OPINION AND ORDER
This matter is before the Court for consideration of Defendant Armstrong World Industries, Inc.’s objections to the Magistrate Judge’s April 8, 2014 Order (ECF No. 43) and memorandum in support of those objections (ECF No. 44), as well as Plaintiff Karen Langenfeld’s response in opposition (ECF No. 46). For the reasons that follow, the Court SUSTAINS the objections (ECF Nos. 43 & 44), SETS ASIDE the Magistrate Judge’s April 8, 2014 Order (ECF No. 40), and GRANTS Defendant’s motion to compel production of medical information (ECF No. 31).
I. BACKGROUND
This case involves Defendant’s alleged violations of the Family and Medical Leave Act
The present dispute involves the scope of discovery to which Defendant is entitled on the issue of Plaintiffs claimed mental and emotional distress. Defendant propounded the following discovery requests on Plaintiff:
INTERROGATORY NO. 6
Does Plaintiff claim that she suffered or incurred any physical, mental, emotional, or psychological injuries, conditions, disabilities, or symptoms as a result of her employment with Defendant, the cessation of that employment or any actions allegedly taken by Defendant? If so, for each physical, mental, emotional, or psychological injury, condition, disability, or symptom that Plaintiff contends was caused, exacerbated, or contributed to by her employment with Defendant, the cessation of that employment or any actions allegedly taken by Defendant, please identify:
(a) the nature of the injury, condition, disability, or symptom;
(b) the incident, event, or action allegedly causing the injury, condition, disability, or symptom;
(e) the name, mailing address, and telephone number for any doctor or medical provider with whom Plaintiff consulted or is currently consulting for the injury, condition, disability, or symptom, and the date(s) of such consultation; and
(d) any diagnosis, prognosis, treatment, or medication Plaintiff has received as a result of the injury, condition, disability, or symptom.
INTERROGATORY NO. 7
Has Plaintiff ever been a patient of, consulted with, or been treated by any medical professionals, nurses, therapists, psychologists, psychiatrists, counselors, or other health care providers in the past ten (10) years? If so, for each state:
(a) the name, address, and telephone numbers; and
(b) the approximate date and reason for the consultation, treatment, or visit.
(ECF No. 32-1, at 8-9.)
Defendant also served Plaintiff with requests for production seeking any documents that support, reference, or relate to her claim for non-economic damages. {Id. at 27-35.) In conjunction with those requests, Defendant requested that Plaintiff execute releases to allow it to obtain medical records directly from her medical providers. (ECF No. 32-2.)
Plaintiff responded to the above-referenced Interrogatories by objecting on several grounds. (ECF No. 32-4, at 3.) Plaintiff answered that she “alleges that Defendant’s conduct caused her garden variety pain and suffering and emotional distress, for which she has not received treatment from any doctor or medical provider.” {Id.) Plaintiff refused to produce any medical records or execute the medical releases.
Defendant filed a motion to compel, arguing that Plaintiffs medical information is discoverable under Federal Rule of Civil Procedure 26. (ECF Nos. 31 & 32.) Plaintiff responded that her medical information is irrelevant to the present lawsuit and is privileged from disclosure. (ECF No. 37.) Plaintiff claims that, by seeking only “garden variety” emotional distress damages, she did not put her mental state at issue so as to waive any privilege applicable to her medical records. Plaintiff also asserts that, even if her medical records are discoverable, she should be permitted to request those records and produce them to Defendant, rather than sign the releases. On this latter point, Defendant argues that signing releases is the most efficient way to produce medical records, and that Plaintiff should be compelled to produce all such records subject to the Agreed Protective Order entered on September 23, 2013. (ECF No. 39 (Defendant’s reply); ECF No. 21 (Agreed Protective Order).)
Defendant timely objected to the Magistrate Judge’s Order pursuant to Federal Rule of Civil Procedure 72(a). The Court now considers those objections.
II. STANDARD OF REVIEW
Under Rule 72(a), a party may object to a magistrate judge’s order on nondispositive matters. The district judge must consider those objections and “modify or set aside any part of the order that is clearly erroneous or is contrary to law.” Fed. R.Civ.P. 72(a). “Review under Rule 72(a) provides ‘considerable deference to the determinations of magistrates.’ ” In re Search Warrants Issued Aug. 29, 199k,
III. ANALYSIS
Rule 26 governs discovery in federal courts. Pursuant to Rule 26, “parties may obtain discovery regarding any nonprivileged matter that is relevant to any party’s claim or defense.” Fed.R.Civ.P. 26(b)(1). The parties dispute whether Plaintiffs medical information is discoverable in this case.
A. Interrogatory No. 6
As an initial manner, the Court addresses Plaintiffs contention that she fully answered Interrogatory No. 6 by claiming “garden variety pain and suffering and emotional distress.” That response is insufficient to identify the nature of any injury, condition, disability, or symptom she is claiming. See, e.g., Butler v. Rue 21, Inc., No. 1:11-CV-9,
Having resolved the dispute with respect to Interrogatory No. 6, the issue becomes whether medical information related to other stressors in Plaintiffs life — i.e., information regarding medical treatment sought at or around the same time Plaintiff experienced the emotional distress she claims in this case — is discoverable. The Court begins its analysis by examining whether such information is relevant under Rule 26.
B. Relevance
As stated above, Plaintiff testified that Defendant’s discrimination caused her to suffer stress and sleep deprivation. Other stressors in Plaintiffs life at the time of the alleged discrimination — especially those that may have caused sleep deprivation — are relevant. Cf. White v. Honda of Am. Mfg., Inc., No. 2:07-CV-216,
Although Defendant’s discovery requests encompass that information, they also go too far in requesting irrelevant information.
C. Privilege
In his Order, the Magistrate Judge correctly stated that the federal common law of privilege applies to this dispute. (EOF No. 40, at 5 (citing Hancock v. Dodson,
It is well-settled that, under the federal common law, there is no physician-patient privilege. See, e.g., Hancock,
The United States Supreme Court recognized the psychotherapist-patient privilege in Jaffee v. Redmond,
Defendant acknowledges that the medical records themselves are covered by the privilege. Thus, the next question for the Court is whether Plaintiff waived the privilege by claiming damages for emotional distress.
D. Waiver
In recognizing the psychotherapist-patient privilege, the Supreme Court acknowledged that, “[ljike other testimonial privileges, the patient may of course waive the protection.” Jaffee,
The Maday court held that a plaintiff put her emotional state at issue — such that she waived the psychotherapist-patient privilege applicable to her mental health records — by seeking emotional distress damages for alleged age discrimination. Id. at 821. Following Maday, in White v. Honda of America Manufacturing, Inc., a judicial officer from this district held that a plaintiff waived the psychotherapist-patient privilege with respect to her mental health records when she claimed emotional distress damages for alleged violations of Title VII and Ohio’s employment discrimination statute.
Here, the parties dispute whether Plaintiff can avoid the consequences of waiver by claiming only “garden variety” emotional dis
As an initial manner, the Court notes that different courts have used the term “garden variety” damages to mean different things, which caused some confusion in the briefing and in the parties’ interpretation of relevant caselaw. In the employment context, many courts have used the term “garden variety” distress to refer to a party’s embarrassment or humiliation immediately following an adverse employment action. See, e.g., Butler v. Rue 21, Inc., No. 1:11-CV-9,
In contrast, a judicial officer from this district used the term “garden variety” to distinguish claims of embarrassment/humiliation, referring instead to a more traditional claim for emotional injury that encompasses the ongoing consequences of embarrassment/humiliation. See Kennedy v. Cingular Wireless, LLC, No. 2:06-CV-0975,
Other courts, as well as the Magistrate Judge in this case, framed the inquiry differently and asked what the plaintiff did not allege. Those courts noted that a plaintiff does not allege “garden variety” damages if any of the following are present:
(1) a cause of action for intentional or negligent infliction of emotional distress; (2) an allegation of a specific mental or psychiatric injury or disorder; (3) a claim of unusually severe emotional distress; (4) plaintiffs offer of expert testimony to support a claim of emotional distress; and/or
(5) plaintiffs concession that his or her mental condition is “in controversy” within the meaning of Rule 35(a).
Lamb v. Hazel, No. 5:12-CV-00070,
The rule that emerges from the above-referenced case law is that, when a plaintiff limits his or her damages claim to short-term negative emotions that would typically flow from an adverse employment action — i.e., what the parties refer to as “garden variety” damages — he or she does not
In his Order, the Magistrate Judge accepted Plaintiffs position that her “garden variety” allegations of emotional distress did not put her mental state at issue so as to waive the psychiatrist-patient privilege. That conclusion necessarily hinges on two findings: (1) that the “garden variety” approach represents the law of this Circuit,
It goes without saying that the Court cannot simply accept Plaintiffs assertion that her allegations of emotional distress constitute “garden variety” allegations. Instead, the Court must examine the substance of Plaintiffs allegations to determine what type of damages she is pursuing. See Butler,
Alternatively, the Court finds that Plaintiffs claim of ongoing sleep deprivation constitutes “an allegation of a specific mental or psychiatric injury or disorder,” which the Magistrate Judge acknowledged would waive the privilege. See ECF No. 40, at 10. As such, the Court concludes that Plaintiff put her mental state at issue as the Sixth Circuit used the term in Maday. Plaintiff therefore waived the psychotherapist-patient privilege that would have applied to her medical records.
For all of these reasons, the Court concludes that the Magistrate Judge’s April 8, 2014 Order is contrary to law. The Court therefore SUSTAINS Defendant’s objections and SETS ASIDE the Magistrate Judge’s Order in its entirety. To the extent Defendant’s motion to compel seeks relevant medical records, the Court GRANTS the same.
E. Releases
The next and final issue for the Court is whether Plaintiff should be compelled to sign releases to permit her medical providers to transfer her records directly to Defendant. Plaintiff contends that she should be permitted to obtain her medical records and produce them to Defendant “with in camera review of records that [Plaintiff] believes are unduly prejudicial, implicate the privacy rights or [Plaintiff] or any other third-party (including her spouse) or are not relevant to the conditions at issue in this case.” (ECF No. 46, at 9.)
Having reviewed the parties’ briefs and authority cited therein, the Court notes that persuasive authority supports both parties’ positions. Compare McMullen,
The Court concludes that neither Plaintiffs concerns, nor the concerns expressed by the Ward and Moody courts, are present in this case. The Court has already concluded that Defendant must limit its discovery requests to medical information from mental health providers and/or that is or could be related to her alleged stress and sleep deprivation. Once Plaintiff identifies the appropriate providers, the corresponding medical records are responsive and reasonably calculated to lead to the discovery of admissible evidence.
As such, the use of releases to obtain Plaintiffs medical records directly from her health care providers represents the most efficient and economical way for Defendant to obtain those records. The Court therefore GRANTS Defendant’s motion to compel Plaintiff to execute releases for her medical information.
IV. CONCLUSION
For the foregoing reasons, the Court SUSTAINS Defendant’s objections to the Magistrate Judge’s April 8, 2014 Order (ECF No. 43), SETS ASIDE that Order (ECF No. 40), and GRANTS Defendant’s motion to compel production of medical information (ECF No. 31). Plaintiff is hereby ORDERED to revise her outstanding discovery responses and execute the appropriate releases within thirty (30) days of the date of this Opinion & Order.
IT IS SO ORDERED.
Notes
. In Hancock, the Sixth Circuit expressly held that, in a case in which a district court is exercising federal question jurisdiction, the existence of pendent state law claims (like Plaintiff's Ohio claims in this case) does not relieve the court of its obligation to apply the federal law of privilege. Hancock,
. To the extent the Magistrate Judge intended to go further with his holding and adopt an even narrower approach to waiver — in which a patient asserting emotional distress damages does not waive the psychotherapist-patient privilege unless he or she affirmatively relies on the confidential communications at issue — the Court finds that conclusion to be contrary to this Court's prior holdings in White and Kennedy. See White,
. The Magistrate Judge appears to have incorrectly interpreted Kennedy as extending the definition of "garden variety” damages to include damages for the ongoing consequences of emotional distress. See ECF No. 40, at 12-13. But, as stated above, the Kennedy court used the term "garden variety” in the opposite way that most courts use the term. Contrary to the Magistrate Judge’s suggestion, and regardless of the way the Kennedy court used the term "garden variety,” Kennedy supports Defendant's position and stands for the general rule that allegations of emotional distress that exceeds short-lived embarrassmenVhumiliation put the plaintiff's mental condition at issue and waive the psychotherapist-patient privilege. See Kennedy,
. The Magistrate Judge’s suggestion that Plaintiff “limit her testimony at trial on this issue to that she gave during her deposition,” (ECF No. 40, at 13), does not account for the fact that Plaintiff testified in her deposition to suffering long-term stress and sleep deprivation. Plaintiff's willingness to stipulate that “her emotional distress did not continue beyond the dates of termination and reemployment, and did not require her to seek treatment,” (ECF No. 46, at 1), does not alter the Court’s analysis.
. Plaintiffs concern that relevant medical records may be "unduly prejudicial,” (ECF No. 46, at 9), implicates Federal Rule of Evidence 403 and goes to the issue of admissibility, not whether the records are discoverable under Federal Rule of Civil Procedure 26.
