The question presented is whether civil rights plaintiffs who lose their appeal on the merits may nevertheless “prevail” for the purposes of an- award of .attorney’s fees, if they succeed in obtaining a stay and injunction pending appeal. We hold that such plaintiffs are not prevailing parties. Therefore, we reverse the district court’s award of attorney’s ■ fees under 42 U.S.C. § 1988 (Supp. III 1991).
BACKGROUND
Plaintiffs-appellees Lyndon H. LaRouehe, Jr.-and Eugene McCarthy (“aрpellees”) have both long so'ught to be elected to the presidency of the United States. . McCarthy launched his first presidential campaign for
The list incorporated the names of all candidates whom the Secretary considered to be “generally and seriously advocated or recognized according to reports in the national or state news media” pursuant to the so-сalled “media recognition” statute. Conn.Gen.Stat. § 9-465(a) (1989). A person rejected under the media recognition provision may participate in the primary by collecting the signatures of .one percent of his party’s registered voters within fourteen days after being initially'rejected. See id. §§ 9-465(b), 9-467 to 9-469 (1989). Appellees declined to pursue this “petition alternative.”
Instead, on February 6, 1992, LaRouche, McCarthy, and several of their Connecticut supporters filed a complaint against the Secretary in the United States District Court for the District of Connecticut. The complaint alleged, inter alia, 1) the unconstitutionality of the media recognition statute; 2) the unconstitutionality of the petition alternative; and 3) the unconstitutionality of the media recognition statute as applied to appellees.
The district court entered its decision on March 3, 1992, finding the media recognition statute to be unconstitutionally vague, but holding that the petition alternative provided appellees with a constitutionally valid means of ballot access. LaRouche v. Kezer,
had a means available to them which was not constitutionally infirm. Thus, they are not entitled to the relief requested, including specifically the request that the Secretary be ordered to place their names on the democratic ballot. Accordingly, judgment shall enter for defendant.
Id. at 305. The court did not rule on appel-lees’ “as aрplied” challenge to the media recognition statute because the finding that the statute was void for vagueness rendered the “as applied” challenge moot. Id.
Appellees filed an appeal’ of the district court’s decision on the merits and the Secretary cross-appealed. Appellees also moved for a stay and injunction pending appeal, which a panel of this court granted following a hearing on March 10, 1992. LaRouche v. Kezer, No. 92-7263 (2d Cir. Mar. 10, 1992) (order granting stay and injunction pending appeal).
On March 31,1993, after oral argument on the merits, this court issued an opinion affirming in part and reversing in part the decision of the district court. LaRouche,
Appellees moved for attorney’s fees and costs before the district court on May 13, 1993, approximately six weeks after the decision of the appeal was handed down. The district court awarded attorney’s fees to ap-pellees, characterizing them as prevailing parties under 42 U.S.C. § 1988 “because they prevailed on their claim for immediate relief, despite the final adverse determination on the merits of the other claims.” LaRouche v.
According to the district court, our grant of an injunction pending appeal permanently altered the legal relationship between the parties to the benefit of appellees. Id. at 5. The district court concluded that the stay panel never addressed the merits of appel-lees’ constitutional claims. Id. at 5 n. 1. Nevertheless, the district court stated, “plaintiffs achieved their principal goal, placement on the ballot, despite the fact that their claims on the merits, that both statutes were unconstitutional, did not prevail.” Id. at 6. The Secretаry now appeals the district court’s award of attorney’s fees.
DISCUSSION
In a civil rights ease such as this one, “the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988(b). Á trial court’s decision to award attorney’s fees to a prevailing party is reviewed for abuse of discretion. Cassuto v. Commissioner,
The Supreme Court has held that “to qualify as a prevailing party, a civil rights plaintiff must obtain at lеast some relief on the merits of his claim.” Farrar v. Hobby, — U.S. -, -,
The degree of success on the merits does not alter plaintiffs eligibility for a fee award, although it may decrease the amount of the award. See Farrar, — U.S. at -,
The definition of prеvailing parties is not limited to those who obtain a favorable final judgment following a full trial. Hanrahan,
An award of attorney’s fees is not ordinarily justified where plaintiff’s success is de minimis or technical. Garland,
[t]he Court of Appeals held only that the respondents were entitled to a trial of their cause. As a practical matter they are in а position no different from that they would have occupied if they had simply defeated the defendants’ motion for a directed verdict in the trial court.
Id. at 758-59,
The precise question posed by the case at bar is whether a party obtaining temporary or provisional relief, specifically an injunction pending appeal, prevails on the merits of its appealed claims. The standard in this circuit for a stay or injunction pending appeаl is
(1) whether the movant will suffer irreparable injury absent a stay, (2) whether a party will suffer substantial injury if a stay is issued, (3) whether the movant has demonstrated “a substantial possibility, although less than a likelihood, of success” on appeal, and (4) the public interests that may be affected.
Hirschfeld v. Board of Elections,
Two cases from other circuits are particularly instructive. In Laurenzo v. Mississippi High Sch. Activities Ass’n,
As in. this circuit, to obtain an injunctiоn pending appeal in the Fifth Circuit, “the movant need not always show a ‘probability of success’ on the merits; instead, the mov-ant need only present a substantial case on the merits when a serious legal question is involved and show that the balance of the
The Fifth Circuit in Laurenzo decided that because the equities in favor of plaintiff were strong enough to support the grant of an injunction without a finding that plaintiff would likely suсceed on the merits, the court would not infer that relief had been based on the merits. Id. at 1043; see also Webster,
In contrast, the First Circuit awarded attorney’s fees on the basis of an injunction pending apрeal, but only “after careful consideration of [plaintiffs] legal claims.” Coalition for Basic Human Needs v. King,
The court acknowledged that in ordinary cases, an injunction pending appeal might not constitute a win on the merits. Id. at 600-01. It explained that courts generally deny attorney’s fees where “the preliminary relief, although substantive, did not determine the merits of the plaintiffs’ claim ..., but only maintained the status quo without purporting to address the merits.” Id. at 601; see also Webster,
. The standard for- preliminary injunctions, similar to the standard for injunctions pending appeal, dictates a weighing of the likelihood of' success on the merits, irreparable injury, the balance of equities and the public interest. Laurenzo,
In Frazier, the district court issued a preliminary injunction “based on its view of the law as it existed at the time.” Id. at 1293. The district court later vacated its grant of preliminary injunctive relief on the ground of two Supreme Court cases that were handed down after the original injunction issued. Id. at 1282. It granted summary judgment in favor of defendants for the same reasons. Id.
Plaintiff appealed, contending, inter alia, that the district court erred in not granting interim attorney’s fees when it initially granted the preliminary injunction. Id. at 1291-92. The appellate court held that plaintiff should have been considered for an interim award of fees, stating, “[t]hat a plaintiff eventually loses on the merits of a section 1983 claim does not automatically undermine the validity of an interim attorney’s fee award based on substantial relief that is granted in light of the then-current universe of legal principles.” Id. at 1293-94.
Appellees argue, however, that the injunction pending appeal mooted the “as’applied” claim and therefоre constituted final relief on the merits of that claim. This argument fails for two reasons. First, a grant of provisional relief that merely preserves the status quo does not constitute final relief on the merits. Second, it is not clear that the grant of the injunction pending appeal rendered appel-lees’ controversy moot.
This court has not yet addressed the issue of attorney’s fees for plaintiffs who obtain preliminary injunctions or injunctions pending appeal and never obtain final judgments in their favor on the merits. It has discussed the propriety of attorney’s fees based on the grant of a temporary restraining order (“TRO”) in such situations. Christopher P. v. Marcus,
At the conclusion of the lawsuit, the district court granted summary judgment for the defendants but awarded attorney’s fees to plaintiffs. Id. at 798. We rejected plaintiffs’ argument on appeal that the grant of the TRO entitled him to an award of fees. Id. at 805. The standard for granting a TRO requires a finding of immediate and irreparable injury but not a specific determination as to the merits. See Fed.R.Civ.P. 65(b). Thus, we stated that “the procurement of a TRO in which the court does not address the merits of the case but simply preserves the status quo to avoid irreparable harm to the plaintiff is not by itself sufficient to give a plaintiff prevailing party status.” Christopher P.,
To preserve the status quo a court may require the parties to act or to refrain from acting.
Plaintiffs in Ely were a group of chemistry professors intending to be out of the state on the day of South Carolina’s Democratic primary. Id. at 136. The court issued a TRO permitting plaintiffs to vote in the primary by means of, absentee bаllots. Id. The South Carolina legislature later amended the state’s voting laws, thereby rendering the case moot. Id. Plaintiffs then moved for attorney’s fees, which the district court granted. Id. at 137. The appellate court reversed on the ground that the TRO did not constitute a decision on the merits as to the parties’ respective rights. Id.
In both Ely and Christopher P., plaintiffs succeeded in obtaining part or all of the relief
Similarly, the fact that, appellees in this ease received the temporary remedy of being placed on the ballot did not change their legal rights, it merely allowed them ballot access as the best practical balancing of equities and harms under the circumstances. Although the stay panel could have granted the injunction pending appeal based on a determination as to the merits, there is no indication that it did so. .To the contrary, the district court specifically found that the injunction pending appeal was not based on the merits. Ruling on Attorney’s Fees, at 6 n. 1. The district court acknowledged that appel-lees did not ultimately prevail on any. of their claims on the merits. Id. at 6.
Neither the district court nor this court ruled on the “as applied” claim in their decisions on the merits. Id. at 6. The district court considered the. claim moot because its decision that the media recognition statute was unconstitutional on its face obviated the need to address whether it was- unconstitutional as applied to appellees. LaRouche,
As should be apparent from the previous discussion, mootness is not determinative as to the propriety of an award of attornеy’s fees. “[A] determination of mootness neither precludes nor is precluded by an award of attorneys’ fees. The attorneys’ fees question turns instead on a wholly independent consideration: whether plaintiff is a ‘prevailing party.’ ” Doe v. Marshall,
The existence of a mooted claim may create ambiguity where neither the district court nor the appellate court has the opportunity to render a final ruling on the merits of the claim. See King,
CONCLUSION
If plaintiff loses the appeal of its claims on the merits, an award of attorney’s fees based on an injunction pending appeal is improper.
Notes
. Appellees’ “as applied” claim is essentially that thе Secretaiy discriminated against them by placing "long shots” Republican David Duke and Democrat Larry Agran on the ballot but refusing to list appellees.
. Chief Judge Oakes dissented from the decision granting the injunction and stay but approved the order in form. LaRouche, No. 92-7263, at 2.
. The Court explained, "[a] plaintiff may demand payment for nominal damages no less than he may demand payment for millions of dollars in compensatory damages.” Farrar, - U.S. at -,
. This court has also adopted the cаtalyst doctrine, which permits an award of attorney’s fees to a plaintiff who obtains extrajudicial relief if “plaintiff's lawsuit was ’a catalytic, necessary, or substantial factor in attaining the relief.' ” Rose v. Heintz,
. In Hewitt, the plaintiff was a prison inmate who had been placed in restrictive custody after a prison hearing committee found him guilty of misconduct during the course of a prison riot.
The plaintiff then filed a motion for attorney’s fees, which the district court denied. Id. at 759,
. But see Palmer v. City of Chicago,
. See Black’s Law Dictionary 1410 (6th ed. 1990) (" '[sjtatus quo' to be preserved by a preliminary injunction is the last actual, peaceable uncontested status which preceded the pending controversy”).
. This statement might not aрply .in a catalyst doctrine case. See supra n. 4.
. We rely on Doe v. Marshall only for its statement of the law on mootness, not for its definition of a prevailing party as one who obtains the primary relief sought. This definition of prevailing party was rejected by the Supreme Court in Garland,
.An exception to this principle arguably may exist if a final decision on the merits adverse to plaintiff is based on changes in the law that occurred subsequent to the grant of preliminary
. In light of this holding, we find it unnecessary to address whether appellees could have been awarded fees without being awarded costs.
