This case is before us on an interlocutory transfer from Belknap County Superior Court
(Smukler,
J.). The facts as presented in the joint interlocutory appeal statement are as follows. Nancy Lamarche and Stephanie McCarthy are plaintiff and defendant respectively in a personal injury matter. At a structuring conference for that case, the defendant orally moved for relief from the mandatory fifty dollar fee under Superior Court Temporary Rule 170 (Rule 170). The trial court ruled that requiring the parties to
The Office of Mediation and Arbitration (OMA) moved to intervene “solely for the purpose of bringing forward the constitutional question for determination by this court.” The trial court granted the motion to intervene. After pro bono counsel was secured to represent the plaintiff on appeal, the trial court granted the motion for interlocutory transfer, adding two additional questions. Thus, pursuant to Supreme Court Rule 8, the superior court transferred three questions:
I. Whether the OMA has standing to intervene in this matter.
II. Whether the matter should have been transferred at all, given that the issue arises from a temporary (and not a final) rule.
III. Whether the Trial Court erred when it held that the administrative fee of $50.00 per party under Temporary Superior Court Rule 170 violates Part I, Article 14 of the New Hampshire Constitution.
I
As to the first question, we answer that the OMA has standing to intervene in this case.
The plaintiff makes two arguments against the OMA’s standing: first, because the OMA is a party for the first time on appeal, the trial court never had the opportunity to rule on the issues and correct any error; and second, the OMA has no right or direct interest in the personal injury suit, and rather than intervening, the OMA should have filed a declaratory judgment action on the constitutionality of Rule 170 or instigated a small claims action to recover the fees.
Superior Court Rule 139 states, in pertinent part: “Any person shown to be interested may become a party to any proceeding in equity on his petition briefly setting forth his relation to the cause.” “The right of a party to intervene in pending litigation in this state has been rather freely allowed as a matter of practice.”
Brzica v. Trustees of Dartmouth College,
We are not persuaded by the plaintiff’s argument that the trial court had no opportunity to rule on the issue and correct any error. It is true that litigants cannot generally raise issues for the first time on appeal. “[Ojrdinarily, trial courts should have an opportunity to rule upon issues and to correct errors before they are presented to the appellate court.”
State v. Brum,
We also disagree with the plaintiff that the OMA’s ability to bring a small claims suit requires dismissal. Although the availability of other remedies weighs against granting intervenor status, it is not an absolute bar.
See Blue Cross/Blue Shield v. St. Cyr,
Nor does the fact that the OMA has no direct or apparent interest as a party in the subject matter of the underlying personal injury litigation bar it from intervening. Indeed, this case closely parallels
Petition of Keene Sentinel,
II
As to the second question, we answer that Rule 170’s temporary nature does not mean that the case could not have been transferred. No party on appeal argues that Rule 170’s temporary nature precludes an interlocutory appeal.
III
As to the final question, we answer that the trial court erred in holding that the administrative fee violates Part I, Article 14 of our constitution. The party challenging a rule’s constitutionality bears the burden of proof.
Cf. Smith v. N.H. Dep’t of Revenue Admin.,
We adopted Rule 170 in response to the legislature’s creation of the OMA. See RSA 490-E:1 (Supp. 2008). The OMA was created to develop, promote and administer ADR solutions in all courts. RSA 490-E:2. The legislature created the “mediation and arbitration fund” to “support the operation of the [OMA].” RSA 490-E:4,1. Among the sources of funding are “moneys collected by the [OMA] from fees,” such as the fee at issue in this case. RSA 490-E-.4, 1(c). Rule 170, in turn, governs ADR in the superior court, including the collection of fees.
Rule 170 requires that “[a]ll writs of summons, transfers of actions from the district court, and such equity cases as the court may deem or the parties may agree are suitable, shall be assigned to ADR, with [certain] exceptions].” SUPER. Ct. R. 170(A)(1), 170(A)(2) (exemptions). After filing, “parties shall confer and select an ADR process . . . .” Super. Ct. R. 170(B)(1). Parties can choose either a paid or a volunteer neutral from approved lists. Super. Ct. R. 170(B)(2).
Part I, Article 14 of the New Hampshire Constitution provides: “Every subject of this state is entitled to a certain remedy, by having recourse to the laws, for all injuries he may receive in his person, property, or character; to obtain right and justice freely, without being obliged to purchase it . . . .” Article 14 “was designed to abolish, not fixed fees, prescribed for the purpose of revenue, but the fines which were anciently paid to expedite or delay law proceeding and procure favor.”
State v. Basinow,
Our prior decisions have generally affirmed the validity of administrative or filing fees in the absence of the appearance of impropriety or the deprivation of a fundamental right.
See Follansbee,
In determining the level of scrutiny, we have stated that “[classifications based upon suspect classes or affecting a fundamental right are subject to the most exacting scrutiny; to pass constitutional muster, they must be justified by a compelling governmental interest and must be
necessary to the accomplishment of its legitimate purpose.”
Id.
(quotation omitted) “[intermediate scrutiny under the State Constitution requires that the challenged legislation be substantially related to an important governmental objective.”
Cmty. Res. for Justice v. City of Manchester,
In
Basinow,
we considered an eight dollar filing fee to appeal a parking violation to superior court.
Basinow,
In
Christy & Tessier,
we upheld a special master’s fee in divorce proceedings.
Christy & Tessier,
In
Follansbee,
we upheld a thirty dollar fee for a bail commissioner to set bail.
Follansbee,
Where, by contrast, a fee deprives a party of a fundamental right, or results in actual or apparent bribery, we have found it to be unconstitutional.
See In re Estate of Dionne,
In
Cushing,
the defendant challenged an eight dollar fee required to appeal a misdemeanor for a trial
de novo
in superior court.
Cushing,
In
Estate of Dionne,
we held that Article 14 “forbid[s] the payment of a fee to a judge in consideration of his holding a special session and rendering a judicial decision for a party.”
Estate of Dionne,
The plaintiff in this case argues that imposing a fifty dollar ADR fee on litigants is tantamount to requiring one to purchase justice. She argues that such a fee and the sanctions for not paying infringe upon the right to a jury trial and should be equated to the fee levied in
Cushing,
The fifty dollar fee here is akin to the fee in
Basinow,
We also disagree with the plaintiff that possible sanctions render the rule unconstitutional. Rule 170(F) provides sanctions “if a party or party’s counsel fails without good cause to appear at an ADR session scheduled pursuant to this rule, or fails to comply with any order made hereunder.” The consequence is “any sanction that is just under the circumstances.”
Id.
The imposition of sanctions is a matter left largely to the discretion of the trial court.
See American Express Travel v. Moskoff,
Because the plaintiff and the defendant are situated differently in terms of accessing the courts, we conduct separate analyses of Rule 170 in regard to plaintiffs and defendants. Available sanctions under section F for a plaintiff’s refusal to pay are broad. Indeed, such sanctions could include dismissal of the ease if the trial judge found it appropriate. Dismissal for a plaintiffs failure to pay a filing or administrative fee, such as the fee in this case, is both reasonable and constitutional. Such dismissals occur regularly in both the superior court as well as this court, and do not constitute a deprivation of a fundamental right. See SUPER. CT. R. 3 (cases will not be entered onto the docket absent an entry fee); SUP. Ct. R. 5 (same). Like any filing or other administrative fee, the fee here is constitutional as applied to plaintiffs.
Defendants, however, are on different footing than plaintiffs when it comes to paying the costs of instigating litigation. Plaintiffs, on the one hand, bear the burden of paying to institute an action. Failure to pay those costs results in the action being dismissed.
See
SUPER. Ct. R. 3. Defendants, on the other hand, are not required to pay fees before accessing the courts. Nowhere do the rules require a defendant to pay a fee to assert
counterclaims or bring a third party into the case.
See
SUPER. CT. R. 27 (no fee required for
Moreover, in the case of a defendant who has a constitutional right to a jury trial, the sanction under section F for failure to pay the fee cannot include judgment against the defendant. Such a sanction would effectively deprive those defendants of their constitutional right to a jury trial. Rather, we construe the rule to impose a liability upon a defendant to pay fifty dollars.
Cf. Pierce,
Reversed and remanded.
