explained that he did not bring the change of venue/pretrial publicity claim on appeal because he thought that Heath was guilty and that Heath would be found guilty wherever he was tried. Evidently, Roney was not aware of the fact that his client had a constitutional right to a fair trial regardless of his client’s guilt. We are not willing to characterize this mistaken understanding of the law as a reasonable strategy-
The state argues that Heath’s appellate counsel’s performance was reasonable because he was able to convince the Supreme Court to grant certiorari. While the grant of certiorari is impressive and indicates that the issue that Heath’s attorney selected is “an important question of federal law,” Rules of the Supreme Court, Rule 10.1(c), this alone is not dispositive. First, we note that Heath’s original appellate counsel, Roney, did not draw up the petition for certiorari. Heath obtained Professor Allen, a professor from Northwestern University School of Law, to pursue the certiorari petition after his appeal in the Supreme Court of Alabama had failed. Second, the grant of certiorari does not necessarily indicate that the position advocated by Heath has any merit, only that it is an important question. We are reluctant to conclude that the selection of an important question of federal law, to the exclusion of other issues, which was ultimately
2. The Prejudice Prong
While we conclude that Heath’s appellate counsel’s performance was deficient, we cannot conclude that Heath is able to show any prejudice from this poor performance. A petitioner has satisfied the prejudice prong of Strickland when he or she can show that the appellate counsel’s performance was sufficiently deficient to deprive the defendant of “a trial [or an appeal] whose result [was] reliable.” Strickland,
With the legal standards for prejudice in mind, Heath claims that his appellate counsel would have been successful if he had raised two claims on appeal.
а. Denial of Fair and Impartial Jury
Heath first alleges that he was denied a fair and impartial jury due to extensive and highly prejudicial pretrial publicity.
Heath argues that the trial court erred in failing to strike some of the jurors for cause. A prospective juror must be removed for cause if his or her views “ ‘would prevent or substantially impair the performance of his [or her] duties as a juror.’ ” Wainwright v. Witt,
After a close examination of the record, we conclude that there is at least “fair support” in the record for the trial court’s decision to deny Heath’s motions to strike each of the jurors for cause. We are unable to find a single member of the jury whose answers indicated that his or her prior knowledge or pre-dispositions would impair his or her performance as a juror. While all of the jurors had heard of the case in the media and several of them had heard that Heath had pled guilty in Georgia to the same crime,
Second, Heath argues that he received an unfair trial because the news media closely followed the crime, investigation, and trials and published distorted and prejudicial information. Heath has compiled over 100 newspaper articles and four videotapes of television newscasts. He argues that the reports resulted in an unfair trial because the articles focused on the sensational aspects of the murder. Heath claims that
In addition, Heath complains of several sideshows that were extensively covered in the media. First, he notes that the Troup County, Georgia family court held open hearings in the custody battle between his parents and his in-laws over his son and again in the later fight to strip Heath of all of his parental rights. Both family court hearings quickly degenerated into mud slinging. Second, he notes the extensive attention that was focused on Denise Lambert’s award in a beauty pageant, her reputed family connections and wealth, and the judicial system’s supposed lenient treatment of her.
Heath argues that this pretrial publicity infected the venire and the jury. He notes that 93% of the venire members (75 of 81) heard about the case, 70% of the venire members (57 of 81) knew that Heath had entered a plea of guilty or was convicted in Georgia. He also notes that 83% of the actual jurors (10 of 12) knew, prior to being summoned for jury duty, that Heath’s guilt had been determined in Georgia. And, Heath notes, the rest of the jurors were told of the guilty plea during voir dire.
Heath argues that the pretrial publicity deprived him of a fair trial under both an inherent prejudice and an actual prejudice analysis. Inherent prejudice occurs when the pretrial publicity “is sufficiently prejudicial and inflammatory and the prejudicial pretrial publicity saturated the community where the trials were held.” Coleman v. Kemp,
Heath claims that he can demonstrate inherent prejudice because he claims that he meets both the inflammatory and the saturation requirements of the inherent prejudice analysis. We disagree and hold that he has not met either prong of the inherent prejudice analysis.
We are guided by some standards to evaluate whether news coverage is allegedly inflammatory. For instance, the courts have distinguished, and deemed ac
We find that the record does not support Heath’s claim that the news coverage was inflammatory. The vast majority of the articles were purely factual presentations of the news about the killing. In addition, Heath is unable to cite any articles in which the media discussed highly prejudicial evidence in a manner that raises concerns about potential jurors being influenced by information not subjected to the “crucible of the adversarial process.” While Heath is able to find several articles which are inflammatory (e.g., the articles about Heath being possessed by the devil) these articles are not typical of the vast majority of the articles. Moreover, Heath’s claims that the press expressed outrage at his plea bargain and that the media later supported Alabama’s later prosecution are not an accurate reflection of the record. Despite isolated letters-to-the-editor expressing outrage, the general tone of the media’s reporting is quite restrained.
We find against Heath for a second, independent reason. Heath has not demonstrated that the media coverage saturated the market. A petitioner must prove (1) that a substantial number of the people in the relevant community could have been exposed to some of the prejudicial media coverage, and (2) that the effects of the media saturation continued until the trial. We have, on at least one occasion, rejected an inherent prejudice claim because of a failure of proof. See Mayola v. Alabama,
Finally, Heath alleges that the publicity created actual prejudice. He notes that a large number of veniremembers heard about the crime and his plea agreement. According to Patton v. Yount, however, the question is not whether a juror remembered the case from the media. Patton,
Therefore, under Cross,
b. The Violation of the Privilege Against Self Incrimination
During the Georgia trial of Owens and Lumpkin, the Georgia district attorney called Heath to the stand.
We do not need to determine whether Heath’s Fifth Amendment rights were violated because it is clear that any error was harmless beyond a reasonable doubt. Both parties admit that Heath’s testimony was relevant only to establish that the kidnapping started in Heath’s home in Russell County, Alabama. We note that there is extensive evidence supporting the state’s
B. Subject Matter Jurisdiction
1. Procedural Bar
The Alabama Court of Criminal Appeals, the last state court to issue an opinion, reviewing the denial of the petition for a writ of error coram nobis, stated that Heath should have raised his subject matter jurisdiction claim on direct appeal. The court stated that this failure bars review, but then stated “[njevertheless, we hold that Alabama did in fact have jurisdiction to prosecute this appellant.” Heath v. State,
In Harris v. Reed,
Heath argues that Alabama lacked subject matter jurisdiction over this offense: Heath claims that all the elements of the murder (a murderous act accompanied by a contemporaneous intent to kill, see Alabama Code § 13A-6-2(a)(l)), occurred in Georgia. The state argues that Heath was convicted of the capital crime of kidnapping/murder which is not defined in section 13A-6-2(a)(l) (murder), but at section 13A-5-40(a)(l) (capital offenses). Under the state’s theory Alabama properly had jurisdiction because part of the kidnapping/murder crime occurred in Alabama.
At the outset a few things appear clear. Heath admits that Alabama can obtain jurisdiction over a kidnapping charge if the kidnapping began in Alabama, while the state admits that Alabama cannot obtain jurisdiction for a murder which occurs solely in another state. See Dolvin v. State,
There are two dimensions to this jurisdictional question. First, we must determine whether the state has created a murder/kidnapping crime. Second, assuming the state has created such a crime, we must determine whether the punishment of Heath for this crime violates traditional limits on state sovereignty.
Heath argues that the state has not created a crime of murder/kidnapping. Heath notes that both kidnapping and murder are separate offenses and that they are defined in the “Offenses Involving Danger to the Person” chapter of Title 13A of the Alabama Code. Heath compares the definitions of kidnapping and murder with the section of the “Punishments and Sentences” chapter which permits the death penalty to be applied to those who commit murder during a kidnapping. Heath concludes that Alabama has only a crime of murder which becomes a capital offense when the state can prove, at the sentencing hearing, that the aggravating factor of kidnapping is present. Heath claims that the mere presence of an aggravating factor is insufficient to support subject matter jurisdiction.
As a matter of Alabama state law, Heath’s argument is meritless. The Alabama Criminal Code specifies that “murder by the defendant during a kidnapping” is a capital offense. See Ala.Code § 13A-5-40(a)(1). Heath’s argument that the kidnapping is not an offense and is merely an aggravating factor is incorrect because, in Alabama, in death penalty eases the jury must first find the defendant to be guilty of certain capital offenses (such as murder/kidnapping), and then the defendant is sentenced during a sentencing proceeding in which the sentencer weighs the aggravating factors against the mitigating factors. See Baldwin v. Alabama,
Heath next argues that his prosecution in Alabama for a murder in Georgia offends various due process concepts which limit the territorial reach of state criminal prosecutions. Heath notes that the Supreme Court has on several occasions held that the “jurisdiction of a state is co-extensive with its territory.” Manchester v. Massachusetts,
C. Ineffective Assistance at Trial
Finally, Heath argues that he received ineffective assistance of counsel at trial.
1. Deficiency
Heath alleges that his trial attorneys’ performance during pretrial was deficient. During the pretrial, Heath’s counsel filed eight motions, none of which were longer than two and a half pages. Only the double jeopardy motion was supported by a brief. It was five and a half pages long and it was the only pretrial motion or brief to cite any legal authority. Heath also complains that counsel should have attacked the Georgia guilty plea which constrained possible defenses and that
Heath also asserts that his counsel was deficient during the guilt phase. Evidently before the trial, Heath’s lawyers moved to dismiss the case because of a double jeopardy claim and in the alternative Heath’s counsel moved to submit the double jeopar
We find, however, that a more complete examination of the record demonstrates the reasonableness of Heath’s trial attorney’s tactics. Heath’s two trial attorneys spent the bulk of their time during the trial and during their closings putting the state to its burden of proof on the question of whether the kidnapping started in Russell County, Alabama. At closing, they reiterated the fact that Mrs. Heath had intended to drive to Georgia on the morning of her murder, that the body was found in Georgia, and that all of the physical evidence suggested that she was shot in Georgia just prior to the staged accident. Furthermore, Heath’s counsel emphasized that there was no evidence of a struggle in Heath’s home, that no neighbors saw Mrs. Heath being dragged out of the house, and that the neighbors who did see Heath talking to the men in a car on the morning of the murder did not see anything that would prove a kidnapping occurred in Alabama.
We are unprepared to label Heath’s attorneys’ performance below reasonable professional norms. Heath’s attorneys were faced with a difficult, if not impossible task in defending Heath’s innocence, and their strategy appears reasonable. Heath’s attorneys would have had a hard time contesting the murder charge in light of the overwhelming physical evidence and Heath’s extensive confession.
2. Prejudice
Heath has not attempted to show prejudice due to the ineffectiveness of counsel at pretrial. As the state points out, Heath has not shown that any of the pretrial motions would have succeeded if they were better prepared. Heath has also failed to show any other pretrial motions which would have succeeded if they were submitted. Moreover, after reviewing all the articles and video tapes that Heath claims his trial counsel should have submitted, we are unable to conclude that the failure of the trial court to grant a change of venue constitutes a constitutional error. Therefore, the failure to submit any support with the motion does not raise a “reasonable possibility” that, but for the ineffectiveness, the result of the motion would have been different. Strickland v. Washington,
Even assuming that Heath was able to show that his attorneys’ performance was deficient during the guilt phase, he is unable to show prejudice resulting from their actions. This case is similar to Magill v. Dugger,
III. CONCLUSION
We therefore AFFIRM the district court’s denial of the writ.
Notes
. The police also arrested Sanders Williams who initially agreed to kill Mrs. Heath and who accepted a down payment but later backed out of the conspiracy.
. In Georgia, Sanders Williams and Denise Lambert pled guilty to the conspiracy count and each was sentenced to ten years in prison. Heath’s brother initially pled guilty but then withdrew his plea, went to trial, and was acquitted. Owens and Lumpkin were convicted of murder. The prosecutor withdrew his request for the death penalty. The court, therefore, sentenced them to life imprisonment.
.Alabama also indicted Owens, Lumpkin, Jerry Heath and Denise Lambert. Jerry Heath and Lambert both pled guilty and accepted 10 year sentences for conspiracy. Lumpkin was convicted and given a life sentence. Owens was sentenced to death, but the conviction was reversed on appeal. Owens v. State,
. Heath claims that his appellate counsel was ineffective for failing to raise two claims on appeal: a pre-trial publicity claim and a Fifth Amendment claim. Heath also brings these two claims as independent constitutional violations. Alabama state courts have not deemed the ineffective assistance of appellate counsel claim procedurally barred and the state does not argue that it is procedurally barred. Therefore, we will reach the merits of the ineffective assistance of appellate counsel claim. In reaching the ineffective assistance of appellate counsel claim we must discuss the two underlying claims regardless of whether they are barred from our review as independent constitutional violations because we need to determine whether or not Heath’s appellate counsel was ineffective for failing to raise these claims on appeal. The state, nevertheless, argues that the two underlying claims are procedurally barred as independent constitutional violations. Heath disagrees. Therefore, before discussing each of the underlying claims we will determine whether there is a procedural bar which prevents us from reaching the merits of the claim as an independent violation.
. It should be noted that Heath’s counsel could have brought an interlocutory appeal of his double jeopardy claim. See Abney v. United States,
. In addition to our considering this claim in the context of an ineffective assistance of counsel claim, Heath argues that we can consider it as an independent constitutional violation. The state argues that the claim is not properly exhausted and would be procedurally barred if it were brought back to the state courts. We, however, find that this claim was properly exhausted. The claim was raised before the trial court during the Alabama error coram nobis proceeding and the Alabama Court of Criminal Appeals, the last state court to issue an opinion, explicitly stated that it considered, and rejected, each of the claims raised in the collateral review petition. The Court of Criminal Appeals, moreover, adopted, and attached to its opinion, the trial court opinion which discusses this claim. Heath v. State,
. Such numbers create a false impression. Early into the voir dire, Heath’s lawyers fell into a pattern of asking four or five questions (did you hear about this case in the media, did you hear that Heath pled guilty in Georgia, can you be a fair and impartial juror, and have you decided that Heath was guilty) and then in every case where the veniremember stated that he or she had heard of the case, Heath’s lawyers moved to excuse the individual for cause. In short, Heath’s motions to excuse a juror for cause quickly became a routine not necessarily tied to any direct indications of bias.
. While we have stated that we are "hard pressed to think of anything more damning to an accused than information that a jury had previously convicted him for the crime charged,” United States v. Williams,
. Heath acknowledges the fact that the record of the voir dire is distinctly unhelpful in this appeal because the questions asked by his attorneys were neither searching nor very effective. By way of example, a typical question was "[now] you wouldn’t be biased at all?" Heath attempts to raise as error the fact that, early in the voir dire, the trial court sustained the state’s objection to Heath’s question into what a venire-member had read about the case. The state objected to the form of the question because it called for a narrative. Even if the ruling was incorrect and unfairly narrowed Heath’s voir dire, it is unclear that the trial court’s ruling rises to the level of a constitutional error. Cf. Mu’min v. Virginia,-U.S.-,
. The Georgia legislature quickly passed such a statute in the aftermath of the Heath murder. See Ga.Code Ann. § 16-5-80.
. For example, one editorial actually came out against the Alabama prosecution because the paper thought it violated the double jeopardy clause and basic principles of fairness.
. In addition to our considering this claim in the context of an ineffective assistance of counsel claim, Heath argues that we can consider it as an independent constitutional violation. The state argues that this claim was neither presented nor exhausted in state court and currently would be procedurally barred if Heath attempted to return to state court to litigate it. Heath claims that we should not imply a procedural bar because Alabama law is not consistently applied. Because this claim is easily resolved on the merits, we do not address the state’s contentions that the claim is procedurally barred. See Kennedy v. Dugger,
. The Supreme Court’s recent opinion in Coleman v. Thompson, — U.S.-,
. See Ala.Code § 15-2-3. ("When the commission of an offense commenced in the State of Alabama is consummated without the boundaries of the state, the offender is liable to punishment therefor in Alabama.").
. Heath had the assistance of two lawyers at trial.
. Heath claims that he pled guilty in Georgia on the condition that he not receive the death penalty. Heath claims that the plea was not entered knowingly because his counsel did not investigate Alabama’s intentions regarding the death penalty. However, it is unclear that had Heath’s Alabama counsel attacked the Georgia guilty plea such an attack would have been successful. During this habeas proceeding, the state placed into evidence affidavits from the Georgia prosecutors who swear that, during the plea negotiations, they did not make any representations about potential criminal penalties in Alabama. Moreover, we note that the voluntariness of the plea depends only upon whether the defendant is aware of the direct consequences of the plea. Mabry v. Johnson,
. The prosecution rebutted the double jeopardy argument by pointing out that the judge had already ruled on it and would not be instructing the jury on double jeopardy.
. Heath’s counsel also noted that the cigarette butt found in Heath’s kitchen was irrelevant because no one tied the cigarette to the alleged kidnappers. They also argued that the fact the fan was left on is irrelevant because there was no air conditioning in the house, and the crime occurred in Alabama in mid-August.
Concurrence Opinion
concurring in part and concurring in the judgment:
I join in the result and in most of what Judge Johnson has written. But I disagree with two points.
First, I cannot agree that the quality of counsel’s performance can be judged much by the length of briefs or the number of issues raised. Especially in the death penalty context, too many briefs are too long; and too many lawyers raise too many issues. Effective lawyering involves the ability to discern strong arguments from weak ones and the courage to eliminate the unnecessary so that the necessary may be seen most clearly. The Supreme Court — as today’s court recognizes — has never required counsel to raise every nonfrivolous argument to be effective. See Smith v. Murray,
Second, on the subject-matter jurisdiction question (part II.B.l. of the court’s opinion), I think Alabama spoke plainly enough to raise a procedural bar to federal review of the merits. The state court of appeals said this:
[Although the appellant raised this issue at trial, his failure to raise it on direct appeal will now bar our review of this issue. Summers v. State,366 So.2d 336 (Ala.Cr.App.1978), writ denied,366 So.2d 346 (Ala.1979); Dobard v. State,455 So.2d 281 (Ala.Cr.App.1984); Dunkins v. State,489 So.2d 603 (Ala.Cr.App.1985).
Nevertheless, we hold that Alabama did in fact have jurisdiction to prosecute this appellant for the capital offense of murder/kidnapping.
Heath v. State,
The phrase “will now bar our review” seems plain to me. The state appellate court’s discussion of the merits on the question of jurisdiction is just an alternative holding. See Harris v. Reed,
