Phyllis M. LANDIS, individually, and as personal representative for the estate of Edward E. Landis, Plaintiffs-Respondents-Petitioners, v. PHYSICIANS INSURANCE COMPANY OF WISCONSIN, INC., Midelfort Clinic, Ltd., Mayo Health System, Luther Hospital and Wisconsin Patients Compensation Fund, Defendants-Appellants, M. Terry MCENANY, M.D., Defendant.
No. 00-0330
Supreme Court of Wisconsin
July 3, 2001
2001 WI 86 | 628 N.W.2d 893
Oral argument January 30, 2001.
For the defendants-appellants there was a brief by Joy L. O‘Grosky, Timothy J. Cesar and Axley Brynelson, LLP, Madison, and oral argument by Joy L. O‘Grosky.
¶ 1. DAVID T. PROSSER, J. This is a review of a published decision of the court of appeals, Landis v. Physicians Insurance Co. of Wisconsin, Inc., 2000 WI App 164, 238 Wis. 2d 190, 616 N.W.2d 910, reversing an order of the circuit court for Eau Claire County, Benjamin D. Proctor, Judge. The plaintiffs in this action are Phyllis M. Landis, individually, and as personal representative for the estate of her late husband Edward E. Landis. The defendants are Physicians Insurance Company of Wisconsin, Inc.; Midelfort Clinic; Mayo Health System; Luther Hospital; the Wis-
¶ 2. The circuit court denied the defendants’ motion to dismiss the plaintiffs’ medical malpractice complaint. The defendants’ motion relied on
¶ 3. The court of appeals granted the defendants leave to appeal the circuit court‘s nonfinal order. It then reversed, determining that the
¶ 5. We conclude that the
I
¶ 6. On March 17, 1994, Mr. Landis underwent heart surgery. Dr. McEnany performed the surgery, a septuple (7) coronary bypass. About two weeks later, on April 1, 1994, Mr. Landis died. Mrs. Landis alleges that Mr. Landis died “through the negligence of defendants in their failure to elicit informed consent and to provide reasonable care for Mr. Landis.”
¶ 7. In the late winter and early spring of 1999, Dr. McEnany received significant media attention in the Eau Claire area. For example, according to newspaper articles in the record, the Eau Claire Leader-Telegram reported that there was a high patient death rate in connection with Dr. McEnany‘s surgeries. This
¶ 8. During the following month, on March 8, 1999, Mrs. Landis filed a request for mediation pursuant to
¶ 9.
¶ 10. During the 90-day mediation period in this case, the parties did not reach a settlement. During this period, Mrs. Landis was prohibited by
¶ 11. The plaintiffs believe that the tolling provision in
II
¶ 12. This case involves the application of a statute to undisputed facts. This is a question of law that we review de novo. Nelson v. McLaughlin, 211 Wis. 2d 487, 495, 565 N.W.2d 123 (1997). In addition, this disagreement requires us to engage in statutory interpretation.
¶ 13. Statutory interpretation presents a question of law that this court reviews de novo, Reyes v. Greatway Insurance Co., 227 Wis. 2d 357, 364–65, 597 N.W.2d 687 (1999), benefiting from the analyses of the circuit court and the court of appeals. Meyer v. Sch. Dist. of Colby, 226 Wis. 2d 704, 708, 599 N.W.2d 339 (1999).
¶ 14. The purpose of statutory interpretation is to discern the intent of the legislature. McEvoy v. Group Health Coop., 213 Wis. 2d 507, 528, 570 N.W.2d 397 (1997). To determine this intent, we look first to the plain language of the statute. Id. If the language of the statute clearly and unambiguously sets forth the legislative intent, it is our duty to apply that intent to the case at hand and not look beyond the statutory language to ascertain its meaning. Reyes, 227 Wis. 2d at 365.
¶ 15. If the language of the statute is ambiguous and does not clearly set forth the legislative intent, the court will resort to judicial construction. Kelley Co. v. Marquardt, 172 Wis. 2d 234, 247-48, 493 N.W.2d 68 (1992).
¶ 16. In addition, although “it is true that statutory interpretation begins with the language of the statute, it is also well established that courts must not look at a single, isolated sentence or portion of a sentence, but at the role of the relevant language in the entire statute.” Alberte v. Anew Health Care Serv., 2000 WI 7, ¶ 10, 232 Wis. 2d 587, 605 N.W.2d 515. Moreover, in interpreting a statute, courts must attempt to give effect to every word of a statute, so as not to render any portion of the statute superfluous. County of Jefferson v. Renz, 231 Wis. 2d 293, 305, 603 N.W.2d 541 (1999).
III
¶ 17.
(a) Three years from the date of injury, or
(b) One year from the date the injury was discovered, or, in the exercise of reasonable diligence should have been discovered, except that an action may not be commenced under this paragraph more than 5 years from the date of the act or omission.
¶ 18. To pursue a medical malpractice claim, a claimant must request mediation.
¶ 19. Under either statutory path, the claimant and all respondents named in a request for mediation must participate in mediation.
¶ 20. In this case, Mrs. Landis filed a mediation request on March 8, 1999, before she filed an action in circuit court. A 90-day mediation period followed. Dur-
¶ 21. Thus, the dispute in this case is whether the tolling provision in
STATUTE OF LIMITATIONS. Any applicable statute of limitations is tolled on the date the director of state courts receives the request for mediation if delivered in person or on the date of mailing if sent by registered mail. The statute remains tolled until 30 days after the last day of the mediation period under s. 655.465 (7).
¶ 22. Had Mrs. Landis chosen to proceed under ¶ 23. Mrs. Landis chose to go the other route, first filing for mediation. The defendants contend that the five-year limitation in ¶ 24. The defendants rely in great part upon the availability of an option for a claimant to file an action in circuit court before filing a request for mediation. They argue that a claimant in Mrs. Landis‘s shoes should file an action in circuit court before filing a request for mediation, to avoid the time limitation in ¶ 25. Our focus in this case is on ¶ 26. Did the legislature intend in ¶ 27. Like the court of appeals, we have examined Black‘s Law Dictionary to decipher the difference between a statute of limitations and a statute of repose. Landis, 238 Wis. 2d 190, ¶ 5 n.4. This examination demonstrates the ambiguity of the phrase ¶ 28. The seventh edition of Black‘s Law Dictionary defines a statute of limitations in pertinent part as follows: A statute establishing a time limit for suing in a civil case, based on the date when the claim accrued (as when the injury occurred or was discovered). The purpose of such a statute is to require diligent prosecution of known claims, thereby providing finality and predictability in legal affairs and ensuring that claims will be resolved while evidence is reasonably available and fresh. Black‘s Law Dictionary 1422 (7th ed. 1999). Meanwhile, the same edition defines “statute of repose“: A statute that bars a suit a fixed number of years after the defendant acts in some way (as by designing or manufacturing a product), even if this period ends before the plaintiff has suffered any injury. Cf. Statute of Limitations. “A statute of repose . . . limits the time within which an action may be brought and is not related to the accrual of any cause of action; the injury need not have occurred, much less have been discovered. Unlike an ordinary statute of limitations which begins running upon accrual of the claim, the period contained in a statute of repose begins when a specific event occurs, regardless of whether a cause of action has accrued or whether any injury has resulted.” ¶ 29. In the seventh edition of Black‘s, the legal distinction between a statute of limitations and a statute of repose is that a statute of limitations begins to run when a cause of action accrues, as opposed to a statute of repose, which begins to run when the “defendant acts in some way (as by designing or manufacturing a product).”9 Id. This edition presents a relatively clear distinction between a statute of limitations and a statute of repose. ¶ 30. Going backward, the sixth edition of Black‘s Law Dictionary defines a statute of limitations in pertinent part as follows: Statutes of the federal government and various states setting maximum time periods during which certain actions can be brought or rights enforced. After the time period set out in the applicable statute of limitations has run, no legal action can be brought regardless of whether any cause of action ever existed. Black‘s Law Dictionary 927 (6th ed. 1990). Within the definitional section for a statute of limitations, the sixth edition compares statutes of limitations to statutes of repose: Statute of repose compared. While statutes of limitation are sometimes called “statutes of repose,” the former bars right of action unless it is filed within a specified period of time after injury occurs, while “statute of repose” terminates any right of action after a specific time has elapsed, regardless of whether there has as yet been an injury. Id. (citation omitted). The sixth edition of Black‘s Law Dictionary also has a distinct definition for a statute of repose: “Statutes of limitations” extinguish, after period of time, right to prosecute accrued cause of action; “statute of repose,” by contrast, limits potential liability by limiting time during which cause of action can arise. It is distinguishable from statute of limitations, in that statute of repose cuts off right of action after specified time measured from delivery of product or completion of work, regardless of time of accrual of cause of action or of notice of invasion of legal rights. Id. at 1411 (citations omitted). ¶ 31. The sixth edition of Black‘s Law Dictionary is not as clear as the seventh edition. In particular, we note the sixth edition indicates that “statutes of limitation are sometimes called ‘statutes of repose’ “—although it does so while explaining the distinction between the two concepts. Id. at 927. ¶ 32. The ambiguity in the term “statute of limitations” is most evident in the fifth edition of Black‘s Law Dictionary. The distinction between a statute of limitations and a statute of repose is not well drawn in the fifth edition. A statute of limitations is defined in relevant part as follows: A statute prescribing limitations to the right of action on certain described causes of action or criminal prosecutions; that is, declaring that no suit shall be maintained on such causes of action, nor any criminal charge be made, unless brought within a specified period of time after the right accrued. Statutes of limitation are statutes of repose, and are such legislative enactments as prescribe the periods within which actions may be brought upon certain claims or within which certain rights may be enforced. Black‘s Law Dictionary 835 (5th ed. 1979) (emphasis added). The fifth edition does not contain a definition of statute of repose or compare a statute of repose to a statute of limitations. See id. at 835, 1169, 1264-66 (failing to define repose and statute of repose or to discuss the difference between a statute of limitations and a statute of repose). ¶ 33. The fifth edition of Black‘s was published in 1979. It was the most recent edition of Black‘s when the statute at issue was passed. We find it significant, for the purposes of analyzing ¶ 34. The court of appeals relied on the seventh edition of Black‘s when it decided Landis last year. Landis, 238 Wis. 2d 190, ¶ 5 n.4. In 1995, the court of In the wake of its findings, the legislature enacted a medical malpractice statutory scheme to combat the increasing liability insurance costs. A statutory cap was placed on noneconomic damages, Lund v. Kokemoor, 195 Wis. 2d 727, 735, 537 N.W.2d 21 (Ct. App. 1995) (emphasis added). ¶ 35. The phrase “a special statute of limitations,” referring to ¶ 36. We think it is appropriate to pay attention to the dictionary definition of a statutory term that was contemporaneous with the enactment of the term. In this case, however, resort to the dictionary does not completely resolve the issue. Therefore, we conclude that the phrase “[a]ny applicable statute of limitations” is ambiguous and that the court is warranted in examining the language in relation to its context, subject matter, scope, history, and objective. Kelley Co., 172 Wis. 2d at 248. ¶ 37. ¶ 38. Against this background, the legislature created two clear statutory exceptions to the time limits in ¶ 39. ¶ 40. Subsection (3) is also highly relevant. Like subsection (2), it creates an exception to the five-year limitation in subsection (1)(b). It also refers to subsection (1)(b) as a statute with a “time limitation.” ¶ 41. The legislature‘s willingness to provide exceptions to the five-year limitation in ¶ 42. We discern a second major clue to legislative intent in statutory context. ¶ 43. Looking back to ¶ 44. The statutory context provides persuasive evidence that the legislature was comfortable creating exceptions to the statute of repose in ¶ 45. Chapter 655 of the statutes is entitled “Health Care Liability and Patients Compensation.” This chapter was created by the legislature in 1975. Chapter 37, Laws of 1975. The original legislation created “formal panels” and “informal panels” to help resolve claims for bodily injury or death against health care providers. From the beginning, resort to the panels was mandatory. ¶ 46. The original legislation provided that “[n]o action may be commenced in court unless the controversy has first been heard and findings and an order have been made by the panel.” ¶ 48. This history is important. First, the legislation creating ¶ 49. ¶ 50. Defendants argue that a right to file a suit before going to mediation was created in 1986 to “save ¶ 51. Statutes of limitation and statutes of repose share at least one common objective. They require timely notice to defendants that they will be required to defend a suit. When a claimant files for mediation under ¶ 52. In Aicher, this court discussed the purposes behind statutes of limitation and statutes of repose: Statutes of limitation, which “are found and approved in all systems of enlightened jurisprudence,” articulate the principle that it is more just to put the adversary on notice to defend a claim within a specified period of time than to permit unlimited prosecution of stale claims. Statutes of limitation promote fair and prompt litigation and protect defendants from stale or fraudulent claims “brought after memories have faded or evidence has been lost.” . . . Statutes of repose operate similarly to protect both plaintiffs and defendants from litigating claims in which the truth may be obfuscated by Aicher, 237 Wis. 2d 99, ¶ 27 (citations omitted). Tolling “[a]ny applicable statute of limitations,” including a statute of repose, for mediation, does not undermine the basic purpose of these statutes. ¶ 53. Little would be gained by requiring the commencement of an action in court. Whether a claimant proceeds under ¶ 54. Something would be lost, however, if the process were to begin with a lawsuit. The legislature intends the mediation system to provide claimants and defendants “with an informal, inexpensive and expedient means for resolving disputes without litigation.” ¶ 55. The defendants’ argument runs counter to the basic goals of the mediation system because it would force some persons to file an action in circuit court before engaging in mediation. This could have some effect on litigation, encouraging claimants who might otherwise not proceed with an action in court to go forward because they had already filed a complaint. Our holding today ensures that all claimants, whether or not faced with the impending passage of the five-year time limitation for commencing an action, can pursue resolution through Chapter 655 mediation. ¶ 56. The defendants argue that the legislature created ¶ 57. First, the defendants argue that ¶ 58. It is apparent that the legislature wanted claimants to have a choice: (1) to demonstrate a willingness to cooperate with a defendant in resolving a matter through mediation by first filing a mediation request under ¶ 59. We have reviewed the legislative history of ¶ 60. The defendants also contend that “[a]ny argument which ignores that the medical malpractice statute of repose is distinct from the statute of limitation, contravenes this court‘s prior rulings.” We acknowledge that our opinions have long regarded statutes of limitations as different from statutes of repose,12 but we note that these opinions have wrestled with how a statute of limitations or statute of repose operates, or whether a limitations statute bears on some constitutional right. We have not previously focused on whether the legislature‘s use of the words “[a]ny applicable statute of limitations” in a tolling provision includes an applicable statute of repose. See Aicher, 237 Wis. 2d 99; Estate of Makos v. Wis. Masons Health Care Fund, 211 Wis. 2d 41, 564 N.W.2d 662 ¶ 61. A review of ¶ 62. The phrase “[a]ny applicable statute of limitations” in By the Court.—The decision of the court of appeals is reversed. ¶ 63. ANN WALSH BRADLEY, J. (concurring). I join the majority opinion in its entirety. I write separately to address the dissenting opinion. ¶ 64. In a spirited writing, the dissent continues in its attempt to ride the Makos1 train. The dissent is either unable, or unwilling, to acknowledge that Makos has no precedential value. Indeed, the Makos train never left the station. ¶ 65. What the dissent fails to acknowledge is what this court readily admitted only seven days after the Makos opinion was released: Makos has no precedential value. In Doe v. Archdiocese of Milwaukee, 211 Wis. 2d 312, 334 n.11, 565 N.W.2d 94 (1997), this court explained: “[T]he only ‘majority’ holding in [Makos] is the mandate. Of the four ‘majority’ justices, three separate opinions give three distinct reasons for the result. ¶ 66. The dissent continued to try to ride the Makos train last term in Aicher. See Aicher v. Wis. Patients Comp. Fund, 2000 WI 98, ¶¶ 86-92, 237 Wis. 2d 99, 613 N.W.2d 849 (Crooks, J., dissenting). Now, in the present case the dissent again attempts to stoke the Makos fires. In footnote 13 the dissent laments that Aicher overruled Makos “just three years after that decision.” It erroneously suggests that Makos was precedent to overrule in the first instance. Again, in footnote 16, the dissent refuses to acknowledge that there was no majority opinion of precedential value in Makos. See Aicher, 2000 WI 98, ¶¶ 35-40 (explaining split decision in Makos and indicating that Makos “carries no precedential weight“); see also Tomczak v. Bailey, 218 Wis. 2d 245, 280, 578 N.W.2d 166 (1998) (Geske, J., concurring). ¶ 67. The dissent‘s unwillingness to acknowledge the fate of Makos is symptomatic of its flawed approach in this case. The dissent is unwilling to acknowledge that the term “statute of repose” is not part of the legislature‘s lexicon, but rather is a judicially created label used to describe a particular type of limitation on actions. Instead, the dissent derides the majority, while all the time ignoring this critical distinction. ¶ 68. I am authorized to state that Chief Justice SHIRLEY S. ABRAHAMSON joins this concurrence. ¶ 69. N. PATRICK CROOKS, J. (dissenting). The twists and turns the majority opinion engages in to allow Landis to continue her action are many. The statutes governing mediation and the commencement of medical malpractice actions are plain on their faces. ¶ 70. Whether, as Landis argues, ¶ 71. However, ¶ 72. Taking what the majority of the court said in Aicher at face value—that statutes of limitations are different from statutes of repose—a request for mediation under ¶ 73. Landis was coming up against the five-year bar when she discovered the alleged negligence in February, 1999. Her husband‘s surgery was on March 17, 1994 and he died on April 1, 1994. The last possible date that would be five years after an act or omission pertaining to Landis’ husband was April 1, 1999, and thus, that would be the last possible date to file an action not barred by the statute of repose. ¶ 74. However, the majority does acknowledge that mediation is required before a medical malpractice claim proceeds. “Except as provided in ¶ 75. Yet, as the majority points out, ¶ 76. Landis needed only to have followed the law. No grievous result would have occurred in this case, had the majority held to the position that was espoused in Aicher. Unlike the situation in Aicher, Landis was left with a right, but no remedy. See 2000 WI 98, ¶¶ 86-92 (Crooks, J., dissenting, joined by Bablitch, J.). ¶ 77. The fact that the legislature specifically provided an exception to mediation-before-litigation indicates that the legislature contemplated that some plaintiffs may be nearing the five-year repose bar, when they contemplate filing a medical malpractice claim. By permitting such plaintiffs to commence their action in conjunction with a request for mediation (pursuant to ¶ 78. The alternative purpose offered by the majority is that the legislature intended to provide medical malpractice claimants with what appears to be a strategic tactic, that is, claimants could either “first fil[e] a mediation request” to “demonstrate a willingness to cooperate with a defendant,” or “first commenc[e] an action” “to demonstrate the gravity of a matter.” See majority op. at ¶ 58. In enacting legislation, I would not impute to the legislature a motive or purpose of considering alternative approaches which reflect the claimant‘s attitude toward the defendant or toward his or her claim. Instead, I would assume that the legislature considers foremost sound public policy, e.g., “prompt litigation ensures fairness to the parties.”6 Aicher, 2000 WI 98, ¶ 53. Moreover, the majority‘s strategy-based purpose runs counter to the point of mediation, which is “an informal, nontechnical, inexpensive and expedient . . . process to assist in resolving disputes without litigation.” See 1985 Wis. Act 340 (which enacted ¶ 79. The majority claims that “[l]ittle would be gained” by applying the distinction between the statute of repose and the statute of limitations in ¶ 80. ¶ 81. At the time the legislature enacted ¶ 83. The majority‘s conclusion that statutes of repose are one and the same as statutes of limitations not only contradicts Aicher, but its conclusion becomes only a matter of “judicial label[ling],” so that a difference that existed just last year ceases to exist today. First, the majority regales us with various definitions of “statute of limitations” and “statute of repose” to establish that the term “statute of limitations” in ¶ 84. The majority‘s opinion also does not interpret ¶ 85. The majority opinion also claims that there is nothing in the legislative history of ¶ 86. It is also important to consider information from the Legislative Reference Bureau‘s drafting file for the 1985 Wis. Act 340, which established the media- ¶ 87. Ironically, Landis did not need the majority to engage in the twists and turns it does here to preserve her claim. She just had to follow the law. There are a number of statutory schemes that require litigants to navigate various time periods, one of which is chapter 655. See Tamminen v. Aetna Cas. & Sur. Co., 109 Wis. 2d 536, 546, 327 N.W.2d 55 (1982). Here, “each statute may be complied with without violating the other.” Id. Aicher warned practitioners to “take cautious note of the potential impact of [statutes of repose] for their clients.” 2000 WI 98, ¶ 31 n.9. Had Landis’ counsel carefully reviewed and interpreted the interplay among the applicable statutes, Landis may have timely commenced her action, in accord with legislative dictates. ¶ 88. It is especially difficult for me to accept the majority‘s device of characterizing a statute of repose as only a “judicial label” now, when the statute of repose was championed as a legislative mandate just last year to foreclose a child‘s opportunity for redress. See Aicher, 2000 WI 98. Extinguishing a plaintiff‘s claim where the plaintiff had no opportunity to discover her injury prior to the running of the five-year statute of repose is problematic. More problematic is ¶ 89. Even though the majority opinion ostensibly withdraws from Aicher, it fails to acknowledge that, last year, the constitutionality of the statute of repose in ¶ 90. I am authorized to state that Justice WILLIAM A. BABLITCH and Justice JON P. WILCOX join this opinion.IV
A. Ambiguity
1. Context
2. History
3. Purpose
CONCLUSION
Notes
(1) REQUEST AND FEE. Beginning September 1, 1986, any person listed in s. 655.007 having a claim or a derivative claim under this chapter for bodily injury or death because of a tort or breach of contract based on professional services rendered or that should have been rendered by a health care provider may file a request for mediation and shall pay the fee under s. 655.54.
. . . .
(4) STATUTE OF LIMITATIONS. Any applicable statute of limitations is tolled on the date the director of state courts receives the request for mediation if delivered in person or on the date of mailing if sent by registered mail. The statute remains tolled until 30 days after the last day of the mediation period under s. 655.465 (7).
(5) NO COURT ACTION COMMENCED BEFORE MEDIATION. Except as provided in s. 655.445, no court action may be commenced unless a request for mediation has been filed under this section and until the expiration of the mediation period under s. 655.465 (7).
Contrary to the majority‘s conclusion, this option does not mean that mediation is foreclosed, nor does it favor litigation over mediation. See majority op. at ¶¶ 53, 54. Rather, mediation still precedes active litigation. “[N]o discovery may be made and no trial, pretrial conference or scheduling conference may be held until the expiration of the mediation period . . . .”(1) COMMENCING ACTION. REQUEST AND FEE. Beginning September 1, 1986, any person listed in s. 655.007 having a claim or a derivative claim under this chapter for bodily injury or death because of a tort or breach of contract based on professional services rendered or that should have been rendered by a health care provider shall, within 15 days after the date of filing an action in court, file a request for mediation. The request shall be prepared and delivered in person or sent by registered mail to the director of state courts, in the form and manner required under s. 655.44 (2) and (3), together with a notice that a court action has been commenced and the fee under s. 655.54 shall be paid.
. . . .
(3) NO COURT PROCEEDINGS BEFORE MEDIATION. For actions filed under sub. (1), no discovery may be made and no trial, pretrial conference or scheduling conference may be held until the expiration of the mediation period under s. 655.465 (7).
I would also impute to the legislature a motive or purpose that, by its statutory enactments, it demonstrates “the gravity” that it attaches to every medical malpractice claim.