Frances LAMP, Appellant, v. Alvin S. HEYMAN et al., Appellees, and Beaver Valley Motor Coach Company and Clarence Robbins, Additional Appellees.
Supreme Court of Pennsylvania
Nov. 24, 1976
366 A.2d 882 | 469 Pa. 465
Argued March 9, 1976.
Judgment of sentence affirmed.
NIX, J., did not participate in the consideration or decision of this case.
Louis M. Tarasi, Jr., Conte, Courtney, Tarasi & Price, Pittsburgh, for appellant.
Robert E. Kunselman, Reed, Sohn, Reed & Kunselman, Beaver, for appellees.
Before JONES, C. J., and EAGEN, O‘BRIEN, ROBERTS, POMEROY, NIX and MANDERINO, JJ.
OPINION OF THE COURT
EAGEN, Justice.
In this case we are directly confronted for the first time with the important question of whether, in Pennsylvania practice, a plaintiff, whose attorney files a praecipe for a writ of summons to commence an action within the time period permitted by the statute of limitations, instructs the prothonotary to issue the writ but not deliver it to the sheriff for service, and then has the writ reissued and served after that time period has expired, is barred by the statute of limitations from continuing the action.
On September 1, 1967, plaintiff-appellant Frances Lamp allegedly was injured when her car was struck from the rear by a truck driven by defendant-appellee Heyman. On August 28, 1969, within the two-year period permitted by the statute of limitations for the bringing of an action to recover damages for injury wrongfully done to the person,1 her attorney filed in the Court of Common Pleas of Beaver County a praecipe for a writ of summons in trespass against the defendants, but because of his instructions to the prothonotary the writ was not delivered to the sheriff‘s office and consequently was not
Initially, we observe that under
We note that it has become a relatively common practice throughout the Commonwealth for attorneys to file a praecipe with the prothonotary to toll the statute of limitations but then, whether because settlement negotiations are in progress or because more time is needed to prepare the case, to delay or prevent service upon the defendant. Depending upon the process obtaining in a particular county, this can be accomplished by instructing either the prothonotary or the sheriff to hold the writ, by personally retaining the writ and not delivering it to the sheriff for service, or by neglecting to pay the sheriff his fee. It is clear that the various courts which have been presented with the question have reflected a wide division over whether such action, or inaction, on the part of the plaintiff should be deemed to nullify the effect of the original filing. See generally Brua v. Bruce-Merrilees Electric Co., 63 Pa. D. & C.2d 652 (1973), and cases cited therein; 1 Goodrich-Amram, Standard Pennsylvania Practice, § 1007.3 (Supp.1976). The consequence of such division has unfortunately been to undermine the uniformity of practice and the predictability of result envisioned by this Court when it promulgated
“(a) The object of all interpretation and construction of rules is to ascertain and effectuate the intention of the Supreme Court.
“(b) Every rule shall be construed, if possible, to give effect to all its provisions. When the words of a rule are clear and free from all ambiguity, the letter is not to be disregarded under the pretext of pursuing its spirit.”
Applying these standards to
The language of
“Under the prior practice, there were differences of opinion respecting the date when an action has been ‘commenced’ by the plaintiff within the meaning of the Statutes of Limitation. The alternatives included (1) the date the plaintiff filed his praecipe; (2) the date the prothonotary prepared and issued the writ; (3) the date the writ was delivered to the sheriff for service.
“Rule 1007(1) clarifies any doubts with respect to the prior law. The action is ‘commenced’ by ‘filing with the prothonotary a praecipe . . .‘. This makes it clear that this action by the plaintiff is all
that is required of him. Failure of the prothonotary to issue the writ, failure of the plaintiff to pick the writ up, or failure of the sheriff to receive the writ for service are all irrelevant, so far as tolling the statute is concerned. By the mere filing of the praecipe, the action has been ‘commenced.‘” [Footnotes omitted.] [Emphasis supplied.]
1 Goodrich-Amram, Standard Pennsylvania Practice, § 1007.3 at 22.
In Salay v. Braun, supra, 427 Pa. at 484-85, 235 A.2d at 371, we described the nature and scope of the rule in the following terms:
“Rule 1007, Pa.R.C.P. [12 P.S. Appendix], specifically provides that the action is ‘commenced’ when the praecipe is filed, irrespective of whether the prothonotary issues the writ or the sheriff serves it. This is the deliberate intent of the rule, to free the plaintiff from the risk that the statute of limitations may bar him if he acts in time, but someone else fails to act in time.
* * * * * * * *
“The Rule in Pennsylvania has always permitted a plaintiff (even under the alias and pluries writs of the old practice) to commence an action and keep it alive until he suddenly serves the defendant. See Zoller v. Highland Country Club, 191 Pa. Super. 207, 156 A.2d 599 (1959). But this, of course, has always been protected from abuse by the doctrine of non-pros for unreasonable delay in prosecution.” [Emphasis in original.]
In its opinion sustaining appellees’ preliminary objections, the trial court in the instant case cited our observation in Salay that the intent of the rule is to protect a plaintiff who acts in time though someone else does not, and it concluded from this that its purpose is not to protect a plaintiff who deliberately prevents the writ from
Appellees, however, point to Peterson v. Philadelphia Suburban Transportation Co., 435 Pa. 232, 255 A.2d 577 (1969) as authority for the proposition that this Court has specifically ruled a hold order by the plaintiff which prevents service of the writ makes the filing of the praecipe a nullity for the purpose of tolling the statute of limitations. We disagree, but since some of the language in Peterson is susceptible of such an interpretation, we find it necessary to offer a clarification.
In Peterson the plaintiff filed her praecipe against three defendants ten days before the time permitted by the statute would have expired, but she instructed the sheriff to hold the writ directed toward one of the three, Valley. Consequently Valley was never served pursuant to process issued by the plaintiff, but it was subsequently brought into the case by one of the other defendants. Three and a half years after the filing of the original praecipe, Valley petitioned the trial court to remove it from the case as an original defendant, and the court granted the petition.
On appeal a majority of this Court agreed with the trial court that the original summons was a “nullity,” as it plainly was, since, because of the plaintiff‘s instructions to the sheriff, the writ expired without service being effectuated. But neither this Court nor the court below held that the praecipe or the commencement of the action with respect to Valley was a nullity, although, in support of its holding that the summons was a nullity, the opinion of the majority cited and quoted with approval from two Mercer County cases—Bittler v. Rocco Bono Equipment Rentals, 38 Pa. D. & C.2d 458 (1966)
“In Salay v. Braun [supra], we recognized . . . that the right in a plaintiff to keep an action alive until service can be made on a defendant was not absolute for any particular period of time: It ‘has always been protected from abuse by the doctrine of non-pros for unreasonable delay in prosecution‘.
“Plaintiff here could have caused the reissuance of the writ at any time until September 9, 1966, two years from the filing of the original praecipe, but chose not to do so. Having caused the original writ to be held and not served, and having failed to reissue it within the time allowed by our decisions, there was no right in the plaintiff to keep Valley on the record as a named defendant.” [Emphasis supplied.]
435 Pa. at 241-42, 255 A.2d at 582.
Thus, the plaintiff in Peterson was barred by the statute of limitations not because she failed to commence her action against Valley within the requisite two-year period, but because she failed to have her unserved writ reissued during the subsequent period permitted by law.5
Our decision in Peterson was filed on June 27, 1969. Appellant in the instant case filed her praecipe with “issue and hold” instructions on August 28, 1969. For the reason stated above, we believe appellant and her attorney were entitled to rely on Peterson for the proposition that the mere filing of the praecipe in trespass, even if the plaintiff deliberately delayed service, was sufficient to toll the running of the statute of limitations for an additional two-year period. Since she subsequently effectuated service well within this additional period, she is consequently not barred by the statute of limitations from pursuing her action. This, however, does not preclude relief to appellees under the non-pros doctrine if the trial court should find, after an appropriate hearing, that appellant unreasonably delayed the prosecution of her action and that appellees were prejudiced thereby. See James Brothers Co. v. Union Banking and Trust Co. of DuBois, 432 Pa. 129, 247 A.2d 587 (1968); Gallagher v. Jewish Hospital Ass‘n of Philadelphia, 425 Pa. 112, 228 A.2d 732 (1967).
Nevertheless, we now conclude that there is too much potential for abuse in a rule which permits a plaintiff to keep an action alive without proper notice to a defendant merely by filing a praecipe for a writ of summons and then having the writ reissued in a timely fashion without attempting to effectuate service. In addition, we find that such a rule is inconsistent with the policy underlying statutes of limitation of avoiding stale claims,6 and with that underlying our court rules of making the processes of justice as speedy and efficient as possible.7 Ac-
cordingly, we believe that the rule must now be qualified, but prospectively in fairness to plaintiffs who have relied on the language of
Accordingly, pursuant to our supervisory power over Pennsylvania courts, we rule that henceforth, i. e., in actions instituted subsequent to the date of this decision, a writ of summons shall remain effective to commence an action only if the plaintiff then refrains from a course of conduct which serves to stall in its tracks the legal machinery he has just set in motion.8 Since the manner in which writs of summons are to be prepared and delivered to the sheriff for service is not covered by our rules and since there are differences among the judicial districts of Pennsylvania in the procedures followed in these matters, a plaintiff should comply with local practice as to the delivery of the writ to the sheriff for service. If under local practice it is the prothonotary who both prepares the writ and delivers it to the sheriff, the plaintiff shall have done all that is required of him when he files the praecipe for the writ; the commencement of the action shall not be affected by the failure of the writ to reach the sheriff‘s office where the plaintiff
The order of the Superior Court in this case is reversed, and the case is remanded to the Court of Common Pleas for further proceedings consistent with this opinion.
ROBERTS, J., filed a dissenting opinion in which POMEROY and NIX, JJ., join.
POMEROY, J., filed a dissenting opinion in which ROBERTS and NIX, JJ., join.
POMEROY, Justice (dissenting).
The Court today holds that our present rules of Civil Procedure,1 by providing for the commencement of actions by the filing of a praecipe for a writ of summons and for the reissuance of unserved writs, permit a plaintiff to toll the statute of limitations2 indefinitely merely by filing a praecipe for a writ and that it matters not that service of the writ upon the defendant is intentionally prevented by the plaintiff himself.
Under this interpretation a plaintiff may not only commence an action without any attempt to notify the defendant that a suit is pending but also can keep the ac-
I agree completely with Mr. Justice ROBERTS that our decision here should be controlled by Peterson v. Philadelphia Suburban Transportation Company, 435 Pa. 232, 255 A.2d 577 (1969). We there flatly stated that “The court below was correct in concluding that ‘the “hold” order by Plaintiff on the summons . . . makes the summons a nullity.‘” 435 Pa. at 240, 255 A.2d at 582. In light of the explicitness of this and related language in our opinion, it is difficult to understand how the Court can now state that “even if the plaintiff deliberately delayed service,” he was “entitled to rely on Peterson for the proposition that the mere filing of the praecipe in trespass . . . was sufficient to toll the statute . . . .” Opinion of the Court, ante at 888.3
(My emphasis). In my view Peterson, properly read, requires exactly the opposite result.4
Reading
The majority opinion asserts, without any basis in the record, that this has become “a relatively common practice throughout the Commonwealth.” It is suggested by appellant that by withholding of service, settlement negotiations and investigation of facts in complicated cases are facilitated. The argument not only overlooks the mandate of
For the reasons stated, I would affirm the order of the Superior Court.
ROBERTS and NIX, JJ., join in this dissenting opinion.
ROBERTS, Justice (dissenting).
I dissent. In my view appellant‘s claim is barred by the statute of limitations.
The accident out of which this case arises occurred on September 1, 1967. On August 28, 1969, within the applicable two year statute of limitations, appellant‘s counsel filed a praecipe for writ of summons in trespass as provided by
The majority concludes:
“neither the language of the rule nor our decisions interpreting it permit us to hold that appellant‘s ‘issue and hold’ instructions to the prothonotary upon filing her praecipe nullified the commencement of her action and caused it to be barred by the statute of limitations.”
In my view, this is incorrect.
This action is controlled by Peterson v. Philadelphia Suburban Transportation Company, 435 Pa. 232, 255 A.2d 577 (1969). In Peterson, plaintiff filed a praecipe for writ of summons naming A, B, and C defendants. A and B were duly served but the plaintiff, as here, direct-
This Court held that C was properly removed from the record as a original defendant because it had not been served with process due to the plaintiff‘s own instructions, and because the time for reissuance of the writ had expired. In so concluding Mr. Justice Pomeroy stated for the majority:
“The court below was correct in concluding that ‘The “hold” order by Plaintiff on the summons naming Valley as a defendant makes the summons a nullity.’ In so holding the court reached the same conclusion as the Court of Common Pleas of Mercer County had reached in two similar cases: Bittler v. Rocco Bono Equipment Rentals, 38 Pa. D. & C.2d 458 (1966), and McCrystal v. Berczel, No. 82 June Term, 1964 (apparently not reported). Judge Stranahan in the former case quotes Judge McKay in the latter case as follows: ‘However, when the plaintiff went further and notified the Prothonotary to hold the praecipe, in effect they nullified their action in filing it. In other words, while purporting to commence an action, they expressly prevented the commencement of it by simultaneously stopping and thereby nullifying the effect of their praecipe.’ We agree entirely with this conclusion.”
435 Pa. at 240, 255 A.2d at 582.
The majority seeks to distinguish the Peterson case asserting that the plaintiff there was barred not because she failed to commence her action within the two year period but because she failed to have the unserved writ reissued. In this way the majority attempts to recast the decision in Peterson to rest exclusively on the failure to reissue. It is apparent, however, from the concluding
“In summary, Valley was properly removed from the record in this case as an original defendant because, first, it had never been served with process due to plaintiff‘s own instructions, and second, even if there was no deliberate failure to prosecute, the time for reissuance of the writ, as established by the decisions of this court, had expired.”
Even more significant is the sound logic supporting our resolution of this issue in Peterson. The purpose of a writ of summons is twofold: (1) it enables the court to obtain jurisdiction over the defendant who is served, and (2) it gives the defendant notice that he is before the court and must prepare to defend an action. To allow a plaintiff to obstruct service of the writ frustrates each of these objectives. Our rules of civil procedure in no way contemplate or intimate that a plaintiff can have a writ of summons issued and then prevent its service.* If the plaintiff does not make a good faith effort to have the writ served in accordance with the mandate of the rules the issuance of the writ is, as the Court held in Peterson, a nullity.
This reasoning—that an affirmative act to prevent service nullifies the issuance of the writ and does not toll the statute of limitations—is supported by a host of trial court decisions. See Bittler v. Rocco Bono Equipment Rentals, 38 Pa. D. & C.2d 458 (1966); McCrystal v. Berczel, 8 Mercer L.J. 75 (1965); Krout v. Anchor Motor Freight, 81 York L.R. 131 (1967); Howell v. Fleck, 5
The majority cites Goodrich Amram for the proposition that the action is commenced by the filing of the praecipe without further action by the plaintiff. In the usual case this is true. However, Goodrich Amram goes on to state:
“A praecipe filed with the prothonotary, with instructions to ‘hold it’ and not to issue a writ, is a nullity so far as tolling the statute of limitations is concerned. It has also been held that an instruction to the prothonotary to ‘hold’ the writ after issuance, followed by no delivery of the writ to the sheriff for service, nullifies the proceedings and does not toll the statute. Where P issues a writ of summons and directs the sheriff to ‘hold’ it, so that the writ is never served and is never reissued, the writ is a nullity. The ‘hold’ order is a nullification of the filing of the praecipe.”
1 Goodrich Amram 2d § 1007:3 at 468-69 (1976) (footnotes omitted).
It is manifestly unjust to defendants, and a misreading of our rules, to hold that the clandestine filing of a praecipe for writ of summons marked “hold” or “don‘t serve” tolls the statute of limitations. The majority‘s result today is a departure from our rules, from a prior decision by this Court on the issue, from the bulk of exist-ing case law throughout the state, from the statement of
I dissent and would affirm the order of the Superior Court.
POMEROY and NIX, JJ., join in this opinion.
