An Illinois jury convicted Ladell Henderson of murder and attempted murder, for which he was sentenced to respective prison terms of life and thirty years. His petition for a writ of habeas corpus contends that his post-arrest confession of involvement in these crimes was made without a voluntary, knowing, and intelligent waiver of his rights under
Miranda v. Arizona,
I.
In the early morning hours of February 28,1984, Mona Chavez was at home in Chicago watching television with her uncle, Dennis Leonard. After nodding off to sleep, Chavez was awakened by a pounding on the front door. Leonard answered and was confronted by Henderson and two other men. Leonard was thrown to the floor. Henderson told both Chavez and Leonard that they were going to die. He pulled out a gun and fired two shots into the back of Leonard’s head,
Miraculously, Chavez survived. She regained consciousness hours after the shooting, crawled from the second floor apartment, stumbled down the stairs, and sought help from a downstairs neighbor, who telephoned the police. Chavez told the officer who arrived on the scene that Henderson had shot her.
Henderson was located at a tavern and taken into custody. (The record does not disclose the fate of his two accomplices.) Officer Clifton Underwood testified that he apprised Henderson of his Miranda rights both at the scene of his arrest and later at the police station; he also testified that Henderson acknowledged these rights as he was informed of them. Henderson did not appear confused to the officers who observed him. Although cooperative, he declined to make a statement initially, other than to profess ignorance as to the reason for his arrest and to deny having killed anyone. However, according to Underwood, Henderson later had a change of heart and said that he wanted to tell Underwood “what really happened.” Underwood testified that he again told Henderson what his rights were, and that Henderson acknowledged them. The two then spoke for twenty to thirty minutes. Subsequently, Assistant State’s Attorney Kim Kardas took a statement from Henderson. Kardas knew Henderson from a previous prosecution in juvenile court and later testified that he reminded Henderson of this as he introduced himself. Detective Peter Valesares was present while Kardas interviewed Henderson and confirmed that Kardas and Henderson appeared to know one another. Valesares also testified that he told Henderson before this interview that he was being charged with shooting Chavez and killing Leonard and that a state’s attorney would be coming to speak with him.
After speaking with Henderson, Kardas prepared a written statement for him to sign. In substance, the statement indicated that Henderson had taken two men (“Billy Ray” and “Speedy”) to Chavez’s home for the purpose of executing a contract on her life (she purportedly had “set up” an El Rukn gang member), but did not participate in the shootings. When Henderson began to review the statement, he noted a reference to Kardas being an assistant state’s attorney. He purported to be confused by that and said that he had understood Kardas to be his own attorney, not the state’s. He then refused to sign the statement. Henderson later testified at a suppression hearing that he had spoken to Kardas thinking that Kardas was a defense attorney, not a prosecutor.
The state subsequently charged Henderson with murder, attempted murder, conspiracy to commit murder, and home invasion. Chavez testified at trial and identified Henderson as the assailant. On cross-examination, the defense inquired into her relationship with one Quintín Jones and asked Chavez whether she had used “speed” in the presence of Henderson and Jones. Chavez acknowledged knowing Jones but denied that she had been involved with him romantically and denied having ever used speed. When the defense later attempted to have Jones testily that he had seen Chavez use drugs on numerous occasions, the trial court sustained the state’s objection, noting that “the only reason [you’re] doing it is to dirty up the witness.” In addition to Chavez’s testimony, the state was permitted to offer into evidence the written statement that Kardas prepared based on what Henderson had told him. That statement, of course, placed Henderson at the scene of the shooting. Henderson had moved unsuccessfully in advance of trial to suppress the statement. Having faded in that effort, Henderson’s theory of defense was that although he had participated in the home invasion, he had
On appeal, the Illinois appellate court vacated Henderson’s conviction on the conspiracy charge, but affirmed his conviction and sentence on the other charges.
People v. Henderson,
In reviewing the totality of circumstances surrounding defendant’s statement, we find that a preponderance of the evidence demonstrates that the defendant understood and knowingly waived his constitutional rights. Where as here the record supports a finding that defendant’s subpar mentality did not interfere with his ability to comprehend the meaning of a voluntarily made statement or a right to counsel, his statement will not be suppressed.
Defendant made no reference or qualification as to when the victim allegedly used drugs or the extent of impairment from the use of any drugs. Thus, we are inclined to agree with the trial court that such evidence would not shed light on the victim’s ability to adequately perceive the events as they occurred on the night of the offense. To the contrary, this evidence would simply “dirty up” the witness in the eyes of the jury. Accordingly, we find that the trial court properly excluded any evidence of the victim’s alleged drug addiction.
Id.
Henderson renewed these arguments in his habeas petition. His first amended petition (which, like the original, was prepared pro se) also asserted a third claim that the jury had been erroneously instructed on attempted murder. After the district court appointed counsel for Henderson, however, that petition was withdrawn and a second amended petition was filed which omitted this claim. The district court rejected the other two claims on their merits. It noted that “[s]tate-court determinations of the validity of
Miranda
waivers are presumed correct under § 2254(d),” and that in this case the finding of a knowing waiver was supported by the testimony of Assistant State’s Attorney Kardas.
United States ex rel. Henderson v. Welborn,
No. 91 C 7288, Mem. Op. at 3,
II.
Henderson pursues these same two issues on appeal. His
Miranda
waiver cannot be deemed voluntary, knowing, and intelligent, he insists, in light of evidence that he was led to believe that he was talking to his own attorney rather than the prosecutor when he waived his right to remain silent, and in light of evidence that his intellectual capabilities are limited. He also renews his argument that he was deprived of his Sixth Amendment right to confront Chavez when the court precluded extrinsic testimony concerning her purported drug use. Henderson attempts additionally to raise a third issue: he contends that he was deprived of due process by an instruction on the attempted murder charge that (purportedly) permitted the jury to convict him on that charge without finding that he acted with the specific intent to kill Chavez. This issue was, as we have noted, omitted from the second amended petition prepared by Henderson’s counsel and presented to the district court for decision; the first amended pro se petition, which did raise this issue, was withdrawn. As it was not before the district court, the jury instruction issue is beyond our review in this appeal, and we do not address it.
Williams v. Turner,
A. Waiver of Miranda Rights
When a
Miranda
waiver is challenged, two distinct questions are presented: whether the waiver was voluntary, knowing, and intelligent as a matter of fact, and whether it was involuntary as a matter of law.
Baskin v. Clark,
Whether a defendant made a voluntary, knowing and intelligent waiver of his Miranda rights is distinct from the issue of whether, under the totality of the circumstances, the challenged statement was involuntary. Bryan,820 F.2d at 219 . A court may find that a defendant made a valid waiver and yet still hold that a confession was involuntary.
Baskin,
Although sometimes framed as an issue of “psychological fact,” Culombe v. Connecticut, 367 U.S. [568], at 603, 81 S.Ct. [1860], at 1879 [6 L.Ed.2d 1037 ] [(1961)], the dispositive question of the voluntariness of a confession has always had a uniquely legal dimension. It is telling that in eon-fession cases coming from the States, this Court has consistently looked to the Due Process Clause of the Fourteenth Amendment to test admissibility.' See, e.g., Mincey v. Arizona, 437 U.S. [385], at 402, 98 S.Ct. [2408], at 2418 [ 57 L.Ed.2d 290 ] [ (1978) ]. The locus of the right is significant because it reflects the Court’s consistently held view that the admissibility of a confession turns as much on whether the techniques for extracting the statements, as applied to this suspect, are compatible with a system that presumes innocence and assures that a conviction will not be secured by inquisitorial means as on whether the defendant’s will was in fact overborne. See, e.g., Gallegos v. Colorado,370 U.S. 49 , 51,82 S.Ct. 1209 , 1211,8 L.Ed.2d 325 (1962) (suggesting that “a compound of two influences” requires that some confessions be condemned); Culombe v. Connecticut, supra,367 U.S., at 605 ,81 S.Ct., at 1880 (describing voluntariness as an “amphibian”). This hybrid quality of the voluntariness inquiry, subsuming, as it does, a “complex of values,” Blackburn v. Alabama, 361 U.S. [199], at 207, 80 S.Ct. [274], at 280 [4 L.Ed.2d 242 ] [(1960)], itself militates against treating the .question as one of simple historical fact.
Miller v. Fenton,
1. Involuntariness
We take up the legal question first. As we have explained, Henderson argues that his statement was involuntary as a matter of law because the authorities deceived him into thinking that Kardas was his own counsel.
See, e.g., Leyra v. Denno,
Henderson initially contends that neither the state trial and appellate courts nor the district court have ever addressed this claim. It is true that none of the courts to whom Henderson has made this argument previously has rejected it expressly. Yet, each court did find ultimately that Henderson’s waiver was made voluntarily, knowingly, and intelligently (S.R. 35 (trial court),
Kardas testified that prior to his questions directed to defendant, he informed defendant that he was an assistant State’s Attorney. Kardas read defendant his rights and defendant indicated that he understood. According to Kardas, defendant stated that he knew what an assistant State’s Attorney was and also knew that Kardas was not his lawyer.
People v. Henderson,
We treat the state courts’ implicit determination that Henderson knew who Kardas was as presumptively correct
(Bryan,
Wrested of its factual premise — that Henderson was deceived as to whom Kardas represented — the legal claim of involuntariness necessarily fails. Looking to the totality of the circumstances, we see no hint of coercion or otherwise unfair behavior on the part of the state that would justify a determination that Henderson’s statement to Kardas was involuntary and that the admission of the statement at trial was necessarily erroneous. This leaves Henderson with the claim that he did not, as a matter of fact, waive his Miranda rights. That claim we take up next.
2. Waiver as a matter of fact
Based on the evidence of record, we also find no reason to disturb the state courts’ determination that Henderson made a voluntary, knowing, and intelligent decision to waive his
Miranda
rights notwithstanding the apparent limits of his intellect. Again, this was a factual determination that we treat as presumptively correct.
See Jones,
B. Impeachment of Chavez
Chavez’s testimony was crucial to the state’s case against Henderson. The use of narcotics can, obviously, affect the ability of a witness to perceive, to recall, and to recount the events she has observed. Whether Chavez may have been under the influence of narcotics at the time of the offense (or at some other pertinent time) was thus an appropriate subject of inquiry and impeachment.
United States v. Cameron,
But we agree that Henderson was not deprived of his right to confront the witnesses against him when the trial court barred the testimony of Quintín Jones.
3
Had the proffer of Jones’ testimony established that Chavez was using narcotics within the time frame of the events to which she testified, it might have been improper and prejudicial to Henderson to exclude the testimony. Instead, however, Jones was held up as a witness who would testify simply that he had known Chavez to use drugs on many occasions; we do not know when those occasions were in reference to the murder of Leonard and the attempted murder of Chavez. It is thus not at all clear that the testimony was probative of Chavez’s ability to recognize and identify the individual who committed the offense.
See United States v. Robinson,
The record establishes no error in the state courts’ conclusion that Henderson voluntarily, knowingly, and intelligently waived his Miranda rights and that the testimony of Quintín Jones concerning Mona Chavez’s purported drug use was properly excluded. The district court’s decision to , deny Henderson’s petition for a writ of habeas corpus was therefore correct.
AFFIRMED.
Notes
. After we heard oral arguments in this appeal, the President signed into law what is known as the Anti-terrorism and Effective Death Penalty Act of 1996, Pub.L. 104-132, 110 Stat. 1214. Among other changes, the statute adds a new provision to 28 U.S.C. § 2254, under which Henderson seeks relief. Section 2254(d) now provides:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
This court held recently that the provisions of section 2254(d) apply to habeas petitions filed prior to enactment of the new statute.
Lindh v. Murphy,
. Neither party, certainly, suggests that this is a case in which the court might have accepted the factual premise of the petitioner’s argument, yet still rejected the claim that a constitutional violation occurred.
Cf. Weidner,
. The district court suggested that despite the fact that Jones was not permitted to testify, Henderson himself could have taken the stand to impeach Chavez on the subject of her alleged drug use. Assinning that Henderson could have given such testimony as a factual matter, we agree with Henderson that this is irrelevant to the propriety of the trial court's decision to exclude Jones’ testimony on this subject. Henderson, of course, enjoyed a Fifth Amendment right not to take the stand, which he exercised.
