MEMORANDUM AND ORDER ON MOTION FOR PRELIMINARY INJUNCTION
INTRODUCTION
Plaintiff seeks trade dress protection for the product configuration of a back scratcher. Plaintiff Steven Lainer markets and sells a portable back scratcher with a telescoping handle through his business, The Lainer Group. Defendant Bandwagon, Inc. (“Bandwagon”) is prepared to begin selling a virtually identical telescoping back scratcher at a lower price in the same market. In a Complaint filed in state court, Lainer asserted a violation of the Lanham Act, 15 U.S.C. § 1125(a), and several state claims against Bandwagon. After Bandwagon removed the case here, Lainer moved for a preliminary injunction under. the Lanham Act. Lainer maintains that his unpatented product design merits federal trademark protection and asks the Court to enjoin Bandwagon’s planned distribution of its device. After hearing, that motion is DENIED.
FINDINGS OF FACT
Pursuant to Fed.R.Civ.P. 52(a), the Court makes- the following findings of fact, which “do not bind the Court in subsequent proceedings.”
TEC Eng’g Corp. v. Budget Molders Supply, Inc.,
A. The Parties
Steven Lainer. of Massachusetts operates a small business under the name “The Lainer Group”. Lainer has been marketing and selling a product called a “Telescoping Portable Back Scratcher” (the “Lainer Scratcher”) since at least March 1996. Lainer sells the product to several mail-order catalogs, which resell it- to their subscribers. Three of these catalogs are Starcrest of California, The Paragon and the Vermоnt Country Store. As of July 1997, more than 61,000 Lainer Scratchers had been sold through catalogs. Lainer’s *295 business does not derive any income from sales of other products.
Bandwagon is a Massachusetts corporation engaged in the business of selling a number of household and personal products and knick-knacks. By way of example, Bandwagon’s goods, advertised in its 32-page 1997 wholesale catalog, include a “Monkey Banana Stand”, “Inflatable Foot Pillows”, a “Toothbrush Timer” and a cardboard “Corrugated Fireplace”. (Lаiner Aff. Exh. J.) Bandwagon has “developed” a “Pocket Back Scratcher” (the “Bandwagon Scratcher”) and plans to sell it at a “substantially lower cost” through mail-order catalogs, several of which are already utilized by the plaintiff to sell the Lainer Scratcher. (Lainer Aff. ¶¶ 9-11.) However, as of July T997, Bandwagon had not contracted with any of the three catalogs specifically listed by Lainer. (Ho Aff. ¶ 17.) Representatives from Bandwagon had seen the Lainer Scratcher before the design of the Bandwagon Scratchеr was finalized. (Lainer Aff. Exh. G.)
B. The Lainer Scratcher
The Lainer Scratcher (See Attachment A) is instantly recognizable, for lack of a better term, as a back scratcher. More descriptively, the Lainer Scratcher resembles a telescoping television antenna with a small, four-pronged bent lobster fork attached to its narrow end. It is coated with nickel plating (Lainer Aff. ¶ 3) and is smooth in texture and somewhat shiny in appearance.
With the antenna/handle contracted, the Lainer Scratcher is slightly more than six inches long and mimics a silver-сolored pen (with, of course, the fork in place of the stylus); in fact, the instrument has a pen-like clip designed to secure it to the pocket of a men’s dress-shirt and to disguise it as such. 1 In the contracted position, all of the hidden handle segments are slightly visible on the fork end, i.e., it is obvious that the handle is designed to expand. With the handle extended, the Lainer Scratcher is approximately 26 inches long. Its handle consists of six telescoping segments, one-quarter inch in diameter at the pen-clip end and one-eighth inch in diameter just below the attached fork.
The “fork” of the Lainer Scratcher, as mentioned, has four tines. The total width of the head is about a half inch. Each prong is approximately one-quarter inch long, oriented perpendicularly to the handle but slightly bending where the prongs join the body of the fork as it begins a rapid 90 degree curve. The body of the fork extends longitudinally one-half inch before narrowing into a round half-inch sheath which fits securely over the narrow end of the telescoping handle. The entire fork apparatus is non-adjustable and is permanently attached to the narrow end of the handle.
The Lainer Scratcher is listed as the “Telescoping Back Scratcher” (selling for $11.95) in the Vermont Country Store Catalog. (Ho Aff. Exh. A) The catalog entry does not mention Lainer as the source of the scratcher. In fact, the only indicator of source seems to refer to the Vermont Country Store, not Lainer: the advertising tag line reads “When You Itch, Scratch Fast With Our Telescoping Back Scratcher.” (Id.) One who orders the Lainer Scrаtcher from the Vermont Country Store catalog receives it “in a clear polyethylene bag without a label or writing on the bag, and without descriptive terminology or use instructions.” (Ho Aff. ¶ 3.)
C. Comparing the Bandwagon Scratcher
The silver-colored Bandwagon Scratcher appears at first glance merely to be a larger version of the Lainer Scratcher. The dimensions and appearance of the handle, in both the contracted and extended positions, are virtually the same as those of the Lainer Scratcher. However, the fork of the Bandwagon Scratcher is roughly double the size of its counterpart. The width of the fork on the Bandwagon Scratcher is one and one-eighths inches and the prongs are each nearly a half-inch long. The fork as a whole extends one and one-half inches longitudinally and three-quarters of an inch latitudinally. The added *296 length of the fork extends the total contracted length of the Bandwagon Scratcher to nearly seven inches. 2
There are some minor differences, beyond size, between the two back scratehers. Perhaps the most obvious is that the Bandwagon Scratcher has six prongs, rather than four. The prongs of the Bandwagon Scratcher are entirely straight, not extending to the band in the body of the fork. The bend itself it somewhat more obtuse than 90 degrees. The fork’s body is decorated, front and back, with a simple “ornamental leaf inscription]” on either side of the sheathed handle. (Ho Aff. ¶ 7.) The pen-clip end of the Bandwagon Scratcher is plain in appearance, while that of the Lainer Scratcher is decorated with four small dimples in a shallow and narrow groove that circumscribes the wide end of the handle. The Bandwagon Scratcher, plated in chrome (Ho Aff. ¶ 10), feels a bit looser in the joints as it deploys, while the Lainer Scratcher, which may be slightly heavier, is tight and more rigid when extended.
It is important to realize that the minute differences listed above do not change the fact that the tiro instruments both look like portable silver-colored' back scratehers and appear to be almost identical.
CONCLUSIONS OF LAW
Though Lainer’s complaint states several claims,
3
his Motion for Preliminary Injunction relies solely on the Lanham Act, 15 U.S.C. § 1125(a). The protections of the Lanham Act apply with equal force to trademark
4
infringement and trade dress infringement, which is alleged in this case.
See Two Pesos, Inc. v. Taco Cabana, Inc.,
A. Legal Standard
In order to be successful in a motion for a preliminary injunction in a Lanham Act trade dress case, the moving party must establish that “(1) it has a substantial likelihood of success on the merits, (2) there exists, absent the injunction, a significant risk of irrеparable harm, (3) the balance of hardships tilts in its favor, and (4) granting the injunction will not negatively affect the public interest.”
TEC Eng’g Corp.,
In considering Ladner’s likelihood of success on the merits, it is important to remember that not all trade dress is protected from copying. “On the one hand ..., trademark law allows a producеr to prohibit the copying of a product feature which serves as a signifier of source in order to preserve his reputation and the goodwill consumers have for his brand. On the other hand, effective competition and the penumbra of the patent laws require that competitors be able to slavishly copy the design of a successful product.”
Thomas & Betts Corp. v. Panduit Corp.,
In service of these competing concerns, the First Circuit requires that, to establish a substantial likelihood of success on the merits of a trade dress infringement claim, Lainer must prove “(1) that its design is inherently distinctive or has acquired a secondary meaning, and (2) that there is a likelihood that prospective purchasers of [back scratehers] will be confused as to the source of the [Bandwagon Scratcher], Whether a violation ultimately exists will also depend on the functionality of the copied design.”
TEC Eng’g Corp.,
B. Inherent Distinctiveness
The Court must scratch but one itch in this case. The Lanham Act only protects trade dress or trademarks that are distinctive, a characteristic that may be shown in one of two ways.
Two Pesos,
Second, trade dress that is not inherently distinctive may still satisfy the first element of a Lanham Act claim if the trade dress has “acquired” distinctiveness. “Acquired distinctiveness” is also referred to as “secondary meaning”.
See Two Pesos,
1. Inherent Distinctiveness in Product Configuration Cases
The 21-year-old test applied generally to determine inherent distinctiveness in a Lanham Act case is familiar to the courts. Though originally developed for trademarks, the Supreme Court in
Two Pesos
endorsed the following categorical inquiry for trade dress as well, because “[t]here is no persuasive reason to apply different analysis to the two.”
Two Pesos,
The category into which trade dress or a trademark is placed under the so-called
Abercrombie
classifications determines its distinctiveness for purposes of the.Lanham Act. Marks or dress that are suggestive, arbitrary or fanciful, “because their intrinsic nature serves to identify a particular source of a product, are deemed inherently distinctive and arе entitled to protection” without a further showing.
Two Pesos,
Unfortunately, considerable dissention has developed in the courts over the applicability of Abercrombie to cases, like this one, involving claims of trade dress protection in “product configuration”. Two circuits have expressly rejected the categorical
Abercrombie
inquiry in this type of ease, and the uncertainty of the law on this point requires discussion. The Third Circuit was the first to depart from
Abercrombie
when, in 1994, it decided that the “trademark taxonomy, carefully and precisely сrafted through a long succession of eases to accommodate the particularities of trademarks, does not fit the quite different considerations applicable to product configurations.”
Duraco Prods., Inc. v. Joy Plastic Enters., Ltd.,
The Second Circuit, joining the fray the next year, agreed that the distinctiveness of product configuration should be analyzed differently than the rest of trademark and trade
*299
dress law.
See Knitwaves, Inc. v. Lollytogs Ltd. (Inc.), 71
F.3d 996, 1007 (2d Cir.1995) (considering squirrel and leaf artwork designs on a children’s sweater not to be inherently distinctive because the designs were primarily aesthetic and “not primarily intended as source identification”). In
Knitwaves,
the court agreed that
Abercrombie
did not apply to product configuration eases because the categorical test “make[s] little sense when applied to product features.”
Id.
The Second Circuit, however, rather than adopting the Third Circuit’s “wholly-new, multi-pronged test”, instead “simply asked whether the design was likely to be understood as an indicator of the product’s source.”
Landscape Forms, Inc. v. Columbia Cascade Co.,
The Eighth Circuit has led the charge in explicitly rejecting deviations from
Abercrombie
in product configuration eases, and it continues to apply the test to all Lanham Act cases.
Stuart Hall Co., Inc. v. Ampad Corp.,
Other circuits have mentioned the departures from
Abercrombie
in product configuration cases but have thus far avoided reaching “this controversial question”.
Sunbeam Prods., Inc. v. West Bend Co.,
The First Circuit, for its part, has not adopted the tests in the Duraco and Knit-waves lines, although it has cited these eases for other propositions.
See Chrysler Corp.,
2. The Test To Be Applied in This Case
Faced with “new” tests from neighboring circuits and a dearth of First Circuit case law on the subject, this Court declines to depart from the
Abercrombie
test for inherent distinctiveness for essentially thе reason given by the Eighth Circuit in
Stuart Hall,
that is, that departure from
Abercrombie
is not authorized by
Two Pesos. See Stuart Hall,
Creation of subsets of “trade dress” is likely at odds with
Two Pesos.
The Supreme Court expressly included “features of product design” as an aspect of trade dress in its discussion of the scope of the Lanham Act.
See Two Pesos,
The Second and Third Circuits justify their new tests with the fair practical concern that the
Abercrombie
test is too difficult to apply to product configurations.
See Duraco,
3. Application of the Abercrombie categories
Having decided that the
Abercrombie
taxonomy is the test of inherent distinctiveness applicable to this motion, the Court proceeds to its rather straightforward application. Lainer concedes that his product’s trade dress is neither fanciful nor arbitrary. (Pl. Mem. at 8.) Because Lainer has made no showing of secondary meaning, he must, at a minimum, demonstrate that his trade dress is “suggestive” because a characterization of the trade dress as “descriptive” requires a showing of acquired distinctivеness.
See Two Pesos,
Descriptive trade dress is that which “ ‘identifies a characteristic or quality of an article or service’ ... such as its color, odor, function, dimensions, or ingredients.” Pebble
Beach,
The trade dress of the Lainer Seratcher seems to boil down to four elements: the shape of the fork, the telescoping handle, the pen clip and the shiny nickel plating. These trade dress features, taken together or separately, are descriptive, at best, of the function of the product. There is no indication that the Lanier Seratcher is anything other than what it is: a shiny back seratcher that contracts for ease of carrying and that may be clipped to one’s shirt. Lanier contends that the trade dress of the Lanier Seratcher requires one viewing it to use his or her imagination in order to come up with the use. (Lanier Aff. ¶3.) However, there is no evidence to indicate that one contemplating the Lanier Seratcher would conclude anything more than that he needed to stretch out its telescoping handle to use it “to scratch any itch.” There is certainly nothing baffling about a hand-shaped back seratcher. It is hard to imagine what еlse would do the job. The delivery of the product in a clear bag with no directions or indication of source gives further proof that the trade dress, that is, the total appearance of the product, does not do anything other than describe the product’s function.
Because the trade dress of the Lanier Seratcher merely “described] a product, ... [it] do[es] not inherently identify a particular source, and hence cannot be protected.”
Two Pesos,
ORDER
Plaintiffs Motion for a preliminary Injunction (Dkt. #7) is DENIED.
*302 ATTACHMENT A
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Notes
. In a seeming attempt to woo potential female buyers, the listing for the Lainer Scratcher in the Vermont Country Store catalog maintains that the device also appears as a pen when "tucked in your purse.” (Ho Aff. Exh. A.)
. Due to its greater length in the сontracted position, the Bandwagon Scratcher does not conveniently clip to the pocket of a standard men’s dress shirt as seemingly designed but rather falls freely across the width of the pocket.
. In addition to trade dress infringement, the Complaint asserts (1) violations of the Massachusetts Consumer Protection Act, Mass. Gen. Laws ch. 93A (1997), and (2) tortious interference with advantageous business relations.
. Section 43(a) of the Lanham Act, which applies to unregistered trademarks, provides:
"(1) Any person'who, on or in conneсtion with any goods or services, or any container for goods, uses in' trade or commerce any word, term, name, symbol, or device, or any combination thereof, or any false designation of origin, false or misleading description of fact, or false or misleading representation of fact, which—
(A) is likely to cause confusion, or to cause mistake, or to deceive as to the affiliation, connection, or association of such person with another person, or as to the origin, sponsorship, or approval of his or her goods, services, or commercial activities by another person, .'..
shall be liable in a civil action by any person who believes that he or she is or is likely to be damaged by such act." 15 U.S.C. 1125(a) (1996).
. Boston Beer is the only First Circuit case since Two Pesos was handed down in 1992 to base its holding on inherent distinctiveness and, therefore, to have occasion to apply the Abercrombie categories. The case concerned protection of a trademark, not trade dress.
. As a practical matter, the choice of tests probably matters lеss in this case than it might in others because the Lainer Scratcher certainly is not inherently distinctive under either the Duraco or Knitwaves tests, both of which raise the bar for a trade dress plaintiff. While Duraco’s "multi-pronged" test might seem oddly suited for a four-tined back scratcher, Lainer’s claim of inherent distinctiveness certainly would have been skewered by each of the three prongs of Duraco. Additionally, under Knitwaves, the Court would have found that the Lainer Scratcher’s trade dress was unlikely to be understood as an indicator of the product’s source.
