Lead Opinion
SILER, J., delivered the opinion of the court, in which BERTELSMAN, D. J., joined.
CLAY, J. (pp. 809-14), delivered a separate opinion concurring in part and dissenting in part.
OPINION
Plaintiff Lamar William Jones Bey appeals from an order entered by the United States District Court for the Western District of Michigan, granting summary judgment to defendants Kelly Johnson and Wayne Trierweiler and dismissing with prejudice Jones Bey’s First and Eighth Amendment claims brought pursuant to 42 U.S.C. § 1983. Because Jones Bey did not fully exhaust his administrative remedies, we REVERSE and REMAND this case to the district court to dismiss his petition without prejudice.
I.
A. Procedural History
Jones Bey is a prisoner at the Alger Maximum Correctional Facility in Muns-ing, Michigan. Johnson is a guard at the facility, and Trierweiler is the prison’s grievance coordinator. Between October 2001 and April 2002, Jones Bey filed nine grievances against Johnson alleging various instances of misconduct and one against Trierweiler alleging a mishandling of these grievances.
Jones Bey filed this action against the defendants in their individual capacity in July 2002 claiming that both defendants violated his First Amendment rights, and that Johnson also violated his Eighth Amendment right to be free from the use of excessive force. The district court referred this case to a magistrate judge. The magistrate judge recommended that summary judgment be granted to the defendants because Jones Bey had not fully exhausted his administrative remedies as required by the Prison Litigation Reform Act (“PLRA”), 42 U.S.C. § 1997e. Alternatively, the magistrate judge stated that even if Jones Bey had exhausted his administrative remedies, none of his claims was sufficient to survive summary judgment. The district court adopted the report and recommendation and granted the defendants’ motion for summary judgment.
B. Factual History
1. Claims Against Defendant Johnson
In October 2001, Jones Bey alleges that he was arbitrarily refused his “yard,” or his time to exercise in the prison yard. Johnson claims that Jones Bey was not fully dressed when she came to his cell, and, therefore, he was not entitled to leave his cell. Jones Bey filed a grievance over this incident, in accordance with the Michigan Department of Corrections’ three-step grievance procedure.
Jones Bey also contends that five days later, while he was out on his yard period, Johnson searched, or “shook down,” his cell. When Jones Bey returned to his cell, he allegedly found his possessions in disarray and pages torn out of two of his Islamic books. When Jones Bey confronted Johnson on the issue, she allegedly used racial slurs and told him to write a grievance about his complaints. He did file a grievance against Johnson, complaining both about the search and the use of racial slurs. He attached handwritten affidavits from two other prisoners claiming that they heard the sounds of paper tearing and the toilet flushing when Johnson was searching Jones Bey’s cell. Again, this grievance was not appealed through Step III. Jones Bey sent a letter to the director’s office concerning this grievance, but the return letter indicated that the director had not received Jones Bey’s appeal on this grievance.
In December 2001, Jones Bey filed another grievance against Johnson for her use of racial slurs and derogatory language. He again attached handwritten affidavits from other prisoners who claim to have overheard these comments. This grievance was fully exhausted, but the prison determined that these claims had already been addressed at “the local level” and in Jones Bey’s earlier grievances filed against Johnson.
On the same day, Johnson filed a major misconduct report against Jones Bey alleging “Assault and Battery (staff-victim).” Johnson’s report alleged that in the course of returning Jones Bey to his cell, he spun his body around and swung Johnson’s hands against the food slot as she was trying to remove his handcuffs, resulting in some redness and pain in her hands. Jones Bey, however, claimed that she handcuffed him too tightly and that she pulled on the handcuffs forcing his hands against the food slot. He claims that he suffered “extreme pain” as a result of this altercation, but an X-ray showed no broken bones. Three days later, Jones Bey filed a grievance against Johnson alleging that Johnson filed the major misconduct report in retaliation for all of the grievances he filed against her. He additionally alleges that Johnson fabricated the misconduct report in order to conceal her alleged misconduct.
Jones Bey alleges that after he was acquitted of the major misconduct, Johnson made threatening remarks about “getting even” and put him in a segregation yard as retaliation. He filed and exhausted a grievance with respect to this claim. He also filed another grievance against her for alleged use of more racial slurs. This grievance, too, was denied at all three stages. Finally, Jones Bey alleges in his complaint that an officer named Zimmerman “shook down” his cell and confiscated some of his legal papers on Johnson’s orders. However, this complaint was never grieved. Johnson denies all of the allegations against her, claiming that she never made intimidating statements or retaliated against Jones Bey in any way.
2. Claims Against Defendant Trier-weiler
Jones Bey’s only claim against Trier-weiler stems from Trierweiler’s alleged mishandling of grievances filed by Jones Bey. Jones Bey states that Trierweiler arbitrarily rejected or denied his grievances because they were unclear, not concise, contained extraneous information, or related to non-grievable or already grieved issues. He also claims that Trierweiler did not follow the Prisoner’s Grievance Policy set forth by the Michigan Department of Corrections. When this grievance reached Step III, the director noted that even if Trierweiler denied a grievance at Step I, Jones Bey could always have appealed his complaints to Steps II and III.
II.
We review the district court’s grant of summary judgment de novo. Copeland v. Machulis,
Because Jones Bey’s complaint alleged both exhausted and unexhausted claims, we must definitively answer an open question in this circuit: whether the PLRA requires a complete dismissal of a prisoner’s complaint when that prisoner alleges both exhausted and unexhausted claims. We hold that it does.
The PLRA requires that a prisoner must exhaust administrative remedies before filing suit in the district court. It states: “No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.” 42 U.S.C. § 1997e(a) (2004). The plaintiff-prisoner has the burden of proving that a grievance has been fully exhausted, Baxter v. Rose,
Although the PLRA’s exhaustion requirement is clearly mandatory as to each individual claim, we have specifically left unanswered the question of whether the PLRA’s exhaustion requirement applies such that a “mixed” complaint, alleging both exhausted and unexhausted claims, must be completely dismissed for
Our cases addressing PLRA exhaustion are somewhat inconsistent. At least one of this court’s prior decisions suggests that total exhaustion is not required under the PLRA. In Hartsfield,
Acting without clear guidance from this court, the district courts in this circuit are split on whether the PLRA requires total exhaustion in cases involving “mixed” complaints. Compare Hubbard v. Thakur,
The dissent suggests we are going contrary to stare decisis by refusing to follow a rule set out in Hartsfield,
We adopt the total exhaustion rule, in large part, because the plain language of the statute dictates such a result. Section 1997e(a) states that no “action” shall be brought in federal court until administrative remedies have been exhausted. However, in subsection (c), the statute allows district courts to dismiss frivolous “actions” or “claims.” 42 U.S.C. § 1997e(c)(l) & (2). Congress’s use of the word “claims” in subsection (c)(2) indicates that “claims” are individual allegations and “actions” are entire lawsuits. See Ross,
Furthermore, reading subsection (a) and subsection (c)(2) together demonstrate that Congress intended for “action” to mean “suit.” If a district court is presented with a “mixed” petition, it has the power under subsection (c)(2) to dismiss any frivolous claims, exhausted or not, with prejudice. However, dismissal under subsection (a) allows the court to dismiss the entire action without prejudice. The Smeltzer court recognized that Congress must have intended that courts could use subsection (c)(2) to dismiss unexhausted claims as frivolous to keep them from “holding up” the others. Smeltzer,
The policies underlying the PLRA also suggest that Congress intended the courts to apply total exhaustion to a prisoner’s petition. One purpose of the act is to reduce the sheer number of prisoner suits, especially frivolous actions. See Ortiz,
Additionally, adopting the total exhaustion rule creates comity between § 1983 claims and habeas corpus claims. The Supreme Court requires total exhaustion in habeas cases to allow state courts the first opportunity to solve prisoners’ cases because they are arguably in a better position to analyze and solve the problems. See Preiser v. Rodriguez,
Courts which have not applied the total exhaustion rule claim that there is little similarity between habeas petitions and § 1983 actions. These courts note that total exhaustion is required in the habeas context out of a need for state sovereignty. See Ortiz,
Adoption of the total exhaustion rule would also deter prisoners from bringing additional, piecemeal litigation. See Ross,
Furthermore, we reject the notion that the total exhaustion rule would create additional, rather than fewer, prisoner lawsuits. Contra Ortiz,
Finally, we believe that the total exhaustion rule could be easily administered by the district courts. As noted in Ross, this rule “would relieve district courts of the duty to determine whether certain exhausted claims are severable from other unexhausted claims that they are required to dismiss.”
-For the reasons stated above, we now adopt the total exhaustion rule and we REVERSE and REMAND this case to the district court to dismiss Jones Bey’s petition without prejudice.
Notes
. Jones Bey also set forth a complaint for ethnic intimidation under Michigan state law. Because the district court dismissed all of his federal claims, it declined to exercise supplemental jurisdiction over this claim. See United Mine Workers v. Gibbs,
. The Michigan Department of Corrections regulations require the prisoner to first file a grievance with the internal grievance coordi
. Apparently there is a grievance counselor at the prison named Robert Johnson. Defendant Johnson denies both that she is related to Robert Johnson and that she made this statement.
. Issues involving major misconduct reports are not grievable, presumably because the misconduct hearing should settle all claims relevant to the alleged misconduct. Jones Bey alleges that Johnson filed a major misconduct report in order to preclude him from filing a grievance. Because Johnson filed her misconduct before Jones Bey could file a
. Jones Bey contends that the Kozohorsky case effectively overrules Graves v. Nonis. This allegation-which was taken from Alexander v. Davis,
. The dissent cites Wilkinson v. Dotson, - U.S. -, -,
. The dissent also notes that drawing comparisons between habeas corpus and § 1983 cases is inappropriate in light of the recent case of Rhines v. Weber, - U.S. -,
. Under this statute, a prisoner who files an action in forma paupris receives a "strike” if the action is “frivolous, malicious, or fails to state a claim upon which relief may be granted.” Id. Once the prisoner accrues three "strikes,” that prisoner is barred from proceeding in forma pauperis in any additional § 1983 action. Although the prisoner is not totally barred from filing claims in court, he must now do so at his own expense.
. Jones Bey alternatively argues that he did exhaust his administrative remedies, but his attempts at exhaustion were frustrated by Twierweiler. Although exhaustion is mandatory, see Thomas v. Woolum,
We recently held that when a prison "totally fail[s] to respond to [a] grievance,” that grievance should be considered exhausted for the purposes of § 1997e(a). Boyd v. Corrections Corporation of America,
Furthermore, Jones Bey’s reliance on Thomas v. Woolum,
Concurrence Opinion
concurring in part and dissenting in part.
While I join, in part, the majority’s ultimate conclusion that Jones-Bey’s First Amendment retaliation claim against Defendant Johnson must be dismissed without prejudice for failure to exhaust administrative remedies I believe that the majority’s failed attempt to apply a total exhaustion rule is foreclosed by our prior decision in Hartsfield v. Vidor,
In Hartsfield, this Court confronted exactly the same situation that we face to
The majority completely ignores Harts-field ’s import, instead relying on our subsequent opinion in Knuckles El v. Toombs, in which we purported to “reserve for another day” the question of whether exhausted claims in a ‘mixed’ complaint may move forward. See
The majority feebly attempts to disclaim the precedential value of Hartsfield by noting that the same judge authored both Hartsfield and Knuckles El, and that I sat on the Knuckles El panel; however, these facts are of no consequence whatsoever. Regardless of its author or panel membership, it is clear that Knuckles El incorrectly construed the state of exhaustion law in this Court by improperly ignoring precedent. In addition, the majority’s suggestion that Hartsfield was unclear is undermined by the fact that numerous panels properly construed Hartsfield both before and after the issuance of Knuckles El. See, e.g., Williams, 2000 WL 1679471 (decided after Knuckles El); Fisher,
Notwithstanding the fact that the majority’s holding ignores the principle of stare decisis, its reliance on the PLRA’s language to apply the total exhaustion rule is unpersuasive. While it is true that § 1997e(a) states that no “action” shall be brought as opposed to no “claim,” “it [does not] follow[ ] that the only possible response to the impermissibility of the bringing of the action is to dismiss it in its entirety- to kill it rather than to cure it.” Ortiz v. McBride,
The majority’s discussion of § 1997e(c) is entirely unhelpful, inasmuch as that section appears to use the term ‘action’ “interchangeably with ‘claim.’ ” Henderson,
Because the statutory language does not unambiguously require total exhaustion, the majority turns its discussion to the purposes behind the PLRA. It is undisputed that “Congress enacted § 1997e(a) to reduce the quantity and improve, the quality of prisoner suits.” Porter v. Nussle,
Further rebutting the claim that total exhaustion spares district courts from determining which claims are exhausted and which are unexhausted, the Second Circuit has noted that prisoners’ suits often present challenging exhaustion questions that must be resolved at the outset of the litigation, regardless of whether the court ultimately applies a total or a partial exhaustion rule. In such situations, “the district court must first familiarize itself with the case and hear the positions of the parties in order to decide the exhaustion issue as a preliminary matter.” Ortiz,
Additionally, the majority’s comparison of prisoner civil rights litigation to habeas corpus is completely inappropriate in light of clear Supreme Court precedent. Whereas habeas exhaustion “is principally designed to protect the state courts’ role in the enforcement of federal law and prevent disruption of state judicial proceedings,” no such parallel exists in the PLRA context. Rose,
Furthermore, unlike the state courts that review habeas petitions, “prison administrators generally limit their review to determining whether prison policy has been violated.” Jenkins,
The majority’s flimsy comparison of ha-beas and prisoner civil rights litigation is also dubious when one considers that habe-as petitions “are usually about a singular event the petitioner’s conviction in state court.” Ortiz,
Finally, I disagree with the majority’s conclusion that total exhaustion is not unduly punitive because prisoners may still proceed in forma pauperis. Title 28 U.S.C. § 1915(b)(1) requires prisoners filing in forma pauperis to “pay the full amount of a filing fee” to refile exhausted claims; thus, despite the possibility of proceeding in forma pauperis, requiring the prisoner to refile may still “ ‘amount to nothing more than a monetary penalty against the prisoner.’ ” Blackmon v. Crawford,
Because the total exhaustion rule directly conflicts with our prior, published opinion in Hartsfield, I respectfully dissent from the majority’s failed attempt to adopt such a rule. Moreover, the total exhaustion rule is ill-advised, and it fails to serve the efficiency purposes behind the PLRA as well the partial exhaustion rule. However, because Jones-Bey failed to exhaust his administrative remedies relating to the First Amendment retaliation claim against Defendant Johnson, I agree with the majority that the claim should be dismissed without prejudice.
. Furthermore, the author of the majority opinion in the instant case sat on the panel in Wash.
. Notwithstanding my belief that habeas exhaustion provides an extremely poor analogy to PLRA exhaustion, it should be noted that in another recently decided case, the Supreme Court modified the total exhaustion rule of Rose v. Lundy to hold that when confronted with a "mixed” habeas petition, a federal district court has limited discretion to stay the petitioner’s exhausted claims while he or she exhausts the unexhausted claims in state court. See Rhines v. Weber, - U.S. -,
