Lead Opinion
Following a jury trial, Robert Landon recovered judgment against Jean-Paul Budinger, Inc. in causes of action arising out of a construction contract, in the principal amount of $3,973.37 together with $4,500.00 in attorney’s fees. In a single point of error, Landon contends the trial
THE AWARD OF ATTORNEY’S FEES
Landon prayed for attorney’s fees in a reasonable amount based upon a contract provision entitling him to such fees or based upon the provisions of former Tex.
When damages are not liquidated, it is axiomatic that their ascertainment is a question of fact for the jury. But the jury’s determination, even when within the evidence, remains subject to the trial court’s control; for example, it may grant a new trial, conditioned on a remittitur, when the jury’s determination is “manifestly too small or too large.” Tex.R.Civ.P. 328 (West 1986); Flanigan v. Carswell,
the grant or denial [altogether] of attorney’s fees ... lies within the discretion of the trial court, and its judgment will not be reversed on appeal absent a clear showing that it abused that discretion.
Oake v. Collin County,
THE “ABUSE OF DISCRETION” STANDARD FOR APPELLATE REVIEW
It has been said that “abuse of discretion” is a concept “not easily defined.” Bennett v. Northcutt,
This form of appellate review and decision has not been helpful to the parties who must frame their appellate contentions in reference to the appellate courts’ earlier decisions about what constitutes an “abuse of discretion.” It does not aid the appellate courts who struggle for consistency while applying a standard so amorphous that it means everything and nothing at the same time; nor the trial courts who must guide their conduct in future cases by what the appellate courts have said and decided in applying a standard that lacks any dis-cemable content standing alone. The “abuse of discretion” standard represents nevertheless an essential and fundamental principle in the complex and delicate relationship between trial and appellate courts. It is susceptible of use in a way that is consistent with its importance, and to that we now turn.
In common usage, the word “discretion” signifies a power to choose among alternatives within legal bounds. This power is routinely given to government officials because government cannot be conducted without the exercise by someone of the power to choose with authority, that is to say, the power to determine, according to the official’s best judgment, what alternative is best in the circumstances. The “discretion” contemplated by the “abuse of discretion” standard is similar in that it signifies the power legally committed to a trial court to choose among alternatives: whether to issue a temporary injunction, whether to set aside a default judgment, whether to sustain a pleader’s special exception, and so forth. The standard is a review-limiting device that, within limits, immunizes from appellate revision the choice made by the trial court in a particular case. In a similar way, an administrative agency’s choice in a contested case is protected from reversal on judicial review by the “abuse of discretion” standard set forth in Tex.Rev.Civ. Stat.Ann. art. 6252-13a, § 19(e)(6) (Supp. 1986), where it is coupled with the analogous expressions “arbitrary or capricious” and “clearly unwarranted exercise of discretion.” Needless to say, that a matter is committed to a trial judge’s discretion is never a reason for his deciding to rule one way as opposed to another.
It is fundamental, however, that neither a trial court nor an administrator may exercise authoritatively a power that is not vested in him by law; nor may he exercise a vested power in a manner that is contrary to law or reason. This adherence to legal rules, principles, and criteria is illustrated by the following statement of the Supreme Court of Texas in reference to the discretion committed to a trial court to set aside or not a default judgment, pursuant to an equitable motion for new trial:
Naturally appellate courts will differ on the delicate question of whether trial courts have abused their discretion. While trial courts have some measure of discretion in the matter, as, in truth, they have in all cases governed by equitable*936 principles, it is not an unbridled discretion to decide cases as they might deem proper, without reference to any guiding rule or principle.
Craddock v. Sunshine Bus Lines,
If the trial judge exercises a power of choice given him by law, and does so in a way that is lawful in every respect, he has of course committed no legal error; and, it may not in such a case be concluded that he “abused his discretion.” His choice in the particular case is immune from appellate revision, even though the appellate court might not have made the same choice in the same circumstances. Jones v. Strayhorn,
But the “abuse of discretion” standard also protects from appellate revision a limited range of trial-court choices even when they are marred by legal error. That is to say, the standard protects to a limited degree the trial court’s “right” to be wrong without suffering appellate revision. If the legal error committed by the trial court is not “prejudicial” or if it does not result in “injury,” the trial court’s choice does not amount to an “abuse of discretion,” which is to say it remains immune from appellate revision notwithstanding the legal error. Schroeder v. Brandon,
The immunity from appellate revision, implicit in the “abuse of discretion” standard, is designed to secure certain jurisprudential advantages as these are described in Rosenberg, Judicial Discretion of the Trial Court, Viewed From Above, 22 Syracuse L.Rev. 635, 660-65 (1971).
APPLYING THE STANDARD IN THE PRESENT APPEAL
The general outline of “abuse of discretion” given above may be applied in the present case only by a consideration of its various defining elements, as was done in Johnson v. United States, supra.
1. Was the determination complained of on appeal a matter committed by law to the trial court’s discretion? We may look to statutory, procedural, or common law (including equity in a proper case) to determine whether the power of choice was legally vested in the trial court by any of these sources of law.
2. Did the trial court, in making the determination complained of on appeal, recognize and purport to act in an exercise of the discretion committed to it by law? In some instances, it may be contended that the trial court abused its discretion by declining or failing to exercise a discretion committed to it by law in circumstances where the court was required to do so. See e.g., Womack v. Berry,
3. Does the appellate record reveal sufficient facts upon which the trial court could act rationally in an exercise of its discretion? When discretion is committed by law to the trial court, the law also contemplates by necessary implication that such discretion will be exercised in a rational manner. This aspect of rationality has been referred to in various appellate decisions, some of which are cited above, by such synonyms as “arbitrary,” “unreasonable,” and “capricious.” Whether the trial court acted rationally or irrationally, in a legal sense, may only be appraised in reference to the factual context in which the court acted in making its choice between possible alternative rulings. In some cases, the factual context might of necessity require the compilation of an evi-dentiary record in a special inquiry, as in the case of jury misconduct. Tex.R.Civ.P. 327. In others, it is manifest that no evi-dentiary record at all is required, as when a trial judge sustains or overrules a special exception to an opponent’s pleading. In such cases the pleadings themselves constitute the basis upon which the trial judge purported to exercise his discretion and the context in which his actions are to be judged on appeal. Southwest Stone Co. v. Railroad Commission,
If a trial court purports to exercise a discretionary power committed to it by law, when the court lacks a sufficient factual basis upon which to make a rational decision either way, it is said that the court abuses its discretion. Dallas General Drivers v. Wamix, Inc. of Dallas,
In the present case, Budinger moved after trial for a remittitur of attorney’s fees, contending the amount awarded by the jury was manifestly too large because it was unreasonable in relation to the principal sum awarded by the jury as damages. No evidence was taken in connection with Budinger’s motion. We may therefore presume that the trial judge determined Bu-dinger’s motion on the ground asserted therein and based upon the record compiled in the proceedings theretofore, as well as the trial judge’s personal observations and appraisal of the trial.
4. Did the trial court exercise erroneously the discretion committed to it by law? We arrive then at one of the two ultimate inquiries necessary to be answered before we may determine that the trial court “abused” its “discretion” in directing the remittitur — did the trial court- err with regard to any applicable legal rule, principle, or criterion?
First, of course, we must consider whether the trial court erred in making a choice that was not within the range of choices permitted by law. The trial court implicitly determined that the amount of attorney’s fees awarded by the jury was manifestly too large. As discussed previously, this determination was within the legal alternatives available to the trial court, even though the sum found by the jury was within the evidence. Flanigan v. Carswell, supra.
We next inquire whether the trial court arrived at its determination in violation of any general rules of law. Such errors may occur in reference to the requirements of statutory, procedural, or common law rules. See e.g., Landry v. Travelers Insurance Company,
Finally, we inquire whether the trial court erred, even though it complied with the law in all other respects, because its determination was legally unreasonable in the factual-legal context in which it was made. This might have occurred because the trial court failed to consider a factor shown in the evidence that was legally
The relevant factors in the present case are those that legally may be considered in arriving at an estimate of reasonable attorney’s fees: the quality of the work done by Landon’s attorney; the time and labor required of the attorney; the nature and complexities of the case; the amount of money or the value of any property or other interest involved; the extent and nature of the attorney’s responsibilities; whether the attorney lost other employment by reason of the case; the benefits accruing to Landon from the attorney’s work; the contingency or certainty of the attorney’s compensation; or whether the attorney’s employment was casual or for an established or constant client. See e.g., Morgan v. Morgan,
Concerning this subsidiary inquiry, we encounter a serious impediment to any consideration of the reasonableness of the trial court’s determination. The appellate record does not reveal what, if anything, the trial court considered in arriving at its determination. It is silent altogether as to the trial court’s reasoning in ordering the remittitur.
The better practice would have been for the trial court to state in the record its reasoning so that the parties particularly, but also the appellate court, might intelligently assess whether the trial court erred on the grounds we here consider. See 4 McDonald’s, Texas Civil Practice § 16.05, at 7-8, fn. 24 (Even when trial courts are not required to file findings of fact and conclusions of law they often do so "[a]s a matter of practice” in regard to their determinations on interlocutory orders from which an appeal will lie, for that is the “better course.”) The value of such findings of fact and conclusions of law, even when they are not required by law, is dramatically illustrated in Fancher v. Caldwell,
In some cases, of course, the trial court may be under a legal duty to state its reasoning in arriving at a determination that lies within its discretion, as in the case of its determining to issue a temporary injunction. Tex.R.Civ.P. 683; see also, Lewkowicz v. El Paso Apparel Co.,
In directing a remittitur in the present case, the trial court was under no obligation to state the reasoning upon which its determination was based. Flanigan v. Carswell, supra.
Owing to the requisite presumption and based upon the record as a whole, we are unable to conclude that the trial court’s action was unreasonable in a legal sense. It was Landon’s burden to show the unreasonableness or other error in the trial court’s determination. The burden has not been carried.
5. If the record reveals legal error by the trial court, is the error of a magnitude to require reversal, considering whether its effect on the outcome of the case was prejudicial or whether it adversely affected the fairness of the proceedings as a whole? There being no showing that the trial court committed any legal error at all, as discussed in numbered paragraphs 1-4, we need not of course consider whether any error was of such a magnitude as to require reversal of the order below under Tex.R.App.P. 81. The content of this inquiry is well illustrated in Johnson v. United States, supra, but we need not discuss it here.
For the foregoing reasons, we cannot conclude the order of remittitur was manifestly unjust. Flanigan v. Carswell, supra. Finding no error in the only point assigned by Landon, we affirm the judgment below.
Notes
. The parties on appeal join issue on the single point of error raised by Landon — whether the trial court abused its discretion in "ordering a remittitur of a portion of the attorneys fees awarded by the jury.” The simplicity of their respective contentions and arguments obscures a first-class procedural and substantive snarl revealed by the record on appeal, and neither party to the appeal mentions it at all. We wish here to state, however, that we assume with the parties that the judgment below, properly construed, directs a remittitur of attorney’s fees in conformance with the procedure specified therefor in Tex.R.Civ.P. 315; and, conversely, that it does not represent a case where the trial judge has violated Rule 301 by impermissibly substituting his own finding as to attorney’s fees without a motion in that regard for judgment non obstante veredicto. In reality, the judgment we review does not rest upon compliance with either rule, but the face of the record does not in our view demonstrate a want of jurisdiction in the trial court to render the judgment it did, a matter discussed below although this too is not raised by the parties.
The jury found in answer to special issue 8 that a reasonable and necessary attorney’s fee for the work of Landon's attorney, in his preparation and trial of the suit, was $6,000.00. After the jury returned its verdict, Budinger moved on December 6, 1985 that the trial court disregard the jury’s answer to the special issue and deny altogether Landon’s claim for attorney’s fees. Sustaining the motion, the trial court on December 19, 1985 rendered judgment on the verdict for Landon, with respect to the principal sum of damages found by the jury, but denied his claim for attorney’s fees.
On January 6, 1986, Landon moved for a new trial limited to the issue of his claim for attorney's fees. This motion was overruled by operation of law on March 4, 1986. Tex.R.Civ.P. 329b(c). Landon filed on March 12, 1986 an amended motion wherein he requested "that the Court reform the judgment to conform to the jury's findings to the extent of [Landon’s] entitlement to attorney’s fees." Immediately, the trial court on March 14, 1986 purported to "reform” its previous judgment by awarding Landon the full amount of $6,000.00 found by the jury, in addition to the principal sum also found by the jury as his damages.
Thereafter, Budinger moved the trial court on March 20, 1985 to again "reform” its latest final judgment or set aside the award of attorney’s fees made therein, contending among other things "that the $6,000.00 in attorney’s fees is unreasonable in relation to the actual [sic] damages awarded by the” jury. Budinger prayed that the court either "order a new trial on the issue of attorney’s fees or order a remittitur of such part of the award of attorney’s fees which the Court feels is excessive.” Sustaining Bu-dinger’s request for a "remittitur" by "reforming" the earlier judgment, the trial court on April 30, 1986 rendered the final judgment we now review in an appeal taken by Landon. In its judgment, the trial court recited
that the finding of attorney’s fees by the jury in the amount of $6,000.00 is hereby remitted by the Court in the amount of $1,500.00 making the total award of attorney’s fees due and payable by [Budinger] ... the sum of $4,500.00.
There arises a question of whether the trial court had lost jurisdiction before it rendered the final judgment of March 14, 1986, and, of course, that of March 20, 1985. Rule 329b(e) provides:
If a motion for new trial is timely filed by any party, the trial court, regardless of whether an appeal has been perfected, has plenary power to grant a new trial or to vacate, modify, correct, or reform the judgment until thirty days after all such timely filed motions are overruled, either by a written and signed order or by operation of law, whichever occurs first.
Under subsection (c) of the rule, an original or amended motion for new trial or a motion to modify, correct or reform a judgment is overruled by operation of law 75 days after the judgment was signed, unless earlier acted upon by written order. Therefore, Landon’s motion for new trial filed January 6, 1986 was timely filed. It was overruled by operation of law on March 4, 1986 following which, on March 12, 1986, Landon filed his second motion. The trial court, however, still possessed plenary power over its judgment because 30 days had not expired from the date the original motion was overruled by operation of law, as provided in subsection (e) of Rule 329b. Similarly, the trial court continued to have power over its judgment with respect to Budinger’s motion of March 20, 1985, which the court sustained by yet another final judgment rendered on April 30, 1986.
In summary, the first post-judgment motion, Landon’s motion for a new trial, was filed January 8, 1986. It was therefore timely because it was filed within 30 days of the original final judgment signed December 19, 1985. The trial court’s action in reforming the judgment was taken within 30 days after the January 8 motion was overruled by operation of law; thus, the action was within the courts plenary power as provided by Rule 329b(c). We therefore conclude that the record on appeal does not demonstrate a want of jurisdiction in this court.
. The "abuse of discretion” standard of appellate review applies on appeal from a wide variety of trial-court determinations in both civil and criminal cases. In civil appeals, for example, it is the standard for judging trial-court rulings in such matters as temporary injunctions, receivership proceedings, pleadings, continuances, jury misconduct, argument of counsel, special-issue submission, setting aside verdicts, taxing cost, modification of judgments, setting aside default judgments, and joinder of actions.
. When applied in this manner, "abuse of discretion" has been described as
the noise made by an appellate court while delivering a figurative blow to the trial judge’s solar plexus.... The term has no meaning or idea content that I have ever been able to discern. It is just a way of recording the delivery of a punch to the judicial midriff.
Rosenberg, Appellate Review of Trial Court Discretion,
. There are reasons why trial courts are given "discretion” by statute, rule, or common law decision. There are five of them, the first two being the most important, set out in the Rosenberg article:
1. The trial judge occupies in many respects a superior position from which to ascertain and evaluate with greater accuracy all the matters and considerations critical to a decision on particular disputes arising at trial. He may therefore give a better judgment than could an appellate court, as to these disputes, because of the inherent limitations of an appellate record and its imperfect presentation of all the relevant aspects.
2. Many kinds of trial-court disputes are simply not governable by a hard and fast rule of any kind so that a trial court must of necessity have the flexibility necessary to shape an ad hoc determination sufficient for the circumstances — for example, disputes about the scope of cross examination, claims of surprise, the order in which witnesses shall testify, and other matters of trial administration.
3. The appellate-review process would break down if it be extended to include every trial-court action even if it did not affect the outcome of the case or the fairness with which it was conducted.
4. Trial judges would be unable to function effectively if any and all of their actions, taken in the course of a trial, were subject to appellate revision and a reversal of their judgments.
5. To include all trial-court actions within the scope of appellate revision would delay intolerably the conclusion of litigation.
. We do not, of course, include within our consideration the power of a trial judge to make choices that are not subject to appellate review and revision. For example, trial judges may in their discretion grant or deny a motion for new trial under Tex.RXiv.P. 328; however, only their decision to deny the motion is reviewable on appeal under the "abuse of discretion" standard. The trial court’s decision to grant a timely motion for new trial, while the court possesses jurisdiction, is not reviewable on appeal even though it results from an exercise of trial-court discretion. Cummins v. Paisan Construction Co.,
. See e.g., Landry v. Travelers Insurance Company,
. In Flanigan v. Carswell, supra, the Supreme Court of Texas specifically rejected the idea that remittiturs are conditional upon a determination (based upon sufficient evidence) that the jury was improperly motivated in awarding the sum they did.
[W]here the trial judge has ordered a party to remit a portion of the jury verdict as a condition for overruling a motion for new trial, the Court of ... Appeals, in passing upon such action ... should allow the trial court’s action to stand unless it be of the opinion that the remittitur ordered by the trial court, when considered in the light of the whole record, would render the order of remittitur manifestly unjust. If, in the light of all the facts and circumstances, the trial court’s order of remit-titur was manifestly unjust, the Court of ... Appeals should restore the remittitur or such part thereof as the Court of Civil Appeals deems necessary to prevent the order from being manifestly unjust and render such judgment as the trial court should have rendered.
. In Flanigan v. Carswell, supra, the Supreme Court stated as follows:
[W]e deem it necessary to refer briefly to the Court of Civil Appeals’ opinion wherein the majority seem to give some weight to the fact that the trial court assigned no reason for its action in requiring a remittitur. We think this has no relevancy in deciding the remittitur question.
Concurrence Opinion
concurring.
I concur in this Court’s judgment. The trial court, however, should not be required to explain its reasoning and decision-making process in reaching a result each time it exercises its discretion, or else that authority is erroded.
