*1 IV unambiguous, an has 77p(d)(B)(ii)(I) § to no need meaning, seewe sense common complaint Madden’s conclude that We Congress chose other statutes look to of the Delaware requirements meets Accordingly, we to cross-reference. not carve-out, 77p(d). § The com- 15 U.S.C. to an refers 77p(d)(B)(ii)(I) § conclude of the state on the law is based plaint a communi- entity that makes individual the rele- (California) the issuer of in which in the stockholders to an issuer’s cation incorporat- was (St.Joseph) securities vant of, the of, representative or as interest (Cow- ed, a communication and it involves issuer. respect with opinion) fairness en’s The communica- securities. of those sale this common adopt if we Even “on behalf of’ made Cowen St. tion of,” Cowen of “on behalf definition sense Joseph, of St. Joseph, to the shareholders only on behalf of acting it that was argues response to concerning the shareholders’ Coast, addressed because Cowen Orange exchange offer. an company. We opinion to that its fairness appli- carve-out Because Delaware howevеr, allegations bound, by the are suit, VACATE the Madden’s we cable Mortgage, U.S. complaint. See Madden’s and RE- district court of the judgment (9th Saxton, Inc. v. to re- instructions the case with MAND Cir.2007) (SLUSA removal “authorizes state court. mand to in the allegations based dismissal any addi require and does complaint par either from evidentiary showing
tional complaint, According to Madden’s
ty.”). and St. Orange Coast management of to “as Special
Joseph formed Committee strategic affili for opportunities
sess the alleges that Madden or sale.” ation LAKESIDE-SCOTT, Lea Committee, mem included which Special Plaintiff-Appellee, of St. Jo directors the boards of bers of Coast, retained Cowen Orange seph and “[Rendering Defendant, COUNTY, included for tasks MULTNOMAH financial not the to whether or opinion as fair, from a acquisition were of terms Defendant-Appellant. view, Jann to the shareholders point of
financial Fur Joseph.” Orange Coast St. No. 05-35896. that Cowen’s ther, complaint alleges Appeals, States United Court to the share provided opinion fairness Ninth Circuit. consent Joseph with Cowen’s of St. holders on the relied the shareholders and that 9, 2007. Nov. Argued and Submitted merg voting in when favor opiniоn 12, 2009. Filed Feb. suffi therefore complaint er. Madden’s that Cowen’s ciently alleges communica Joseph behalf of’ St.
tion was “on carve-out, re Delaware
purposes its let addressed Cowen
gardless whether only Orange Coast.
ter *2 Portland, OR, Attorney, County
tant defendant-appellant. *3 C. FISHER and Before: RAYMOND BERZON, Judges MARSHA S. Circuit BARZILAY, Judge.* and JUDITH M. FISHER; Opinion by Judge by Judge BERZON. Concurrence FISHER, Judge: Circuit alleged retaliato- appeal This involves discharge employee of an after she com- ry and one of her plained about co-workers presents question supervisors and yet circuit answered: Can this has wholly independent, final decision maker’s legitimate to terminate em- decision liability a lower-level ployee from insulate process involved in the who had to have the motive that, We conclude record fired? case, yes, must be because this answer decision was not shown the termination by the subordinate’s retalia- be influenced tory motives. Lea plaintiff-appellee,
The Lakeside- (“Scott”), position was fired from her Scott systems specialist as an information County’s Department Com- Multnomah (“DCJ”), ostensibly for munity her Justice computers and use of DCJ’s improper brought then this system. Scott email termination was alleging that her lawsuit engaging actually in for retaliation OR, Fisher, Portland, P. George the First Amend- protected under speech plaintiff-appellee. pro- whistleblower by Oregon’s ment and employed While she (argued), Assistant tection statute. Jenny M. Morf Lane, DCJ, about co- complained had A. Assis- Scott Attorney; Katie County * designation. Barzilay, M. United Judith The Honorable Trade, sitting by Court of International States in- County policies, frequently complained Scott to Gorton
workers’ violations supervisors of her cluding Hogue perceived problems one and about her —Jann she also accused of favor- Brown—whom grievances per- the office. Her included ing hiring and lesbian gay sonality employ- with other conflicts DCJ played promotion decisions. ees, promotions she did not receive process that led to Scott’s ter- role alleged County computer misuse of the mination, although the ultimate decision system by managers. co-workers and In Fuller, independently was made Joanne October Scott filed formal com- systems director of DCJ’s information de- plaint Oregon with the Bureau of Labor contends that Brown partment. (“BOLI complaint”) Industries alleg- *4 against to retaliate Scott for her wanted ing, amоng things, gave other that Brown Brown, un- against accusations and thus preferential gays treatment and to lesbians lawfully Fuller’s decision to influenced fire hiring in and Brown promotions. learned Scott. complaint shortly about the BOLI thereaf- retaliatory discharge Scott filed her ter; by allegations she was shocked its of County in against claim and Brown favoritism, personally. which took she trial, jury federal district court. After In November Fuller ordered favor, awarding in found Scott’s her Brown employee, to search the email of an $650,000 compensatory punitive in Landis, part investigation David as of an of damages against Brown.1 The district another employee allegedly DCJ who had judgment court Brown’s motion for denied racially discriminatory sent emails at work. (“JMOL”), as a matter of law and this Lacking ability the technical to do the appeal followed. We conclude there was herself, search Brown directed Tami support insufficient evidence to the verdict Williams to do it. Williams sent emails against given the evidence that it during and attachments she recovered her independent decision to termi- was Fuller’s search depart- to the human resources nate therefore reverse the Scott. We dis- ment. Attached to one of these emails was of trict court’s denial Brown’s JMOL and journal, by written Scott and sent her entry judgment remand for in her favor. Landis, to discriminatory contained BACKGROUND2 excerpts comments and employ- other ees’ work documents. It is unclear wheth- began Scott her in DCJ’s journal er Williams knew about the when unit in August information services she sent the emails human to resources. During period, the relevant time her direct personnel After human Hogue. resources discover- Hogue was Monna re- Gorton, ported journal, they ed the reported to Dan who to either or Fuller in- Brown, who, turn, reported structed de- Brown to look for additional ma- director, partment’s Fuller. terial Ms. from Scott.3 Cir.2004); Univ., ultimately 1. The district court dismissed all of Ostad v. Or. Health Sci. (9th Cir.2003). County, the claims which are not appeal. issue this again assigned 3. Brown the search to Williams, gathered who some additional in light 2. We view the evidence most timetable, formation within weeks. On this party favorable to the in whose favor the completed assign Williams would have her returned a verdict and draw all reasonable ment while the discussed below Settlegoode inferences in favor. See progress. was in Scott did not call Williams Sch., (9th Portland Pub. as a witness and there no evidence about in- charges ultimately meantime, in hu- misconduct. The either someone In the County conduct- misusing property, in- cluded perhaps Williams man resources time, County in- ing personal business on having Brown about Scott’s formed accessing the emails and appropriately among Landis’ email docu- found been engag- documents of other journal, Brown read the ments. When prohibited workplace harassment ing emails excerpts personal which included sent Scott a prejudicial acts. Fuller co-workers and su- from and documents notify charges her of these as letter apparently as several pervisors as well homosexuals, began investigation. Turner his remarks about derogatory it to Fuller. At immediately showed she investigation, of his Over the course Fuller, ensuing meeting attended witnesses, including Turner interviewed counsel, County Fuller decid- and a He also reviewed Brown and Scott. on administrative leave place ed journal and several of her emails. (standard in- during practice limit- Brown’s role to write a vestigation) and directed Brown questions; Turner’s answering ed to informing her of this deci- letter to Scott provide did not him with written mate- *5 human assistance of the With the sion. admitted to part, rials. For her own Scott prepared Brown department, resources in engaged the con- Turner that she had advising letter signed and a standardized charges against duct that had led to the being placed on administra- she was Scott her, fully that she was and she conceded hu- consulting with the tive leave. After policies, procedures of the and rules aware and Fuller department man resources County property— the use of governing Scott, the letter to present about how to prohibiting harassment particularly those the had come to her office Brown Scott accessing and databas- and discrimination manag- with two other morning along next or non-business related personal es for Scott, ers, in case there Gorton and Rich however, said, that she did reasons. She meeting, After the any “was trouble.” violated of not know her behavior managers to un- instructed the twо Brown Hogue claimed that knew these rules and computer, they placed which plug Scott’s many of her about and had authorized office, op- it “made where was actions. erational.” investigation, At the conclusion of his placed was on administrative
Once Scott Fuller detail- produced report Turner Turner, leave, an in- Fuller directed John recommending that all findings his and ing staff, to conduct an inter- vestigator on her be sustained. charges against Scott possible into Scott’s violations inquiry describing nal sent a letter to Scott Fuller policies. and, rules or County meeting work after with report’s findings framing charges opportunity not involved with an provide Scott to her actions, outlining the direction of to terminate investigated, explain be her decided wit- that al- providing employment. list of Fuller testified her Rather, the reason she though Turner met with Collette nesses. Scott’s Umbras, investigation, she department human relations decided to initiate on all of to fire Scott official work based her decision manager, to outline which procured during that Turner supposed the evidence implicated were rules so, inсluded, superiors. passed on to her whether it what this additional information and, it if whether Brown herself ever received investigation. his As detailed her termi- Brown’s motion for timely JMOL and this Scott, appeal nation letter to Fuller “removed” followed.4 charges certain but nevertheless concluded STANDARD OF REVIEW remainder of the sustained County
charges-misusing
property, con-
‘We review the denial of a mo
time,
ducting
County
business on
personal
judgment
tion for a
as a matter of law de
accessing
employees’
Univ.,
other
Oregon
emails and doc- novo.” Ostad v.
Health Sci.
(9th Cir.2003).
engaging workplace
uments and
harass-
We view
prejudicial
light
ment
the evidence in the
acts-warranted
most favorable to
party
The
in whose
magnitude
Scott’s termination.
favor the
returned
verdict and draw all
Scott’s misconduct was on scale that was
reasonable infer
id;
ences
her favor.
completely different from what
See
Fuller had
Gilbrook
Westminster,
City
seen in
destroyed
other
847-48
(9th Cir.1999). “Judgment
ability
as a matter of
uphold
poli-
to trust Scott to
DCJ’s
law is proper when the
permits
evidence
Throughout
cies in the future.
her trial
only one reasonable conclusion and the
testimony, Fuller reiterated that Brown
contrary
conclusion is
to that reached
played no role in her decision to fire Scott.
Ostad,
jury.”
supported by only conclusory threadbare brought dis significant statements instead of probative charge lawsuit in federal district court evidence.” Barnes v. Mayfair, Arden County alleging Inc., (9th Cir.1985) 680-81 *6 she wrongfully (internal terminated because quotation omitted); marks see complaint had filed the BOLI Lincoln, and also Genthe v. 713, 383 F.3d 716 (8th Cir.2004) openly criticized both DCJ and (noting within the context of claiming protected these were activities a motion for JMOL that an inference is under the First Amendment and 42 U.S.C. may reasonable “when it be drawn from § 1983 as well Oregon’s as under Whistle- the evidence without speculation” resort to (internal blower Act. After Brown moved quotation omitted)); unsuccess marks Wil fully summary judgment, jury found County lis v. Marion Office, Auditor’s 118 (7th 542, Cir.1997) Scott’s favor and awarded her economic F.3d 545 (noting within damages $140,000, of noneconomic dam the context of a motion for JMOL that a ages $10,000 of punitive damages of “mere scintilla is not enough” to sustain a $500,000. The court district denied prevailing verdict for the party).5 Conse- (1) appeal, 1352, 4. challenges On Corp., (9th Brown also Servs. 833 F.2d 1359 Cir. 1987); Kramer, district see also Price court's denial of her motions for sum- v. 200 F.3d 1237, (9th Cir.2000). Finally, 1243 mary judgment deny we and to exclude Landis' testi- request ignore that we (2) sup Scott’s mony and punitive damages. the award of plemental excerpt of "Although record. JMOL, Because we reverse the denial of we Rules, compliance models of with the do not reach the denial of Brown's motion in excerpts ... [Scott’s] of record are sufficient question limine punitive damages. or the of apprise this court of the relevant issues We do pretrial not review the district court's it.” Dominguez-Curry before Transp. v. Nev. denial summary judg- Brown's motion for 1027, Dep’t, (9th 424 F.3d 1033 n. 2 Cir. ment because denial of a "[t]he motion for 2005). summary judgment is not reviewable on an appeal judgment from a final entered after a Although analyzed summary judg- Barnes full trial on the Legal merits.” Locricchio v. motion, Supreme ment Court ex- has
803
... even in the absence
the same decision
when the
is appropriate
JMOL
quently,
”
protected conduct.’ Gil
only
speculation
[plaintiffs]
have relied
could
brook,
(quoting
at 854
Mt.
177 F.3d
reach its verdict.
568).
287,
97 S.Ct.
Healthy, 429 U.S.
I.
expressly
Brown
assumed
Amendment
a First
“To state
that Scott’s BOLI
appellate
briefs
employer, an em
public
against
claim
speech.6 Scott’s
complaint
protected
(1)
en
show:
ployee must
as an adverse
plainly qualifies
termination
speech;
constitutionally protected
gaged
Umbehr,
action.
518 U.S.
See
(2)
employ
‘adverse
employer
took
Henderson,
2342;
675,
Ray
116
v.
S.Ct.
(3)
employee;
ment action’
(9th Cir.2000).7
1234, 1237
Thus
was a ‘substantial
speech
employee’s
Healthy’s pri-
Mt.
prongs
the first two
ac
the adverse
motivating factor for
Instead,
facie test are not at issue.
ma
”
Nitchman,
F.3d
511
Marable v.
tion.’
protected
con
argues
Cir.2007)
(9th
924,
(quoting Coszalter
929
motivating
was not a “substantial or
duct
(9th
Salem,
968,
973
320
City
v.
termination,
in her
which would
factor”
Comm’rs,
Cir.2003),
County
citing Bd. of
in the absence of this
have occurred even
Umbehr, 518
County,
v.
Kan.
Wabaunsee
conduct,
assuming that the
because even
2342,
675,
135 L.Ed.2d
668,
116
U.S.
S.Ct.
reasonably found that
jury could have
Ceballos,
(1996));
v.
see also
843
Garcetti
Scott,
animosity toward
Brown harbored
1951,
410,
L.Ed.2d
126 S.Ct.
547 U.S.
independent de
Fuller made the final and
(2006);
City
Dist.
Healthy
Sch.
Mt.
terminate Scott.
cision to
287,
Doyle,
429 U.S.
Bd. of Educ.
liability of
sub
We have assessed the
(1977);
Settle
50 L.Ed.2d
5.Ct.
final
was not the
ordinate
who
Sch.,
v. Portland Pub.
goode
Healthy’s
under Mt.
“sub
Cir.2004).
decision maker
(9th
plaintiff makes
“If
as
motivating” standard as well
stantial or
burden shifts
showings,
those
then the
Compare Os
approach.
mixed motive
its
‘by preponderance
to show
the defendant
tad,
(analyzing facts
facie
of discrimination in
cases
its
(9th Cir.2007).
Chertoff,
In we established that a “sub- dinate did not plaintiffs cause the termi- ordinate cannot use the non-retaliatory nation. superior motive of as a shield
liability superior if that never would have Gilbrook, in specifically address
considered
dismissal but for the subor-
ing a
supervisor’s liability,
subordinate
did
dinate’s
conduct.” 177 F.3d at
observe that
declined,
general
as a
however,
matter the na
expressly
855. We
§
ture of
be,
decide
is such that
“what the result should
“the
as a
‘requisite
law,
causal
matter of
if the facts
connection can be
showed that the
estab
only by
final
lished not
wholly
decision-maker made a
some kind of
inde-
direct
personal
pendent, legitimate
participation
[termination],
discharge
decision to
*8
by
but
plaintiff,
by
setting
uninfluenced
also
in
the retaliato-
motion a series of
ry
Id.;
a
by
motives of
subordinate.”
see
acts
others
also
which the actor knows or
Ostad,
reasonably
807
“that
ing
question
made the initial decision to
the ultimate
of the sub-
employees and
subordinate
terminate them. The second
liability
ordinate’s
an intensely
‘is
factual
hearings
employees’
then conducted
on the
one,
vary depend-
the results of which will
and affirmed the terminations.
appeals
circumstances,”’ Ostad,
ing on the
327
that a third and final decision
We held
Gilbrook,
F.3d at
(quoting
883
power
ratify, reject
the
maker with
855), we hold that Brown cannot be found
modify
decisions did not
the termination
liable based on her limited involvement in
the
cut off the
biased subor-
the chain of
ultimately
events that
led to
dinates because there was evidence that
jury
Scott’s termination. The
could have
not have
would
been disci-
reasonably found that Brown was involved
plined but for the subordinates’ actions
in initiating
investigation
of Scott after
charges
place.
in the first
bringing the
discovery
of her
and in the
850-51, 853;
Ostad,
See id. at
see also
327
place
decision to
her on administrative
(holding
F.3d at 883
subordinate liable
leave. But neither Brown’s role in the
primary
when he
source of
provided
leading up
events
to the investigation nor
final
information on which the
decision
the evidence of her participation in that
“substantially
maker
relied ...
to reach
inquiry rises to the level of involvement in
terminate”).
decision
or influence on
termination
Fuller’s
deci-
The facts before us here show a work-
sion that would allow
reasonably
place
report
possible
which the initial
“
to find that Brown’s animus was a ‘sub-
employee
presum-
misconduct came from a
‘motivating’
stantial’ or
factor” in Fuller’s
ably
supervisor,
biased
but whose subse-
decision to fire Scott.
quent
disciplinary pro-
involvement in the
(quoting
Healthy,
at 853-54
Mt.
429 U.S.
cess
minimal as to negate
was so
568).
Instead,
97 S.Ct.
the record
inference that the
and final
independent
of Fuller’s
actions
judg-
termination decision were made
than
other
compels
ments
the conclusion that she was
independently and without bias.
must
We
by any retaliatory
not influenced
motive on
“place
employee
an
in a
‘position
worse
part.
aas
result of the exercise of constitutional-
ly protected conduct than he would have
discovery
As to
apparently
of Scott’s
” Gilbrook,
occupied
nothing.’
had he done
improper journal
triggered
inqui-
(citing
Healthy,
Mt.
conduct,
ry into her
it is relevant
568).
U.S. at
But
S.Ct.
concomi-
only
Brown became aware of the document
tantly
Supreme
Court has admonished
incidentally
an-
through
an
“place
that we must not
in a
employee
other
initiated
Fuller and the
position
better
as a result of the exercise of
Moreover,
department.
human resources
constitutionally protected conduct than he
although
present
at the meet-
occupied
would have
had he done noth-
where,
ing
according
practice,
to standard
...
ing.
[employee] ought not to be
[T]hat
it
placed
was decided that Scott would be
able,
conduct,
by engaging
pre-
such
pending
on administrative leave
the inves-
employer
vent his
from assessing
per-
his
”
tigation, that decision did not make Scott’s
formance record.... Mt.
Healthy,
foregone
termination a
In-
conclusion.
285-86,
U.S. at
have in- employees, DCJ any other evidence that Brown discovered infor- drop. ter That manager, be- resources the human cluding computer mation from Scott’s or from reacted to the Williams, came aware any much less that she provided Accordingly, very opposite. suggests Sig- such information to Turner or Fuller. whether question remains the relevant nificantly, deposed but nei- Williams influenced the subsе- improperly deposition testimony ther introduced her or the decision to ter- investigation quent nor called her as witness to tell the such that she can be itself minate Scott what, if anything, she had turned over to Fuller’s decision. On this for held liable suppositions “only Brown. Scott’s are finding that record, only reasonable conclusory threadbare that statements” not.12 she did support cannot that reasonable inference that Brown out is no evidence Brown influenced the decision to terminate There Barnes, discharge reasons for Scott’s possible lined Scott. 680-81 Cf. termination, (internal omitted). either at or recommended quotation marks meeting or thereafter. Gil the initial Cf. Instead, the record that Brown shows Ostad, 850, 853-55; brook, 327 F.3d at 177 very played investiga- limited role contrary, To the Um F.3d at provide tion. She did not a witness list or violations Turner potential bras outlined any documentary during Turner’s evidence and it Turner investigate, was who was to investigation, and there is no that evidence in at the conclusion of his recommended anything inappropriate Brown told Turner charges should be sus vestigation which Poland, during their interview. Cf. hold that asks us to a rea tained. Scott 1183. Nor did the juror could have inferred that sonable “substantially rel[y]” “depend[] or heavi- (1) investigation” because Brown “was the ly” on who one of 22 was witnesses computer placed Brown’s Ostad, Turner interviewed. Cf. placed on office after Scott adminis (holding subordinate liable (2) completed leave and Williams trative when the decision maker “depended heavi- ordered the hu up the follow research ly” testimony, up on his which “took if ... department man “to see resources pages hearing’s tran- 403-page e-mails from there were other [Scott] script”); Pages, Stacks v. Sw. Bell Yellow jobs anything pertained or else that Inc., (8th Cir.1994) conducting her” while Turner was still his (noting a final decision maker cannot es- appears argue investigation. Scott cape liability when the facts which he permitted alone these circumstances “reifies] have been filtered” a subor- jury to find that Brown was influential motives). illegitimate dinate with Brown’s in Turner’s who player participation minimal documentary was too limited and provided for and searched actually investiga- led to Scott’s termi constrained to have tainted the evidence process, particularly part nation. But such inference would be tive when it was First, Hackenberg, Hackenberg 12. Rebecca another DCJ em- Scott’s termination. did ployee, Hogue that she told the ad- throughout testified not mention Brown her entire tes- ministrative leave "sure seems like retaliation timony, implicate let alone her as a source for it?”, complaint, about that BOLI doesn’t Second, alleged we retaliation. as have Hogue sideways "kind of looked out of noted, the administrative leave did not make ” window, went, ‘yeah.’ [] This testi- foregone Scott's termination a conclusion. mony does not establish *12 investigative process was fa- County’s Turner’s cooperate with job of irrevocably by Brown’s tally and tainted inquiry. stymie overall limited involvement would process in the role Fuller’s substantial legitimate corporate management and dis- is as termination resulted Scott’s that necessarily which must involve and cipline, partic- minimal as Brown’s important supervisory City staff. rely upon Cf. of thorough Fuller authorized ipation. Roe, 77, 125 Diego San v. 543 U.S. S.Ct. charges against Scott. (2004) 521, (noting 410 160 L.Ed.2d report, she received Turner’s Once she that govern- “common-sense realization contents, meeting critically examined its every if ment offices could not function any present to allow her to with Scott decision became a constitu- employment ultimately reject- and mitigating evidence matter”); City v. San tional Brooks of Turner’s recommendations. ing two of (9th Cir.2000) Mateo, 229 F.3d admitted, thought actually “I herself (limiting type of behavior consti- listening, and she said she that she was tutes an adverse action based outlined everything.” consider As would employers the concern “that will be composed letter in the termination paralyzed into inaction once Fuller, analysis in the final signed by conduct], [engaged protected has mak- formal work for violations of fired Scott ing ‘get such tantamount to a out [conduct] rules, orders and contractual executive jail employees engaged free’ card for fully she was agreements. Scott admitted misconduct”). job Absent evidence that a rules, and both policies of these aware supervisor participation abuses her to ad- they emphasized Fuller and Umbras retаliatory agenda, vance a we decline to of this never before seen violations had in this case. endorse such result circumstances, these magnitude. Under juror have concluded no reasonable could CONCLUSION was a “sham investigative process that the presented jury, to the On the evidence animosity or that conduit” for Brown’s or a matter of law that Fuller’s we hold as terminating “duped” into Scott. Fuller decisionmaking negat- wholly independent Willis, the con- F.3d at 547-48. To between Brown’s any ed causal connection trary, the record shows that Fuller’s deci- termination. retaliatory bias and Scott’s analysis that based on her own sion was not liable for dam- Brown therefore is jaded by anyone subjective “was not else’s a result of her ages Scott suffered as Id. [illegitimate] evaluation.” possibly discharge, and the district court incorrect- that, Accordingly, hold as a at 547. we ly Brown’s motion for JMOL. We denied law, “wholly indepen- Fuller’s matter of and remand judgment the court’s reverse dent, discharge decision to legitimate for Brown. entry judgment for [Scott], retaliatory mo- uninfluenced prohibited tives of subordinate” and REMANDED. REVERSED ter- finding from Brown liable BERZON, Judgе, concurring
mination.
Circuit
judgment:
ani-
Finally, practical considerations also
above,
in the result of this
Although I concur
our conclusion. As discussed
mate
majority’s
case,
with the
agree
I do not
of Brown’s limited involvement
aspects
all
insufficient evi-
conclusion that there was
express
at the
direction
in this case were
jury could
from which a reasonable
authority
superiors
of her
in dence
or under the
retaliatory ani-
found that Brown’s
say
To
have
management
structure.
Univ., 327
motivating
Oregon
fac-
tad v.
Health Sci.
a “substantial
mus was
Westminster,
(9th
Cir.2003));
tor,”
City
see also id.
see Gilbrook
(9th Cir.1999),
in Full-
(“Judgment
proper
as a matter of law is
As the
to terminate Scott.
er’s decision
permits only
when the evidence
one rea-
intimates,
who,
with
majority
sonable conclusion and the conclusion is
intent, selectively reports an
*13
retaliatory
contrary
by
jury.”).
that
reached
the
for the em-
superior
is liable
employee to
Alternatively,
majority
possibly
the
can
if
supervisor
even
the
termination
ployee’s
holding
supervisor,
that a
even
be read as
resulting investiga-
the
influence
does not
animus,
by retaliatory
may
if motivated
Maj. Op.
decision. See
tion or termination
instigating
not be held liable for
an investi-
case,
majority
the
con-
In this
at 804-05.
action,
in an
gation likely to result
adverse
jour-
discovered Scott’s
that Brown
cludes
superior
long
as
as the
who makes the
it to Fuller while “en-
reported
nal and
so,
final
If
independently.
decision does so
typical and appropriate
in activities
gaged
holding squarely
the
conflicts with Gil-
position,” and then states
for her
brook,
contrary.
which held to the
allege
“targeted
not
that Brown
Scott does
selectively
report-
or
her for
time,
At the same
the facts of this case
misconduct.” See id. But Scott
ed her
indicate
Fuller’s
would
allege,
main-
obviously does so
she has
occurred even
have
without Brown’s insti-
jury
the outset—and the
must
tained from
I would therefore hold that
gation.
Brown
reported
found—that Brown
her to
have
burden,
part
also met her
under
two of the
for a
reason. The dif-
Fuller
two-part
Healthy burden-
Gilbrook/Mt.
targeting
in-
between
someone for
ference
framework,
shifting
showing
that Scott’s
retaliating against
them
vestigation and
discharge would have occurred “even in
them, knowing they
reporting
would there-
prоtected
the absence
conduct.”
investigated, entirely
upon
escapes
be
me.
Gilbrook,
854; Maj. Op.
See
at
So,
majority
only
holding
can
be
the
803,
My
807-08.
decision to reverse the
animus that
har-
any retaliatory
words,
judgment,
in other
rests
against Scott did not motivate her
bored
defense,
Brown’s successful affirmative
not
Fuller, and that
report
decision to
Scott to
failure
on Scott’s
to establish her initial
jury
a reasonable
could not have concluded
case.
otherwise.
disagree.
I
I would hold that Scott met
Motivating
A. The
or
“Substantial
establishing
her burden of
that Brown’s
Requirement
Factor”
retaliatory animus was
“substantial or
two-part burden-shifting
Under
the
in
motivating factor”
Fuller’s decision to
Supreme
framework outlined
the
Court
Gilbrook, 177
terminate Scott. See
F.3d at
Healthy City
in Mt.
School District Board
majority’s implicit
The
conclusion to
274,
Doyle,
Education v.
429 U.S.
contrary
Brown was
moti-
the
—that
(1977),
ap
S.Ct.
journal to
(b)
termination,
harm to
...
the ac-
regardless
its
another:
whether
of Scott’s
created a force or series
tor’s conduct has
motivation.
ac-
of forces which are
continuous and
participation
lack of
But Brown’s
operation up
tive
to the time of the
to ter
decision
Fuller’s
harm.”).3
inquiry.2
minate
not end the causation
does
Rather,
whether
It is
that Fuller launched the
undisputed
we must also consider
with
ani
led to
termi-
acting
while
mus,
immediately
by
presented
in motion a series of acts
nation
after Brown
“set[]
reasonably
journal.
or
her with Scott’s
Because Scott’s
[she knew]
others which
journal
significant
cause others to
contained
evidence of
would
known]
shouldfhave
misconduct,
injury.”
inflict the constitutional
See Gil
either knew
should
brook,
(noting
that presenting
gages fact, court termination. In the employees’ speech. rejected argument, made the expressly jury could have reasonable a Because supe supervisors, the subordinate the retaliatory with a acted that Brown found nonretaliatory motive “legitimate, rior’s journal to brought Scott’s when she motive of his subordinates” ‘cuts off attention, act and because that Fuller’s Gilbrook, as a matter of law. link in and foreseeable substantial was a termi- that led to Scott’s causal chain majority nation, agree with I cannot law, failed, a matter of as
that Scott
Affirmative Defense
B. Brown’s
activity
“a
protected
that her
show
present-
hold that Scott
Because I would
motivating
her
or
factor”
substantial
jury
a
evidence from which
ed sufficient
termination.
protected
could
concluded
have
concluding
that rather than
possible
It is
motivating
or
conduct
a “substantial
retaliatory
did not act with
that Brown
termination, I would reach
factor” in her
Fuller,
reported Scott
when she
intent
question
whether Brown established
that,
if
holding
even
majority is instead
in Mt.
defense outlined
affirmative
motive,
Brown acted with
required
That defense
Healthy.
investigation and ter-
independent
Fuller’s
demonstrate, by
preponderance
of the
Brown of
absolved
mination decision
evidence,
disciplinary
that “the
action
so,
If
a matter of law.
liability as
taken
even
[Scott]
would have been
in tension with
majority’s holding is
Gil-
protected
the absence
conduct.”
brook.
Gilbrook,
(citing
must afford to a reasonable decision
jury, placing great avoids too evi-
dentiary on a plaintiff seeking burden
vindicate her First rights. Amendment reasons,
For all I concur in these
judgment, majority opinion. but not in the WINTERROWD; Yurkus;
Neil Kevin
Gregory Stopp, Plaintiffs-
Appellants,
AMERICAN GENERAL ANNUITY IN CO., Corporation;
SURANCE a Texas Grady; does, inclusive;
Patrick 1-10 Corporation
The Western National Security Plan, Defendants-Appel
Job
lees.
