Laeng v. Workmen's Compensation Appeals BoardLaeng v. Workmen's Compensation Appeals Board
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- Tobriner
Lead Opinion
Whilе participating in the “obstacle course” phase of a physical agility test conducted by the City of Covina as part of a “tryout” competition for the position of “refuse crew worker,” petitioner John Laeng fell from a raised, horizontal telephone pole and severely fractured his right foot. Laeng sought compensation for his injuries under the Workmen’s Compensation Act, but the referee, although sympathetic to the “equities” of Laeng’s claim, concluded that the claimant was precluded from a workmen’s compensation recovery sincе, at the time of the injury, he had not yet become an “employee” of the respondent city. After granting a petition for reconsideration of the referee’s decision, the Workmen’s Compensation Appeals Board (WCAB), by a 2-1 vote, denied the claimant all compensation. benefits; Laeng attacks the decision of the WCAB by the present petition.
For the reasons discussed more fully below, we have concluded that the claimant’s challenge to the board’s action must be sustained, Although at the time of his injury Laeng was concededly not an “employee” of the city in a strict, contractual sense of that term, we are not constrained in interpreting the provisions of the Workmen’s Compensation Act by the common law contractual doctrine but must instead be guided by the purposes of the legislation at issue. Workmen’s compensation, of course, fundamentally proposes to protect individuals from any “special risks” of employment; thus when an employer, as part of a “tryout” for an employment position, exposes an applicant under his control and direction to such risks, any resulting injury becomes properly cоmpensable under the workmen’s compensation law. In the instant case, the claimant suffered injury as, pursuant to the city’s instructions, he quickly scrambled through the potentially dangerous “obstacle course,” a course designed by the employer to correlate with the actual conditions of employment. Under these circumstances, we believe that Laeng’s injury was compensable under the Workmen’s Compensation Act as a matter of law and that the board erred in holding to the contrary.
We begin our analysis with a review of the uncontested facts from which the present controversy arose. In response to' a newspaper advertisement placed by respondent City of Covina, petitioner Laeng applied for a city position as a “refuse crew worker” on April 20, 1970; thereupon the city directed him to take a written examination on April 25th at a local high school. After completing the examination along with 45 other applicants, Laeng received notice on April 29th that he had passed the written test and that he should report to the high school on May 2d for a physical agility test.
The course constructed by the city presented a series of obstacles, commencing with a horizontally laid telephone pole, raised approximately three feet off the ground, along which the participants, in the test were to run. Other obstacles encountered in the test included a “wall,” a series of bars, and several other raised logs, whiсh the applicants were variously to climb onto, jump off of and crawl under. The “obstacle course” phase was a timed event—each participant was given only 90 seconds to complete the course—and this factor naturally required the applicants to attempt to surmount the successive obstacles as quickly as possible. At the hearing before the workmen’s compensation referee, the city personnel director, who supervised the administration of the test, testified that only potential policemen, firemen and refuse men were required to take any physical agility test at all, and that the particular test that the claimant had taken was correlated to the type of work—“the constant jumping ... on and off the truck, up and down, all day”—involved in the “refuse crew” job for which he was applying.
Laeng commenced the obstacle course at the direction of the supervising personnel, but as he ran across the raised telephone pole, he slipped, fell
Upon hearing the foregoing uncontested facts, the referee observed that “[ajlthough the equities appear to be in favor of applicant, [the] law appears to preclude a finding of employment,”
Although we recognize that at the time of his injury the claimant was not yet “employed” by the city in any contractual sense, we are not confined, in determining whether Laeng may be considered an “employee” for purposes of workmen’s compensation law, to finding whether or not the city and Laeng had entered into a traditional contract of hire. On the contrary, Labor Code section 3351 provides broadly that for the purpose of the Workmen’s Compensation Act “ ‘Employee’ means every person in
Given these broad statutory contours, we believe that an “employment” relationship sufficient to bring the act into play cannot be determined simply from technical contractual or common law conceptions of employment but must instead be resolved by reference to the history and fundamental purposes underlying the Workmen’s Compensation Act (cf. Board v. Hearst Publications, Inc. (1944)
As both parties recognize, no prior reported appellate decision in California has addressed the precise question of whether an injury sustained during a “tryout” for an employment position is compensible under our workmen’s compensation legislation; indeed, our research discloses that the question has only rarely been litigated in our sister states as well. In the leading American case on this issue, Smith v. Venezian Lamp Co. (1957) 5 App.Div.2d 12 [
In the Venezian Lamp case the claimant had applied for a job as a lamp polisher with the defendant lamp company and the company’s supervisor agreed to try the applicant out; as in the instant case, the applicant was to receive no monetary compensation for the “tryout.” The applicant was given a lamp to polish, and the use of a buffing machine, but during the tryout the lamp fell from the machine and injured him. In concluding that the claimant could recover under workmen’s compensation, the court declared: “[I]t is . . . our view that where a tryout involves an operation that would be ordinarily viewed as hazardous ... a special employment exists. ... A tryout is for the benefit of the employer, as well as the apрlicant, and if it involves a hazardous job we see no valid reason why the applicant should not be entitled to the protection of the statute.” (5 App. Div.2d at pp. 13-14 [
The Venezian Lamp decision was subsequently not only held controlling in the case of Bode v. O. & W. Restaurant (1959) 9 App.Div.2d 969 [193
Although as we have noted above, no prior reported California judicial decision has adjudicated the issue of “tryout” injuries,
Similarly, in Beatty v. San Diego Electric Railway Co. (1918) 5 I.A.C. 241 (cited with approval in Union Lumber Co. v. Industrial Acc. Com.
In Gwartney the commission reasoned that since the claimant “was at the time of the injury acting at the instance and inducement of the defendant and in pursuance of the arrangement for employment, although without pay while qualifying for actual service, he was an employee of the defendant and his injury was compensible.” (7 I.A.C. at pp. 5-6.) (See also Bennewitz v. Buchanan Olds, Inc. (1943)
In the instant matter the Workmen’s Compensation Appeals Board, although recognizing both the Venezian Lamp decision and the numerous compensation precedents cited above, concluded that the present case was properly distinguishable from the prior authorities. The board reasoned that whereas the “tryouts” in the earlier cases had all required the applicants to undertake the tasks of the actual positions for which they were applying, in the instant case Laeng did not undertake any actual “work” but simply participated in a physical agility tеst; in the board’s view, while the claimants in the prior cases had actually performed a “service” for their prospective employers, Laeng’s activities conferred no comparable
First, the board’s decision rests on an overly restricted view of the type of “benefit” or “service” which must accrue to an employer in order to bring the compensation provisions into play (see
In like manner, we must agree with the court in Smith v. Venezian Lamp Co. (1957) 5 App.Div.2d 12, 14 [
Moreover, an applicant at a “tryout” is also in the “service” of an employer in another sense, for during the tryout the applicant subjects himself to the employer’s control, and the employer, in turn, assumes responsibility for directing the applicant’s activities. In many respects, the control exercised by the employer in this context parallels the degree of control that is frequently identified as the hallmark of the employment relationship (see, e.g., Industrial Ind. Exch. v. Ind. Acc. Com. (1945)
Second, in attempting to distinguish the instant case from the earlier precedent, the board has overlooked the fact that one fundamental purpose of our comprehensive workmen’s compensation scheme is to provide protection against any special risk of employment. “In the evolution of workmen’s compensation legislation and case law there has been an increasing recognition of its purpose to distribute the risk of service-connеcted injuries . . . by charging all enterprises with [these] costs. ...” (Van Horn v. Industrial Acc. Com. (1963)
As Larson observes in his treatise on Workmen’s Compensation, “Since workmen’s compensation law is primarily interested in the question when the risks of the employment begin to operate, it is appropriate, quite apart from a strict contract situation, to hold that an injury during a try-out period is covered, when that injury flows directly from employment activities or conditions.” (1 Larson, Workmen’s Compensation Law (1968) § 26.20, p. 452.16; see id. at p. 452.14 (the proper test is whether “the claimant has achieved sufficient connection with the employment to bring him within the orbit of the risks of that employment”); Comment, The
In the instant case, Laeng incurred his injury while undertaking a “special risk” of employment, as embodied in the timed obstacle course test. Although a refuse collector may not normally be required to> run over elevated logs, the city’s personnel director testified that the agility test given Laeng was designed to correlate with the skills, and, therefore, the risks, that would be involved in the ultimate employment position. This testimony is hardly surprising since the value of any specialized “tryout” test generally lies in its ability to reproduce, or highlight, actual working conditions. Given these circumstances of the injury, the purposes underlying our workmen’s compensation legislation support the granting of compensation. In view of the uncontradicted facts we hold the injury compensible as a matter of law. (Reinert v. Industrial Acc. Com. (1956)
We conclude that the injury incurred by applicant in the performance of the arduous and potentially hazardous tasks prescribed by the employer occurred in the service of the employer. The Labor Code describes the rendition of such service as a crucial criterion of liability under the act. Thus Labor Code section 3351 in pаrt defines employee as “every person in the service of an employer under an appointment” (italics added), and section 3357 presumes “any person rendering service for another (italics added) to be an employee. Such service here was incurred for the benefit of the employer; it was performed according to his assignment and under his direction and control.
The program for the tryout thus structured a relationship between applicant and employer, which, although not necessarily resultant in permanent employment, was inchoate and viable. Pursuant to it aрplicant undertook special risks in performing designated, dangerous tasks; at this preliminary stage these were essentially “risks of employment” for which our compensation laws, mandating liberal interpretation in favor of awarding compensation, compel coverage.
The decision of the Workmen’s Compensation Appeals Board is annulled and the case is remanded to that board for further proceedings consistent with the views expressed herein.
Wright, C. J., Peters, J., Mosk, J., Burke, J., and Sullivan, J., concurred.
Notes
The city’s personnel director testified that the city pursued the pоlicy of permitting only those applicants who had passed the written examination to take the physical agility test. Applicants who successfully completed the physical agility test were required to take both an oral examination and a medical examination before finally qualifying for city employment.
Before permitting Laeng to take the physical agility test, the city required him, and all other applicants, to sign a “waiver” form containing the following statement: “In consideration of my being permitted to take the physical examination, I agree that I shall not hоld the City of Covina, or any of its officers, responsible for any injury or damage I may receive or cause to myself during or as a result of the examination.” At the workmen’s compensation hearing, the referee refused to admit this waiver into evidence, concluding that it was “against public policy.” Respondents have not challenged this characterization of the waiver form in this court, and insofar as Laeng’s injuries would otherwise be compensable under workmen’s compensation, this purported waiver directly conflicts with Labor Code section 5000 and must fail.
Laeng’s treating рhysician recommended that the claimant not return, to his prior work as a salesman earlier than November 1, 1970.
In assessing the “equities” of the situation, the referee stated: “Workmen’s compensation law is primarily concerned with the question of when the risks of employment begin, rather than when services or benefits commence to- flow to either party. Clearly in instances such as this, risks are initiated with the test. The question now becomes ‘Can “employment” encompass all phases of pre-employment testing in instances where a probability of employment exists but no definitе tender of employment has been made?’ ”
Contrary to the respondents’ suggestion, California workmen’s compensation law does not require that an applicant be receiving actual “compensation” for his “services” in order to fall within the workmen’s compensation scheme. As set out above, Labor Code section 3351 defines “employee” for purposes of the act as “every person in the service of an employer under any appointment or contract of hire or apprenticeship, express or implied, oral or written . . .” (italics added); the section’s explicit use of the disjunctive refutes respondents’ contention that a “contract of hire” is itself a prerequisite to recovery. (See, e.g., County of Monterey v. Industrial Acc. Com. (1926)
Labor Code section 3352 explicitly excludes certain positions from this broad, statutory definition of “employee” but none of the specific exclusions are relevant to the instant case. Unless otherwise indicated, all subsequent section references are to the Labor Code.
By this statement, of course, we do not imply that common law notions of the employment relationship should never be considered in determining the issue of “employment” under workmen’s compensation, but only that such common law principles are not determinative of the issue. As both Larson and Hanna have pointed out, the differences between the common law and workmen’s compensation usage of the term “employment” stem from the fundamentally different purposes served by the employment conceрt in each context. Thus, whereas at common law the
In Sumner v. Edmunds (1933)
Insofar as the Sumner opinion contains broad language indicating that an “employment” relationship, for workmen’s compensation purposes, can never exist before a formal contractual “acceptance" of an employee’s offer of service, however, the opinion is inconsistent with our present decision and must be disapproved.
In Dept. of Water & Power v. Workmen’s Comp. App. Bd. (1967)
Dissenting Opinion
I dissent. I would affirm the decision of the Workmen’s Compensation Appeals Board.