Case Information
*1 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA )
TIMOTHY ALAN LAMB, )
)
)
Plaintiff, )
) v. ) Civil Action No. 13-cv-1976 (TSC) )
ERIC HOLDER, )
)
Defendant. )
) MEMORANDUM OPINION
When the FBI terminated Plaintiff Timothy Alan Lamb (“Lamb”), it determined he had engaged in gross misconduct, rendering Lamb ineligible to elect to continue health insurance coverage. This lawsuit arises from that determination. Lamb’s first cause of action seeks judicial review of the FBI’s “gross misconduct” determination. His second cause of action asserts that he was deprived of the right to continued health insurance coverage without due process in viоlation of the Constitution. Before the Court is Defendant’s Motion to Dismiss the Complaint for lack of subject matter jurisdiction and failure to state a claim for relief. For the reasons discussed below, the Court grants Defendant’s motion.
I. BACKGROUND
Lamb was an FBI employee from October 1995 to August 2013. (Am. Compl. ¶ 6). On February 28, 2013 Lamb received a letter (the “Feb. 28 Letter”) from the FBI’s Office of Professional Responsibility (“OPR”) proposing to dismiss Lamb based on allegations of a lack of candor, not under oath. ( ¶ 8; Def. Ex. A (filed under seal)). Separate from the matters raised in the Feb. 28 Letter, Lamb received notice on April 29, 2013 of another investigation into *2 allegedly illegal conduct which took place at least 11 years earlier. (Am. Compl. ¶ 11; Def. Ex. F (filed under seal)). This separate investigation was initiated in light of statements Lamb made in a pre-polygraph interview in which he admitted to this conduct. (Def. Ex. F (filed under seal)). Plaintiff, through counsel, submitted a written response to the Feb. 28 Letter on May 6, 2013 and appeared at a videoconference oral hearing on the matter on May 8, 2013. (Am. Compl. ¶ 10; Def. Ex. B (filed under seal)). After an interview regarding the additional set of allegations, on June 6, 2013 Lamb signed a sworn statement concerning his 2002 and 2003 conduct. ( Id. ¶ 11; Def. Ex. G (filed under seal)). He also provided an 11-page self-prepared addendum to the sworn statement in which he addressеd the allegations and made specific reference to the matters raised in the Feb. 28 Letter. (Def. Ex. G (filed under seal)). Lamb alleges he was “not allowed to present a defense to the new allegations” and “was not afforded an opportunity to respond to any proposed discipline based on the new allegations.” (Am. Compl. ¶ 12).
OPR issued a letter to Lamb on August 14, 2013 [1] (the “Aug. 14 Letter”) dismissing Lamb from the FBI, based on both sets of allegations. (Am. Compl. ¶ 12; Def. Ex. C (filed under seal)). The Aug. 14 Letter stated the dismissal was a final decision and not appealable. ( Id. ) The Aug. 14 Letter stated that Lamb had engaged in “gross misconduct,” a finding which precluded Lamb from electing to receive continued health insurance coverage. ( Id. ¶ 13). Lamb had the opportunity to appeal the gross misconduct finding, an opportunity he took advantage of by submitting a 14-age appeal letter on August 30, 2013. [2] The FBI upheld the gross misconduct determinatiоn on September 17, 2013. ( ; Def. Ex. E (filed under seal)) Three months later, on *3 December 13, 2013, Lamb filed this suit against Attorney General Eric Holder in his capacity as head of the Department of Justice.
II. LEGAL STANDARD
a. Motion to Dismiss for Lack of Jurisdiction
Federal courts are courts of limited jurisdiction.
See Gen. Motors Corp. v. EPA
, 363 F.3d
442, 448 (D.C. Cir. 2004) (“As a court of limited jurisdiction, we begin, and end, with an
examination of our jurisdiction.”) The law presumes that “a cause lies outside [the Court’s]
limited jurisdiction” unless the plaintiff establishes otherwise.
Kokkonen v. Guardian Life Ins.
Co. of Am.
, 511 U.S 375, 377 (1994). When a defendant files a motion to dismiss a complaint
for lack of subjeсt matter jurisdiction, the plaintiff bears the burden of establishing jurisdiction
by a preponderance of the evidence.
See Lujan v. Defenders of Wildlife,
In evaluating a motion to dismiss under Rule 12(b)(1), the Court must “assume the truth
of all material factual allegations in the complaint and ‘construe the complaint liberally, granting
plaintiff the benefit of all inferences that can be derived from the facts alleged[.]’”
Am. Nat'l Ins.
Co. v. F.D.I.C.,
Finally, when considering a motion to dismiss for lack of subject matter jurisdiction, the
court “is not limited to the allegations of the complaint.”
Hohri v. United States,
b. Motion to Dismiss for Failure to State a Claim
A motion to dismiss under Rule 12(b)(6) for failure to state a claim tests the legal
sufficiency of a complaint.
Browning v. Clinton,
III. ANALYSIS
a. Subject Matter Jurisdiction
i. First Cause of Action
Although Plaintiff styles his first cause of action as seeking judicial review of the FBI’s
gross misconduct determination, Plaintiff also contends that his underlying termination “did not
afford him Constitutional, statutory and regulatory due process” and was itself “arbitrary,
capricious, not in accordance with law, not compliant with statutory and/or regulatory
provisions, and failed to observe the procedures required by law.” (Am. Compl. ¶¶ 16-17).
Mindful of its responsibility to draw inferences in favor of the Plaintiff,
Am. Nat'l Ins. Co.
, 642
F.3d at 1139,
Am. Chemistry Council, Inc.
,
The Civil Service Reform Act (“CSRA”) “comprehensively overhauled the civil service
system” and created an “elaborate new framework for evaluating adverse personnel actions
against federal employees.”
United States v. Fausto
,
The Supreme Court held that Fausto was unable to bring any claim under the Back Pay
Act because the CSRA was the exclusive avenue of judicial review of federal personnel
decisions, and the CSRA provided no form of review of the decisions Fausto challenged. at
447. The Court found that Congress’ decision to exclude non-рreference members of the
excepted service from the judicial review provisions of the CSRA was preclusive, barring any
review not authorized by the CSRA.
Id.
at 447 (finding a “clear congressional intent to deny the
excluded employees the protections of Chapter 75 – including judicial review – for personnel
action covered by that chapter”);
see also Elgin v. Dep’t of Treasury
,
*7 Like Fausto, Lamb is excluded from the CSRA provisions regarding termination, and therefore his termination is not subject to judicial review. 5 U.S.C. § 7511(b)(8) (excluding employees of the FBI from subchapter concerning removal). The determination that Lamb was fired for gross misсonduct is similarly insulated from judicial review. 5 C.F.R. § 890.1112. While decisions concerning “pay, benefits, or awards” are generally within the scope of the CSRA, 5 U.S.C. § 2302(a)(2)(A)(ix), such decisions taken at the FBI, however, are not. 5 U.S.C. § 2302(a)(2)(C)(ii)(I). All of the determinations on which Lamb bases his claim, therefore, fall within the umbrella of the CSRA, which provides him no avenue for judicial review.
Plaintiff argues that a catch-all jurisdictional provision in the Administrative Procedures
Act (“APA”) confers jurisdiction оn this Court to review the FBI’s determination of gross
misconduct. (Pl. Opp’n at 9.) The APA provides that “agency action made reviewable by
statute and final agency action for which there is no other adequate remedy in a court are subject
to judicial review.” 5 U.S.C. § 704. Although the Supreme Court has noted that the APA’s
review provisions are to be given a “hospitable interpretation,”
Bowen v. Massachusetts
, 487
U.S. 879, 904 (1988) (citing
Abbott Labs. v. Gardner
,
Because the Court lacks the subject matter jurisdiction necessary for it to hear Lamb’s claim for judicial review of the FBI’s determinations, it will grant Defendant’s motion to dismiss Plaintiff’s first cause of action.
ii. Constitutional Claim Plaintiff asserts, as a second cause of action, a violation of his constitutional rights. (Am. Compl. ¶ 20). Specifically, Plaintiff alleges that he did not receive due process before deprivation of his right to continued health insurance coverage. ( Id. ¶ 20). In addition, although contained within his “First Cause of Action,” Plaintiff appears to raise constitutional claims with regard to the underlying termination insofar as he contends that his summary dismissal did not “afford him Constitutional, statutory and regulatory due process.” ( Id. ¶ 16).
Defendant, relying on a recent Supreme Court decisiоn, argues that the “exclusive avenue
to judicial review” of Lamb’s termination, whether raising statutory or constitutional claims, is
through the CSRA. (Def. Mem. 12 (citing
Elgin
,
This case, however, is distinct from
Elgin
. In that case, the plaintiffs
were
entitled to
review under the CSRA and the CSRA directed that review to a single court, the Federal Circuit.
*9
It is true that the comprehensive nature of the CSRA has lead the D.C. Circuit to hold that
“
Bivens
remedies [do not exist] for civil service employees and applicants who advance
constitutional challenges to federal persоnnel decisions.”
Hunt v. Dep’t of Agriculture
, 740 F.
Supp. 2d 41, 48-49 (D.D.C. 2010) (quoting
Spagnola v. Mathis
,
*11 b. Whether Plaintiff Has Adequately Stated a Claim for Relief
The only cause of action over which the Court has subject matter jurisdiction is a narrow
one. The Court lacks jurisdiction to address the merits of either the termination or the finding of
gross misconduct, but may entertain a claim under the Constitution that Lamb was deprived of
property without adequate due рrocess. To state a plausible claim for relief under the Fifth
Amendment in this context, Lamb must establish that he had a “cognizable property interest that
has been jeopardized by governmental action.”
Coleman
,
In the context of public employment, government employees can demonstrate the
requisite entitlement where governing law “provides that they may be discharged only for
cause.”
Id.
;
Cleveland Bd. of Educ. v. Loudermill
,
without due process. (Am. Compl. ¶ 20).
not covered by the termination provisions of the CSRA, like Lamb, have no such property right.
Garrow
,
Like statutes, regulations may create protected property interests.
Bloch v. Powell
, 348
F.3d 1060, 1068-69 (D.C. Cir. 2003). Property flows from a regulation only when the regulation
limits discretion such that a particular outcome must follow when substantive predicates are met.
at 1069 (citing
Kentucky Dep’t of Corrections v. Thompson
,
The statute and regulations governing the availability to federal employees of continuing health insurance coverage upon termination cannot be read to so constrain the Attorney General’s discretion as to create a property interest. The option to elеct to receive continued health insurance coverage is to be provided to federal employees when they leave employment. 5 U.S.C. § 8905a(a). However, the option to elect COBRA is not available to employees terminated for gross misconduct. 5 U.S.C. § 8905a(b)(1)(A). Although OPM regulations provide a working definition of gross misconduct, e.g. 5 C.F.R. § 890.1102 (“Gross misconduct means a flagrant and extreme transgression of law or established rule of actiоn for which an *13 employee is separated and concerning which a judicial or administrative finding of gross misconduct has been made”), that definition must be applied by the terminating agency. The agency’s determination that an employee is terminated for gross misconduct is “not subject to reconsideration by OPM.” 5 C.F.R. § 890.1112. Because the law and regulation leave the gross misconduct determination to the agency (subject only to a limited internal right of appeal, 5 C.F.R. § 890.1112) without further review, it cannot be said that the requirement to offer continuing health coverage so constrains agency discretion as to create a property interest in the option for health insurance. As he has pleaded no factors establishing he held any property interest of which he was deprived, Perry fails to state a Constitutional claim.
IV. CONCLUSION
The Court grants Holder’s motion to dismiss as to Lamb’s first causе of action because the Court lacks subject matter jurisdiction under the Civil Service Reform Act to review the personnel actions at issue. The Court grants Holder’s motion to dismiss Lamb’s second cause of action because it fails to state a claim upon which relief can be granted, insofar as it fails to adequately allege that Lamb was deprived of any recognized property interest. A corresponding Order will issue.
Dated: March 10, 2015
Notes
[1] Lamb alleges he did not receive the letter until August 26, 2013. (Am. Compl. ¶ 12).
[2] The bulk of this appeal letter focuses on the allegations identified in the Feb. 28 Letter, not the additional set of allegations. (Def. Ex. D (filed under seal)).
[3] The Court will address Plaintiff’s constitutional allegations in connection with Plaintiff’s Second Cause of Action.
[4] The parties do not dispute that Lamb, as an FBI employee, is excluded from the agency and judicial review
provisions of the CSRA. (
See
Def. Mem. 8; Pl. Opp’n 14). Plaintiff argues, however, that a legally incorrect
statement in the FBI’s termination letter that the finding of gross misconduct “may then be appealed only through
suit in U.S. District Court,” creates, or at the very least, does not bar, subject matter jurisdiction. (Pl. Opp’n 8). No
action of the parties can confer subject matter jurisdiction on the court, nor can principles of estoppel.
Ins. Corp. of
Ireland, Ltd. v. Compagnie des Bauxites de Guinee
,
[5] Although neither of Plaintiff’s two causes of action explicitly invoke the Court’s authority to issue a writ of
mandamus, Lamb’s complaint asserts 28 U.S.C. § 1361, conferring jurisdiction on district courts to issue writs of
mandamus, as a basis for subject matter jurisdiction. (Am. Compl. ¶ 2). Mandamus is a “drastic” remedy to be
invoked in “extraordinary circumstances.”
Fornaro
,
[7] Plaintiff argues that he is a “tenured federal employee” who cannot be “summarily dismissed without a hearing on
the merits.” (Pl. Opp’n 13). This conclusory argument does not save his claim. Plaintiff has alleged no facts
supporting the argument that his 15-year “tenure” at the FBI, or any other factors, created an entitlement to
continued employment.
See, e.g.
,
Doe v. Gates
,
[8] Congress did not provide any statutory basis for judicial review of a federal agency’s finding of gross misconduct. 5 U.S.C. § 8905a. By contrast, there is a direct statutory mechanism for judicial review of gross misconduct findings in the private sector pursuant to ERISA. 29 U.S.C. § 1132. This difference confirms the intent to insulate the FBI’s determinations from further review, obviating any property interest which might have attached to eligibility for that continuing benefit.
