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Lafayette Brown, Jr. v. Georgia Department of Revenue, Harry White
881 F.2d 1018
11th Cir.
1989
Check Treatment

*1 record does reflect the substance of the Carnes, discussions Duncan had with Gulla- Lafayette BROWN, Jr.,

horn, or At evidentiary hearing, Lusk. Plaintiff-Appellee, neither Carnes nor Gullahorn could remem- v. specifically ber they what discussed with Duncan. appeared never Lusk in the state GEORGIA DEPARTMENT OF court record and was deceased at the time REVENUE, al., Defendants, et evidentiary hearing. Duncan testi- fied at evidentiary hearing that none of Harry White, al., et these individuals discussed the nature of Defendants-Appellants. possible conflicts or their effect on his Instead, defense. he testified that both No. 88-8187. Lusk and merely Wilkes told him that he United States Appeals, Court of get could not lawyers better than Carnes Eleventh Circuit. Record, and Gullahorn. 2 at Vol. 102-07. testimony This directly was contradicted Aug. Wilkes. evidentiary At the hearing, Wilkes spoke testified that he with Duncan for

thirty forty-five minutes and discussed specifics of the conflict and poten-

tial effect on Duncan’s defense. Id. at

124-27. magistrate credited Wilkes’

testimony and determined that Duncan had

knowingly and intelligently waived his

right to conflict-free We counsel. must accept findings especially of facts when dependent on the credibility determinations

unless clearly are erroneous. Fed.R. 52(a) Civ.P. (“Findings fact, ..., shall

not be set unless clearly erroneous, aside regard

and due shall given oppor- to the

tunity of the trial judge court to the credi-

bility witnesses.”); Zant, see Amadeo v. 214, -, 1771, 1777, 100 (1988);

L.Ed.2d 249 Anderson Bessemer City, 573-74, U.S. L.Ed.2d 518 In the face of an

ambiguous state court record and the testi

mony at the evidentiary hearing, we cannot

say magistrate clearly errone in crediting

ous Wilkes’ version of the con Thus,

versation. we conclude that Duncan fully apprised of the nature of the

potential conflicts under which his attor

neys possible labored and the effect it

could have on his defense. Duncan there validly

fore waived his to conflict-free

counsel. We AFFIRM the district court

order petition denying the for writ of habe- corpus.

AFFIRMED. *2 Gen., Rutherford, Atty. Asst. L.

Susan Ga., Atlanta, defendants-appellants. Ga., Erlitz, Atlanta, Benjamin P. plaintiff-appellee. CLARK, TJOFLAT, and

Before *, Judges, and RYSKAMP Circuit Judge. Senior District CLARK, Judge: Circuit Agent Field a Tax Lafayette Brown was Department of Revenue. for the May he two weeks of During the first days several report to work for did not dis- On hospital. because he was received hospital, he charge from Department of Revenue letter from work was stating his absence from position. deemed an abandonment he had no told that Subsequently, he was in fed- filed suit rights. Mr. Brown appeal District for the Northern eral district court violated alleging his termination VII, Amendment, Title Fourteenth day After a bench one 42 U.S.C. § trial, granted the court the district namely a requested, relief he part of the Board. hearing the State before that decision. We The defendants 28 U.S.C. jurisdiction have find that Because we 1292(a)(1).1 * juris- (a) appeals shall Judge, the courts of Ryskamp, ... District Honorable Kenneth Florida, sitting by designa- appeals from: District of diction Southern (1) Interlocutory the district orders of tion. granting, ... the United States courts 1292(a)(1) states: 1. Section

plaintiff had interest in contin- Mr. hospital Brown until remained ued 11th, and that the Friday May defendants but had no other contact deprived him of that interest without due home,3 with his office. On his return *3 process, we affirm the district court. pursu- received a letter ‍​​​​‌‌​​​​‌‌‌​‌‌​​​‌‌‌​‌‌​​‌‌​‌‌‌‌‌​‌‌‌‌​‌​‌‌​‌​‍which stated that 12, ant to Rule 12.202 of the Rules and §

I. Regulations System,4 of the State Merit he was deemed to have abandoned his A. Facts because he was days absent for five with- Lafayette Brown worked for the being out on leave. The letter did not Department September of from Revenue indicate whether Mr. any right Brown had through May He was a 1984. classi- to review of the decision. Brown testi- employee fied the Georgia covered fied, however, that receiving after the let- Act, O.C.G.A. 45-20-1 seq. et § Joyce ter he called Kelly, the Personnel 30, Monday, April On Mr. Brown did Director, Smith, who him directed to John report work, to but called in sick to his the Director of Services. According Field supervisor, Jacqueline Fitzgerald, stating Brown, to Mr. Mr. Smith told him there that he was in the hospital because of nothing Record, was he do.5 could Vol. possible kidney Record, stones. Vol. at 9th, July however, at 54. On Mr. Brown 150. He did not return work until Fri- wrote a letter to the Merit of Geor- 4th, day, May at which time brought he gia and asked for review of the decision. doctor’s note. Id. Because he in pain, was Record, Vol. Tab Exhibit A. In re- however, supervisor allowed him to sponse, he stating received a letter that he early. leave Id. at 48. hаd no to an appeal. Id. at Exhibit B. Monday 7th, On morning, May according to Mr. testimony, Brown’s pain was B. History Procedural much worse and he took a taxi to the hospital. When he pay fare, could not Mr. Brown filed suit in federal district he was arrested brought and to Atlanta court alleging of the violations Fourteenth City Jail. Id. He was detained overnight Amendment, VII, Title and 42 U.S.C. charges theft, on brought Grady but 1985. Mr. Brown named as defendants Hospital Tuesday morning. Id. at Department Revenue, He did not supervisor, contact however, Board, State Personnel Sys- State Merit until Wednesday morning, 9th, May tem, be- employees and three Depart- cause he groggy was pain medication. ment of Revenue their individual and time, Id. at 90. At that he informed Ms. capacities: White, official Harry Gary Rob- Fitzgerald that he hospital was inson, Jacqueline Fitzgerald.6 Thus did not long know how he would be began there.2 long procedural tortuous histo- continuing, modifying, refusing or thereof, dissolv- notification and аuthorization within ing injunctions ... appointing discretion authority of the or designee may resigned be deemed to have 2. Mr. Brown testified explaining that after voluntarily position. from his Fitzgerald, Record, to Ms. 3, "Okay." she said Vol. State Record, Regulations, however, Board Rules & Fitzgerald, at 50. Ms. testified that hung up Vol. immediately Brown for testify, supervisor, Tab 20. waiting without response. 151. She did 5. Mr. Brown testified that “his comment basical- on instruction from her ly Grady speaks she was the verify went letter itself. There really was there. She but nothing patient, say told that he anybody was a else X can can Record, she did say-" not see him because he was in a Vol. at 51. Mr. Smith did locked ward. Id. at 154. testify at trial. charges Record, The theft dropped. were Vol. Jacqueline Fitzgerald was Mr. Brown’s imme- 3 at 90. supervisor. Gary diate Robinson was the Assist- 4. Rule 12.202 Regional states: Manager ant Department of the Harry Revenue. Abandonment Any Regional Position. White Man- ager. duty (5) who is absent from for five consecu- days tive equivalent, work proper without Storm, Pamela Babush, Charles to Richard attempted court district ry in which Fowler, Ron and C. Fuller, Howard W. proper defendants clarify both sought recon- also Cheeley. resolution Because claims. substantive De- prior clear dismissal sideration appeal necessitates the issues in their history, procedural of Revenue partment understanding of hearing on than history in more detail an oral capacity. At official present we granted the date, court the district usual. Record, Vol. to amend. motion 1. The Parties (1) Therefore, at trial were: the defendants *4 of the six members and the Marcus Collins summary judgment and answer In their capacity in official Board their Eleventh the Personnel motion, raised the defendants Depart- of the (2) employees In an order the six and as a defense. Amendment order”), and their official (“the in both 5, March Revenue ment March dated judgment for summary capacity. granted individual the court Sys- Revenue, the Merit Department the defendants Board,7 the and three tems claims 2. The Amend- Eleventh capacity on official their by plaintiff the were asserted The claims sought plaintiff Since the grounds. ment history. The subject to a confused also the relief, held court the compensatory Four- of the alleged violations complaint suit the barred Amendment Eleventh VII, and Amendment, Title teenth the state because these defendants against voluntarily plaintiff 1985. The U.S.C. Record, interest. party the real was claims latter two the dismissed granted also 1, court Vol. Tab case of the The substance 5 order. March complaint the to amend motion plaintiffs violated that the dismissal was defendants, therefore employees all three new to add process as due procedural and in their indi- substantive of Revenue Department of the March 5 In the Kelly, equal protection. Joyce as well capacities: official vidual and was no held there order, Then in the district court Smith.8 and John Fred White the (“the July 7 or- 7, created July order dated sum- therefore dismissed also ordered Act der”), court and the district due procedural Amendment Eleventh and substantive mary judgment both the new defendants the three then asked the court grounds for claims. The process for the Recognizing capacity. of whether question their official to brief the parties sought also Hospital the first time State School Pennhurst relief, the 900, injunctive prospective 89, Halderman, 465 U.S. Amendment that the Eleventh court held suit (1984), the federal barred L.Ed.2d against the Personnel suit did bar alleged that merely complaint because inso- of Revenue Department Board law. violated state officials had Record, relief. sought equitable as it far 23, course 1, In the Record, Tab at 8. Vol. 1, Vol. Tab issue, the considering the Pennhurst prior its dismis- court reconsidered 1987, district plain- September Finally, on process due claim procedural of the com- sal sought leave to amend again tiff to trial proceed the case to allowed agencies deleting the state plaint protec- equal process and due procedural Col- substituting Marcus defendants September On grounds. tion Department lins, of the the Commissioner dismissing holding its also reversed court capacity and in his official Revenue claims. substantive Personnel of the State six members Landrum, Record, Tab 38. Vol. capacity: Susan in their official Kelly of Personnel Joyce a Director explicitly asserted had not 7. The defendants Fred White Department of Revenue. on behalf Amendment defense Eleventh for Field Services Director Assistant Record, at 5. Vol. Tab Board. Services of Field the Director Smith was John Department. for the trial, At the conclusion of the bench the individual members of Per- district court against dismissed the claims sonnеl Board in their capacity.10 official Department Revenue appellants argue that the amendment their capacity, except individual for John proper was not under Federal Rule of Civil Although Smith.9 the court him found re- 15(c)11 Procedure because the substituted sponsible termination, for the the court de- defendants had no notice of the suit and did termined that he qualified was entitled to not know that mistake, absent immunity. The court also held that the would have been named as defendants. State Personnel Board members had violat- appellants support seek argu- for their plaintiffs ed the rights by failing grant ment in Fortune, Schiavone v. him a hearing. The court therefore or- 91 L.Ed.2d 18 dered the members of the Personnel Board Schiavone, plaintiffs originally give hearing Brown a stayed “Fortune, named Inc.” as a defendant in a portions other pending order libel suit arising story from a in Fortune Record, outcome of the hearing. Vol. magazinе. Upon learning that Fortune *5 Tab 42. The members of the Personnel was merely a Time, Inc., trademark of the appealed this order. plaintiff sought to amend complaint the add Time as a defendant after the statute II. THE ISSUES ON APPEAL of limitations had run. Supreme The Court appellants raise ap- three issues held that for an amendment to relate back peal. First, they contend that the district 15(c) under Rule four factors must be satis- court erred allowing plaintiff in the fied: amend complaint the to include the mem- (1) the basic claim must have arisen out bers of the Personnel Board their in official of the conduct set forth original in the capacity. Second, appellants the argue pleading; (2) the party to brought in be prohibits Eleventh Amendment the must have received such notice that granted relief it in this case insofar as the will not prejudiced in maintaining its district court ordered the state officials to defense; (3) party that comply with must shоuld state law. Finally, appel- the that, have known argue lants but for a mistake con- that the district court erred in cerning identity, finding the plaintiff action would the proce- was denied been brought against (4) process. dural due it and the We sec- affirm the district ond and requirements court third grounds. on all three must have been within prescribed fulfilled the limi- A. Amendment of Complaint the period. tations The first issue on appeal 29, 106 concerns Id. at at plaintiffs S.Ct. 2384.12 The whether the district court allowing erred in argued that Time received notice of the suit complaint to amend his to add because attempted had to serve the The court’s order did not changing include refer- party against whom a claim is Collins, ence to Marcus Director Revenue. asserted foregoing provi- relates back if the satisfied, and, sion is period pro- within the vided against commencing The statute of law for limitations on action § 1983 cases in Georgia ta, party brought years. to be is City two amend- Williams v. Atlan (1) party (11th ment that Cir.1986) 794 has F.2d received such notice (citing 624 Wilson v. Garcia, of the 261, 1938, party institution action that the 471 U.S. 85 L.Ed.2d will not be (1984)). prejudiced maintaining his de- Under most liberal allowances the (2) fense on merits knew or should statute of expired limitations would have that, have known but for a mistake August concern- ing identity proper party, the action brought against would have party. been 15(c) 11. Rule states:

Whenever claim or defense asserted in the 12.The Court language 15(c) read of Rule pleadings conduct, amended arose out of the required which parties notice to the "within new transaction, or occurrence set forth ... period provided the action,” by law commencing original pleading, the amendment relates to refer to the statute of limitations. original back to the pleading. An amendment 106 S.Ct. Time, B. but Time’s Pennhurst complaint on original because Time was agent refused service appеllants’ argument second a defendant. Since service of not named the Eleventh Amendment barred the complaint attempted original ordering district court from the Personnel the statute of limitations had after until hearing. They Board members to hold a held the fourth expired, Court argue Pennhurst State School met. Id. at 30. requirement not been Halderman, Hospital 465 U.S. at 2385. (1984), S.Ct. 79 L.Ed.2d the Elev distinguishable pre- on that This case is enth Amendment bars federal court Personnel Board was point. cise ordering comply the state to with state law. complaint original within served with This long issue need not detain us for the period.13 In this of limitations the statute appellants holding misconstrue the case, find that on the Personnel we service presented and the claim in this Pennhurst entity was sufficient notice Board as plaintiff alleged case. Since the a violation sued their offi- the individual members Constitution, of the federal Pennhurst complaint was Amending the capacity. сial Pennhurst, apply. does the Su the Eleventh necessary comply preme reversed Third Court Circuit’s Young, 209 parte Amendment. See Ex holding conditions at institution a state L.Ed. S.Ct. U.S. mentally for the violated state retarded (1908) (although Eleventh Amendment law. 79 L.Ed.2d *6 state, not bar suit against it does bars suit 67 The court a federal held “that capacity). in official against state official against suit the basis of state officials on party Personnel Board had been Since the law the Amend state contravenes Eleventh case, prejudice from there no the sought ment when—as here—the relief naming the Board the late amendment impact directly state ordered has an on the members were sued members. Since the 117, 104 The itself.” S.Ct. at 917. Id. they only could capacity, as- their official exception the to the Court reasoned that agen- the state sert defenses available to Eleventh Amendment established Ex cies, any personal The Attor- defenses. parte justified by “need to Young was General, repre- who law ney supremacy law.” promote the of federal state in their official sents all officials sued 105-06, When Id. at 104 S.Ct. at 910-11. 45-15-3(6), represent- capacity, O.C.G.A. § law, brought under how the suit is state raised those defens- ed the State ever, comparable justification. no there is Moreover, Attorney that the es. fact General raised Eleventh Amendment case, court ordered this district throughout proceedings evi- defense Personnel Board to conduct State pleading mis- denced his awareness hearing. Because the court ordered In such a it is reasonable to take. situation hearing comply with the State Board mem- conclude that the individual Rules, argue district appellants were the bers should known that comply with court the state to ordered Regents defendants. correct Univ- See Pennhurst, state law. Under 474 ersity Michigan Ewing, U.S. of 6, relief or- question is not the determinative n. 88 L.Ed.2d 221 n. 511 dered, ordered but whether relief (1986); Florida, 862 523 Sims v. State of Despite or law. (11th Cir.1989) (in banc); pursuant to state federal F.2d history of this confusing procedural Johnson, F.2d Gramegna v. case, court or- (11th Cir.1988); it clear that district Gay, is Stevens v. see also Al- Cir.1989).14 hearing law. (11th under federal dered the 864 F.2d holding dependent is 14. We that this and the reiterate Service on State Merit were sued the Board on the fact that in their tirely members acknowledged Personnel Board was capacities. be an en- It would official Record, Vol. December were sued if the members different case damages. capacities for in their individual though the final district court order does secure certain support benefits and that explain grounds granting relief, claims entitlement to those benefits. at the conclusion of the bench trial the Id. at at 2709. gave court the basis ruling: for its Brown is a permanent employee gov- is apparent to me that Mr. [i]t Brown did erned Merit Systems Act. have a to a hearing before the Act “[p]er- states that State Personnel Board and that he was manent status may be dismissed It misadvised. is clear to me that both employment adversely otherwise the state and constitutions re- compensation federal as to affected quire in a ease such as this one where only if status such action is taken ac- state wishes to fac- contest cordance the rules and regulations of tually the claim that he abandoned his the State Personnel Board.” O.C.G.A. job, that he is hearing entitled to a 45-20-8(a). appellants argue the State Personnel Board erred in not under state law Mr. Brown did not have a notifying Mr. Brown that he was entitled constitutionally protected property interest

to a hearing. in his (b) because subsection states article is not intended “[t]his to create a Record, 3, at (emphasis added). Vol. property interest job, but rather to Since granted the relief was as а matter of only procedure create per- under which process, federal due is Pennhurst no bar. manent status employees can be dismissed or otherwise affected.” According to the C. Procedural Due Process appellants property interests are “created The central issue on and ... law,” defined ... whether the letter from the Personnel express disclaimer ends the inquiry. Board informing Mr. Brown that he had no argues that the Georgia Su right to hearing procedural violated preme opinion Court’s Stephen Clark & process. The pro Fourteenth Amendment *7 Board, son v. State 548, Personnel 252 Ga. against tects deprivation liberty prop of or (1984), 314 658 interprets S.E.2d the statute erty process without due of law. Board of property create a Clark, interest. In Regents Roth, State Colleges v. 408 U.S. of facing issue the Court was whether the 564, 571-72, 2701, 92 2706, S.Ct. 33 L.Ed.2d declassification positions of certain violated (1972). 548 The first question is whether the Georgia prohibition Constitution’s on Mr. Brown had a сonstitutionally protected “impairing laws obligations of con property interest employm continued I, I, Art. VII, tracts.” Sec. Para. 1976 ent.15 doWe not need to address the Constitution of Georgia. The Court con question, second namely process what is cluded that “to say that the Merit due, because the only issue is the Act does not create a constitutionally pro propriety any hearing of rather than the tected contract between system the merit type of hearing necessary. members and the state would overlook the Supreme recognized Court has that purposes obvious of the Act itself.” Id. at “property protected interests by procedural 550, 314 S.E.2d at the Act Because due extend well beyond actual own- creates a constitutionally protected con ership estate, of chattels, real money.” tract, the Court position held that when a is 571-572, Id. at 92 S.Ct. at Roth, 2706. In declassified, emplоyees are entitled to the Court stated: the protections of the Merit Systems Act Property interests ... are by not created they before are demoted. Id. Although the Constitution. they Rather cre- are the Court was not faced with question ated their and dimensions are defined of whether there a property interest, existing rules or understandings that its reasoning significance is of to such an stem an independent from source such as analysis because represents it the most re state law—rules or understandings that interpretation cent Systems Merit 15. Mr. any has alleged deprivation Brown liberty.

1025 at issue will regulations and the statute purpose of held that the Act.16 Court clear. in make this conclusion service a career establish the Act personnel administration government Law Case therefore Id. statute on merit. based posi- Sindermann, classification systematic a In both Roth creates nonten- “reasonable merit brought procedural tions based on professors ured employee” competent security for the reap- were not process claims when permanent status providing In Sinder- positions. pointed to their except in accordance mann, fired may not be person’s interest held Court “[a] Id. rules. ‘property for due in a benefit is a interest’ if rules process purposes there are such ini law These two sources understandings sup- mutually explicit whether as to confusion tially create claim entitlement benefit port his a constitutional Act creates hearing.” may invoke at a 408 and that he On closer interest. property protected ly 601, at 2699. The Court 92 S.Ct. U.S. however, apparent look, it becomes provision providing a held that contractual dispositive of is statutory disclaimer only discharged employee would be that an Supreme cases the issue. The legitimate a entitlement cause creatеs the exist reveal that this court Court cause. absent to continued a matter property interest of a ence Roth, negated language of such In the lack depends law that constitutional federal since the finding a a Memphis of state interpretation law. nothing point to else —stat- plaintiff could Craft, 436 v. Division Light, Gas & Water gave him law —that ute or common L.Ed.2d 30 1, 9, 56 98 U.S. S.Ct. employment. ‍​​​​‌‌​​​​‌‌‌​‌‌​​​‌‌‌​‌‌​​‌‌​‌‌‌‌‌​‌‌‌‌​‌​‌‌​‌​‍continued legitimate claim to matter of as a specifically, More Roth, n. S.Ct. at 578 & U.S. at is created property interest law federal Sindermann, n. In 2710 & 16. only employee can public whenever an im- assert did determines “for State law fired cause.” reem- that he would be plied guarantee termina employee is particular whether Texas explained that ployed. The Court explicit An only cause. will or ble at guar- whether determine such law would or rules or common provision contractual Sindermann, U.S. antee existed. issue. understandings dеtermine at 2700 n. n. Sindermann, Perry v. U.S. Wood, Bishop n. 33 L.Ed.2d 2700 & n. *8 Wood, (1976), Supreme 2074, Bishop 684 v. (1972); 426 U.S. 48 L.Ed.2d see

570 in police officer 2074, 2078, that a L.Ed.2d determined 341, 345, 48 Court 96 S.Ct. a Marion, did Carolina not Public North v. (1976); Hatcher 684 of job. 1546, in his The Court property interest Orphanage, 809 F.2d Education & Chester, sufficiency of claim of “the Cir.1987); noted that Ogletree v. (11th 1551 by reference Cir.1982); be decided (11th entitlement must Wink 1366, 1370 682 F.2d 344, at 2077 law.” Id. at 96 DeKalb, 411, S.Ct. F.2d 414 to state v. County 648 ler of omitted). Newman, deter- (footnote First Court Cir.1981); F.2d v. (5th 614 Glenn rec- law case, Carolina did Cir.1980).17 since mined that North 467, (5th In 471 in cause” contracts implied “for Act, by ognize interpreted the Merit required an rather public employment, but & Ste Supreme in Clark Court continued guarantee of regula explicit contractual phenson, the Personnel Board 345, at 2077. at Id. dismissal, employment. we find require tions cause the ordi- looked at therefore interest in Court property had a police governing law and nance analysis An of the case job. binding precedent all of the decisions statutory added to the disclaimer was prior down 1979 Ga.Laws 783. Fifth handed statute in 1979. former Circuit 30, September at 1981. Id. close of business Prichard, City 661 F.2d 1206 In Bonner v. 17. 1209. (11th Cir.1981) (in banc), adopted as this court 1026 law, a court affirmed district court order de state

officers found police clining to provided that a officer follow this line case law. ordinance Wof “ pleasure position Hosp., at the will and v. ‘held Glenn Brunswick Memorial ford ” 345, (11th 2078 city.’ Cir.1989). at 96 S.Ct. at Wofford, Id. F.2d In 864 117 (citation omitted). Although ordinance Group this court read v. Garmon Health require “fairly face be read” to its could Atlanta, 183 359 Ga.App. cause,18 contrary to the Court deferred (Ga.App.1987), 450 that un S.E.2d to hold law dis interpretation of state law, personnel policies der internal course, “who, of sits in North trict court employee cannot transform an at will into a many practiced there for Carolina and law Garmon, employee. tenured the Geor emphasized that years.” Id. Court gia Appeals employee Court of that an held law factor that state the determinative hospital wrong of a did not have a suit for 19 police employees as “at classified will.” hospital did not termination because the ful dispute Bishop, Since there has been no comply personnel rules. The Garmon employee if property that an has a interest Court determined suit for that to allow a may only be dismissed for cause. See wrongful termination would “transform v. Cleveland Board Education Louder plaintiff] employee from an at-will into [the mill, hospital one under in viola- contract (1985); Memphis Light, L.Ed.2d cf. tion O.C.G.A. 34-7-1.” Id. at Water, at Gas & 436 U.S. at S.Ct. S.E.2d and Garmon do Wofford (Tennessee had property residents not control this case for two reasons. utility interest continued service because First, conceded Garmon public permit utility law does not “[s]tate employee; that she was an at will she did ”); to terminate servicе ‘at will’ v. Goss argue personnel policy had 565, 573-74, Lopez, 419 U.S. employee. made her a tenured 735-36, (1975)(students 42 L.Ed.2d 725 impor- S.E.2d at 452. Second more property remaining at interest school tantly, Stephenson Clark & holds that the because school power officials had limited employee rely is entitled to on the Person- students). suspend Board regulations nel as the of his terms noted, As the Sindermann Court Therefore, Sys- contract. both the Merit state law can create entitlement to a regula- tems Act and the Personnel Board through explicit provisions or contractual are question tions relevant to the of wheth- through explicit mutually “rules or under employee property er a covered ahas inter- standings.” 408 U.S. at 92 S.Ct. at job. est per This recognized court has explains Therefore the law case regulations sonnel rules create appropriate inquiry into whether impose if require property interest exists ‍​​​​‌‌​​​​‌‌‌​‌‌​​​‌‌‌​‌‌​​‌‌​‌‌‌‌‌​‌‌‌‌​‌​‌‌​‌​‍detеrmined procedures regarding ments dismissals law, considering whether under state requiring which are analogous to cause. Glenn, 472; only could be fired F.2d at for cause. see Barnett *9 Housing Authority City Atlanta, Systems We must look at both the the Merit of of Cir.1983); (11th Winkler, 707 F.2d 1571 Act and the regulations. Personnel Board’s 648 Recently, F.2d at appellant’s argument 414. this The that the statu- provided perma- creating property Bishop, "[i]f ordinance that interest. 426 U.S. at employee perform up nent fails to work the Although n. n. 345 96 S.Ct. at 2078 the held, negli- standard of the classification or [is] badly Court Arnett was divided on what inefficient, duties, gent, perform or unfit to due, unanimously agreed the Court may City Manager.” be dismissed the regulations created a interest. See Ar at 344 n. 96 at S.Ct. 2077 n. 5. nett, 416 (opinion U.S. at 94 at S.Ct. 1643 of Stewart); Rehnquist, Burger & id. at 94 point 19. It is on this that the case was distin- (opinion Blackmun); at S.Ct. 1650 of Powell & guished Kennedy, from Arnett v. 416 U.S. (opinion White); at id. 94 at 1655 of (1974), 40 L.Ed.2d 15 the which Marshall, (opinion at id. of interpreted regula- Court similar federal Brennan, Douglas). & dismissal, require thereby tions to cause for insubordination; duties; assigned perform miscon- analysis ends tory disclaimer misconduct; reflecting discredit on conduct law of state the function strues felony or of a underlying department; sub- commission “Although analysis. turpitude; indepen- involving moral ‘an is created other crime interest stantive law,’ absenteeism; tardiness, or failure as such chronic dent source federal whether determines at work without report or remain law for constitutional ‘legit- of a level activity to the cause; rises vio- political that justifiable by the protected entitlement’ proce- claim of provides imate 3.” Rule 15 of Rule lation Gas, Light, Memphis Process Clause” Due any adverse action protections before dural 9, 98 S.Ct. Division, & Water no- taken, advance namely written may be (citations added) omit- (emphasis at 1560 refute the tice, time to a reasonable ted). of the charges, a written dеtermination addition, provides Rule action. In final law “any for final for after decision of point starting appropriate rules.” of violations purported The Geor- Act. course the cause” do “for Although the words interpretation recent Supreme Court’s gia the discretion regulations, appear Stephenson in Clark statute is circum employee dismiss an the state to concluding that for little room leaves addition, explicitly the rules scribed. at will.20 terminable employee is covered hearing at which employee a grant the above, found that the Court out pointed As Moreover, prior in a the facts. dispute merit to create intended the statute re which did regulations, version Although security. job provide system and dismissal, de cause was for quire cause “for magic words never used the Court now language to the by reference fined competent cause,” that it did state Eley v. Mor 15.204. See included Rule рrotection. would employee (N.D.Ga.1975) F.Supp. ris, leaves Moreover, although the statute appendix to (earlier included version for dismissal defining reasons task of weigh in favor factors opinion). These to the State to be used procedures and the legit have a employees finding public that forth Board, set statute does employ to continued imate entitlement requirements for procedural minimum ment. to a dismissal, namely notice and hearing. O.C.G.A. post-termination result, argue appellants avoid To that 45-20-8(b). envisions the statute voluntary Thus 12 which discusses Rule contest allowed to employee an claim jobs negates abandonment suggesting dismissal reasons employment. to continued entitlement limitation is some substantive there since arguing to be appellants seem employees. covered ability to fire job, state’s voluntarily abandoned Brown in it. This property interest no he had Regula- Rules The Personnel rеlies since it question begs the argument finding that support a tions termination a characterization 15.204 for cause. Rule dismissed only be voluntary as a Mr. Brown’s permanent status that a states involuntary an rather than abandonment “negligence may only be dismissed Moreover, employee’s en- dismissal.21 ...; inability or unfitness inefficiency Syra Winkler, Quinn v. (quoting F.2d at appellants’ problem is another There *10 613 F.2d Neighborhood Corporation, cuse statutory the ends argument disclaimer Georgia Cir.1980)). Thus, (2d the even if 448 Supreme an in Although statute evidences inquiry. the & held as it did Clark had not Court Georgia legislature to not part the tent the might argument appellants’ still Stephenson, the interest, held property we have a create “ prevailed. not have magically an interest may declare ‘the Fourteenth property' the fact after for to 'non be Brown argue Mr. appellants since if, long example, a purposes, Amendment job, voluntarily was not dismissed. his lеft he practice an standing pattern has established However, fact contests the Mr. Brown when particular benefit.'" to a job, appel- entitlement voluntarily individual's his the abandoned he titlement to continued rests on any rights. Barnett, See 707 F.2d at 1578 a consideration of regulations (no as a waiver of due process rights when de- whole, whole. a regulations provide As lay officials). attributable to state that an employee is to believe entitled job will have something a unless he does to III. disentitle may himself to it. He disentitle We therefore affirm the district court on himself to it if he abandons it or if his grounds. all The district court did not err supervisor catego- believes he fits into the in allowing the amendment to correct the ries in Rule 15.204. Eleventh Amendment error. The court analysis This makes clear that a also was not barred considering public employee governed by Sys the Merit claims because they were based on federal tems Aсt and the State Board Personnel constitutional law. Finally, plaintiff Rules property has a interest in his interest his continued entitling protections him to pro of employment deprived he was of that cess. appellants raise argu one final process without due of law. The ment having to give avoid Mr. Brown district court granting order Lafayette hearing at They this late date. argue that hearing Brown a by the State Personnel Brown right waived his hearing. to a Al Board is AFFIRMED. though there be situations in which plaintiffs behavior can any pro waive TJOFLAT, Judge, Circuit dissenting: cedural due rights to which he was entitled, dowe not think this is such a case. I. plaintiff never any received notice of In September 1981, Georgia Depart- Indeed, to review. plaintiffs ment of Revenue appellee hired Lafayette testimony uncontradicted established that Brown as a Tax Agent. Field After com- John Smith led him to believe he had no pleting working period test Septem- appeal rights. Indeed even after the plain ber permanent became a em- tiff independently realized might that he ployee under Systems Merit have a right appeal, the State Personnel Act. See Ga.Code Ann. 45-20-1 to -15 § Board sent him a stating “[tjhere letter is (1982 Supp.1988). Among things, other provision no appeal separation under provides permanent Act Rule 12.202 if the separation is done in employees with procedural protections accordance with the is, Rule and there against actions adversely affect an therefore, requirement no notice of employee’s employment status. See id. appeal.” Record, Vol. Tab B. Exhibit (Supp.1988). 45-20-8

The appellants argue that this letter mere ly states that an appeal possible is not On Monday morning, May 1984, appel- under the rule abandonment but does not lee became ill seriously report did not rule out the possibility of for work. From Tuesday, May thrоugh provision, catchall Rule 14.212. When Friday, May appellee was in hospi- against background considered tal. On Wednesday, May appellee tele- dealings Brown’s Department phoned supervisor, Jacqueline Fitzger- ‍​​​​‌‌​​​​‌‌‌​‌‌​​​‌‌‌​‌‌​​‌‌​‌‌‌‌‌​‌‌‌‌​‌​‌‌​‌​‍Revenue officials immediately after his dis Appellee ald. stated, testified that he missal, however, we think Mr. “Jackie, Brown was Lafayette. I Grady am in reasonable to read this letter preclude Hospital. I don’t exactly know long how any appeals. In light facts, of these we I’m going here, to be but I will back cannot conclude that waived you, touch with keep you I’ll abreast argue lants gets that Mr. hearing Brown no Hatcher, See donment. (ques- 809 F.2d at 1551 dispute

air his doned his voluntarily because he aban- tion of whether courts would consider job. If we allowed such circular issue; transfer "demotion” issue is reasoning claim, to bar Mr. Brown's we would statutory whether the legit- scheme creates a allow the state to heаring obviate need for a entitlement). imate claim of *11 merely by characterizing a dismissal as an aban- appellee that he would Kelly told position. is,” Fitzger- that and situation what the on Smith, the Di- Mr. speak to John no have made Appellee “Okay.” replied, ald appellee When Field Services. rector of while Fitzgerald to contact attempts other clarify him to asked Smith and contacted hospitalized. he was termination, re- Smith for reason re- specifically appellee did not Because spoke letter thought the sponded he that during his conversation leave sick quest appellee inform itself; did not Smith took supervisors her Fitzgerald, with appeal his termi- right to he had a that reported appellee had position that Georgia Personnel State to the nation May 7. Under week of during the work Board.2 Regulations Rules and follow- 9, 1984, sent the July appellee On conduct System, such Merit Stаte Hearing Theus, Chief Reese ing letter to Ga.Comp.R. & resignation. See deemed Personnel Board) Officer r. 12.202 (State Personnel Regs. Board: came appellee when Accordingly, Theus; discovered hospital, he Mr. Dear home from ter- had he been informing him that as my position letter discharged from I was termination letter minated. The of Reve- Department Agent for the Tax follows: as and stated May This action was dated May nue on warning and with- advance Brown: taken without Dear Mr. review. departmental out a of Mr. John recommendation At I’m Divi- that recently Field Service informed Smith, been I have Director through rights your employ- review sion, advise that to certain is to entitled this Georgia. Based close effective Merit terminated ment is information, formally re- I’m May upon this of business ap- my right of questing information with accordance taken in This action system. merit peal thru and the Rules [sic] 12.202 of Rule Section System— of the State Regulаtions of Position.

Abandonment Sincerely yours, Jr. Lafayette Brown

/s/ please feel questions, you If Jr. Lafayette Brown me. to call free letter, responded Theus receiving this Upon Sincerely, 12, 1984 as follows: July Kelly Joyce J. /s/ Mr. Brown: Dear Kelly Joyce J. received July 1984 was letter Your Administrator phone conversation In the today. you that had James, you indicated letter, appel- receiving Shortly after your notice of dismissed without been her Kelly told telephoned and lee However, the letter appeal. right of going on what was did not understand Kelly shows Ms. May said he had abandoned why her letter conversation, you about Q. tell us Could the conversation Fitzgerald remembers Ms. said, was said? what differently. She testified what couldn’t understand reported just him “Jackie, calling A. I told I in. I haven't I’m saying I why ap- his letter Grady Hospital," going on days, I’m in two my position. hung up phone she before pellee abandoned then speaks basically was the letter respond. comment chance to His nothing really else I can itself. There is [appellee’s] say, un- it. anybody and that’s majority say that "the states can you anything about testimony say that John Q. established Mr. Smith contradicted Did appeal rights? he had no him to believe appeal Smith led mischaracterizes rights.” at 4030. This Ante A. No. trial, appel- testimony intentionally as Thus, which was appellee’s mislead Smith did simply lee, implies, opinion but majority follows: appellee of to advise take the initiative failed to you Q. talk to John Smith? Did rights. Briefly. A. *12 you separated provisions were under for Property interests, course, are not pro- Abandonment of Position. This rule created the Constitution. Rather they vides that if you your are absent from are created and their dimensions are de- days for five consecutive work with- by existing fined rules or understandings approval your out notice to super- that stem from independent source visor, you may separated. There is no such as state law—rulеs under- provision appeal separation standings that certain secure benefits separation Rule if 12.202 the is done in and that support claims of entitlement to is, accordance with the Rule and there those benefits. therefore, requirement no of notice of Regents Board Colleges State appeal. Roth, 564, 577, attempt Your appeal to this matter is (1972). 33 L.Ed.2d 548 Having estab- regret now denied. I that I can be of no lished employ-

further assistance in this matter. ment, appellee prove must then Sincerely, deprived officials him of right process without due of law. Because I /s/ Reese E. Theus appellee believe that test, to meet fails this E. Reese Theus I respectfully dissent. State Board Personnel Executive & Hearing Chief Officer A. As a result of correspondence, appel- Rule 12.202 of the Georgia State Person- lee filed suit the United States District nel provides Board as follows: Court for the Northern Georgia District of Abandonment of Any employ- Position. December seeking injunctive ee who is absent duty (5) from for five relief damages process under the due workdays consecutive or equivalent, clause of the fourteenth amendment to the proper without notification and authori- United States Constitution and various fed- thereof, zation within the discretion of eral statutes. See U.S.C. §§ the appointing authority, may be deemed 1985(3), (1982). and 2000e After the dis- resigned voluntarily from em- trict court protracted resolved a series of ployment. motions to parties dismiss various Ga.Comp.R. (State Regs. & claims, appellee’s suit was to a narrowed Board) r. 12.202 This rule allows claim under section that the Personnel promptly terminate Merit System had who up work, fail to show and to fill denied him due of law. A bench positions abandoned quickly so as to assure ensued, trial following which the district orderly continued administration of court found that the members оf the Geor- government. employee’s Because the ter- gia State Personnel Board “wrongfully mination is deemed a “voluntary separa- failed to grant inform and to [appellee] the 12.202, tion” under Rule has right appeal termination on May no System’s State Merit 1984.” Accordingly, the district court or- as if decision it were an adverse action. dered the Board to afford a hear- See, e.g., Ga.Comp.R. (State Regs. Per- ing concerning his ap- termination. This Board) sonnel (1987) r. (appeal 14.205 peal followed. dismissal). employee, however, can appeal such voluntary separation under

II. Rule 14.211. provides That rule as follows: To establish a claim under pro- the Purported Other Violations of the Rules cess clause of the amendment, fourteenth Regulations. prohibited Unless appellee first must establish that he had provisions of Par. 14.111 [relating to property interest employment claims of discrimination], a Deрartment of Revenue. The person who feels that there has been a Supreme Court has noted that: violation of the regulations rules and *13 adopted dismissing a procedure adversely law which Merit employ- employee from status permanent appeal to rights person’s affects adversely affecting ment otherwise provision under this for relief Board employment status compensation or his else- not covered right is appeal if the minimum, include, as a shall regulations. and rules in these where provide must appointing authority thirty within appeal must filed employee with reasons status permanent the occurrence (30) days calendar after file opportunity an for the action and alleged violation. of hearing which request a an and (State Personnel Regs. Ga.Comp.R. & either board may be held before added). (1987) (emphasis Board) 14.211 r. hearing of officers. one its a appellee Thus, provide did the Rules 45-20-8(b) (Supp.1988). Ann. Ga.Code could have secured by method which of termi- appellee’s letter fact that termination; his of review administrative appellate him the nation to inform of failed however, this to invoke failed appellee, way in no de- to him claim, procedures available Appellee’s timely in manner. right a “opportunity to file an prived of this him was denied therefore, that he is not only right he was the appeal” this that he was rather appeal, but right to —and state law.3 had under appellate of his right to notice denied claim deficient I find rights. such III. respects. three ap- in this case reveals that The record in this case place, the record the first In altogether in an superiors acted pellee’s like all that appellee, establishes manner, advantage ap- of taking deplorable given a System, was adopting unnecessar- pellee’s and an illnеss regulations govern- copy of ‍​​​​‌‌​​​​‌‌‌​‌‌​​​‌‌‌​‌‌​​‌‌​‌‌‌‌‌​‌‌‌‌​‌​‌‌​‌​‍the rules rules re- interpretation of the ily legalistic first he was employment when ing his request for sick constitutes garding what of had actual notice Appellee hired. thus courts, however, have federal him. leave. The available appellate mechanisms comply state officials power no to order not received appellee if had But even State law. See Pennhurst with state notice, appellee I not do believe actual Halderman, 465 U.S. Hosp. v. School process due claim under the have a would 900, 911, L.Ed.2d 67 The Rules of the State Personnel clause. I find no violation Because record, pub- public are a matter by the United right secured regular intervals updated lished Constitution, accordingly re- I would States Compilation of the Rules the Official ordering court’s decision verse the district Georgia. Such Regulations of State grant Personnel Board process clause the due notice sufficient: concerning his termi- hearing appellee a not, itself, require that does nation. rights appellate his advise in a letter termination. nothing in the Geor-

Finally, I note that appellee a gives Act

gia Merit protected interest in such

constitutionally Act states as follows: That

notice. case, rights. that Theus' we note alleged facts his Appellee has do the —nor date, the letter’s inaccurate: as of superiors deliberately letter demonstrate —that right appeal. him, appellee fact had no appellee prevent time- so as to misled appellee's superiors, ly filing appeal. appellant discussion of misled See If had been Although estop testimony supra appellant might the State from at trial at note seek to period thirty-day Hearing raising as a Theus' letter to limitations Chief Officer reasons, appeal, policy courts letter defense. For that he had no stated only estoppel thirty-day generally in the most long allow such written limitations was period prescribed after See, e.g., Eagle v. expired exceptional circumstances. Rule 14.212 Sullivan, (11th Cir.1989). prompt appellee to 877 F.2d 908 thus did not abandon

Case Details

Case Name: Lafayette Brown, Jr. v. Georgia Department of Revenue, Harry White
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Aug 24, 1989
Citation: 881 F.2d 1018
Docket Number: 88-8187
Court Abbreviation: 11th Cir.
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