Lead Opinion
Larry Ball appeals from the district court’s
“We review a grant of summary judgment de novo and will affirm when ‘there is no genuine dispute as to any
I. Background
In 2010, the City and the University of Nebraska (University) entered into an agreement to create the West Haymarket Joint Public Agency (Agency), which was formed to facilitate the redevelopment of the City’s West Haymarket district. The redevelopment plan included the construction of the Pinnacle Bank Arena (Arena), a large, modern sports and entertainment venue. The redevelopment plan included several parking garages to the west and south of the Arena; a festival space/surface parking lot to the north of the Arena; a pedestrian bridge connecting the festival space and parking lots to the Arena; and nеw roads, streets, and sidewalks providing access to all these facilities. Among its other uses, the Arena was to function as the home court for the University’s basketball teams. It was built to replace the City’s fifty-year-old Pershing Center, which had been operated by SMG for more than a decade until its closing in 2014. Under the redevelopment plan, the City would own the Arena and its associated improvements and facilities for the benefit of the City’s residents and citizens.
The City entered into a Facilities Agreement with the Agency, under which the City would construct the Arena and related facilities, including the adjacent roads, streets, and sidewalks, and would thereafter operate, maintain, and manage them. Construction of new roads, streets, and sidewalks adjacent to the Arena was necessary because, prior to its redevelopment, the site had been occupied by railroad tracks, which were relocated to accommodate the Arena and related facilities. The City also entered into a Management Agreement with SMG, grаnting SMG the “exclusive right to manage, market, promote and operate” the Arena and related facilities. The Arena opened in the fall of 2013.
The Policy, which SMG adopted in October 2014, includes diagrams of the Arena area and governs exterior access and use of the Arena and related facilities. The Policy and diagrams were then posted on the Arena’s website, and paper copies were made available to the public. The Policy was consistent with the unwritten access and use policy that SMG had been enforcing since the Arena’s opening and which SMG had earlier enforced at the Pershing Center from 1996 until its closing in 2014. The Policy’s purpose was to provide Arena patrons—sometimes as many as 15,000 at a single event—safe and efficient access to
[[Image here]]
Image of the Plaza Area located at the southeast comer of the Policy Zone. The perimeter of the Plaza Area is indicated in black for ease of reference, аlthough it is shorn in orange in the City’s Supplemental Appendix. Suppl. App. at 24.
Ball, a citizen and resident of the City, passes out leaflets containing Christian messages to members of the public. Bali has handed out leaflets near the Arena on at least four occasions. On March 15, 2014, the boys’ state high school basketball tour-' nament was being held at the Arena. Ball handed out leaflets to tournament attendees while standing in the Plaza Area, at times standing directly in front of the doors to the Arena. SMG staff approached Ball several times and asked him to move from the Plaza Area to the adjacent public sidewalk. Ball agreed to leave but stated that he would return later to continue leafletting. Ball returned that afternoon and began, leafletting again in .the Plaza Area. When Ball refused to move from the Plaza Area, SMC staff called the Lincoln Police Department. The officers asked Ball to move to the public sidewalk outside the Plaza Area. Ball refused to move, asserting that he had a right to leaflet in the Plazа Area. Ball was arrested and cited for trespassing in violation of the unwritten Arena use policy and for refusing , to comply with the officers’ directives to move t,o another location. The charges were later dismissed.
-Ball -returned to the Arena on March 5, 2015, to hand out leaflets to people attending the girls’ state high school basketball tournament and again stood in the Plaza Area roughly 15 to 25 feet from the Arena doors. Ball concedes that he had by that time read the written Policy and knew that it prohibited his -leafletting activity. Officers again cited Ball for trespassing but did not arrest him. Ball returned to the
Ball filed this lawsuit on March 12, 2015, alleging that the City and SMG had violated his First Amendment free-speech rights by issuing the March 2014 and March 2015 citations for trespassing on the Plaza Area in violation of the Policy. Ball sought permanent injunctive relief and monetary damages. The district court granted summary judgment in favor of the City and SMG, concluding that the Plaza Area was a nonpublic forum for purposes of the First Amendment and that the Policy was a reasonable restriction on speech, conclusions that Ball challenges on appeal.
II. Discussion
The First Amendment provides that state actors “shall make no law ... abridging the freedom of speech.” U.S. Const, amend. I; amend. XIV. The Appel-lees are state actors for purposes of the First Amendment, see Brentwood Acad. v. Tenn. Secondary Sch. Athletic Ass’n,
A traditional public forum is public property that has “traditionally been available for public expression,” Lee,
A nonpublic forum is government property that “is not by tradition or designation a forum for” expressive activities by the public. Id. at 46,
Ball argues that the district court erred in concluding that the Plaza
A. Physical Characteristics of the Plaza Area
Several courts have considered the physical characteristics of a venue in determining its forum status. In Grace, the Supreme Court considered whether the “public sidewalks surrounding the [United States Supreme] Court building” were traditional public forums for purposes of the First Amendment.
In United Church of Christ v. Gateway Economic Development Corp. of Greater Cleveland, Inc.,
In Hodge v. Talkin,
Ball points to the location of the pedestrian bridge and the presence of signs displaying maps of the Haymarket district as physical features supporting a conclusion that the Plaza Area is a public forum. Although the pedestrian bridge ends near the Plaza Area, pedestrians need not enter or pass through the Plaza Area to access other areas of the Haymarket district. Nor are they required to enter or pass through the Plaza Area to consult a district map, for one such map is posted on a sign located on the public sidewalk outside the Policy Zоne. True, the pathway running along the eastern edge of the Plaza Area from the base of the pedestrian bridge to the public sidewalks adjacent to the Plaza Area—a pathway that is excluded from the Policy Zone—is not as conspicuously marked as the other borders of the Plaza Area. Were these physical features predominant, the Plaza Area might be considered a public forum. But we must also consider “the presence of any special characteristics regarding the environment in which [the Plaza Area] exist[s],” several of which distinguish the Plaza Area from the adjacent public sidewalks. See Bowman,
Partial view of the Plaza Area. The grey arrow in the left photograph shows the potential path of pedestrians exiting the pedestrian bridge. The perimeter of the Plaza Area is indicated in black for ease of reference, although it is shorn in orange in the City’s Supplemental Appendix. Suppl. App. at 25-26.
Although the physical characteristics of the Plaza Area are not аs dominant or distinctive as the raised and walled marble plaza leading into the Supreme Court building, several features serve to set the Plaza Area apart from its surroundings. Unlike a typical public sidewalk, the borders of the Plaza Area are curved and irregular and are identified by conspicuous markers such as cement planters, metal stanchions or bollards, and flagpoles. The surface of the Plaza Area is composed of colored and pattérned concrete, as well as by brick-like pavers, all of which generally distinguish the Plaza Area from the adjacent public sidewalks. These physical features, coupled with the general size, unique shape, and overall appearance of the Plaza Area, serve to distinguish it from the adjacent public sidewalks. Indeed, as noted by the district court, “the very presence of largé public sidewalks bordering the Plaza Area signals that the Plaza Area is intended to serve a more limited function.” D. Ct. Order of June 23, 2016, at 14; see Lee,
B. Use of the Plaza Area
Ball argues that, because members of the public use the pedestrian bridge and pass through the Plaza Area en route to the Haymarket. district and other destinations, the Plaza Area functions as a thoroughfare for the public to travel among
In Bowman, we noted that “streets, sidewalks, and other open areas that might otherwise be traditional public [forums] may be treated differently when they fall within the boundaries” of a university campus, because the traditional use of university property was to serve the “university’s mission [of] education and the search for knowledge,” to function “as a special type of enclave devoted to higher education,” and not “to provide a forum for all persons to talk about all topics at all times.”
Here, the Plaza Area is not primarily used as thoroughfare for the public to travel among and between the pedestrian bridge, the Haymarket district, and the Arena. Rather, it functions as a venue for commercial use by Arena Tenants, as a means to facilitate safe and orderly access to the Arena for its patrons, as a. security screening area, and as a gathering place and entryway for Arena patrons. Use of the Plaza Area is specifically reserved for Arena Tenants who lease the facility, and they have used it to sell concert souvenirs and other merchandise and to set up photo booths and other exhibits. The Plaza Area is also used to facilitatе the safe and efficient movement of large crowds of Arena patrons while they enter and exit the Arena. It has also increasingly been used by SMG for security screenings of Arena patrons prior, to their entry into the venue. Given the recency of the Arena’s construction, there is no evidence of the Plaza Area’s “historic” use, but it has consistently been used as intended—commercial purposes associated with events occurring inside the Arena—since the Arena’s opening in 2013. Cf. Venetian Casino Resort, LLC v. Local Joint Exec. Bd. of Las Vegas,
As Ball points out, the pedestrian bridge ends near the Plaza Area and non-patrons of the Arena may pass through the Plaza Area en route to other destinations. But the fact that “members of the public are permitted to come and go at will” does not transform the Plaza Area intо a public forum. See Bowman,
C. Government Intent, Purpose, and Policy
Finally, we must also consider the City’s intent, purpose, and policy to determine whether the Plaza Area is a public forum. Ball contends that the City did not intend for the Plaza Area to be a nonpublic forum because it did not enact the Policy designating it as such until after he was cited and arrested for leafletting. Granted, the City may not “transform the character of the property by the expedient of including it within the statutory definition of what might be considered a nonpublic forum parcel of property.” Grace,
D. Reasonableness of the Policy
We turn then to the question whether the Policy restricting speech in the Plaza Area is permissible. “A restriction on speech in a nonpublic forum is ... permissible if it is viewpoint neutral and ‘reasonable in light of the purpose which the forum at issue serves.’ ” Minn. Majority,
The Policy imposes the following restrictions on “public communications”:
Leafleting, signature gathering, promotional material distribution, merchandise sales, and picketing are only allowed within the Arena and the nonpublic forum exterior Arena areas at the request of [an Arena Tenant], the Tenant’s contractual entity and/or the artists or productions they represent.
We agree with the district court that the Policy is viewpoint nеutral on its face, broadly prohibiting specific expressive activity inside the Arena and the Policy Zone without regard to the content of the speech. See Ward v. Rock Against Racism,
Ball also argues that the Policy is not a reasonable restriction in light of the Plaza Area’s intended use and purpose. In New Jersey Sports & Exposition Authority,
The Policy in this case is designed to address some of the same concerns, namely to prevent interference with Arena Tenants’ contractual uses of the Plaza Area and to facilitate safe and efficient access to the Arena for patrons of the venue. The Plaza Area, which is specifically included in the premises leased by Arena Tenants, is used by Tenants for commercial purposes. Restricting expressive activity in the Plaza Area is a reasonable manner of addressing those concerns and of furthering those purposes. Although Ball was at all times peaceful and respectful while leafletting, permitting such conduct within the Plaza Area amid large crowds of people intent on entering the Arena before or exiting the Arena after an event could result in an impediment to the flow of traffic and thus endanger the safety of Arena patrons. See Powell v. Noble,
The availability of nearby areas open for expressive activity also supports a finding that the Policy is reasonable. “The reasonableness of a restriction on access is supported when ‘substantial alternative channels’ remain open for the restricted communication.” Victory Through Jesus Sports Ministry Found. v. Lee’s Summit R-7 Sch. Dist.,
Ball has not pointed to “sufficient probative evidеnce [that] would permit a finding in [his] favor on more than mere speculation.” Mann,
The judgment is affirmed.
. The district court dismissed with prejudice Ball’s claims against Chris Buetler, the City Mayor, and James Peschong, the City Chief of Police, and Ball does not appeal from that order.
. To the extent Ball argues on appeal that the Policy violates his due-process rights, he did not raise a Fourteenth Amendment claim in his complaint, he characterized his lawsuit as a “First Amendment case" in his opposition to summary judgment, and the district court did not address any such claim. We therefore decline to address this claim raised for the first time on appeal. Cf. Excalibur Grp., Inc. v. City of Minneapolis,
Concurrence Opinion
concurring in part and dissenting in part.
The majority holds that the entire Plaza Area is a nonpublic forum and, thus, the Exterior Access and Use Policy is reason? able. I would hold that only part of the Plaza Area is a nonpublic forum; the section of the Plaza Area directly in front of the pedestrian bridge, however, .is.a tradi
A traditional public forum is property the government has historically kept open for public discourse, including parks, streets, and sidewalks. See Cornelius v. NAACP Legal Def. & Educ. Fund, Inc.,
Based on the physical characteristics and the traditional and objective use of the Plaza Area, and the government’s intent with respect to the Plaza Area, see Bowman,
To the east of the Arena, there is a pedestrian bridge that is held open to the public. The bridge feeds directly into the Plaza Area; there is no separation between the bridge and the Plaza Area. The bridge is commonly used to access the Haymarket district and to move between the baseball stadium, the Arena, and the Haymarket district. The bridge also connects to a parking lot regularly held open to the public. The public can park in the lot and walk over the bridge and must walk through the Plaza Area to get to the Haymarket district.
Discussing the physical features of the Plaza Area, the majority notes, ante, at 733, that “[t]he surface of the Plaza Area is composed of colored and patterned concrete, as well as by brick-like pavers, all of which generally distinguish the Plaza Area from the adjacent public sidewalks.” True, the Plaza Area does have colored and patterned concrete and brick-like pavers. However, the colored concrete and pavers do not clearly distinguish the part of the Plaza Area that is open to the public. Rather, a review of the images submitted shows that the colored concrete is not limited to the Plaza Area; the colored concrete continues past the bollards onto the public sidewalk.
Further, an individual using the pedestrian bridge must cross through the Plaza Area to reach the rest of the Haymarket district. The majority, ante, at 732, states, “Although the pedestrian bridge ends near the Plaza Area, pedestrians need not enter or рass through the Plaza Area to access other areas of the Haymarket district.” The majority reaches this conclusion because the Policy excludes a strip of land along the edge of the Plaza Area that pedestrians are permitted to walk on to access the Haymarket district. But there are no physical markers or barriers to indicate that such a perimeter exists. Rather, to indicate this perimeter, the Policy super-imposes an orange line on pictures of the Plaza Area. And the colored concrete the majority says distinguishes the Plaza Area from the public sidewalk does not align with this perimeter. In fact,
A close look at the image in the majority opinion, ante, at 728, may be helpful. In the upper right comer of the image there are two parallel lines, one of which runs along the perimeter line. The space between those lines is the pedestrian bridge. As the image shows, the perimеter is almost flush with the end of the bridge. To avoid the Plaza Area covered by the Policy, one must turn and walk to the left immediately upon exiting the bridge.
Finally, the placement of the colored concrete supports a finding that the section of the Plaza Area leading from the bridge to the sidewalk is a traditional public forum. There is a strip of colored concrete where the bridge meets the Plaza Area that is the same width as the bridge. That colored concrete leads across the Plaza Area to the sidewalk. In Hodge v. Talkin,
Although I would hold that this section of the Plaza Area has the physical characteristics of a public forum, “[p]ublicly owned or operated property does not become a ‘public forum’ simply because members of .the public are permitted to come and go at will.” Bowman,
It is undisputed that people who use the pedestrian bridge also use the Plaza Area. And, in his deposition, Tom Lorenz, an SMG official, stated that' the Plaza Area can be used regularly by the public for purposes other than entering and exiting the Arena. Additionally, it is undisputed that the pedestrian bridge is open to the public and meant to connect the parking lot to the Arena and the Haymarket district. Finally, it is undisputed that pedestrians must cross at' least part of the Plaza Area to reach the street. As such, the Plaza Area invites the public to pass through and “operate[s] as a public artery.” See Hotel Emps. & Rest. Emps. Union, Local 100 v. City of N.Y. Dep’t of Parks & Rec.,
Finally, considering the City’s intent, purpose, and policy, the majority, ante, at 735, states that “the record establishes that the City’s principal purpose with respect to the Plaza Area has been to protect the contractual rights of Arena Tenants, to allow for crowd management and safety, to
Based on the foregoing discussion, I would hold that the part of the Plaza Area between the pedestrian bridge and the sidewalk is a traditional public forum. I agree with the majority as to the rest of the Plaza Area.
Because I would hold that the part of the Plaza Area- between the pedestrian bridge аnd the sidewalk is a traditional public forum, I turn to the question of whether the Policy is permissible with respect to that part of the Plaza Area. I agree with the majority that the Policy is reasonable with respect to the part of the Plaza Area I would hold to be a nonpublic forum. In a traditional public forum, however, we apply a different level of scrutiny and the government’s ability to restrict speech is the most limited. Bowman,
I agree with the majority, ante, at 736, “that the Policy is viewpoint neutral on its face, broadly prohibiting specific expressive activity inside the Arena and the Policy Zone without regard to the content of the speech.” Thus, with respect tо the part of the Plaza Area I would hold is a public forum, the Policy will. pass, constitutional muster if “the factual situation demonstrates a. real need for the government to act to protect its interests.” Johnson v. Minneapolis Park & Rec. Bd.,
Appellees contend that the Policy is narrowly tailored to serve three interests: (1) to prevent sales and solicitations that compete with tenants’ use of the Plaza Area; (2) to ensure safety and crowd management; and (3) to keep the Plaza Area open for security screening.
“In the abstract, controlling crowds can constitute a significant governmental interest that bears directly on public safety.” Id. at 1100; see also Heffron v. Int’l Soc’y for Krishna Consciousness, Inc.,
Further, the Policy is underinclusive. “Where a regulation restricts a medium of speech in the name of a particular interest but leaves unfettered other modes of expression that implicate the same interest, the regulation’s underinelusiveness may ‘diminish the credibility of the government’s rationale for restricting speech in the first place.’ ” Id. (quoting City of Ladue v. Gilleo,
Finally, the Policy is not narrowly tailored because solicitations and public communications are prohibited in the Plaza Area at all times; the Policy does not restrict those expressive activities solely when there is an event at the Arena. The Policy would be more narrowly tailored to serve Appellees’ stated interests if it applied during events only.
As a result, I would hold that the Policy does not pass constitutional muster with respect to the part of the Plaza Area between the pedestrian bridge and the Hay-market district. The fact that there are alternative channels of communication, including the sidewalk just outside the Plaza Area, cannot cure the Policy’s underinclu-siveness and failure to be narrowly tailored. Accordingly, I would affirm the district court in part, and reverse and remand in part.
