AMENDED ORDER ON DEFENDANT UNIVERSITY OF MAINE SYSTEM’S MOTION FOR SUMMARY JUDGMENT
Plaintiff Dilip K. Lakshman, Ph.D. (Lakshman), is employed as a Senior Scientist at the University of Maine. A dark skinned male of East Asian descent, Dr. Lakshman was born in India and speaks with an Indian accent. 1 He has filed suit, claiming the University of Maine System (University) violated his legal rights due to his race, color, ethnicity, national origin, and gender. This Court grants the University’s Motion for Summary Judgment, because Dr. Lakshman’s claims are either time barred or fail to create genuine issues of material fact within strictures of the statutory provisions he has invoked.
I. Statement of Facts.
In accordance with the “conventional summary judgment praxis,” the Court recounts the facts in a light most favorable to Dr. Lakshman’s theory of the case, consistent with record support.
2
Gillen v. Fallon Ambulance Serv.,
There are at least two career paths for post-doctoral professionals within research universities. .The first is the traditional tenured faculty route; the second, less well traveled, is the non-faculty scientist route. Having obtained a Ph.D., many scientists seek a tenure track appointment, but these prized positions become available sporadically and, while waiting for a faculty position to open, the scientist might settle, as Dr. Lakshman did, for a temporary research associate appointment. Encouraged by Dr. Tavantzis, Dr. Lakshman remained at MAFES, the research arm of the University, in the hope his loyalty and talent would lead to a tenure track appointment when the opportunity presented itself.
This did not prove true. Over the years, Dr. Lakshman found himself confined to the role of research scientist. 5 His efforts to obtain tenure track positions at the University were rebuffed and he was paid substantially less than his faculty colleagues. Although the University contends that Dr. Lakshman chose the research scientist career path, Dr. Laksh-man disagrees. He contends that he did not freely elect a less remunerative career path and was not content to remain a research scientist under the direction of higher paid and tenured faculty members of equal qualification. Instead, the University pigeonholed him into a poorly paid position and blocked his efforts to break out into a position consistent with his education and ability.
Dr. Lakshman’s explanation for the University’s actions forms the basis for his claim. When he came to the University in 1986, he was and still remains one of few non-Caucasian employees in his Department. Although he concedes the University had an affirmative action plan, which applied to Asians, he contends that upon urging by female faculty, the University focused its attention on the recruitment of women, to the detriment of minority males. Dr. Lakshman believes he was, in effect, the victim of two institutional biases: (1) a bias in favor of female faculty candidates; and, (2) a bias against his race, nationality, ethnicity, and color. These biases, he asserts, coalesced to freeze him into a low paying, non-faculty position, and out of a faculty appointment.
Dr. Lakshman alleges the University’s discrimination began in 1989, when he expressed an interest in an open tenure track position in the Department.
6
When
In 1997, a tenure track position, in mycology, became available at the University. Dr. Jellison was the chair of the search committee and Dr. Tavantzis was a member. Dr. Lakshman approached Dr. Jelli-son about the position and she told him not to apply, as she had “some thing else in mind.” She said: “If you apply, you won’t get it.” Upon learning Dr. Jellison’s response, Dr. Tavantzis shook his head and said it was unfortunate after so many years of mycological research, Lakshman could not apply and would not be considered. The University hired Seania Annis, Ph.D., a female, for the mycologist position. 9 Dr. Annis received her Ph.D. in 1995 in the same field as Dr. Lakshman’s: plant pathology. Dr. Lakshman says he was more qualified than Dr. Annis for the mycology position.
In 1998, Dr. Lakshman asked Dr. Ta-vantzis to request a promotion and raise. Dr. Tavantzis did so, writing to Christopher Campbell, Ph.D., then the Associate Chair of the Department. After Dr. Campbell failed to respond for over a year, Dr. Lakshman wrote him directly on November 20, 2000. In response, on November 27, 2000, Dr. Campbell commissioned a salary study on Dr. Lakshman’s behalf and requested the Peer Review Committee to review Dr. Lakshman’s promotion request.
Sometime in November and December, 2000, Dr. Lakshman met with Evelyn Silver, Ph.D., the University’s Equal Employment Opportunity Director. They discussed his concerns about the mycology position and Dr. Silver gave Dr. Lakshman a copy of his rights under the University’s equal opportunity program. During the meeting, after she suggested there must be a misunderstanding within the Department, Dr. Lakshman told Dr. Silver not to take any action on his behalf.
On December 14, 2000, Dr. Lakshman met with Dr. Campbell about his salary inequity and discrimination concerns. Following that meeting, Dr. Campbell repeatedly asked Dr. Tavantzis whether Dr. Lakshman was an “unhappy person.” Dr.
On March 8, 2001, the Peer Review Committee recommended Dr. Lakshman’s promotion to Senior Scientist, but did not specify the amount of his raise or his job description. On March 21, 2001, Dr. Campbell and Dr. Hunter wrote to Dr. Lakshman and informed him, he would now have to work for three faculty, not just one. Dr. Lakshman considered this change of job description to be the “disincentive” Drs. Campbell and Hunter had mentioned to Dr. Tavantzis. After the Campbell-Hunter letter, Dr. Jellison met with Dr. Lakshman and told him he was “an unhappy person” and she was going to “closely monitor him for misbehavior or bad behavior in her lab.” Dr. Lakshman contends and the University agrees that he has never behaved badly during his entire time at the University. Dr. Lakshman’s union filed a grievance with the University, based on what they alleged was an adverse job action in retaliation for his complaints.
Although the University characterizes ensuing discussions between Dr. Laksh-man and the Department as collaborative, Dr. Lakshman says in February 2002, he met with G. Bruce Wiersma, Ph.D., then Dean of the Department and Director of MAFES, and was handed an ultimatum: work on only two projects and be paid $45,000 for ten months or leave the University. At the meeting, Dr. Lakshman, feeling he had no other choice, accepted the new job assignment and salary arrangement. On February 22, 2002, Dr. Lakshman’s union filed a grievance, alleging among other things that faculty members have created a hostile and intimidating work environment by using implied threats of negative job evaluations. On May 10, 2002, Dr. Lakshman re-filed his complaint with the MHRC and the EEOC, alleging discrimination on the basis of race/ethnicity and gender.
Dr. Lakshman includes two further contentions. First, he asserts virtually throughout his employment at the University, his salary has been woefully inadequate, far less than the average salary for similarly situated post-doctoral scientists. Second, he points to discriminatory remarks by members of the Department faculty. In addition to Dr. Tavantzis’ comment in 1989 and Dr. Jellison’s comment in 1997, Dr. Lakshman refers to the following remarks: (1) in 1995-96, Professor Frank Manzer told the Department Chair Douglas Gelinas, Ph.D., and Dr. Lakshman’s supervisor, Dr. Tavantzis, he did not know why Dr. Lakshman did not “go back to India”; (2) Dr. Gelinas remarked that Dr. Lakshman could have been considered for jobs in the 1990s if he had been a female or a “Native Indian”; (3) Dr. Tavantzis’ comment that the mycologist would have
II. Procedural Posture.
After filing complaints with both the EEOC and the Maine Human Rights Commission (MHRC) on May 10, 2002, and receiving “right to sue” letters in December, 2002, Dr. Lakshman initiated his complaint in State of Maine Superior Court on February 20, 2003. 12 In his complaint, he alleged six counts of discrimination in violation of 42 U.S.C. § 1981; the Maine Human Rights Act; Title VII of the Civil Rights Act of 1964; Title IX of the Education Amendment of 1972; and two counts of retaliatory behavior in violation of Title VII and the Maine Human Rights Act. The University filed a Petition and Notice of Removal to this Court and simultaneously filed its answer and defenses on March 27, 2003.
III. Legal Standard.
The moving party is entitled to summary judgment if there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law.
Fed.R.Civ.P.
56(c). “In this regard, ‘material’ means that a contested fact has the potential to change the outcome of the suit under the governing law if the dispute over it is resolved favorably to the nonmovant. By like token, ‘genuine’ means that ‘the evidence about the fact is such that a reasonable jury could resolve the point in favor of the nonmoving party.’ ”
Navarro v. Pfizer Corp.,
A. Dr. Lakshman’s Claims Under Title VII and the Maine Human Rights Act.
In Counts II-V of his Complaint, Dr. Lakshman contends the University violated Title VII of the Civil Rights Act of 1964 13 and the Maine Human Rights Act (MHRA). 14 42 U.S.C. §§ 2000e-2000e-17; 5 M.R.S.A. §§ 4551-4634. More specifically, he alleges (1) because of his race, color, ethnicity, national origin, and/or gender, the University paid him less than similarly situated individuals; and, (2) the University failed to promote him on the same improper grounds. The University posits two defenses: (1) it contends that any claims based on “discrete incidents” prior to July 24, 2001 are barred by the statute of limitation; and, (2) Dr. Laksh-man has failed to establish his 'prima facie case to refute the University’s explanation of legitimate non-discriminatory reasons for its actions or to demonstrate a discriminatory animus.
1. Statute of Limitations.
a. The Title VII Statute of Limitations.
Section 2000e-5(e)(l) requires a plaintiff to file any charge with the Equal Employment Opportunity Commission within 180 days “after the alleged unlawful employment practice occurred” before filing the action in court.
15
42 U.S.C. § 2000e-5(e)(l);
see also National R.R. Passenger Corp. v. Morgan, 536
U.S. 101, 104,
Tracking Dr. Lakshman’s recitation of his history of discrimination with the University, this Court must dismiss his Complaint under Title VII for the following discrete acts of alleged discrimination: (1) the 1989 open tenure track position awarded to Dr. Jellison; (2) the 1993 Assistant Research Professor position; (3) the 1997 mycology position awarded to Dr. Annis; (4) claims of discriminatory underpayment from 1989 to July 14, 2001; and, (5) claims of failure to promote from 1989 to July 14, 2001. The single remaining discrete act not barred by the federal statute of limitations is the reconfiguration of Dr. Lakshman’s job description, a process that began before July 14, 2001, but completed in February, 2002.
b. The MHRA Statute of Limitations.
A similar analysis applies to the Maine Human Rights Act claim. Under § 4613(C), a MHRA action must “be commenced not more than 2 years after the act of unlawful discrimination complained of.” 5 M.R.S.A. § 4613(C). The critical date for the MHRA is the date the complaint was filed in court, not the date the complaint was filed with the MHRC.
Compare
5 M.R.S.A. § 4613(C) (“[t]he action must be commenced not more than two years after the act...”);
with
42 U.S.C. § 2000e-5(e)(1) (“A charge under this section shall be filed ... within three hundred days after the alleged unlawful employment practice occurred ... ”).
Morrison v. Carleton Woolen Mills,
The two year statute of limitations in Maine backs up the date for discrete acts to February 23, 2001, two years prior to the date the action was commenced in state court. As such, in addition to the rewriting of the job description, the events surrounding and subsequent to the March 8, 2001 Peer Review Committee recommendations are also captured and may be considered. Any separate events before February 23, 2001 may not form the basis for Dr. Lakshman’s MHRA cause of action for discrete acts of discrimination.
2. Remaining Discrete Act Claim: McDonnell Douglas Analysis.
The remaining discrete act claim focuses upon the University’s response to Dr. Lakshman’s request for a raise and promotion, a request that originated in 1998.
17
Dr. Lakshman contends the University’s February, 2002 decision to require him to
Although Dr. Lakshman alleges intentional discrimination in his Complaint, there is no direct evidence of intentional discrimination in this record.
18
The Court views his allegations under the lens of disparate treatment and will employ the familiar burden-shifting framework enunciated in
McDonnell Douglas Corp. v. Green,
Dr. Lakshman seeks to satisfy his burden under two separate theories of discrimination: unequal pay and failure to promote. Turning first to the unequal pay claim, Dr. Lakshman’s argument is based on the assumption that the
McDonnell Douglas
burden-shifting framework applies.
19
To sustain his initial burden under
Although production of the plaintiffs
'prima facie
case is “not onerous,”
Watson,
Dr. Lakshman has cleared the first two hurdles: he is a member of a protected class and he has performed his job in keeping with the University’s expectations. He stumbles, however, at the third hurdle: that he has been paid less than members outside his protected class holding the same position. To sustain his burden of proof, Dr. Lakshman has presented a statistical analysis comparing his salary to the salaries of other Ph.D.’s in the College of Natural Sciences, Forestry and Agriculture. The study reveals that in 2003, Dr. Lakshman was paid $45,000; the average salary for Ph.D.’s (excluding recent postdoctoral hires) was $62,180 and the average salary for Ph.D.’s who began work, as Dr. Lakshman did, in 1986 was $72,078. In the year 2001, the average salary for non-faculty research professionals was $44,852, higher than Dr. Lakshman’s salary of $36,326. During most of his time at the University, Dr. Lakshman has been the only non-Caucasian in his Department and, therefore, the individuals comprising the comparison group would be members outside one or more of his protected classifications.
Nevertheless, the study does not sustain Dr. Lakshman’s
prima facie
burden. First, for his more significant conclusions, Dr. McConnell included all Ph.D. holders in the College, whether they were research scientists or teaching faculty.
20
Second, Dr. McConnell considered only the individual’s degree and date of hire. Third, he failed to consider race or gender, both essential components of Lakshman’s claim. Finally, Dr. McConnell omitted numerous other factors, which could have explained the statistical disparity including the type of work performed, the Ph.D. holders’ responsibilities, skills required for the position, pre- or post-employment achievement and distinction, generation of revenue, affirmative action, or competition. This Court simply cannot conclude from Dr. McConnell’s generalized study that it compared Dr. Lakshman’s salary with the salaries of individuals who have held “the same position.”
Rathbun,
Assuming, arguendo, that Dr. Laksh-man sustained his burden to show a pri-ma facie case, the burden shifts to the University to demonstrate a legitimate, non-discriminatory reason for the discrepancy between Dr. Lakshman’s salary and the salaries of other similarly situated individuals. The University contends that Dr. Lakshman was hired as a non-tenure track position and his lower salary is attributable to his career path, not the University’s discriminatory animus. At least as regards the inclusion of higher paid tenured faculty in the statistical sample, the University’s response sustains its burden of production to show a legitimate, non-discriminatory reason for the discrepancy. In this response, the University has sustained its burden of production.
Once the University met its burden of production, the inference of discrimination fades away and the burden returns to the plaintiff to show that the employer’s explanation is a pretext for unlawful discrimina
The analysis cannot, however, stop there. In addition to his broader claim of unequal pay, Dr. Lakshman has a more focused point. Even when only research scientists are considered, Dr. Lakshman has presented evidence that he was underpaid. Dr. McConnell’s study confirmed that in 2001, Dr. Lakshman was being paid $36,326 compared with an average of $44,852 among research scientists. Following the initiation of a pay inequity study in 2001, the University ended up increasing Dr. Lakshman’s salary to $45,000 for ten months work, allowing him to earn an additional $9,000 for the remaining two months from grant sources. Dr. Lakshman has also provided evidence that allows this Court to infer most, if not all, research scientists were not members of legally protected classes, that they were performing substantially the same work, and that he was paid significantly less than his fellow research scientists. In sum, Dr. Lakshman has sustained his prima facie burden: (1) he is a member of a protected class; (2) he performed his job in keeping with University expectations; and, (3) he was paid less than members outside his protected class who held the same position.
In response, to meet its burden of production, the University states it was Dr. Lakshman’s late decision to elect the research scientist career ladder that explains his lagging salary. The University says it did not originally anticipate he would remain permanently in the career track for a research scientist and, therefore, did not move him up that career ladder. It claims after it came upon this realization in 1993, it consistently promoted Dr. Lakshman and increased his salary. It points out it never refused Dr. Lakshman a request for a promotion or increase in pay in that career ladder and ultimately, he became a Senior Scientist, the highest MAFES career category. This Court concludes that the University has sustained its burden of production to articulate “a legitimate, nondiscriminatory reason for the pay disparity.”
Rathbun,
With this, the burden returns to Dr. Lakshman “to prove ... that the legitimate reasons offered by the (employer) were not its true reasons, but were a pretext for discrimination.”
Burdine,
Once the pay disparity is limited only to research scientists, the issue becomes closer. First, Dr. Lakshman has
What is less persuasive is evidence that this salary disparity was precipitated by discriminatory animus or that the University’s reason for the disparity was pretex-tual. To this point, Dr. Lakshman points to the discriminatory comments he received at work and Dr. Campbell’s failure to respond for over a year to his promotion and salary requests. Although perhaps insensitive, there is no evidence the offensive comments were reflected in a University decision. Apart from the salary disparity, there is no evidence at all of any differential treatment among research scientists, much less evidence of differential treatment based on prohibited factors. There is no claim of the more obvious forms of non-salary-based academic discrimination, such as denial of specific projects, laboratory access, grant opportunities, publication credit, further educational chances, monetary allocations to projects, or other non-financial forms of individual recognition.
Given Dr. Lakshman’s educational and research achievements, the Court is left to puzzle as to the cause of an unusual degree of administrative inertia. But, what is lacking is any probative evidence this institutional inaction was improperly motivated. 21 Dr. Lakshman may well have been taken for granted or neglected, but this Court cannot conclude on this record the University’s inaction was because of improper animus. The University’s motion for summary judgment on the allegation of unequal pay must be granted.
The sole remaining failure to promote claim is based on Dr. Lakshman’s 1998 request for promotion to Senior Scientist and the University’s 2002 decision to grant him the title, but to alter his job description. To establish a
prima facie
ease, Dr. Lakshman must show: (1) that he is a member of a protected class; (2) that an adverse employment action occurred; (3) that he was at least arguably qualified for the position he sought; and, (4) that the position was filled by others
3. Desert Palace Analysis: Title VII.
At oral argument, Dr. Lakshman clarified that, in addition to the
McDonnell Douglas
burden shifting framework, he is pressing a
Desert Palace
mixed motive analysis in his Title VII claim.
22
Desert Palace, Inc. v. Costa,
In his argument, Dr. Lakshman baldly asserts there is evidence from which a jury could directly conclude and evidence from which a jury could infer that the University’s employment actions were the result of racial or ethnic bias. He then string cites (“see, e.g. inter alia”) four paragraphs to demonstrate direct evidence
23
and thirty-three paragraphs to demonstrate circumstantial evidence.
24
Based on Dr. Laksh-
4. Dr. Lakshman’s Claims of Hostile Work Environment.
In Counts I through V, Dr. Lakshman initially alleged discrimination in the form of a hostile work environment on the basis of race, color, ethnicity, national origin, and gender pursuant to the MHRA and Title VII. At oral argument, Dr. Laksh-man expressly waived his argument of a hostile work environment under Title VII and the MHRA. The University’s motion for summary judgment on each such claim is, therefore, granted.
B. Dr. Lakshman’s § 1981 Claims.
In addition to his causes of action under Title VII and the MHRA, Dr. Lakshman has initiated claims of discrimination and hostile work environment under 42 U.S.C. § 1981. The University has asserted a statute of limitations defense to the § 1981 claims and has reiterated the same contentions to the merits of each legal theory.
1. Statute of Limitations: 42 U.S.C. § 1981.
42 U.S.C. § 1981 provides in pertinent part:
Statement of Equal Rights. All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contract ... as enjoyed by white citizens
42 U.S.C. § 1981(a).
25
Section 1981 forbids racial discrimination in the making and enforcement of private contracts, but contains no express statute of limitations.
See generally
42 U.S.C. § 1981(a). In 1987, the United States Supreme Court charged federal courts to select the most appropriate or analogous state statute of limitations to apply to § 1981 claims.
Goodman v. Lukens Steel Co.,
After Goodman, on December 1, 1990, Congress passed 28 U.S.C. § 1658, a general statute of limitations applicable to all federal statues enacted after that date. It provides in pertinent part:
Except as otherwise provided by law, a civil action arising under an Act of Congress enacted after the date of enactment of this section may not be commenced later than 4 years after the cause of action accrues.
28 U.S.C. § 1658. On May 3, 2004, the United States Supreme Court resolved the question of whether the four-year statute of limitations in 28 U.S.C. § 1658 applies to § 1981 claims. In
Jones v. R.R. Donnelley & Sons Co.,
— U.S. —,
The critical date, therefore, for Dr. Lakshman’s § 1981 claims is February 23, 1999, four years prior to the date Dr. Lakshman filed his complaint in Maine Superior Court. Events occurring prior to that time cannot form the basis of his § 1981 discrete acts claims, but may be considered as background evidence in support of a timely claim; events occurring prior to that time may be considered as part of the hostile work environment claim so long as any act contributing to the hostile environment took place within the statutory period.
2. Disparate Treatment Under § 1981.
Dr. Lakshman’s § 1981 disparate treatment claims must be considered under the same analytic framework as his Title VII claims, limited however to considerations of race, ethnicity, and national origin, excluding gender.
Ayala-Gerena v. Bristol Myers-Squibb Co.,
The Title VII analysis for unequal pay also applies here. The more general claim of unequal pay as against all Ph.D. holders fails at the prima facie stage for the same reasons. Under § 1981, the unequal pay claim for Dr. Lakshman’s work as a research scientist can reach back to February 23, 1999, instead of the more limited allowable period under Title VII. The additional time does not, however, affect the result. In the § 1981 claim for unequal pay, he has made his prima facie case; the University has met its burden of production; and, he has failed to show that the University’s reasons were pretextual.
In Count I, Dr. Lakshman alleges discrimination in the form of a hostile work environment on the basis of race, color, ethnicity, and national origin pursuant to § 1981. Dr. Lakshman failed to respond to the University’s argument on the hostile work environment claims and, therefore, has waived the right to object.
Grenier v. Cyanamid Plastics,
Even if he had responded, Dr. Lakshman’s hostile work environment claim falls far short of his burden to establish a
prima facie
case. To satisfy his burden,. Dr. Lakshman must demonstrate that (1) he is a member of a protected class; (2) that he was subjected to unwelcome harassment; (3) that the harassment was based on his race, ethnicity, color, or national origin; (4) that the harassment was sufficiently severe or pervasive so as to alter the conditions of his employment and create an abusive work environment; (5) that the objectionable conduct was both objectively and subjectively offensive, such that a reasonable person would find it hostile or abusive and the victim in fact did perceive to be so; and, (6) that some basis for employer liability has been established.
O’Rourke v. City of Providence,
Dr. Lakshman contends the hostile work environment arose from the following incidents: (1) being asked if he was going back to India; (2) being told he was an unhappy person; (3) being told he would not be a “very good teacher” because of his accent; (4) being told his chances for promotion would have been better if he had been a “Native Indian”; (5) being told he had to work “ten times harder to be on a par with Americans”; and, (6) being told that if he pursued the claim against the University, it would become a “very, very uncomfortable place” to work. 26
The cases where courts have found a hostile work environment are simply different in degree and kind from the facts in this case.
Harris v. Forklift Systems,
C. Dr. Lakshman’s Claims of Retaliation Under Title VII And MHRA.
In Counts VII and VIII, Dr. Lakshman alleges that as a result of filing complaints with the MHRC and the EEOC, members of his Department at the University retali
Even where the underlying alleged discrimination may not be viable, a claim for retaliation may survive.
Benoit v. Technical Mfg. Corp.,
The First Circuit has defined “adverse employment action” as including a variety of conduct, including “demotions, disadvantageous transfers or assignments, refusals to promote, unwarranted negative job evaluations, and toleration of harassment by other employees.”
Hernandez-Torres v. Intercontinental Trading, Inc.,
Turning first to the salary issue, Dr. Lakshman earned $33,735 in 2000. As a result of his request for a raise, the University ended up increasing his salary to $45,000 in February, 2002 for ten months work and allowing him the opportunity to earn an additional $9,000 in grant money for the remaining two months. In his Memorandum, Dr. Lakshman fails to clarify whether he considers his raise in 2002 to be an adverse employment action.
29
Turning next to the “demotion” issue, Dr. Lakshman claims that after his discrimination complaints became known and were formalized, the University altered his job responsibilities. The timing is significant. Dr. Lakshman first complained of discrimination in November/December 2000 and it is shortly thereafter, he is told of the Campbell/Hunter “disincentive” remark. Dr. Campbell repeatedly referred to Dr. Lakshman as an “unhappy person.” He formally filed complaints with the EEOC and MHRC on February 21, 2001. The Peer Review Committee recommended his promotion on March 8, 2001, and on March 21, 2001, Drs. Campbell and Hunter wrote to him, informing him that his job description was going to change. Instead of working solely for Dr. Tavant-zis, as he had since 1986, he was now going to work under three faculty members. Dr. Lakshman considered this change a major transformation, since his scientific energies and talents would be dissipated and he would become more a technician than a scientist. Shortly, Dr. Jellison, one of those faculty members, met with him and informed him, she knew he was an “unhappy person” and she was going to closely monitor him for misbehavior or bad behavior in her lab. The University has agreed that there has never been any indication of bad behavior on the part of Dr. Lakshman during his employment there.
During the summer and fall of 2001, Dr. Tavantzis repeatedly warned Dr. Laksh-man against maintaining his legal action. He told him his fellow faculty members have been making remarks about Dr. Lakshman that have made it difficult for him to work with them. He also said that if he continued with his legal action, it would be very difficult for him at the University, because “if you fight the people you work with, no one is happy.” Finally, Dr. Tavantzis told Dr. Lakshman that if the matter proceeded to court, he would testify against him and would fail to recall conversations with Dr. Lakshman. After the University altered his job description to require him to report to two faculty members, Dr. Lakshman found that he was monitored on a daily basis. When he questioned this change of practice, he was told that Dr. Campbell had expressly demanded a daily report on Dr. Lakshman.
The demotion claim deserves scrutiny. The First Circuit has noted that “there are many sources of circumstantial evidence that, theoretically, can demonstrate retaliation in a way sufficient to leap the summary judgment or directed verdict hurdles.”
Mesnick v. General Electric Co.,
Under the
McDonnell Douglas
framework, the burden of production shifts to
Under the
McDonnell Douglas
burden-shifting process, the burden returns to Dr. Lakshman to demonstrate the University’s stated reasons were pretextual. Dr. Lakshman can meet this burden “either directly, by persuading the Court that a discriminatory reason more likely motivated the employer or indirectly, by showing that the employer’s proffered explanation is unworthy of credence.”
Texas Dep’t of Community Affairs v. Burdine,
Again, viewing the evidence in a light most favorable to Dr. Lakshman, the record reveals the comments of Drs. Campbell and Hunter about “disincentive” and the troublesome evidence about Dr. Jellison’s actions: comments about Dr. Lakshman’s unhappiness, singling him out for reporting requirements, and most significantly, stating that he would have to be monitored closely for “bad behavior” when there is no evidence Dr. Lakshman ever behaved badly. But, to sustain his burden, Dr. Lakshman must produce evidence that the University’s animus against him was so strong, it was willing to reorganize the job descriptions of its entire research scientist staff to retaliate against him alone. There is simply no evidence in this record to support such a sweeping allegation.
Weston-Smith v. Cooley Dickinson Hospital, Inc.,
D. Dr. Lakshman’s Title IX Claim.
Dr. Lakshman’s Title IX claim presents a slight twist on the issues this Court has discussed. In Count VI, he asserts that the University intentionally discriminated against him on the basis of gender: (1) by failing or refusing to promote him; (2) by failing to increase his salary; and, (3) by fostering a hostile work environment, based on his gender.
Title IX of the Education Amendments of 1972 provides in pertinent part:
No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance....
20 U.S.C. § 1681.
Title IX imposes an obligation on educational institutions receiving federal funds to refrain from denying educational opportunities on the basis of sex.
30
1.Statute of Limitations.
Like § 1981, the text of Title IX contains no statute of limitations. 20 U.S.C. § 1681. Unlike § 1981, however, Congress has not amended § 1681 since December 1, 1990 and, therefore, under
Jones v. R.R. Donnelley,
the applicable Maine state statute of limitations must apply. Because Title IX redresses sex discrimination, an injury to fundamental individual rights, this Court concludes it should apply the statute of limitations governing personal injury actions. 14 M.R.S.A. § 752;
De Salle,
2. Hostile Work Environment Claim.
In his complaint, Dr. Lakshman alleged a hostile work environment claim under Title IX; however, at oral argument, he waived any such claim. Accordingly, this Court grants the University’s motion for summary judgment on the hostile work environment claim in Count VII of the complaint.
3. Pay Disparities.
This Court has previously discussed Dr. Lakshman’s allegations of pay disparities under its Title VII analysis. Regarding the pay disparity between research scientists and faculty, the same analysis and conclusion is applicable here: Dr. Lakshman has failed to show a prima facie case; the University has sustained its burden of production, and he has failed to demonstrate its reasons are pretextual.
Restricting the
Rathbun
analysis to gender, there is no evidence that the difference between his wage and the wages of other research scientists was based on his gender. Unlike the record for the Title VII claim, there is no evidence in Dr. Lakshman’s Statement of Material Facts about the gender of the other research scientists, the number of female as opposed to male researchers, the salary levels for female as opposed to male research scientists, and whether the differences, if they exist, can be attributed to factors other than gender. Dr. Lakshman has failed to present any evidence he was paid less than the female researchers.
Rathbun,
4. Failure To Promote.
To sustain his burden to demonstrate a
prima facie
case, Dr. Lakshman must show: (1) he was a member of a protected class; (2) he was qualified for the position; (3) he was not hired despite his qualifications; and, (4) the job was given to a female.
Keyes v. Secretary of Navy,
Dr. Lakshman’s second complaint relates to the failure to promote in 2000, when although ultimately awarded the position of Senior Scientist, he was in fact demoted by job description. For the same reasons set forth above, Dr. Lakshman failed to sustain his prima facie burden on this position under Title IX as well.
This leaves the 1997 mycology position. This is more'troublesome. The Court is required at this stage to view the evidence in a light most favorable to Dr. Lakshman. With this in mind, the Court concludes that hé has met the burden to demonstrate a prima facie case: (1) he is male; (2) he was qualified for the position; (3) he was not hired despite his qualifications; and, (4) the job was given to a female. This conclusion, however, is not without hesitation. Dr. Lakshman never actually applied for the mycology position.
Although it seems illogical to hold an employer legally responsible for failing to hire someone who never applied, it would be equally unreasonable to reward an employer who actively and successfully discourages potential applicants for legally impermissible reasons. In general, the failure to file a formal application will not bar a plaintiff from establishing a
prima facie
case of discriminatory hiring provided the plaintiff “made every reasonable attempt to convey his interest in the job to the employer.”
Equal Employment Opportunity Comm. v. Metal Service Co.,
Once Dr. Lakshman met his
prima facie
burden, the University has the burden of production to articulate a legitimate, nondiscriminatory reason for its actions. This it has done. First, setting aside for the ' moment the discouragement issue, the University asserts it could not hire Dr. Lakshman, since he never applied. Second, the University asserts that of the three finalists, two were male. Third, the University states that it offered the posi
A more difficult issue remains: whether Dr. Lakshman has presented evidence that the University’s stated reasons for its actions were pretextual. The evidence on this score focuses on Dr. Jellison, who chaired the search committee, and whether her discouragement of Dr. Lakshman’s application on the asserted basis of lack of qualifications was a pretext for her unstated gender bias against him. Dr. Laksh-man’s evidence of his comparative qualifications includes: (1) his Ph.D. in 1984 from Cornell University in plant pathology; (2) Dr. Tavantzis’ statement that it is “too bad” someone with Dr. Lakshman’s qualifications in mycology could not be considered; (3) Dr. Seania Annis’ degree was in plant pathology, the same discipline as Dr. Lakshman’s Ph.D.; and, (4) Dr. Annis had received her Ph.D. in 1995 and had only two years post-doctoral training. Based on Dr. Lakshman’s evidence, there is a factual question as to whether his qualifications met or exceeded Dr. Annis’ qualifications.
Dr. Lakshman’s evidence of the University’s improper gender-based motivation comes in three forms. First, the University had long emphasized the recruitment and hiring of female faculty, an emphasis pre-dating the 1997 mycology opening. Second, upon being informed by Dr. Ta-vantzis of Dr. Lakshman’s interest in the mycology position, Dr. Jellison actively discouraged him from even submitting an application. Third, Dr. Jellison is the faculty member, who in 2002, persisted in describing Dr. Lakshman as an “unhappy” person and told him she would monitor him for his illusory “bad behavior.” 32
For Title IX purposes, Dr. Lakshman’s aggregation of evidence on pretext is fatally flawed. When the evidentiary circle is examined for gender alone, its circumference becomes extremely circumscribed. There is Dr. Tavantzis’ remark in 1989 about a job being marked for a woman and Dr. Gelinas’s undated remark that if Dr. Lakshman had been a female or “Native Indian,” he would have been considered for some jobs. But, there is virtually no evidence in the record that the University’s actions regarding the mycology position in 1997 were motivated by gender bias. To the contrary, although Dr. Jellison discouraged Dr. Lakshman from applying, she similarly discouraged a female research scientist and two of the final three candidates were male. The First Circuit has reminded us that “a slight suggestion of pretext, absent other evidence from which discrimination can be inferred, [does not] meet[ ] plaintiffs ultimate burden.”
Weston-Smith,
In its motion, the University states that Dr. Lakshman’s Complaint “appears to seek an award of punitive damages.” Def.’s Mem. at 29. Dr. Lakshman responded to the University by objecting to the issuance of summary judgment “with respect to punitive damages”. Pl.’s Mem. at 40, However, at oral argument, Dr. Lakshman waived any punitive damages claim. Accordingly, the Court will not consider the University’s Motion for Summary Judgment on the punitive damages issue; Dr. Lakshman is barred from asserting such a claim.
V. Conclusion.
Dr. Lakshman’s complaint consists of an unusually complex series of actions, requiring for each theory a separate analysis under differing periods of limitation, the application of a variety of statutory criteria, and compliance with differing appellate authority. In the final analysis, the University has demonstrated that there exist no genuine issues of material fact under the intricate legal analyses compelled by this motion and that it is entitled to judgment as a matter of law. The University of Maine System’s Motion for Summary Judgment is, therefore, GRANTED.
SO ORDERED.
Notes
. Dr. Lakshman became an American citizen in 1999.
. Prior to this decision, the Court issued an extensive Order, ruling on hundreds of objections to the Statements of Material Fact. This recitation is a distillation of the facts that have survived the prior Order.
. The University of Maine, located in Orono, is one of seven universities within the Defendant University of Maine System. The Department of Biological Sciences is a department within the College of Natural Sciences, Forestry, and Agriculture at the University of Maine.
. The Maine Agricultural and Forestry Experiment Station is affiliated with the University. It is funded in part by the United States Department of Agriculture and performs applied research for state constituencies, such as the blueberry and potato industries.
. While he remained at MAFES, however, Dr. Lakshman was confined to the MAFES career ladder, beginning with Research Assistant, and continuing to Research Associate, Assistant Scientist, Associate Scientist, and ending with Senior Scientist, the highest rung on the non-faculty research scientist ladder.
. The Plaintiff uses two different dates for the Jellison appointment. In his Statement of Material Facts, he asserts that she was hired in 1989; in his Opposition Memorandum, he
. Dr. Lakshman says Dr. Tavantzis told him: "We need more women in the faculty.”
. The University denies Dr. Lakshman ever applied for this position. It says Dr. Tavant-zis recommended Dr. Lakshman for three positions in 1993, including Assistant Research Professor, and Dr. Lakshman was awarded one of the other recommended positions: Assistant Scientist. There is no information in the record whether there was in fact an open position as an "Assistant Research Professor” and, if so, who received the appointment. There is no further information about this position.
.The University states that the Search Committee initially narrowed its search to three finalists: two males and one female. It says it offered the position to two of the candidates, each of whom turned the offer down, and decided not to offer the position to the third. Instead, the Committee offered the position to the next candidate, Dr. Annis.
. It is unclear in this record when the "disincentives” comment was made. Dr. Lakshman's memorandum assumes the comment was made "shortly after Lakshman met with Campbell”, Pl.'s Mem. at 10, on December 14, 2000, but the record citation, Lakshman Dep. at 318: 5-20, makes no mention of the timing of the comment. There is no direct evidence in the record on the point, except the compelled conclusion that the comment, assuming it was responsive to his complaints, was made after the complaints.
. Dr. Lakshman withdrew the complaint on November 18, 2001, and the MHRC dismissed it in December, 2001.
. Under 42 U.S.C. § 2000e-5(f)(1), Dr. Lakshman was required to file this action within ninety days of receiving his right to sue letter from the EEOC.
Pouliot
v.
Fairfield,
. Title VII states that an employer may not "discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin ....” 42 U.S.C. § 2000e-2(a)(l).
. The MHRA provides that it is unlawful for any employer to "discriminate with respect to hire, tenure, promotion, transfer, compensation, terms, conditions or privileges of employment or any other matter directly or indirectly related to employment ... because of race or color, sex ... ancestry or national origin ....” 5 M.R.S.A. § 4572(1)(A).
. 42 U.S.C. § 2000e-5(e)(1) provides in pertinent part:
A charge under this section shall be filed within one hundred and eighty days after the alleged unlawful employment practice occurred ..., except in a case of an unlawful employment practice with respect to which the person aggrieved has initially instituted proceedings with a State ... agency with authority to grant or seek relief from such practice ..., such charge shall be filed ... within three hundred days after the alleged unlawful employment practice occurred, or within thirty days after receiving notice that the State ... has terminated the proceedings under the State law ..., whichever is earlier ....
5 M.R.S.A. § 4611 provides in pertinent part:
Any person who believes that the person has been subject to unlawful discrimination ... may file a complaint under oath with the commission ..., provided that such complaints must be filed ... not more than 6 months after the alleged act of unlawful discrimination.
Maine is considered a "deferral state” under this statute, meaning that it is a state in which a plaintiff may institute proceedings on such a claim with a state agency, making the deadline for filing court action 300 days after the practice at issue occurred rather than 180 days.
Hunter v. Siemens Medical Solutions Health Services Corp.,
5 M.R.S.A. § 4613(2)(C) provides "[t]he action shall be commenced not more than 2 years after the act of unlawful discrimination complained of.”
. As
National Railroad
clarified, "discrete acts” claims "are different in kind” from "hostile environment claims.”
National Railroad,
. This claim itself rests substantially upon events prior to February 20, 2001 and July 14, 2001. The change in job description and salary did not take place until sometime in
. In his Opposition Memorandum, Dr. Lakshman states he has “pointed to sufficient facts, if believed, from which a jury could directly concli(de that he was discriminated against on the basis of race/ethnicity.” Pl.’s Opp. Mem. at 15 (emphasis in original). He then string cites four references to the record: paragraphs 57, 246, 247, and 276. Paragraph 57 is the University’s statement that Dr. Jellison's belief that Dr. Lakshman was not competitive for the mycology position was unrelated to his race, ethnicity, national origin, color, or gender. Dr. Lakshman responded by denying the University’s statement and making a record reference to Dr. Lakshman’s deposition testimony that Dr. Tavantzis told him the University needed someone to teach BIO 101 and his accent could pose a problem. Paragraph 246 is Plaintiff’s statement that "Dr. Tavantzis told [him] that Dr. Gelinas had said he [would have been] considered for some of those [jobs] if he [had been] a female or a 'Native Indian.’ ” Paragraph 247 is Plaintiff’s statement that "Dr. Tavantzis told [him] he should work ten times harder to be on a par with Americans in research.” Finally, paragraph 276 is Plaintiff’s statement that in 1995-96, "Professor Frank Manzer told the Department Chair Ge-linas and his supervisor Tavantzis that Plaintiff should go back to India.”
Contrary to Plaintiff's assertion, none of these references constitutes direct evidence of the University's discriminatory motivation in its actions in February, 2002. The First Circuit has defined "direct evidence” as "statements by a decisionmaker that directly reflect the alleged animus and bear squarely on the contested employment decision.”
Wennik v. Polygram Group Distrib.,
. This case is thus similar to
Rathbun,
where the First Circuit recently noted that since the plaintiff had "acquiesced in this mode of analysis,” the district court properly applied it
. The flaw in this part of Dr. Lakshman’s argument is it erroneously equates academic degree with academic position.
. The Court can only speculate why the University paid Dr. Lakshman less over an extended period. Was this an institutional application of Newton's First Law: "A body at rest tends to stay at rest”? Was it an example of Downeast parsimoniousness? Dr. Tavant-zis's lack of influence on behalf of his subor-díñate colleague with the Department Chairs? Dr. Lakshman’s inability to independently generate grant and research funding? All of these are possible and speculative. What is equally speculative and fatal is any evidence that connects the University’s inaction to improper bias.
.Dr. Lakshman made a
Desert Palace
argument in only the most oblique and cursory manner. There is nothing on the face of his complaint triggering a mixed motive analysis. On the understandable assumption that Dr. Lakshman was not engaging in a
Desert Palace
approach, the University did not mention a mixed motive analysis in its initial Summary Judgment Memorandum. In his reply, Dr. Lakshman's references to
Desert Palace
appear in the context of whether direct evidence is necessary to sustain a claim of Title VII discrimination. During the discussion, Dr. Lakshman mentions the rubric from
Desert Palace
that unlawful employment discrimination can be established if the plaintiff "demonstrates that ... an illegitimate criterion was a motivating factor for any employment practice, even though other factors may have motivated the practice.”
Desert Palace,
. This Court has already discussed Dr. Lakshman's references to "direct evidence” in SMFs ¶¶ 57, 246, 247, and 276 and concluded they did not constitute direct evidence as defined by the First Circuit.
. The thirty three paragraphs string cited for circumstantial evidence amount to a classic scattershot. Some are within time; most are out of time. The vast bulk has nothing to do with the remaining Title VII discrete act claim. The plaintiff seems to be saying to the Court: "There must be some evidence supporting my case somewhere in my statement of material facts. You go find it.” The Court declines the plaintiff's invitation to act as his advocate.
Cadle Co. v. Hayes,
. Congress amended § 1981 by adding § 101 of the Civil Rights Act of 1991: "[flor purposes of this section, the term, 'make and enforce contracts’ includes the making, performance, modification, and termination of all benefits, privileges, and conditions of the contractual relationship.” Pub.L. 102-166, 105 Stat. 1071 codified in 42 U.S.C. § 1981(b). The congressional enactment followed the Supreme Court’s decision in
Patterson v. McLean Credit Union,
. Dr. Lakshman also contends he was told that his -chances for promotion would have been greater if he had been female and that he was unqualified for the mycology position because he was male. These comments would not be applicable to a § 1981 cause of
. The retaliation provisions of Maine statutory law essentially track the provisions of federal law and the same analytic processes apply to each.
Bishop v. Bell Atlantic Corp.,
. With respect to Dr. Lakshman’s claims for salary disparity and change in job description, for purposes of the statute of limitations, the dates are the same as determined in the Title VII and MHRA discussion, supra Section (A)(1)(a), (b): February 23, 2001 under the MHRA and July 14, 2001 under Title VII. The Court's recitation of the events prior to these dates is for background purposes only. Infra n. 17.
.Dr. Lakshman states that "although his raise was increased by 19%, his previous salary was so low that it was only increased from $37,000 to $45,000, approximately by $8,000. Surely that $8,000 alone would not in itself have caused the time and energy expended by University agents in battling this matter with Plaintiff and the union for over a year.”
PL’s Mem.
at 38-39. His complaint alleges lost
. The University has admitted in its Answer it receives federal funds.
Pl.’s Complaint
. Title VII (and thus Title IX) strikes "at the entire spectrum of disparate treatment of men and women, including conduct having the purpose or effect of unreasonably interfering with an individual's performance or creating an intimidating, hostile or offensive environment."
Brown,
. As it turned out, Dr. Jellison was not the individual who later initiated the daily reporting requirement that further singled out Dr. Lakshman. There is no evidence as to who this person was or why the daily reporting requirement was instituted.
