LARRY DARNELL PERRY, Petitioner, vs. STATE OF FLORIDA, Respondent.
No. SC16-547
Supreme Court of Florida
[October 14, 2016]
The issue before this Court is whether the newly enacted death penalty law, passed after the United States Supreme Court held a portion of Florida‘s capital sentencing scheme unconstitutional in Hurst v. Florida, 136 S. Ct. 616 (2016) (“Hurst v. Florida”), may be constitutionally applied to pending prosecutions for capital offenses that occurred prior to the new law‘s effective date. The Fifth District Court of Appeal concluded in State v. Perry, 192 So. 3d 70 (Fla. 5th DCA 2016), that chapter 2016-13, Laws of Florida (2016) (“the Act”), could apply to pending prosecutions without constitutional impediment.1
In its decision, the Fifth District passed on the following questions, which the court certified to be of great public importance:
- DID HURST V. FLORIDA, 136 S. CT. 616 (2016), DECLARE FLORIDA‘S DEATH PENALTY UNCONSTITUTIONAL?
- IF NOT, DOES CHAPTER 2016-13, LAWS OF FLORIDA, APPLY TO PENDING PROSECUTIONS FOR CAPITAL OFFENSES THAT OCCURRED PRIOR TO ITS EFFECTIVE DATE?
Id. at 76.2 Perry filed his Notice to Invoke Discretionary Jurisdiction in this Court based upon the two certified questions.3 We have jurisdiction. See
We have addressed the first certified question in our opinion on remand in Hurst v. State, No. SC12-1947 (slip op. issued Fla. Oct. 14, 2016) (“Hurst”). Based on that decision, in which we concluded that the death penalty was not declared unconstitutional, we answer the first certified question in the negative. See Hurst, SC12-1947, slip op. at 50-51. Further, by its own terms, section
In addressing the second certified question of whether the Act may be applied to pending prosecutions, we necessarily review the constitutionality of the Act in light of our opinion in Hurst. In that opinion, we held that as a result of the longstanding adherence to unanimity in criminal jury trials in Florida, the right to a jury trial set forth in
BACKGROUND
In State v. Perry, the Fifth District Court of Appeal addressed two cases involving defendants awaiting trial for charges of first-degree murder, in which the State filed notices of intent to seek the death penalty prior to the United States Supreme Court issuing its decision in Hurst v. Florida on January 12, 2016. Perry,
The first case addressed by the Fifth District involves Larry Darnell Perry, who was indicted for first-degree murder and aggravated child abuse for the 2013 death of his son. Id. at 72. After Hurst v. Florida was issued, Perry moved to strike the State‘s notice of intent to seek the death penalty. Id. The second case concerns William Theodore Woodward, who was charged with two counts of first-degree murder for the 2012 deaths of his two neighbors. Id. After Hurst v. Florida, Woodward moved to prohibit the death qualification of the jury. Id.
The trial courts in both cases granted the defendants’ respective motions and, in both cases, the State filed petitions for writs of prohibition in the Fifth District seeking to prohibit the trial courts from striking its notice of intent to seek the death penalty in Perry‘s case and refusing to death qualify the jury in Woodward‘s case. Id. The Fifth District consolidated the cases for the purposes of disposition only. Id. at n.2.
The Fifth District next turned to the argument that application of the new law to pending cases would constitute an ex post facto violation under the United States and Florida Constitutions. Perry, 192 So. 3d at 74 (citing
ANALYSIS
We now address the important question of whether the Act, chapter 2016-13, Laws of Florida, applies to cases in which the underlying crime was committed prior to the Act‘s effective date (March 7, 2016). We begin our analysis with an explanation of the statutory changes and how we construe these changes consistent with the United States Supreme Court‘s decision in Hurst v. Florida and our decision in Hurst. Ultimately, we conclude that while most of the provisions of the
I. STATUTORY CHANGES
We begin with a discussion of the Act‘s changes to Florida‘s capital sentencing scheme. The most important changes made to the previously existing statutes appear in sections
The Supreme Court emphasized that under Florida law, before the sentence of death may be imposed, the trial court alone must find “ ‘the facts . . . [t]hat sufficient aggravating circumstances exist’ and ‘[t]hat there are insufficient mitigating circumstances to outweigh the aggravating circumstances.’ ” Id. (quoting
§ 921.141(3), Fla. Stat. (2012) ). The Supreme Court was explicit in Hurst v. Florida that the constitutional right to an impartial jury “required Florida to base Timothy Hurst‘s death sentence on a jury‘s verdict, not a judge‘s factfinding.” Id. at 624.
SC12-1947, slip op. at 21.
Section 3 of the Act defines the facts required to be found by the jury for a sentence of death to be imposed. Section 3 contains the most substantial changes, significantly amending section
The amended section
(2) FINDINGS AND RECOMMENDED SENTENCE BY THE JURY . . . .
(a) After hearing all of the evidence presented regarding aggravating factors and mitigating circumstances, the jury shall deliberate and determine if the state has proven, beyond a reasonable doubt, the existence of at least one aggravating factor set forth in subsection (6).
(b) The jury shall return findings identifying each aggravating factor found to exist. A finding that an aggravating factor exists must be unanimous.
The revised statute also now states that if the jury does not unanimously find at least one aggravating factor, the defendant is “ineligible for a sentence of death.” Id.
Next, section 3 changes former subsection (3) of section 921.141, which required the court to find whether sufficient aggravating circumstances existed to impose death and to determine that “there are insufficient mitigating circumstances to outweigh the aggravating circumstances,” to subsection (2)(b)2. of the new section 921.141, now requiring the jury to make a sentencing recommendation based on the weighing of whether sufficient aggravating factors exist, whether those aggravating factors outweigh the mitigating circumstances found to exist, and based on those two considerations, whether the defendant should be sentenced to life or death:
(2) FINDINGS AND RECOMMENDED SENTENCE BY THE JURY . . . .
(b) . . . If the jury:
. . .
2. Unanimously finds at least one aggravating factor, the defendant is eligible for a sentence of death and the jury shall make a recommendation to the court as to whether the defendant shall be sentenced to life imprisonment without the possibility of parole or to death. The recommendation shall be based on a weighing of all of the following:
a. Whether sufficient aggravating factors exist.
b. Whether aggravating factors exist which outweigh the mitigating circumstances found to exist.
c. Based on the considerations in sub-subparagraphs a. and b., whether the defendant should be sentenced to life imprisonment without the possibility of parole or to death.
The change from a finding “[t]hat there are insufficient mitigating circumstances to outweigh the aggravating circumstances” in
Under the amended statute, the jury may recommend a death sentence so long as at least ten jurors agree that the defendant should be sentenced to death, whereas under the previous statute, a bare majority of the twelve-member jury was sufficient. Compare
If at least 10 jurors determine that the defendant should be sentenced to death, the jury‘s recommendation to the court shall be a sentence of death. If fewer than 10 jurors determine that the defendant should be sentenced to death, the jury‘s recommendation to the court shall be a sentence of life imprisonment without the possibility of parole.
Finally, the law expressly eliminates the ability of the court to override a jury‘s recommendation for a life sentence with the imposition of a sentence of death, while expressly allowing the court to impose a life sentence even where the jury recommends death. Id.
As to the effective date, the Act provides, “[t]his act shall take effect upon becoming a law.” Id. § 7. The Act became a law on March 7, 2016.
The amendments to section 921.141 clearly require the jury to explicitly find at least one aggravating factor unanimously. Additionally, they require unanimity
We reject Perry‘s argument that the burden of proof is inverted. The burden of proof is not inverted—the State still must prove the requisite facts beyond a reasonable doubt to establish the same elements as were previously required under the prior statute. The Act did not change the list of aggravating factors and mitigating circumstances that affect the weighing process. The prior statute, which is mirrored in the jury instructions, stated that “after hearing all the evidence, the jury shall deliberate and render an advisory sentence to the court, based upon the following matters: . . . Whether sufficient mitigating circumstances exist which outweigh the aggravating circumstances found to exist.”
II. WHETHER THE AMENDED STATUTE COMPLIES WITH HURST
We next construe the statutes amended by the Act to ensure that the Act is consistent with the United States Supreme Court‘s decision in Hurst v. Florida, as we interpreted that decision in Hurst. This Court has an obligation to construe a statute in a way that preserves its constitutionality. See State v. Harris, 356 So. 2d 315, 316-17 (Fla. 1978) (construing section 812.021(3), in a constitutional manner where the statute was procedurally flawed); see also Fla. Dep‘t of Children & Families v. F.L., 880 So. 2d 602, 609 (Fla. 2004) (stating that the Court has an obligation to construe a statute in a way that preserves its constitutionality). It is this Court‘s duty to “save Florida statutes from the constitutional dustbin whenever possible.” Doe v. Mortham, 708 So. 2d 929, 934 (Fla. 1998). This Court is bound to “resolve all doubts as to the validity of the statute in favor of its constitutionality, provided the statute may be given a fair construction that is consistent with the federal and state constitutions as well as with legislative intent.” Heart of Adoptions, Inc. v. J.A., Inc., 963 So. 2d 189, 207 (Fla. 2007) (citation
In Hurst, we held that the United States Supreme Court‘s decision in Hurst v. Florida and Florida‘s right to a jury trial provided under
The Act amends Florida‘s death penalty statute to provide that the jury must make a recommendation that is “based on” the “considerations” of whether sufficient aggravating factors exist and whether they outweigh the mitigating circumstances found to exist, but it does not specify whether these findings themselves must be unanimous or explicit.
However, we determine that the sentencing recommendation is a separate conclusion distinct from the jury‘s findings of whether sufficient aggravating factors exist and whether the aggravating factors outweigh the mitigation. It has long been true that a juror is not required to recommend the death sentence even if the jury concludes that the aggravating factors outweigh the mitigating circumstances. See, e.g., Cox v. State, 819 So. 2d 705, 717 (Fla. 2002) (“[W]e
If, after weighing the aggravating and mitigating circumstances, you determine that at least one aggravating circumstance is found to exist and that the mitigating circumstances do not outweigh the aggravating circumstances, or, in the absence of mitigating factors, that the aggravating factors alone are sufficient, you may recommend that a sentence of death be imposed rather than a sentence of life in prison without the possibility of parole. Regardless of your findings in this respect, however, you are neither compelled nor required to recommend a sentence of death.
In re Std. Jury Instrs. in Crim. Cases—Report No. 2013-03, 146 So. 3d at 1127-28 (emphasis added). This final jury recommendation, apart from the findings that sufficient aggravating factors exist and that the aggravating factors outweigh the mitigating circumstances, has sometimes been referred to as the “mercy” recommendation. See, e.g., Alvord v. State, 322 So. 2d 533, 540 (Fla. 1975), receded from on other grounds, Caso v. State, 524 So. 2d 422 (Fla. 1988) (explaining that the jury and judge may exercise mercy in their recommendation even if the factual situations may warrant capital punishment).
This provision of the Act not requiring that the jury‘s ultimate recommendation for death be unanimous is unconstitutional under this Court‘s holding in Hurst, and we are unable to construe that provision to be consistent with
In conclusion, we resolve any ambiguity in the Act consistent with our decision in Hurst. Namely, to increase the penalty from a life sentence to a sentence of death, the jury must unanimously find the existence of any aggravating factor, that the aggravating factors are sufficient to warrant a sentence of death, that the aggravating factors outweigh the mitigating circumstances, and must unanimously recommend a sentence of death. Id. at 23-24. While most of the Act can be construed constitutionally under our holding in Hurst, the Act‘s 10-2 jury recommendation requirement renders the Act unconstitutional.
CONCLUSION
Based on the reasoning of our opinion in Hurst, we answer both certified questions in the negative. As to the second question, we construe the fact-finding provisions of the revised
It is so ordered.
LABARGA, C.J., and PARIENTE, LEWIS, QUINCE, and PERRY, JJ., concur.
CANADY, J., concurs in part and dissents in part with an opinion, in which POLSTON, J., concurs.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF FILED, DETERMINED.
CANADY, J., concurring in part and dissenting in part.
I agree with the majority in approving the Fifth District‘s rejection of Perry‘s argument that the Supreme Court‘s decision in Hurst v. Florida “leave[s] Florida without a death penalty.” I therefore concur with the majority in answering the first certified question in the negative.
But I dissent from the negative answer to the second certified question. Although I agree with the majority that the Fifth District correctly rejected Perry‘s argument that application of Florida‘s new death penalty statute to his case would be an ex post facto violation, I strongly disagree with the majority‘s conclusion that the new statute is unconstitutional under Hurst v. Florida. As I explained in my dissent in Hurst, SC12-1947, slip op. at 75 (Canady, J., dissenting), the Supreme Court “repeated[ly] identifi[ed]” “Florida‘s failure to require a jury finding of an aggravator as the flaw that renders Florida‘s death penalty law unconstitutional.” See, e.g., Hurst v. Florida, 136 S. Ct. at 624 (“Florida‘s
The Legislature‘s work in enacting the new statute reflects careful attention to the holding of Hurst v. Florida, which does not require jury sentencing. In rejecting the new statute, the majority has “fundamentally misapprehend[ed] and misuse[d] Hurst v. Florida,” Hurst, SC12-1947, slip op. at 76 (Canady, J., dissenting).
POLSTON, J., concurs.
Application for Review of the Decision of the District Court of Appeal - Certified Great Public Importance
Fifth District - Case No. 5D16-516
(Osceola County)
J. Edwin Mills and Frank J. Bankowitz, III, Orlando, Florida,
for Petitioner
Pamela Jo Bondi, Attorney General, Tallahassee, Florida; Carol M. Dittmar, Senior Assistant Attorney General, Tampa, Florida; and Vivian Ann Singleton, Assistant Attorney General, Daytona Beach, Florida,
for Respondent
Martin J. McClain and Linda McDermott of McClain & McDermott, P.A., Wilton Manors, Florida; Todd Gerald Scher of the Law Offices of Todd G. Scher, P.L., Dania Beach, Florida; John Paul Abatecola of John Abatecola, P.A., Estero, Florida; and Neal Andre Dupree, Capital Collateral Regional Counsel – Southern Region, Suzanne Myers Keffer, Chief Assistant Capital Collateral Regional
for Amici Curiae Capital Law Offices Specializing in Capital Appeals and Capital Collateral Regional Counsel – Southern Region
Robert Ralph Berry of Eisenmenger, Berry, Blaue & Peters, P.A., Viera, Florida,
for Amicus Curiae William Woodward
Howard L. Dimmig, II, Public Defender, Robert Arthur Young, General Counsel, Steven L. Bolotin and Peter Mills, Assistant Public Defenders, Tenth Judicial Circuit, Bartow, Florida; Sonya Rudenstine, Gainesville, Florida; Karen Marcia Gottlieb, Florida International University College of Law‘s Center for Capital Representation; and Julianne M. Holt, Public Defender, Thirteenth Judicial Circuit, and President of the Florida Public Defender Association, Tampa, Florida,
for Amici Curiae Tenth Judicial Circuit Public Defender, Florida Association of Criminal Defense Lawyers, Florida Capital Resource Center, Florida International University College of Law‘s Center for Capital Representation, and Florida Public Defender Association
Elliot H. Scherker of Greenberg Traurig, P.A., Miami, Florida,
for Amicus Curiae The Constitution Project
Nancy Gbana Abudu, American Civil Liberties Union Foundation of Florida, Inc., Miami, Florida; and Norman Adam Tebrugge, American Civil Liberties Union Foundation of Florida, Inc., Tampa, Florida,
for Amici Curiae American Civil Liberties Union Foundation, and American Civil Liberties Union of Florida
