274 Conn. 394 | Conn. | 2005
Opinion
The plaintiff, Vincent P. Larobina, appearing pro se, brought a four count amended complaint against the defendants, Andrew McDonald, Peter Olson, Pullman and Comley, LLC (Pullman), and First Union National Bank (First Union), alleging abuse of process (count one), civil conspiracy (counts two and
The record reveals the following facts and procedural history. In 1999, the plaintiff brought an action against First Union (first action).
In 2002, the plaintiff brought the present action against First Union, Pullman, McDonald and Olson, in which he alleges that, in defending First Union in the first action, the defendants engaged in abuse of process, civil conspiracy and wilful conspiracy, and negligent infliction of emotional distress. After the pleadings were closed, the defendants filed a motion for summary judgment pursuant to Practice Book § 17-44,
In his objection to the motion for summary judgment, the plaintiff stated that the motion challenged the legal
The trial court granted the defendants’ motion for summary judgment. In the order granting the motion, the court stated that a motion for summary judgment may be used to challenge the legal sufficiency of a complaint. It concluded that the plaintiffs allegations failed to implicate any abuse of process and did not support a claim for negligent infliction of emotional distress. The court also concluded that the plaintiffs conspiracy claims were without any factual support.
On appeal, the plaintiff claims that: (1) the trial court improperly permitted the defendants to use a motion for summary judgment to test the legal sufficiency of the complaint; (2) the defendants are not entitled to summary judgment because genuine issues of material fact existed; and (3) the trial court, upon finding that the complaint was legally insufficient, improperly rendered summary judgment in favor of the defendants instead of permitting the plaintiff to replead. The defendants argue that the trial court properly treated their motion for summary judgment as a challenge to the legal sufficiency of the complaint and properly determined that the complaint was legally insufficient. They also claim, as an alternate ground for affirmance, that the complaint was barred by the prior pending action doctrine. We conclude that, under the circumstances of this case,
We first address the plaintiffs claim that a motion for summary judgment is an improper vehicle by which to test the legal sufficiency of a complaint.
In contrast, “[a] motion to strike challenges the legal sufficiency of a pleading, and, consequently, requires no factual findings by the trial court. . . . We take the facts to be those alleged in the complaint . . . and we construe the complaint in the manner most favorable to sustaining its legal sufficiency. . . . [I]f facts provable in the complaint would support a cause of action, the motion to strike must be denied. . . . Thus, we assume the truth of both the specific factual allegations and any facts fairly provable thereunder. In doing so, moreover, we read the allegations broadly, rather than narrowly.” (Citation omitted; internal quotation marks omitted.) Craig v. Driscoll, 262 Conn. 312, 321, 813 A.2d 1003 (2003).
Our case law addressing the question of whether a motion for summary judgment may be used instead of a motion to strike to challenge the legal sufficiency of a complaint and, if so, under what circumstances, requires some clarification. In Boucher Agency, Inc. v. Zimmer, 160 Conn. 404, 408-409, 279 A.2d 540 (1971), this court suggested that, in light of the similarities between the procedures, the use of a motion for summary judgment for such a purpose is proper. See also Pane v. Danbury, 267 Conn. 669, 674 n.7, 841 A.2d 684 (2004) (allowing use of motion for summary judgment to challenge legal sufficiency of complaint when plaintiff did not raise objection in trial court); Haynes v. Yale-New Haven Hospital, 243 Conn. 17, 32 n.17, 699 A.2d 964 (1997) (treating motion for summary judgment as motion to strike); Hossan v. Hudiakoff, 178 Conn. 381, 382 n.l, 423 A.2d 108 (1979) (court declined to consider whether use of motion for summary judgment
With these authorities in mind, we conclude that the use of a motion for summary judgment to challenge the legal sufficiency of a complaint is appropriate when the complaint fails to set forth a cause of action and the defendant can establish that the defect could not be cured by repleading. See Boucher Agency, Inc. v. Zimmer, supra, 160 Conn. 410. If it is clear on the face of the complaint that it is legally insufficient and that an opportunity to amend it would not help the plaintiff, we can perceive no reason why the defendant should be prohibited from claiming that he is entitled to judgment as a matter of law and from invoking the only
In addition, we will not reverse the trial court’s ruling on a motion for summary judgment that was used to challenge the legal sufficiency of the complaint when it is clear that the motion was being used for that purpose and the nonmoving party, by failing to object to the procedure before the trial court, cannot demonstrate prejudice. A plaintiff should not be allowed to argue to the trial court that his complaint is legally sufficient and then argue on appeal that the trial court should have allowed him to amend his pleading to render it legally sufficient. “Our rules of procedure do not allow a [party] to pursue one course of action at trial and later, on appeal, argue that a path he rejected should now be open to him. ... To rule otherwise would permit trial by ambuscade.” (Internal quotation marks omitted.) State v. Reynolds, 264 Conn. 1, 207, 836 A.2d 224 (2003), cert. denied, 541 U.S. 908, 124 S. Ct. 1614, 158 L. Ed. 2d 254 (2004).
We first address the plaintiffs claim that the trial court improperly rendered judgment for the defendants on his abuse of process claim. “An action for abuse of process lies against any person using a legal process against another in an improper manner or to accomplish a purpose for which it was not designed. Varga v. Pareles, [137 Conn. 663, 667, 81 A.2d 112 (1951)]; Schaefer v. O. K. Tool Co., 110 Conn. 528, 532-33, 148 A. 330 (1930). Because the tort arises out of the accomplishment of a result that could not be achieved by the proper and successful use of process, the Restatement Second (1977) of Torts, § 682, emphasizes that the gravamen of the action for abuse of process is the use of a legal process . . . against another primarily to accomplish a purpose for which it is not designed .... Comment b to § 682 explains that the addition of primarily is meant to exclude liability when the process is used for the purpose for which it is intended, but there
In the present case, the first count of the plaintiffs revised complaint alleges that the following specific acts by the defendants constituted abuse of process: (1) McDonald contemporaneously maintained an appearance on behalf of First Union in the first action and an appearance on behalf of the city of Stamford in a separate foreclosure action against the plaintiff, and this “dual representation” was a conflict of interest; (2) McDonald requested an extension of time to plead in the first action “due to the demands of his public office”; (3) the defendants failed to proceed on their objection to the plaintiffs amended complaint for eighteen months until ordered to do so by way of a motion to compel; (4) the defendants removed the first action to the United States District Court after three years of litigation in state court; (5) the defendants requested another extension of time to answer the complaint in the United States District Court; (6) the defendants failed to send a representative from First Union who had settlement authority to a settlement conference; (7) the defendants ignored the order of the United States District Court to file a written settlement proposal; (8) the defendants continued to tell the plaintiff that, if he failed to pay all money purportedly due on the original mortgage, First Union would impose fees, interest, penalties and other charges on him; (9) the defendants have continued to deny the existence of the re-age agreement despite voluminous evidence to the contrary produced
The plaintiff alleges that this conduct demonstrated “an effort to use legal process for the undesigned purpose of waging a war of attrition against the plaintiff in order to coerce the plaintiff by unethical and extortionary means into surrendering his legal rights and assets.” He further alleges that the defendants engaged in this conduct “to conceal and avert the consequences of fraudulent conduct; namely, the bank’s original representation that the [r] e-age [agreement constituted a valid mortgage term extension agreement . . . .”
This court previously has not considered the question of whether an abuse of process claim may be predicated on conduct other than the institution and prosecution of a legal action for an improper purpose. Our review of the case law from other jurisdictions reveals that most courts that have considered the issue have construed the term process broadly. See, e.g., Hopper v. Drysdale, 524 F. Sup. 1039, 1042 (D. Mont. 1981) (under Montana law, notice of deposition is process for purpose of tort of abuse of process); Nienstedt v. Wetzel, 133 Ariz. 348, 352, 651 P.2d 876 (1982) (process has been interpreted broadly to encompass entire range of procedures incident to litigation process); Twyford v. Twyford, 63 Cal. App. 3d 916, 923, 134 Cal. Rptr. 145 (1976) (same); Kensington Land Co. v. Zelnick, 94 Ohio Misc. 2d 180, 184, 704 N.E.2d 1285 (1997) (process includes all acts of court from beginning to end of action); Foothill Industrial Bank v. Mikkelson, 623 P.2d 748, 757 (Wyo. 1981) (process has been interpreted broadly to encompass entire range of procedures incident to litigation process); cf. Gordon v. Community First State Bank, 255 Neb. 637, 648, 587 N.W.2d 343 (1998) (process means “any means used by the court to acquire or to exercise its jurisdiction over a person or over specific property” [internal quotation marks omitted]), cert. denied, 528 U.S. 814, 120 S. Ct. 50, 145 L. Ed. 2d 44 (1999). The court in Twyford v. Twyford, supra, 923, explained that “[t]his broad reach of the ‘abuse of process’ tort can be explained historically, since the tort evolved as a ‘catch-all’ category to cover improper uses of the judicial machinery that did not fit within the earlier established, but narrowly circumscribed, action of malicious prosecution.” All of these courts agree, however, that, although the definition of
In the present case, most of the acts alleged by the plaintiff in support of his abuse of process claim did not involve a judicial procedure and, therefore, as a matter of law, do not support an abuse of process claim.
We next address the plaintiffs claim that the trial court improperly rendered judgment for the defendants on his claims of civil conspiracy. “The [elements] of a civil action for conspiracy are: (1) a combination between two or more persons, (2) to do a criminal or an unlawful act or a lawful act by criminal or unlawful means, (3) an act done by one or more of the conspirators pursuant to the scheme and in furtherance of the object, (4) which act results in damage to the plaintiff.” (Internal quotation marks omitted.) Harp v. King, 266 Conn. 747, 779, 835 A.2d 953 (2003). “[T]here is no independent claim of civil conspiracy. Rather, [t]he action is for damages caused by acts committed pursuant to a formed conspiracy rather than by the conspiracy itself. . . . Thus, to state a cause of action, a claim of civil conspiracy must be joined with an allegation of a substantive tort.” (Citation omitted; internal quotation marks omitted.) Id., 779 n.37.
The plaintiff alleges that the defendants entered into a civil conspiracy designed “to fraudulently conceal an unlawful scheme on the part of [First Union] in which it exacted $50.00 from the plaintiff, and others similarly
We next address the plaintiffs claim that the trial court improperly rendered judgment for the defendants on his claim for negligent infliction of emotional distress. “[I]n order to prevail on a claim of negligent infliction of emotional distress, the plaintiff must prove that the defendant should have realized that its conduct involved an unreasonable risk of causing emotional distress and that that distress, if it were caused, might result in illness or bodily harm. . . . This . . . test essentially requires that the fear or distress experienced by the plaintiffs be reasonable in light of the conduct of the defendants. If such [distress] were reasonable in light of the defendants’ conduct, the defendants should have realized that their conduct created an unreasonable risk of causing distress, and they, therefore, properly would be held hable. Conversely, if the [distress] were unreasonable in light of the defendants’ conduct, the defendants would not have recognized that their conduct could cause this distress and, therefore, they would not be liable.” (Citations omitted; internal quotation marks omitted.) Carrol v. Allstate Ins. Co., 262 Conn. 433, 446-47, 815 A.2d 119 (2003).
We conclude that the trial court properly rendered judgment for the defendants on the plaintiffs negligent infliction of emotional distress claim for the same reasons that we have cited in connection with the plaintiffs other claims, namely, the claim is duplicative of the
We emphasize that although we have concluded that the trial court properly rendered judgment for the defendants on all counts of the plaintiffs complaint, we express no opinion as to whether the plaintiff may seek a remedy in the first action for his underlying claims of dilatory, bad faith and harassing litigation conduct by First Union and its attorneys. The trial court in the first action has authority to address any such claims and to order appropriate sanctions against the defendants if such conduct is found. See CFM of Connecticut, Inc. v. Chowdhury, 239 Conn. 375, 393, 685 A.2d 1108 (1996).
The judgment is affirmed.
In this opinion the other justices concurred.
The plaintiff appealed from the trial court’s judgment to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
The first action is still pending in the Superior Court. See Larobina v. First Union National Bank, Superior Court, judicial district of StamfordNorwalk Docket No. CV-99-0170845.
Practice Book § 17-44 provides: “In any action, except administrative appeals which are not enumerated in Section 14-7, any party may move for a summary judgment at any time, except that the party must obtain the judicial authority’s permission to file a motion for summary judgment after the case has been assigned for trial. These rules shall be applicable to counterclaims and cross complaints, so that any party may move for summary judgment upon any counterclaim or cross complaint as if it were an independent action. The pendency of a motion for summary judgment shall delay trial only at the discretion of the trial judge.”
The defendants contend that the plaintiff has not established that the trial court applied the standard for a motion to strike instead of the standard for a motion for summary judgment when it granted the defendants’ motion and, therefore, that this court should not address this claim. We agree with the plaintiff, however, that it is clear from the trial court’s order that it concluded that the plaintiffs claims of abuse of process and negligent infliction of emotional distress were legally insufficient. Moreover, the defendants’ arguments that the trial court properly granted their motion for summary judgment, as set forth in their brief to this court, address the legal sufficiency of the claims.
The plaintiff, who elsewhere relies on the legality and validity of the re-age agreement, argues in his brief to this court that it may be invalid because it was executed by First Fidelity before that bank was officially chartered. The plaintiff appears to argue that First Union was attempting to force the plaintiff to comply with the terms of his original note and mortgage in order to conceal fraudulently the existence of the invalid agreement and others like it. The plaintiff does not explain why the existence of a valid agreement would be to First Union’s detriment or why, if it would be detrimental, he believes that First Union would obtain a greater benefit from concealing the existence of the agreement than from denying its validity.
The use of the judicial process was not implicated in the plaintiffs claims that, in the first action: McDonald’s representation of both the city of Stamford and First Union created a conflict; the defendants failed to follow up on their objection to the plaintiffs amended complaint; the defendants failed to make a written settlement proposal; the defendants demanded payment of the note in full; the defendants denied the existence of the re-age agreement; the defendants claimed that Williams never worked for First Union; and the defendants denied any knowledge of Shelter Products.
Moreover, we are far from certain whether an attorney’s mere representation of a client, even if overly vigorous, can give rise to such a claim. Attorneys frequently do not become involved in breach of contract disputes until after the contract allegedly has been breached and their obligation at that point is to advocate vigorously their client’s position. Such representation would be chilled and courts would be swamped if overly aggressive litigation tactics could give rise to a separate conspiracy claim. As we discuss later in this opinion, there are mechanisms by which such behavior can be addressed by the trial court within the context of the underlying litigation.