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Large v. Superior Court
714 P.2d 399
Ariz.
1986
Check Treatment

*1 an interest in use as of the proceeding. shows the He is substantive evidence crime victim, boyfriend a former and the guilt defendant’s amounted to an allegedly objec- defendant’s letters voiced abuse of discretion. dating to his stepdaughter’s boy. tion Because statement defendant’s to the

Thus, written, at the time the letters were deputy testimony concerning and the the boyfriend personal the had a interest the trial, used improperly letters were we subject testimony. matter of the reverse the of child convictions molestation Third, affecting there are factors other and sexual conduct with minor. Accord- reliability boyfriend’s testimony. the ingly, opinion Court Appeals the Although age he was of sufficient vacated, and the matter is remanded to capacity, reliability his is somewhat proceedings the trial court for consistent only diminished because admitted to he opinion. with this Further, “glimpsing” through the letters. statements to the which he testified at trial HOLOHAN, C.J., GORDON, Y.C.J., and only the were statements from the letters FELDMAN, JJ., CAMERON and concur. sketchy which he could recall. recall Such reliability doubt as raises

testimony.

Fourth, the true of the offer is the substantive use of statement the rather impeachment

than of the witness. The ex- undisputed, istence of this factor is as the itself admits the letters were used for 714 P.2d 399 purposes. substantive LARGE, Petitioner, Larry Wayne Finally, the impeachment testimony is only guilt the evidence of other than the the SUPERIOR COURT of State Arizo- testimony. victim’s present- The evidence na, in and for the COUNTY OF MARI- by the solely ed state at trial consisted of: COPA, Thomp- Honorable Howard F. (1) confession, defendant’s which we have son, thereof, judge and STATE of already (2) involuntary; held to be the vic- Arizona, DEPARTMENT OF CORREC- (3) testimony; testimony tim's concern- TIONS, interest, Respon- party in real letters; (4) ing testimony dents. sister, father, teacher, victim’s psy- foster chologist, that, opin- counselor their No. 18273-SA. ions, the victim “appeared telling be” Arizona, Supreme Court words, truth. other from defend- aside En Banc. confession, we already ant’s have involuntary, and the concluded testi- 24, 1986. Jan. mony letters, only about the evidence “swearing resolve the contest” between opinion defendant and the victim was who, of other like the

evidence witnesses merely judgment jury, making Thus, when credibility. victim’s admit- ted, concerning testimony the letters link between

provided concrete defendant and the crime. circumstances, we find that

Under danger prejudice was ex- unfair Therefore, tremely high. the admission of testimony concerning the letters and its *2 petition. sought

dismissed the Petitioner action, special relief joining the trial judge, respon- the state and the DOC as dents.1 Because has no ade- quate remedy by appeal question and the presented significance, is of constitutional *3 accepted jurisdiction. we have We have Const, jurisdiction pursuant to Ariz. art. 5(1) and Rule Ariz.R.P.Sp.Act., 17A § granting A.R.S. In our review of the order dismiss, the motion to we must assume the petitioner’s allegations. truth of Donnelly Oberg/Hunt/Gillela- Construction Co. v. nd, 184, 186, upheld only The dismissal can be Arnold, Phoenix, petitioner. Charles for petitioner’s claim could not entitle him to Corbin, Gen., K. Atty. Robert Richard any susceptible relief under proof. facts Albrecht, Gen., Phoenix, Atty. Asst. Id. respondents.

FACTS

FELDMAN, Justice. pled Petitioner no contest and was con- aggravated Septem- victed of assault on 30

Larry Wayne Large (petitioner) is a years ber 1982 and sentenced to five prisoner custody committed to the prison. appeal state He did not and was Department (DOC) Arizona of Corrections placed in custody the of DOC. and confined at the Alhambra Treatment (ATU), Unit a mental health treatment fa April Maricopa County On cility. April On filed a Superior Court ordered transfer- “Petition Prohibiting for an Order Forcible red from the Arizona State Prison at Flor- Administration Psychotropic Drugs,” ence to the Alhambra Treatment Unit Maricopa County Superior (ATU), Court Cause No. inpatient a mental health treatment MH 27765. The State of Arizona facility operated by filed a DOC. The order was 31-226,2 motion to Large’s petition. dismiss pursuant made to A.R.S. § granted trial court the state’s having motion and court determined that exist, practice, formerly granted by 1. In Arizona relief described in this section the director of Prohibition, department Writs of Mandamus or Certiorari is a the state petition of corrections shall file granted by “Special superior county now Action.” See Rule with the court in the Actions, Special Arizona prisoner Rules of Procedure for in which the is incarcerated for 17AA.R.S. prisoner transfer for treatment of the to the prisoner hospital state if the is a female or to 31-226, only dealing 2. A.R.S. statute inpatient facility a mental health treatment prisoners, provides the treatment of ill operated by department prisoner if the part: in relevant a male. B. prisoner any facility oper- days A. If a ten confined in At least before the court con- transfer, department hearing petition ated displays symptoms of corrections ducts a on the Department pro- of mental disorder to such shall the State vide a of the Corrections degree hospital copy petition a mental health erated that transfer to the state or a and written notice inpatient facility op- hearing prisoner and written department prisoner’s rights hearing. state corrections notice of the treatment, necessary adequate days hearing, to insure C. At least five prisoner before the if the counsel, psychiatrist facility, psychiatrist employed the court or if no has not available, physician facility, independent appoint ad- is examine the at the shall shall counsel or an hearing. prisoner represent prisoner and make a written re- visor to at the port application by of his to the director On the court shall recommendations necessity expert On of the state of corrections. also determine receipt report psychia- testimony and authorize of a that states that the medical witnesses compensation physician symptoms any necessary appointment finds that the trist or ____ others) from a mental disorder to such Any behavior or threats “suffered] degree transfer to the treatment interpreted dangerous should be as facility necessary adequate to ensure agrees he must be controlled until he fact, petitioner treatment.” already had procedure do so himself. Reverse back physically been transferred to ATU about out increments. seven months earlier.- petitioner appar- For the next five months From the date of his admission at ATU in ently evidenced no behavior or threat September types four of records were interpreted dangerous, could be because (A) kept petitioner: “Comprehensive Comprehensive Treatment Plan entries spaces Treatment Plan” form with fill- review,” signed “treatment team treatment; ing diagnoses (B) Physi- each of the team members. The “Physician’s indicating Orders” form for cian’s Orders form no shows medications “medicines, diet, etc.”; (C) a “Physician’s *4 prescribed period. during this The form; (D) Progress Record” a “Prob- Progress gives description Record no Despite lem List” form. seemingly petitioner’s behavior other than his “refus- system elaborate to observe and in- record al for Rx” and a statement he had formation, petitioner the record on in the point “not reached the where he is in need September, five months from 1984 until Physicians’ of treatment his will.” February sketchy. Compre- His Progress Record for October 1984. Fi- entry day hensive Treatment Plan for the nally, his Problem List revealed that: of admission indicates had been diagnosed “schizoaffeetive/paranoid,” as a September, pe- 1. On admission for which the treatment was to sign voluntary titioner refused to admit

seclude, restrain, 4-point3 progressive- form and to receive medication and his ly increasing (dangerous “disruptive/assaultive.” increments behavior was expense. prisoner. superintendent witnesses at the state’s No- hospital tice shall be hospital to the state if state and the director of the state female, prisoner hospital and the state shall department provide of corrections shall also provided opportunity participate

be with an county superior court in the which has hearing party, in the as an interested if it so jurisdiction proceeding over the transfer desires. quarterly report a of the condition of the hearing, prisoner repre- D. At the or his prisoner. testify and sentative call witnesses to may confront and witnesses cross-examine policy pertaining 3. DOC #401.17 to Four-Point by department except finding called on a submitted with the Restraints of Juveniles was good permitting presen- cause for not such Special Petition for Action. None was sub- tation, confrontation or cross-examination. adults, mitted on thus we do not know if such a prisoner E. If the is determined to be suffer- policy presumably it would be the same exists: ing degree from a mental disorder to such a juveniles, which defines Four-Point as that hospital or a that transfer to Restraints as follows: inpatient facility operated by health treatment juve- “Method I Four-Point Restraints”: department the state of corrections is neces- down, placed spread-ea- face and either nile is treatment, sary adequate the court to ensure by gled on bed and secured each wrist prisoner and direct that the shall order individually being the corre- ankle secured to hospital for treatment to the state transferred bed, sponding corner of the has his/her legal custody department the state along restraints arms their sides with leather prisoner a a corrections if the female or to placed each wrist and secured to the bed. on inpatient facility op- mental health treatment placed together, with leather Feet are then department erated the state of corrections if ankle and secured to restraints affixed to each prisoner is male. The transfer of the Additionally, straps the foot of the bed. hospital to the state shall be made placed around the shoulders or chest department the state of corrections. The court arching. of back ensure control writing order must be in and state the evi- juve- II Restraint”: The "Method Four-Point dence relied on and the reasons for transfer- sitting position placed on the will be in a nile floor, ring prisoner. will raised. The left wrist with knees superintendent hospital of the state F. The ankle, and the be secured to the provide of correc- shall wrist secured to the left ankle. report quarterly of the condition tions with a Artane, day. mg. twice a November, “manipulate[d] 2. 2. 1984he met”; (a religious get needs ideas to Cogentin, mg. by intramuscular 3. April problem that was “resolved” symptoms injection every five hours 1985); need for he denied mental illness or not relieved Artane. are legal and threatened action. medication mg. day. Symmetrel, 100 twice 4. lacera- In December he had a small Navane, drug, antipsychotic Other than the pain in his tion on his thumb and treating ad- drugs prescribed were for wrist; (both January left “resolved” antipsychotics. verse side effects of 1985). Drug Administration Side Effects drug appears treatment to have Forced (called extrapy- effects Not all of side triggered an “altercation” between been reactions) antipsychotic drugs ramidal Febru- patient and another on 25 extrapy- yet known. Two of the known the time ary, 1985. contended at are called akathisia and ramidal reactions patient’s altercation was the other that the akinesia. physician Because the concluded fault. by “involun- Akathisia is characterized “clearly” came about that the occurrence restlessness, pacing, tary motor constant patient’s aggres- continued as a “result of still, accompanied behavior,” inability to sit often he decided that sively psychotic required “emergency chewing, lip movements by fidgeting, [was] [and against patient’s began] he Navaneization *5 Be- leg movements.” ... finger and and preclude patient by further harm to will to anxiety induced this rest- cause the dangerous “Navaneiza- his own action.” underly- easily lessness is mistaken appears newspeak tion” to be for adminis- frequently ing psychotic anxiety, it is Navane, drug, psychotropic tration dosage by increasing the mistreated neuroleptic antipsy- to as a also referred antipsychotic medication. Akathisia drug. Physician’s entry chotic Orders drugs anti-parkinsonian with be treated February specific 25 indicates no medi- poorly. many respond cases but dosages; it states “observe cations Comment, Fit- Antipsychotic Drugs and behavior/response with meds.” and chart Trial, 52 U.CHI.L.REV. ness to Stand petition- days Three later the entries show 1985) (citations (Summer to medical 785-86 continuously on Navane and er had been Akinesia, omitted). the other on references was life- hand, spontaneity, results lack emergency Rx 72 hours after evaluated lessness, inability participate usual anx- against appeared his will. Patient disinclination to activities and a social very cooperative, appropriate, ious but receiving person speak. at 784-85. A Id. Navane much less delusional. Effects of evi- medication therefore antipsychotic pronounced modifying have been apathy of akine- dence both the emotional responses. He still psychotic behavioral physical restlessness and sign in will not well as the says he will not sia as Assured we agree taking symptomatic medication. of akathisia. See distraction hearing court continue Rx until will noted other Our courts have id. at 786. regarding continued Rx.4 decision makes dystonia such as extrapyramidal effects in- frequently (spasmodic muscle reaction prescribed: day the doctor On that neck) pseu- and a volving twisting Navane, mg. by mouth twice 1. face, (mask-like syndrome do-parkinsonian refused, mg. intramuscu- day, or if State, hands). rigid Anderson injection. lar drug was hearing required 7 weeks after about was to the 4. The reference following made The court order official- commenced. to transfer under A.R.S. 31-226 Rx” ATU, hearing “continued did not mention already court ly he was. The where against patient’s will. April hearing eventually held (App.1983). petitioner against istered to his will: he The most serious antipsy- side effect of consistently sign refused to informed con- drugs chotic dyskine- irreversible tardive voluntary repeated- sent for treatment and sia, may develop after extended use ly requested to be off taken the medi- Gelman, Hospital Mental appears cations. Drugs, and the Constitu- manage administered to rather than to Professionalism tion, 72 GEO.L.J. 1742-43 petitioner. proce- management treat This dyskinesia tardive dure had been established months before side, tongue sweeps from side to [t]he the altercation: closes, opens jaw mouth and the secluded, restrained, 4- ... he can be arms, Fingers, moves in all directions. pointed [drugs and even a PRN as legs may display comparable move- necessary] irritating, agitating behav- ments; swallowing, speech, breathing antitherapeu- ior or behavior that is can be affected as well. The movements tic—for ward treatment milieu. These although are uncontrollable their intensi- management actions are and have ty varies from case to case. In severe nothing to do with Rx his will. cases, involuntary movements im- Record, Physicians Progress October pede walking digestion. and even Health added.) (Emphasis endangered, can often the vic- appearance grotesque. tim’s becomes systematic Once dyskinesia Tardive is common: estimates began February tried (the prevalence disorder’s rates it, evidently terminate because proportion patients dys- tardive drugs’ physical severe and emotional side time) any particular range kinesia at as he com- effects. On different occasions high sixty-five percent; fifteen to plained prescribing physician twenty percent widely accepted ais esti- system psychotics”, not tolerate “his does mate. gives him the torments and that “Navane (citing primarily Id. to AMERICAN PSY- tight legs,” “Symmetrel was arms and ” ASSOCIATION, TARDIVE CHIATRIC inside,’ causing problems ‘upsetting him *6 OF THE DYSKINESIA: REPORT TASK causing him and that the medications LATE EF- FORCE ON NEUROLOGICAL problems Despite peti- with restlessness. DRUGS FECTS OF ANTIPSYCHOTIC involuntary ad- supplications, tioners’ the (1979) (other omitted). citations continued, the ministration of medication whether Petitioner’s records do physician explaining that it would continue effects, it he exhibited side but we assume hearing un- until future court transfer the manifestation of side effects that der A.R.S. 31-226. § the medications to treat them. prompted The Petition indicate Later records likewise do not legally April 1985 order After the drugs in con- whether these were effective transferring petitioner, ATU continued trolling February 28 or- side effects. psychotropic him On force to take and or- periodically reassessed ders were 23, 1985, Large filed his “Petition April upward adjust- with an dered continued Prohibiting Administration Order Forcible mg. daily on Symmetrel ment of to 300 Drugs” Superior in the Psychotropic of of and with the addition two March 7th that petition Large In claimed Court. his in mid- others—Benadryl and Thorazine non-emergency, forcible according to the Benadryl, of April improper in the drugs was psychotropic of (38th REFERENCE PHYSICIANS’ DESK plan (1) treatment of: a written absence 1984), of indicated for mild cases ed. responsible for the ATU staff prepared by including drug-induced parkinsonism, care; (2) procedures written tranquilizer used to cases. Thorazine is governing the ATU promulgated psychotic of disor- manage manifestations drugs in a non-emer- psychotropic admin- use of All the mentioned were ders. RE- PRISONERS MAY CONVICTED gency the will of situation DRUGS? ANTIPSYCHOTIC FUSE (3) regulations promul- patient; inmate the use of articulate gated by governing petitioner the DOC did not Because proceeding under the fed- he was The whether psychotropic drugs in such situations. clause, and be- process due eral or state petition to dismiss the state filed a motion our state constitu- provisions cause Ariz.R.Civ.P., A.R.S.) (Rule 12(b)(6) matter, only the we address tion settle petitioner had failed to grounds that City state constitutional issue. See upon claim which relief could state a A.2d Jacobsky, 496 Portland v. evidentiary hearing was held. granted. No Arizona Con- (Me.1985). construing July argument, after oral On constitutional refer to federal stitution we granted the state’s motion and trial court minimum law as the benchmark Large’s petition. dismissed Michigan v. protection. constitutional See special petition this court for In his 1032, 103 S.Ct. Long, 463 U.S. challenge does not his (1983); Chaisson, action 77 L.Ed.2d State transfer to the mental health 486 A.2d 125 N.H. rather,

facility. argues, He for the first time the We consider on invol- procedural restrictions absence ill under treatment of the untary pharmacological restraints such Arizona Con the due clause of the respect to imposed those on the state with Rights pro stitution. The Declaration patients Title civilly committed vides: 36-513), (A.R.S. ac- 36-511 to DOC’s §§ life, liber- person deprived No shall process. due The DOC admits tions violate process of property without due ty, or administering forcibly it is law. will,

petitioner against Const, but denies art. 4. Vruno Ariz. thereby being law is violated or rule of (8th Schwarzwalder, F.2d 124 Cir. being to con- subjected 1979) procedural pro- suggests that a tinuing irreparable harm. DOC con- analysis tiered: cess is two nothing admin- prohibits tends that it from stage analysis requires a The first istering psychotropic drugs person to the unwill- of whether determination of a deprived has been seeking relief ing. interest____ If [protected] liberty ... petition special action and the In the that the due court concludes thereto, response parties sub- state’s both particular interest applies clause evidentiary material and each mitted stake, stage, proceeds to the second it does or does not argued that the material proce- which is the identification *7 finders certain facts. We are not establish safeguard that inter- necessary to dures consider, instead, only legal of fact and est. present in its framed the case issues omitted). (citations We think 129 Id. at above on posture. The facts discussed analysis must process due complete that a administra- drugs, effects and their their competing include consideration controverted. recognized or not tion are the indi- that encroaches on state interest described, issue is Narrowly the ultimate See, right. e.g., liberty property vidual may prisoners to force whether 11, Massachusetts, 197 U.S. 25 v. Jacobson endanger their ingest drugs Thus, (1905). 358, L.Ed. 643 49 S.Ct. not health, such are when de- person has been deciding a whether medical purposes of emergency or for an liberty property protected a prived of not, If treatment, only for restraint. but of law we use process due interest without opportunity (1) entitled to the state’s analysis: is does the three-tier a interest; so, liberty implicate protected the trial court It then action prove his case. justify the (2) so, interest if does the state’s dismissing petition. did not err 236 infringement of

degree liberty on the tropic drugs. inter- This of refusal not so, est; (3) and if appropriate process may infringe absolute. The state on this provided liberty to assure that is not arbi- and rights prisoners other of when it has trarily deprived? The answer the first legal reason to so proce- do and when the questions two are matters substantive proper. are dures See A.R.S. 13-904. § process; third, due procedural due questions The next we address are whether process. private We evaluate the interest the state’s outweighs interest this individu- stake, interest, at the state’s the nature of and, liberty so, al process interest what procedures, challenged and the risk is due. procedures those will lead to errone- ous results. re 2. Maricopa Competing County State Interest: Juve- Institu- JD-561, 25, 27, nile Action No. 131 Ariz. tional Order Security. and 692, (1981). 638 P.2d 694 is our It task to Maintaining security institutional and weigh and balance the competing interests. preserving discipline internal order and are Id. goals essential operating DOC in penal pick institutions. DOC cannot and Liberty 1. in avoiding interest involun- receive, choose inmates. is its duty tary psychotropic accept hold responsibility for all con- put felons victed into its custodial care. from bodily Freedom im restraint 39, Dupnik MacDougall, 41, v. posed by arbitrary government action has 189, (1983). recognize 664 P.2d We long been recognized as the core of the that the faces tremendous ob- liberty protected by process. Young due discharge stacles effective of these 316, Romeo, 307, berg 457 U.S. 102 S.Ct. duties problems the individual are 2452, 2458, (1982). 73 L.Ed.2d 28 To the susceptible easy solutions. See Bell extent that medication is administered for Wolfish, 1861, 441 U.S. 99 S.Ct. cibly controlling behav (1979). L.Ed.2d The Hercule- ior, bodily it is insubstantially restraint compounded when, nature task different from shackles of old. See ATU, prisoners as at the Gelman, supra 1727. An individual thus adequate disturbed. Measures that similar due to freedom legitimate goals prison may to achieve in a arbitrary from forcible administration inadequate in a mental health treatment State, chemical restraints. Anderson v. Restraints, physical chemical, facility. Ariz. (App. necessary. are no doubt Inher- sometimes 1983). Notwithstanding his status as a ent in the status of a is the con- prisoner, petitioner convicted retains the involuntary cept will be im- restraints protection ar posed. bitrary government action. Ariz. Const. 2, 16; State, art. Howard v. Ariz. Validity Forcible Constitutional 237 P. Liberty from Psychotropic Drugs to Administration of arbitrary chemical restraint survives crimi Mentally Disturbed Prisoners. just nal conviction and incarceration as lib Having established both DOC’s arbitrary erty bodily from restraint sur psycho right of forcible administration both involuntary vives civil commitment tropic constitutional and criminal conviction and incarceration. *8 interest, question ly protected liberty the Romeo, 316, Youngberg See v. 457 U.S. at we now face is whether under facts 2458; State, 102 S.Ct. at Anderson v. 135 arbitrary the state’s action is so that it 582, at P.2d Ariz. 663 at 574. process the of the Ari violates due clause hold, therefore, by posing We that the Arizona zona an unreason Constitution protects Supra Constitution’s due clause at 405-06. of error. able risk requires govern prisoners’ right process simply refuse arbi Due convicted to government deprivation trary psycho- liberty ment of a interest be

237 865, 199, substantially it 174 both related to the 104 S.Ct. 78 L.Ed.2d U.S. (1983). long response to serve and not in to Nevertheless it has been rec- excessive ognized powers that even the problem the addressed. Feder essential of American preserve peace to the are not unfet- v. Door ation Labor American Sash & of 28, Culinary Co., 20, 912, tered. See and Bar- Ariz. 917 Workers 67 189 P.2d 258, Busy Local Union 631 v. Bee (1948), tenders No. 335 U.S. 69 93 S.Ct. aff'd Inc., 514, 518, Ariz. P.2d (1949). Cafe, 57 115 As in L.Ed. we stated the test Thus, despite Department’s Bank v. Valley National Phoenix Glo of of discretion as to the treatment ver, (1945): broad Ariz. P.2d 292 prisoners, the discretion can be abused. applied process, Due when to substantive Hogan, Ariz.App. Cardwell interpreted rights, is mean the state is to (1975) (must be reason- life, deprive person without to of able). liberty property act that has no an govern- relation to any proper reasonable have To determine if DOC’s actions purpose, be- which is so far violated due we must balance yond necessity of the case as liberty individual’s interest of arbitrary governmental pow- exercise suspension. reasons and state’s need for its ers. Romeo, Youngberg v. 457 U.S. at See at 2460. reason to 553,159 298-99; 102 S.Ct. DOC’s first Id. P.2d at Bell at see also justify the forcible of supra. v. Wolfish, security. argues that the bur We now turn facts to determine petitioner that “the ad den is on to show procedures whether DOC’s have sufficient of psychotropic ministration [was] prevent safeguards to erroneous and arbi- reasonably security necessary not for the trary petitioner’s denial of substantive of the institution which is con rights. 3, 7). (Response at claims fined.” DOC Legitimate goals essential has not and cannot meet this suspension DOC necessitate the demon because “the record below burden liberty prisoners limitation of the with high strates that behavior violating process. out This constitu violent, disruptive and includes ly [and] tional notion has been codified in A.R.S. assaults inmates and threats and of other provides pertinent part: 13-904 which (Id. 7.) infor The source of this staff.” felony AA. conviction for a sus- contemporaneous not mation is ATU’s pends following rights civil prescribing physician’s affi records but person sentenced: of forc davit months after initiation right to 1. The vote. drugs. Petitioner ible administration hand, claims, ab public office of on the other 2. hold threatening the se profit. emergency of an trust or sence institution, curity drugs may be ad juror. as a 3. serve treatment, not ministered During any period imprisonment ATU’s management. Petitioner submitted rights suspension other civil emergency to show records that neither reasonably necessary which is nor treatment motivated the administration in which the security the institution evidentiary questions These or for the person sentenced confined dis us to decide. The trial court not for public. protection reasonable claim, not for for failure to state a missed added.) Thus, example, (Emphasis prove the case. failure intercept and validly DOC officials emergency, a true we do inmates in or Absent communications of examine dan forcible contraband. believe that medication prevent der transfer of reasonably gerous psychotropic drugs “is Jeffers, State *9 (1983), denied, of the institu- necessary security 464 1115 cert. P.2d tion” required by Okin, A.R.S. (1st Cir.1984); 13-904. v. 738 F.2d 1 Rennie assuming Even petitioner’s that Klein, conduct (3d v. Cir.1983). F.2d 266 presented the officers ATU legit- of with a disagree We with conclusion the security problem, imate think we the risk department draws from these cases. The of harm from the forcible administration of medical nature of procedure does not drugs great these pass too to muster justify dispensing require under our pursu- constitution unless done Jones, ments. v. Vitek U.S. procedural ant to safeguards designed to 100 S.Ct. 63 L.Ed.2d 552 prevent arbitrary and erroneous use of the The mere fact that a doctor authorized the drugs. agree We with the United States forcible drugs of Appeals Court of for the Tenth Circuit process requires conclusive. Due that which has stated: proper courts “make certain” profes that In view the antipsy- of severe effects of judgment sional fact” was “in exercised drugs, chotic forcible medication cannot liberty denial a Youngberg interest. as a response viewed reasonable Romeo, v. 457 U.S. at S.Ct. safety security or threat there exist professional judgment Deference to “less achieving drastic means for blind; is not it must based on evidence purpose.” same basic Our constitutional responsible professional that the guid was

jurisprudence long held that where judgment ed his evaluation of state interest conflicts with fundamental circumstances, including relevant the se liberties, personal the means which verity of the prob individual’s behavioral promoted that interest is must be care- likely lems and the fully particu so effects selected as to result the mini- lar on possible drugs mum infringement protected individual. See Bee Greaves, rights. 744 F.2d at 1396. Greaves, (10th Bee v. 744 F.2d attempt We do not draw factual infer- Cir.1984) (citations omitted). hold, We ences. ATU’s records establish therefore, forced, non-emergency that the being given normal to maximum psychotropic drugs dosages dangerous drugs several

present dangers significant serious side period his will over months. justified by security effects is not consider- They do not state medical what Ordinarily “security” ations alone. long necessitated or indicated the course of may discipline be insured more conven- why highly potent additional tional methods such as incarceration or iso- drugs necessary April. were in March and Thus, lation. forcible medication with dan- prescribed drug regi- who doctor gerous drugs specific should be limited to good men have had very psychiatric emergencies procedural under safeguards. do reasons to so. The have forcibly justification DOC’s second medically petitioner’s been indicated drugging petitioner is that it was done as they may treatment. But have been mere- argues treatment. in- management ly convenient for the voluntary improper medication is not be- facility. pro- pursuant cause it was administered determine, We also cannot from judgment. fessional relies petitioner, ATU’s records on to what extent proposi- on numerous federal cases psychiatric problems helped antipsy- tion that forcible administration We harmed are asked chotic whenever the constitutional rely unexplained and unarticulated professional judgment from order results judgment prescribing doctor that seeking patient from prevent endan- appropriate and forced medications were gering Youngberg himself others. Romeo, permit Our does not U.S. at 102 S.Ct. at effective. constitution (1982); Greaves, such blind reliance. demands supra; Bee v. Johnson v. Due (4th Cir.1984); Silvers, guarantees rights Rogers 742 F.2d 823 that those civil not sus- *10 reasons. reasons imprisonment for valid medical Valid by will be de- pended erroneously arbitrarily. diagnosed We have prived include cure or control existing procedures no to discovered safe- disorder; they do not chemi- include acceptance petitioner forced guard from managea- keep docile and prisoners cals to medically drugs which unneeded and regardless potential physical serious ble may very produce per- serious and which consequences. legisla- The and emotional side effects. We have been cited manent authority power provide and ture has the to procedural to none. absence of safe- crimi- punishment for and incarceration of is a guards under circumstances viola- give and to nals. It does not have cannot obligations. state’s tion of the due power Department of Corrections the Board Bennett v. Arizona State Public prisoners by and warehouse to immobilize 170, 172-73, Ariz. Welfare, 95 P.2d known conse- using chemicals with adverse hold, therefore, 167-68 We also quences, only them—possibly release se- to dangerous administration of that forcible verely impaired—at the end of their sen- drugs prisoner treat a ill in to tence. Such an Orwellian result is not non-emergency situations violates Arizo- permitted by our state constitution. process guarantee due unless it is na’s enacting In A.R.S. 36-511 to 36-513 §§ professional judgment to pursuant done ev- legislature recognized necessity plan complies a treatment idenced specific procedures govern to the forcible legislative departmental regula- with pa- chemical to restraints governing circumstances for tions such in Yet tients mental health institutions. a forced use of for medical treat- protect only civilly com- these statutes ment. patient, criminally not the mitted commit- prisoner, despite SUMMARY AND CONCLUSION ted the fact that even prisoners pro- are entitled due convicted of convicted and freedom sen liberty protections for their cess limited criminals tenced is subordinated interest. enforcing state’s interest the sentence. may do anything everything

The state dangerous psycho- If the state has forced reasonably necessary to the safe confine tropic for the shackle, prisoner. may ment of the iso in non-emergency managing his behavior physically otherwise him late or restrain situations, liberty interest it has violated necessary prevent escape injury. But due clause. protected by Arizona’s power physical such regard its with re medications, If it has such administered princi straints is not unlimited. The same will, but against ple applies type of chemical re plan without without formulated under here. The straints consideration (such safeguards imposed statutory law forcibly prisoner may inject this state -513), regu- 36-511 to administrative as §§ drugs carrying potential causing order, it lation or then has violated court any emergency serious side effects event, procedural process. either procedure necessary, just such a where find has stated a claim we in an justified shoot him if emer as it case, can. prove and is entitled to if he emergency But no can be gency. such leave the We are well aware we here, prisoner been claimed drugs in power to administer the state against his will for months. The medicated prisoner’s non- question will similarly psychotropic administer situations, pur- emergency if done for the unknown drugs with their known and dan proce- proper and with pose of treatment pur gerous properties to this dis- safeguards against abuse. The dural if it is authorized poses of treatment prison- persuasively argues that even sent regulations, and if the proper procedural from to be free ers have absolute approved quali drug administration is dangerous medication with prescribed non-consensual judgment medical fied drugs. We believe that prisoner’s sta- submit to the serious potentially *11 permit tus does not so right absolute a harmful medical treatment repre- that is privacy. any event, In by has not sented the administration antipsy- sought ruling. so broad a II, drugs.” chotic supra Rogers at 653. The right source according of this to granted. Relief is dismissing The order II, Rogers supra, lies in the “Due Pro- Large’s petition for failure to state a claim cess Clause of the Fourteenth Amend- vacated. matter is remanded to the ..., likely ment part most pen- trial proceedings court for not inconsistent right umbral privacy, bodily to integrity, opinion. with this personal or security.” Id. Other courts have discussed in individual’s First HOLOHAN, C.J., GORDON, V.C.J., and right Amendment integ- to maintain the HAYS, J., concur. rity processes. of his mental See Scott CAMERON, Justice, dissenting. Plante, 939, (3d Cir.1976); v. 532 F.2d 946 I write separately express my to opinion Procunier, 877, Mackey v. 477 F.2d 878 majority go that the enough does not far (9th Cir.1973); I, supra at Rogers 1366- protecting petitioner’s right this privacy. ground right firmly We this right constitutional to privacy, which we majority proscribe would the force- previously have expres- described as “an ful dangerous drugs only sion of the sanctity of non-emergency individual free situations. Such choice and self-determination as funda- forcefully could be administered if done Superin- constituents of life.” pursuant professional judgment to evi- tendent Belchertown by denced a written State School plan in com- Saikewicz, 373 pliance Mass. 370 legislative regu- or (1977). N.E.2d 417 lations governing such a forced use of drugs for medical treatment. Roe, 415, Guardianship 383 Mass. 40, (1981). n. 421 N.E.2d 51 n. 9 fully agree I with the statement First Appeals Arizona, Circuit Court of privacy it right to is ex- intuitively pressly “seems to us to be an obvious in the constitution. Ariz. Const, proposition: person constitutionally has my art. 8. It opinion, that the protected being interest in right left free to privacy contained in the Arizona decide himself whether sub- Constitution must include the to bodi- mit to the serious potentially ly integrity and harmful personal security, thus al- represented by lowing medical treatment person ingestion to refuse the antipsychotic drugs.” the administration of injection dangerous drugs. See Ander- Okin, (1st State, Rogers 634 F.2d son v.

Cir.1980) (footnote omitted), (state (App.1982) requires vacated law remanded Rogers, Mills v. 457 U.S. more than minimal federal constitutional requirements). S.Ct. L.Ed.2d 16 Although some courts have considered These conceded problem interest) process (liberty very powerful a due dangerous. The side Klein, known, question, 720 F.2d 266 well Rennie v. effects are (1983), others, a cruel and unusual dysfunction of such as the central nerv- Procunier, punishment question Mackey v. system pyramidal symp- ous called extra (9th Cir.1973), I it is 477 F.2d 877 believe toms; vision, dry blurred mouth and primarily privacy. a matter of As throat, diarrhea, constipation palpita- Supreme the Massachusetts Court has stat- tion, rashes, pressure, skin low blood ed: faintness, fatigue; per- also sometimes person akinesia, constitutionally pro- has a manent such as states akathe-

“[A] being dyskinesia tected interest in left free sia and tardive characterized involuntary by rhythmical, repetitive state to decide for himself whether to dangerous face, involving these od of treatment tongue, mouth movements accompanied other bi- his refusal to take such jaw sometimes While activity. they may Also zarre muscular treatment and be a drugs may impede his a condition wherein responsible determinations as negative factor such agran- disappear called white blood cells reduction, and sentence nevertheless parole fatal in ulocytosis which is 30% refuse should be absolute. cases. Mr. I in conclusion that note (Okla. 747, 748 n. 3. In Re K.K.B. 609 P.2d incompetent, legally declared never been *12 1980) include: possible side effects Other treat merely in need of more extensive but desire, drowsiness, fainting, loss of sexual prison. possible ment than is rashes, discoloration, cardiovascu skin skin frightening It is to even A.R.S. 31-226. occasionally sudden death. changes lar forcibly may be able to think that the state Roe, 383 Mass. at Guardianship of mind-altering drugs dangerous, administer 421 N.E.2d at 53. competent person. As noted to a justify the use The state seeks Hennessey in Chief Justice Guardian mind-altering drugs based on securi- these Roe, ship supra, necessary manner of and as a ty reasons mistakenly nonpsychotic to a administered in- these are valid state While treatment. individual, might develop a person the level of they do not rise to terests causing him to suffer psychosis” “toxic right privacy. As overriding person’s Mass. at symptoms psychosis. stated, Supreme Court the Oklahoma symptoms as 421 N.E.2d at 53. These of a [Fjorcible anti-psychotic medication justify continued treat sumedly could then hospital is not neces- patient a scenario is ment with the Such general public. The sary protect society. shockingly repugnant to a free If public protected by commitment. reasons, that an I am convinced For these emergency, hospital personnel there is no him right privacy must allow individual’s danger; are in no forcible to refuse the the absolute medication in these circum- forcible dangerous drugs as a patient. help stances would be to of treatment. form premise But the basic

privacy is the freedom to decide whether prefer helped,

we to be or to be left alone. K.K.B., (original 609 P.2d at 751 In Re individual, a state emphasis). Any even to deter- prisoner, should have undergo meth- he wishes to mine whether

Case Details

Case Name: Large v. Superior Court
Court Name: Arizona Supreme Court
Date Published: Jan 24, 1986
Citation: 714 P.2d 399
Docket Number: 18273-SA
Court Abbreviation: Ariz.
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