Lamson v. United StatesLamson v. United States
Case Information
*1 In the United States Court of Federal Claims No. 11-377C
(Filed: July 31, 2014) )
RALPH J. LAMSON, )
)
Plaintiff, )
)
v.
)
) 287(c) – Medical Immunity Provision; THE UNITED STATES, ) Defense to Liability
)
Defendant. )
)
) Bruce Burdick , Alton, IL, for plaintiff.
Gary Hausken , United States Department of Justice, Civil Division, Washington, DC, with whom were John Fargo , Director, and Stuart F. Delery , Assistant Attorney General, for defendant.
O P I N I O N
Firestone , Judge .
Pending before the court is the United States’ (“the government”) motion for
summary judgment under Rule 56 of the Rules of the United States Court of Federal
Claims (“RCFC”) in this action brought by plaintiff Dr. Ralph J. Lamson (“Dr. Lamson”)
under
The government has moved for summary judgment, arguing that because the
activities allegedly giving rise to his
Plaintiff does not challenge the government’s contention that the unauthorized
uses alleged in the complaint, if true, would fall within the factual predicate covered by
For the reasons discussed below, the court holds that the defense provided for in
I. Factual Background [3]
The ‘764 patent was issued to Dr. Lamson on July 30, 2002. The patent is entitled “Virtual Reality Immersion Therapy for Treating Psychological, Psychiatric, Medical, Educational and Self-Help Problems” and claims methods to evaluate and treat “a psychological, psychiatric, or medical condition in a human patient” using “an interactive virtual reality environment.” Appendix at 1. It is not disputed that the primary claims of the patent are claims 1, 19, 23, and 26. All other claims in the patent are derived therefrom. Claim 1 covers
A method for treating a psychological, psychiatric, or medical condition in a human being, comprising:
*5 (a) choosing a psychological strategy for treating said psychological, psychiatric, or medical condition;
(b) providing an interactive virtual reality environment; (1) said interactive virtual reality environment comprising a technology unit arranged to display to said human patient a plurality of virtual reality environments;
(2) said technology unit having an input for receiving feedback responses to said interactive virtual reality environment from said human patient;
(3) said technology unit arranged to change said virtual reality environment in response to said feedback responses from said human patient;
(c) selecting said virtual reality environment to correspond to said psychological strategy;
(d) encoding electronic instructions for said interactive virtual reality environment;
(e) loading said electronic into said virtual reality technology unit; and (f) instructing said human patient how and when to use said virtual reality technology unit so as to experience said interactive virtual reality environment and how and when to provide feedback responses to said technology unit for changing said virtual reality environment so as to treat said psychological, psychiatric, or medical condition.
App. to Def.’s Mot. Summ. J. 25, ECF No. 37-1 (“Appendix”). Claim 19 covers
A method of treating a psychological, psychiatric, or medical condition in a human being comprising:
(a) providing a plurality of sets of counseling directions for treating said psychological, psychiatric, or medical condition; (b) choosing one of said sets of counseling directions for treating said psychological, psychiatric, or medical condition of said human patient; (c) providing a virtual reality technology unit arranged to provide an interactive virtual reality environment;
(1) said virtual reality technology unit being equipped with a display means;
(2) said virtual reality technology unit also being equipped with an input means for receiving responses to said interactive virtual reality environment from said human patient;
(d) providing a set of encoded electronic instructions for said virtual reality environment;
(e) embedding said one set of counseling directions in said set of encoded electronic instructions for said interactive virtual reality environment; *6 (f) loading said electronic into said virtual reality technology unit for displaying said interactive virtual reality environment; and (g) instructing said human patient how and when to use said virtual reality technology unit to display said interactive virtual reality environment and how to provide responses to said virtual reality environment.
Id. at 26. Claim 23 covers
A method for treating a psychological, psychiatric, or medical condition in a human being comprising:
(a) providing a plurality of sets of counseling directions for treating said psychological, psychiatric, or medical condition; (b) choosing one of said sets of counseling directions for treating said psychological, psychiatric, or medical condition of said human patient; (c) providing a virtual reality technology unit arranged to provide an interactive virtual reality environment;
(1) said virtual reality technology unit being equipped with a display means;
(2) said virtual reality technology unit also being equipped with an input means for receiving responses to said interactive virtual reality environment from said human patient;
(d) providing a set of encoded electronic instructions for said virtual reality environment;
(e) embedding said one set of counseling directions in said set of encoded electronic instructions for said interactive virtual reality environment; (f) loading said electronic into said virtual reality technology unit for displaying said interactive virtual reality environment; and (g) instructing said human patient how and when to use said virtual reality technology unit to display said interactive virtual reality environment and how to provide responses to said virtual reality environment.
Id. Claim 26 covers
A method for evaluating a psychological, psychiatric, or medical condition in a human being, comprising:
(a) providing a virtual reality technology unit; (b) said virtual reality technology unit being equipped with the following: (1) a display means for displaying a virtual reality environment; (2) an input means for receiving responses to said virtual reality environment from said human patient; and *7 (3) a scoring means for quantitatively analyzing said psychological, psychiatric, or medical condition of said patient; (c) providing a set of encoded electronic instructions for causing said virtual reality environment to provide, on said display means, graphical representations of an environment which affects said psychological, psychiatric, or medical condition of said human patient; (d) delivering said electronic instructions to said virtual reality environment; and
(e) instructing said human patient how and when to use said virtual reality technology unit to interact with said virtual reality environment by providing responses to said graphical representations.
Id. at 26-27.
Plaintiff bases his action for unauthorized use of the patent under
II. Standard of Review
Under RCFC 56, summary judgment is appropriate “if the movant shows that
there is no genuine dispute as to any material fact and the movant is entitled to judgment
as a matter of law.” RCFC 56(a). The court’s task is to determine whether there exists a
genuine issue of material fact for trial, and not “to weigh the evidence and determine the
truth of the matter . . . .” Anderson v. Liberty Lobby, Inc.,
III. Statutory Background
This case involves the interplay of two statutes:
Whenever an invention described in and covered by a patent of the United States is used or manufactured by or for the United States without license of the owner thereof or lawful right to use or manufacture the same, the owner’s remedy shall be by action against the United States in the United States Court of Federal Claims for the recovery of his reasonable and entire compensation for such use and manufacture. Reasonable and entire compensation shall include the owner’s reasonable costs, including reasonable fees for expert witnesses and attorneys, in pursuing the action if the owner is an independent inventor, a nonprofit organization, or an entity that had no more than 500 employees at any time during the 5-year period preceding the use or manufacture of the patented invention by or for the United States. Nothwithstanding [sic] the preceding sentences, unless the action has been pending for more than 10 years from the time of filing to the time that the owner applies for such costs and fees, reasonable and entire compensation shall not include such costs and fees if the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
For the purposes of this section, the use or manufacture of an invention described in and covered by a patent of the United States by a contractor, a subcontractor, or any person, firm, or corporation for the Government and with the authorization or consent of the Government, shall be construed as use or manufacture for the United States. . . .
By its terms, an action under
Cir. 1984) (quoting Calhoun v. United States,
determined that the limitations on damages set forth in
Provisions contained in the second proviso of section 68 of Title 35, U.S.C., 1940 ed., relating to right of the United States to any general or special defense available to defendants in patent infringement suits, were *11 omitted as unnecessary. In the absence of statutory restriction, any defense available to a private party is equally available to the United States.
As noted above, the second statute,
(1) With respect to a medical practitioner’s performance of a medical activity that constitutes an infringement under section 271(a) or (b), the provisions of sections 281, 283, 284, and 285 shall not apply against the medical practitioner or against a related health care entity with respect to such medical activity.
(2) For the purposes of this subsection:
(A) the term “medical activity” means the performance of a medical or surgical procedure on a body, but shall not include (i) the use of a patented machine, manufacture, or composition of matter in violation of such patent, (ii) the practice of a patented use of a composition of matter in violation of such patent, or (iii) the practice of a process in violation of a biotechnology patent.
(B) the term “medical practitioner” means any natural person who is licensed by a State to provide the medical activity described in subsection (c)(1) or who is acting under the direction of such person in the performance of the medical activity.
(C) the term “related health care entity” shall mean an entity with which a medical practitioner has a professional affiliation under which the medical practitioner performs the medical activity, including but not limited to a nursing home, hospital, university, medical school, *12 health maintenance organization, group medical practice, or a medical clinic.
(D) the term “professional affiliation” shall mean staff privileges, medical staff membership, employment or contractual relationship, partnership or ownership interest, academic appointment, or other affiliation under which a medical practitioner provides the medical activity on behalf of, or in association with, the health care entity.
IV. DISCUSSION
A. The United States May Avail Itself of the Medical Immunity Provision
of
As noted above, there is no dispute between the parties regarding whether the
alleged activities undertaken by the United States in connection with the treatment of
individuals at DOD or VA medical clinics and hospitals or through subcontracts at
various medical facilities identified by plaintiff fall within the ambit of the activities
covered under
The government argues that
In response, plaintiff argues that
The court agrees with the government that the defense is available to the United
States in actions brought under
Here, it is clear from both the text of the provision and the legislative history that
The status of
Plaintiff’s contention that the United States cannot avail itself of the defense
established in
Pat. & Trademark Off. Soc’y 789, 789-96 (1996); Leisa Talbet Peschel, Revisiting the
Compromise of
[6]
The view that
403 (2010) (holding that laches is available as a defense without express mention in § 1498). Thus, the government is entitled to avail itself of the defense established in § 287(c) without express reference in § 1498(a).
Because § 287(c) establishes a defense to liability and the plaintiff’s allegations of unauthorized use extend to the precise circumstances addressed by § 287(c), all of plaintiff’s claims of unauthorized use associated with treatment of patients for psychological, psychiatric, or medical conditions must be dismissed.
B. Plaintiff’s Patent Does Not Extend to Non-Treatment Uses In addition to the claims barred by § 287(c), plaintiff alleges that the United States also engaged in unauthorized use of the ‘764 patent by using it to develop and employ VRIT programs aimed at habituating and desensitizing soldiers. The government argues that it is entitled to summary judgment on these claims on the grounds that plaintiff’s patent extends only to psychological, psychiatric, and medical treatment and evaluation of human patients using VRIT. As a result, the government argues, there can be no liability for any uses of VRIT by the United States for uses beyond the scope of the patent. Plaintiff argues that the government has mischaracterized its patent and the government’s use of the patent for the purposes identified above should be characterized as “preventive medical” treatment and thus covered by the patent. This argument fails to the extent that these activities relate to medical treatment of patients with psychological, psychiatric, or medical conditions, as plaintiff argues, because the claim is then covered by § 287(c) and must be dismissed for the reasons discussed above. However, to the extent plaintiff is claiming that the development and use of VRIT for programs aimed at *17 habituating and desensitizing soldiers amounts to use of the patent in general, the court agrees with the government that the ‘764 patent does not cover the uses alleged by plaintiff and thus these uses do not give rise to liability under § 1498(a).
To begin, this case involves a “method” patent. “A method patent claims a
number of steps; [and] under [the Supreme Court]’s case law, the patent is not infringed
unless all the steps are carried out.” Limelight Networks, Inc. v. Akamai Techs., Inc., --
U.S. --,
step applies that strategy to a “human patient.” Appendix at 25. The first step of Claim 19 states that a VRIT user “provid[es] a plurality of sets of instructions or steps for treating said psychological, psychiatric, or medical condition” and the second step applies those instructions or steps to a “human patient.” Id. at 26. The first step of Claim 23 states that a VRIT user “provid[es] a plurality of sets of counseling directions for treating said psychological, psychiatric, or medical condition and the second step applies those directions to a “human patient.” Id. The second step of Claim 26 states that a VRIT user is evaluated using “a scoring means for quantitatively analyzing said psychological, psychiatric, or medical condition of said patient” and applies that analysis to a “human patient.” Id. at 27. In all of these methods, the performance of the patented method *18 requires that VRIT be applied to a defined psychological, psychiatric, or medical condition in a human patient.
Based on the foregoing, the court concludes that plaintiff’s patent does not extend to uses of VRIT beyond the treatment or evaluation of patients or individuals with existing psychological, psychiatric, or medical conditions. As a result, any claims based on uses that do not involve the treatment in human patients of psychological, psychiatric, or medical conditions must be dismissed.
V. CONCLUSION
For the above-stated reasons, the court hereby GRANTS the government’s motion for summary judgment. The clerk is directed to enter judgment dismissing the case. Each party to bear its own costs.
IT IS SO ORDERED.
s/Nancy B. Firestone NANCY B. FIRESTONE Judge
Notes
[1] On October 27, 2011, the court ordered the dismissal of Count 2 of plaintiff’s complaint, which
alleged a Fifth Amendment takings of the ‘764 patent, on the grounds that such a takings claim
was barred for lack of jurisdiction. Lamson v. United States,
[2] The parties’ arguments regarding use of the patent method for non-treatment uses, such as habituating and desensitizing soldiers, developing combat simulators, and other uses, has evolved over the course of briefing. At this stage, the government contends that these uses are outside the scope of the patent, and plaintiff claims that the uses all involve “treatment” and are therefore covered by the patent. Earlier arguments regarding whether “research” into the use of VRIT by the government involved “use” of the patent have been abandoned by the parties.
[3] The facts are taken from the parties’ pleadings and are undisputed unless noted.
[4] To date, there has been only one other decision interpreting § 287(c), Emtel, Inc. v. Lipidlabs,
Inc.,
[5] The decision to place the medical immunity defense in