Lead Opinion
Thrеe years ago, in a 4-3 decision on direct review, the Wisconsin Supreme Court rejected Nancy Lamon’s claim that the state violated the rule announced in Batson v. Kentucky when it exercised a peremptory challenge against the only black member of the venire summoned to sit as potential jurors at her trial on a state charge of armed robbery. Before the supreme court turned her down, the same claim was rejected by both the state trial judge in Rock County, Wisconsin, and the Wisconsin Court of Appeals. Accordingly, Lamon’s claim has been rejected, and her robbery conviction affirmed, by all three levels of the Wisconsin judicial system.
Having exhausted her state remedies, Lamon moved to federal court where her petition for habeas corpus met with a similar lack of succеss. Chief Judge Rudolph T. Randa of the United States District Court for the Eastern District of Wisconsin rejected her claim in 2005. Lamon now appeals that decision to us, but given the present posture of the case — a collateral review subject to the stringent limitations of AEDPA where we are not free to simply pick sides between the Wisconsin Supreme Court majority and dissenting opinions — we conclude that her lоsing streak must continue.
The facts of Ms. Lamon’s case are simple, and not really important to the issue she presents to us. But to put the case in perspective, here is what it was all about: Lehman Jones (who like Lamon is an African-American) was driving home one night when Lamon flagged him down and asked to be taken to a telephone; while together in the car, and with Lamon pointing an object at his side that he thought was a
During the jury selection process, the prosecutor exercised a peremptory strike against Dondre Bell, a resident of Beloit, Wisconsin, without questioning him individuаlly. Lamon challenged the strike under Batson v. Kentucky,
The prosecutor responded that she doubted Bell’s veracity. She explained that her office prosecuted many Beloit residents named Bell and that a computer check the previous day revealed numerous police contacts at Bell’s address, including one in which a “Mrs. Bell” reported that her husband had stolen her car to support his drug habit. And, the prosecutor continued, Bell did not respond affirmatively when she asked if any relative or close friend had been convicted of a crime or been a victim of crime. This, she said, caused her to doubt Bell’s credibility. Her suspicions increased, she explained, because Bell simply wrote “varies” on a questionnaire form that asked him to detail his employment over the past 5 years.
Lamon responded that “Bell” is a common name and that it was unknown how long Dondre Bell was living at his current address. It followed, Lamon insisted, that the prosecutоr should have individually questioned Bell about her concerns before striking him. Lamon then asked the judge to individually question Bell before ruling on her Batson objection. The judge asked the prosecutor why she had not questioned Bell, and she iterated her concern that Bell would not have been forthright and also stated that she did not want to “single him out.” The judge declined to question Bell and concluded, ‘Well, I think the State has madе its case and it does have just cause for the strike.”
After Lamon was convicted, as we said, her appellate claims (including several besides her Batson argument) were denied, first by the trial court, next by the Wisconsin Court of Appeals, State v. Lamon,
The Wisconsin Supreme Court rejected Lamon’s contention that the trial judge was not in a position to adequatеly assess the prosecutor’s credibility since she had not questioned Bell individually before exercising her strike and the judge was unwilling to question Bell himself before ruling on the issue. The court correctly explained that Batson outlines a three-step process for determining if a peremptory strike violates the Equal Protection Clause: (1) the defendant must establish a prima facie case that the strike was raсially motivated, (2) the burden then shifts to the prosecutor to come forward with a race-neutral reason for the strike, and (3) the trial judge must assess the credibility of the explanation and determine whether purposeful discrimination has been established. Id. at 615-16 (citing Batson,
Three justices dissented in two opinions. All three joined in parts I and II of Chief Justice Shirley S. Abramson’s dissent, which argued that the trial judge failed to fulfill his duty, under Batson’s third step, to assess the credibility of the prosecutor’s explanation and to include detailed findings in the ruling itself. Id. at 628-35 (Abrahamson, C.J., dissenting); id. at 39-JO (Bradlеy, J., dissenting). Going further than the other two dissenters, the chief justice also argued that generating a police report on Bell’s address was itself evidence of discrimination, and that the trial judge had a duty to inquire, sua sponte, whether the prosecutor conducted similar background investigations on white members of the venire. Id. at 635-39. The court itself answered this last point by noting that the burden of persuasion lay with Lamоn, who did not pursue this inquiry at the Batson hearing. (Id. at 628 n. 13.) (At oral argument before us, Lamon conceded that the trial court had no such duty.)
In this appeal, Lamon argues that: (1) it is impossible to discern from the trial judge’s brief ruling whether he ever evaluated the prosecutor’s credibility — and the truthfulness of her explanation for her strike — as required under Bat-son’s third step, (2) even if the trial judge made a determination as to the prosecutor’s crеdibility, his conclusion should be disregarded because he ruled without questioning Bell individually, and (3) the trial judge erred in his factual finding that the strike was not discriminatory. To prevail on these arguments, Lamon bears a heavy burden. She must show that the adjudication of her claim by the Wisconsin Supreme Court “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established fеderal law, as determined by the Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” Id. § 2254(d)(2); see also Rice v. Collins, — U.S. —, —,
We start with the trial judge’s ruling. Lamon argues, echoing the dissenters, that the Wisconsin Supreme Court erred because, in her view, the trial judge’s terse ruling casts doubt on whether he ever assessed the credibility of the prosecutor and her explanation as Batson’s third step requires. But we can infer from the record that the trial judge engaged in the step-three inquiry: the court observed the prosecutor give her explanation, asked her several follow-up questions that were aimed at testing her credibility, allowed Lamon the opportunity to respond, and then ruled. Although it is certainly good practice to explain why a proffered explanation has been found credible, we cannot conclude that the Wisconsin Supreme Court unreasonably applied clearly established Supremе Court precedent in declining to require anything further of the trial judge in this case. In fact, the court expressly noted the Supreme Court’s pronouncement that “a state court need not make detailed findings addressing all the evidence before it” so long as the relevant inquiry is undertaken. Lamon, at 780-81,
Next we consider the process engaged in by the trial judge in deciding to credit the prosecutor’s reasons for striking Bell from the jury pool. Lamon argues that she was denied a complete Batson hearing because the judge did not personally question Bell. She asserts that the judge failed to follow the mandate set forth in Miller-El v. Dretke,
Although we agree that a trial judge must analyze the relevant evidence before determining if a prosecutor’s rаce-neutral explanation is credible, see Coulter v. Gilmore,
Reflecting the limited nature of the inquiry, the procedures required in assess
Here, likewise, Lamon had the opportunity to discredit the prosecutor, and questioning Bell would not have further divulged whether the prosecutor sincerely doubted his veracity. After all, the proseсutor’s concerns were based on Bell’s silence. And even if questioning Bell revealed that he was unrelated to the Bell family that the prosecutor had in mind, that fact would not have shed light on whether the prosecutor honestly believed that Dondre Bell was a member of that family. As we said, the law is clear that it is the honesty of the prosecutor’s explanation — and that alone — which a trial judge must assess at the third step оf the Batson analysis. Accordingly, we cannot say that the Wisconsin Supreme Court unreasonably applied federal law when it held that the trial judge conducted an adequate, although minimal and not a model to be followed, step-three inquiry into Lamon’s Batson claim.
Lastly, we consider whether the trial court erred in finding that the strike was not discriminatory. Citing Miller-El II, Lamon contends that the prosecutor’s failure to individually question Bell is itself evidence of discrimination. But on collateral review, state-court factual findings are presumed correct; the petitioner has the burden of rebutting the presumption by “clear and convincing evidence.” 28 U.S.C. § 2254(e)(1); see also Rice,
Accordingly, we AFFIRM the district court’s denial of Lamon’s petition for a writ of habeas corpus.
Dissenting Opinion
dissenting.
The majority “cannot say that the Wisconsin Supreme Court unreasonably applied federal law when it held that the trial judge conducted an adequate, although minimal and not a model to be followed, step-three inquiry into Lamon’s Batson claim.” Supra, at 1101-02. But on this record, there is no indication that the trial court ever engaged in any step-three anal
The trial court said precious little on the Batson issue, so little that it is worth repeating. As the parties began to strike jurors, defense counsel asked to be heard in chambers. The cоurt began the hearing by asking defense counsel, “What’s the problem?” Tr. at 24. Counsel then lodged his Batson challenge. Addressing the prosecutor, the court verified that the juror in question was the only black juror on the panel. Tr. at 25. The court then stated, “And as I recall you did not even ask him any individual questions. Do you have some reason for the strike?” Tr. at 25. The prosecutor offered her reasons, citing among other things, the report on police contacts at the juror’s address. The court asked the clerk to mark the report as an exhibit. Tr. at 25-26. After the prosecutor offered an additional reason for the strike, the court solicited a response from defense counsel. Lamon’s lawyer noted that the stricken juror had a common last name, and that the prosecutor could have questioned him individually if shе truly was concerned that he was a member of the family listed in the police report. Tr. at 25-28. The prosecutor then noted her concern that the juror “was not responding to the questions on voir dire and was not being completely forthright and honest.” Tr. at 28. The court asked, “Specifically what questions are you referring to, counsel?” Tr. at 28. The prosecutor noted that juror Bell failed to raise his hand in response to her question regarding whether any relatives or close friends had been a victim of a crime. Tr. at 29. Defense counsel again noted that the prosecutor could have questioned juror Bell about her concerns but did not. Counsel then asked the court to voir dire juror Bell before allowing the strike. Tr. at 29. The court then asked the prosecutor, “Any particular reason, Mrs. Bollen-dorf, why you didn’t mаke specific inquiry as to the juror as to some of these matters?” Tr. at 29. She replied that she did not think the juror would be any more forthcoming when questioned individually and that she did not wish to appear to be singling him out. The court then ruled, “Well, I think the State has made its case and it does have just cause for the strike.” Tr. at 29-30.
To sum up the trial court’s entire Bat-son analysis:
Step one: “What’s the problem?”
“[T]he only black juror is the one in question.”
Step two: “Do you have some reason for the strike?” “Any particular reason ... why you didn’t make spеcific inquiry as to the juror as to some of these matters?” “Well, I think the State has made its case ...”
Step three: “... and it does have just cause for the strike.”
At step one, a defendant must make out a prima facie case of discriminatory jury selection. Miller-El v. Dretke,
At step two, the burden shifts to the prosecution to come forward with a neutral explanation for challenging jurors within an arguably targeted class, in this case, African-American members of the jury pool. After the prosecutor offered her reasons, the court found that “the State has made its case.” Miller-El,
Had the trial court conducted a step-three analysis, it might have noticed, as the Supreme Court did in Miller-El that the “State’s failure to engage in any meaningful voir dire examination on a subject the State alleges it is concerned about is evidence suggesting that the explanation is a sham and a pretext for discrimination.” Miller-El,
I therefore respectfully dissent.
