KAY MAUREEN LADD, a Minor, etc., Plaintiff and Appellant, v. COUNTY OF SAN MATEO et al., Defendants and Respondents.
No. S045633
Supreme Court of California
Mar. 7, 1996.
12 Cal. 4th 913
COUNSEL
Gerald A. Clausen, Abramson & Smith, Albert R. Abramson and Robert J. Waldsmith for Plaintiff and Appellant.
Thomas F. Casey III, County Counsel, Mary M. Ash, Deputy County Counsel, Boornazian, Jensen & Garthe, Charles I. Eisner and Jacqueline Jordan Leung for Defendants and Respondents.
OPINION
GEORGE, J.---We granted review in this case to decide an issue left unresolved by the decision in Thomas v. City of Richmond (1995) 9 Cal.4th 1154, 1158-1159 [40 Cal.Rptr.2d 442, 892 P.2d 1185]: whether the immunity provided public entities and employees by
I
On March 12, 1991, San Mateo County juvenile hall employees Michelle Silveira and Aaron Turner were transporting 15-year-old plaintiff Kay Maureen Ladd to the San Mateo County juvenile hall. Plaintiff was a ward of the juvenile court who had been placed in the custody of her aunt but, having run away from her aunt‘s home, had been taken into custody by the Butte County Sheriff.1 Silveira and Turner had taken custody of plaintiff at the Butte County juvenile hall, handcuffed her with her hands in front of her body, and placed her in the rear seat of a San Mateo County automobile. It was raining. When the vehicle stopped for a red traffic signal near some railroad tracks, plaintiff jumped out of the automobile and ran toward a slow-moving freight train. Despite being handcuffed, plaintiff tried to climb
Plaintiff sued San Mateo County and the county employees responsible for transporting her, alleging the county was negligent in failing to adequately train and supervise its employees and in failing to provide “adequate equipment and a security vehicle.” Plaintiff further alleged that the county employees were negligent in failing to properly restrain and care for her, “so as to permit her to flee said automobile and board a moving railroad train.” The superior court granted summary judgment in favor of defendants on the ground the county and its employees were immune from liability pursuant to
The Court of Appeal affirmed the judgment on the ground that defendants were immune from liability pursuant to
II
“Conceptually, the question of the applicability of a statutory immunity does not even arise until it is determined that a defendant otherwise owes a duty of care to the plaintiff and thus would be liable in the absence of such immunity.” (Davidson v. City of Westminster (1982) 32 Cal.3d 197, 201-202 [185 Cal.Rptr. 252, 649 P.2d 894].) On occasion, however, we have proceeded directly to the question of immunity and have resolved the case on that basis. (Kisbey v. State of California (1984) 36 Cal.3d 415, 418 [204 Cal.Rptr. 428, 682 P.2d 1093].)
In the present case, we first briefly discuss whether defendants owed a duty of care to plaintiff to protect her from the injury in question. For the reasons that follow, however, we shall base our decision in this case upon the governmental immunity provided by
“The elements of a cause of action for negligence are well established. They are ‘(a) a legal duty to use due care; (b) a breach of such legal duty; [and] (c) the breach as the proximate or legal cause of the resulting injury.‘” (Evan F. v. Hughson United Methodist Church (1992) 8 Cal.App.4th 828, 834 [10 Cal.Rptr.2d 748], italics in original.) Plaintiff asserts that defendants “were in a special relationship with [her] and thus had an affirmative duty to supervise, control and protect her.”
“Liability for negligent conduct may only be imposed where there is a duty of care owed by the defendant to the plaintiff or to a class of which the plaintiff is a member. [Citation.]” (J‘Aire Corp. v. Gregory (1979) 24 Cal.3d 799, 803 [157 Cal.Rptr. 407, 598 P.2d 60].) Assuming the correctness of plaintiff‘s argument that public entities and their employees have a duty to exercise reasonable care to prevent prisoners from escaping, we believe that such a duty would be owed to members of the public who might be injured by escaped or escaping prisoners, rather than to the prisoners themselves. (See Duffy v. City of Oceanside (1986) 179 Cal.App.3d 666, 671-672 [224 Cal.Rptr. 879] [“Putting aside questions of governmental immunity [citation], it seems pointless to argue that prison officials who negligently allow a dangerous felon to escape have no ‘duty’ to control the felon absent some previously identifiable victim the escaped felon will likely seek to harm.“]; see also People v. Laiwa (1983) 34 Cal.3d 711, 726 [195 Cal.Rptr. 503, 669 P.2d 1278] [“by virtue of their office jailers have the general responsibility to prevent escapes. . .“]; People v. Elmore (1990) 225 Cal.App.3d 953, 959 [275 Cal.Rptr. 315] [“An abstract of judgment imposing a prison sentence is an order sending a defendant to prison and imposing a duty on the warden to carry out the judgment.“]; Rest.2d Torts, § 319 [“One who takes charge of a third person whom he knows or should know to be likely to cause bodily harm to others if not controlled is under a duty to exercise reasonable care to control the third person to prevent him from doing such harm.“].) As a general matter, it would seem quite peculiar to conclude that such a prisoner is within the class of persons intended to be protected by a public entity‘s duty to prevent escapes, and we are unaware of any authority that has so held. (Cf. Hoyem v. Manhattan Beach City Sch. Dist. (1978) 22 Cal.3d 508, 514 [150 Cal.Rptr. 1, 585 P.2d 851] [the rule that students may not leave school premises without permission during regular school hours “is at least in part for the pupils’ protection“].)
Plaintiff argues that different considerations should apply when, as in this case, the escaping prisoner is a minor. (See, e.g., Hoyem v. Manhattan Beach City Sch. Dist., supra, 22 Cal.3d 508, 513 [school district may be liable for an injury suffered by a minor student after he left school grounds without permission, if a proximate cause of the injury was the district‘s failure to exercise ordinary care in supervising the student while he was on school premises].) Plaintiff, however, cites no case in which a public entity has been held liable where, as in the present case, an escaping minor is injured. (See Prosser & Keeton on Torts (5th ed. 1984) § 32, p. 179 [children are
We need not, and do not, decide in this case the novel question whether a juvenile prisoner is among the class sought to be protected by a public entity‘s (and its employees‘) duty to exercise reasonable care to prevent the prisoner from escaping (assuming such a duty exists), because, for the reasons that follow, we conclude that, in any event, under
Plaintiff also asserts that
III
Plaintiff argues that “[b]y its plain language
The reasons for providing immunity for injuries caused by fleeing prisoners apply equally, or with greater force, to self-inflicted injuries. Had plaintiff injured a bystander during her attempted escape, it is clear that the immunity provided by
The chilling effect upon law enforcement and custodial officers’ performance of their duties that would result from the imposition of liability for a public employee‘s failure to maintain custody over a prisoner is the same whether that liability arises from an injury to a third party or an injury to the escaped or escaping prisoner. Further, it would make little sense to preclude an innocent bystander from recovering damages caused by a public employee‘s negligence in allowing a prisoner to escape, but permit the prisoner to recover damages resulting from a self-inflicted injury under the same or similar circumstances. Thus, for example, if plaintiff, while attempting to board the train, had caused a railroad worker to fall from the train, as well as herself, and both were injured, it would be anomalous to deny recovery to
Because the statutory language is clear, we need not resort to legislative history to discern the scope of
The circumstance that the Legislature has provided governmental immunity for injuries “caused to” certain classes of persons who escape, or attempt to escape, from governmental custody does not indicate an intent to restrict the common meaning of the phrase “caused by” (as used in
Plaintiff‘s argument is inconsistent concerning the respective meaning of the statutory language providing immunity for injuries “caused to” persons in custody and injuries “caused by” such persons. Plaintiff correctly interprets the phrase “an injury to” an escaped person to include an injury that is “caused by” that person to him- or herself, but fails to apply the same logic
Plaintiff relies upon the legislative history of the 1970 amendment to
Plaintiff also points out that the bill that amended
The Law Revision Commission Comment to the 1970 amendment of
We hold, therefore, that the immunity provided public entities and employees by
IV
Citing our decision in Thomas v. City of Richmond, supra, 9 Cal.4th 1154, plaintiff further argues that
The alleged negligence of the county and its employees in failing to provide a secure vehicle, in failing adequately to restrain plaintiff with devices such as a waist chain or leg chains or to handcuff plaintiff‘s hands behind her, and in failing to have one of the county employees sit in the backseat with plaintiff to prevent her from escaping, does not constitute negligent or wrongful conduct or omissions in the operation of a motor vehicle within the meaning of
In Chilcote v. San Bernardino County (1933) 218 Cal. 444 [23 P.2d 748], a driver was injured when he lost control of his vehicle upon encountering large pools of oil on the highway. Plaintiff sued the county under a predecessor statute to
In Greenberg v. County of Los Angeles (1952) 113 Cal.App.2d 389, 390 [248 P.2d 74], plaintiffs alleged that the decedent, “‘stricken with a critical cardiac and diabetic condition,‘” was placed in an ambulance to be driven to the hospital by a county employee. Rather than proceeding directly to the hospital, however, the driver drove to another location and picked up another patient---a course of conduct resulting in a one-hour delay in the arrival of the first patient at the hospital, during which time she died. Relying upon another predecessor statute to
In Bright v. East Side Mosquito etc. Dist. (1959) 168 Cal.App.2d 7 [335 P.2d 527], the complaint alleged that employees of a mosquito abatement district released a chemical spray from a trailer being towed by a jeep near a public highway. The spray blanketed the highway, obscuring visibility and causing a multiple-vehicle collision in which the plaintiff was injured. The Court of Appeal held that a cause of action had been stated under one of the predecessor statutes to
In Colapinto v. County of Riverside (1991) 230 Cal.App.3d 147 [281 Cal.Rptr. 191], the Court of Appeal held that
Under the foregoing authorities, it is clear that plaintiff‘s injuries were not caused by the negligent operation of a motor vehicle within the meaning of
Plaintiff relies heavily upon the decision in Duarte v. City of San Jose (1980) 100 Cal.App.3d 648 [161 Cal.Rptr. 140]. In that case, a police officer arrested a suspect for driving under the influence of alcohol and left him, unhandcuffed and unattended, in the backseat of a police vehicle with the engine running. The suspect entered the driver‘s seat and sped off, initiating a high-speed chase that ended when the suspect lost control of the vehicle and struck the plaintiff. The plaintiff alleged the city was liable under
V
For the foregoing reasons, the judgment of the Court of Appeal is affirmed.
Lucas, C. J., Kennard, J., Baxter, J., Werdegar, J., and Arabian, J.,* concurred.
MOSK, J.---I dissent.
I adhere, rather, to the view I expressed in my concurring opinion in the same case (9 Cal.4th at p. 1165), i.e., that as used in
“Our task is to determine the intent of the Legislature in enacting the statute. ‘To determine the intent of legislation, we first consult the words themselves, giving them their usual and ordinary meaning. [Citations.] When “‘statutory language is . . . clear and unambiguous there is no need for construction, and courts should not indulge in it.‘” [Citations.]’ (DaFonte v. Up-Right, Inc. (1992) 2 Cal.4th 593, 601 [7 Cal.Rptr.2d 238, 828 P.2d 140].)
“Here the Legislature provided that
*Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
“Nor can it be argued that here the injury was somehow ‘caused by’ plaintiff because [s]he ran away [from the persons transporting her]. We cannot ascribe so strained a meaning to the Legislature. While it is true that occasionally an injury may be caused both by and to the same person (i.e., a self-inflicted wound), in the vast majority of cases an injury that is ‘caused by’ one person is ‘caused to’ another: the entire law of torts has developed in response to such injuries. The Legislature, of course, legislates for the generality of cases; if it intends its words to have a special meaning, it says so.
“The argument also proves too much. In cases in which a public entity is held liable when a third party is wrongfully injured by a police officer in pursuit of a fleeing suspect (e.g., Brummett v. County of Sacramento (1978) 21 Cal.3d 880 [148 Cal.Rptr. 361, 582 P.2d 952, 4 A.L.R.4th 858]), that suspect could likewise be said to have ‘caused’ the pursuit by failing to submit to police authority. Yet no one contends that
“Most important, the Tort Claims Act shows on its face that the Legislature was well aware of the distinction between the ordinary meanings of ‘caused by’ and ‘caused to.’ It is ‘a cardinal rule of statutory construction’ that “‘every statute should be construed with reference to the whole system of law of which it is a part so that all may be harmonized and have effect.“’ (Landrum v. Superior Court (1981) 30 Cal.3d 1, 14 [177 Cal.Rptr. 325, 634 P.2d 352]; accord, People v. Hull (1991) 1 Cal.4th 266, 272 [2 Cal.Rptr.2d 526, 820 P.2d 1036]; Nickelsberg v. Workers’ Comp. Appeals Bd. (1991) 54 Cal.3d 288, 298 [285 Cal.Rptr. 86, 814 P.2d 1328].) ‘Where reasonably
“No less than three other statutes in the same chapter of the Tort Claims Act as
“Indeed, when the Legislature amended the last-quoted statute to add the reference to injuries ‘caused to’ an escaping mental patient, it also amended in the same bill the statute now in issue (
“Applying the cardinal rule of statutory construction cited above, we see that in order to harmonize the wording of these closely related statutes we must infer that the Legislature did not intend
“The distinctions thus drawn by the Legislature, moreover, are eminently reasonable. It makes sense for the Legislature to be concerned about public liability for injuries caused to prison inmates (
The majority‘s arguments to the contrary are not persuasive. First, whether it would have a “chilling effect” (maj. opn., ante, at p. 920) on custodial officers to deny immunity in these circumstances, and whether it would “make little sense” to deny recovery to an “innocent bystander” while allowing it to persons in the class of this plaintiff (ibid.), are essentially questions of policy respecting the proper scope of the immunity granted by statute. These are questions for the Legislature, not for this court. They do not undermine the plain meaning of the words that the Legislature used in
Equally unconvincing is the majority‘s effort to explain away the stark fact that, as discussed above, in three closely related statutes the Legislature has expressly provided for immunity for injuries that are both “caused by” and “caused to” a specific class of persons. (
Nor is plaintiff‘s position “inconsistent.” (Maj. opn., ante, at p. 921.) The majority do not identify where plaintiff “interprets the phrase ‘an injury to’ an escaped person to include an injury that is ‘caused by’ that person” (ibid.), and I find no such “interpretation” in the record. But even if plaintiff so “interprets” that phrase, the phrase is not in the statute that we are required to construe. The statute speaks only of injuries “caused by” escaped persons.
The majority (maj. opn., ante, at pp. 922-923) next dismiss two arguments from legislative history. I do not rely on the first (a quotation from a legislative “staff analysis“). But I found the second persuasive in Thomas, and I do so here as well. That argument proceeds from the fact---discussed in detail above---that when the Legislature amended
As noted above in my quotation from Thomas, when the Legislature amended the immunity statutes in 1970 it was acting in direct compliance with a 1969 recommendation by the Law Revision Commission that emphasized the discrepancy between “caused by” and “caused to” in this context: to reiterate, the commission stressed that “Government Code section 856.2 presently confers immunity only as to injuries caused by an escaping or escaped mental patient. Injuries sustained by the escapee are not covered.” (Recommendations Relating to Sovereign Immunity, No. 10, Revisions of the Governmental Liability Act (Dec. 1969) 9 Cal. Law Revision Com. Rep. (1969) p. 827, italics in original (Recommendations).) The majority ignore this plain expression of the distinction by the very body that proposed the language in question.
Instead, the majority address only the portion of the cited recommendation in which the Law Revision Commission explains the purpose of its proposed
For all these reasons I conclude that
Despite their holding that the immunity of
On this issue the majority now conclude as a matter of law (maj. opn., ante, at p. 925) that plaintiff‘s injuries “were not caused by the negligent operation of a motor vehicle within the meaning of
Next the majority review (maj. opn., ante, at pp. 923-925) a few selected cases applying
The only case in point is Duarte v. City of San Jose (1980) 100 Cal.App.3d 648 [161 Cal.Rptr. 140], which supports plaintiff. There a city police officer arrested a suspect for drunk driving and placed him, unhandcuffed and unattended, in the backseat of the police car with the motor running. While the officer assisted a fellow officer in moving the suspect‘s car, the suspect entered the driver‘s seat of the police car and sped away. Police cars followed in a high-speed chase that ended when the suspect struck and injured the plaintiff. In holding that the plaintiff could state a cause of action for city liability under
“One function of a police vehicle is to transport arrested persons to jail. Here the arrested man had been placed in the rear of the car. Its motor was apparently running, which suggests that the officer was about to transport [the suspect] when he was interrupted by his colleague‘s difficulty with [the suspect‘s] car. Under the circumstances, we conclude that the car was ‘in a state of being at work’ and therefore in operation within the meaning of the statute.”
In the case at bar it is undisputed that the car in question was an official San Mateo County vehicle being operated by San Mateo County juvenile hall employees for the sole purpose of transporting a ward of the San Mateo juvenile court who was being returned to custody. Although the car was not moving at the time that the ward fled, its motor was running and it was only momentarily stopped at a red traffic signal. As in Duarte, accordingly, “the car was ‘in a state of being at work’ and therefore in operation within the meaning of the statute.” (100 Cal.App.3d at p. 658.)
Rather than meeting Duarte on its own terms, the majority simply disapprove the decision “For the reasons reflected in the foregoing discussion” (maj. opn., ante, at p. 925). As we have seen, however, the majority in fact give no such reasons. The majority thus disapprove Duarte not because they must, but simply because they can. A published, unanimous decision of the Court of Appeal that has been followed by other courts deserves more. Indeed, in Thomas the majority of this court held after a lengthy analysis that we have no power to disapprove Duarte to the extent it holds that liability under
On the issue now before us Duarte squarely supports plaintiff‘s construction of
Finally, the Court of Appeal declined to reach the issue whether the summary judgment should also be affirmed on the ground of the immunity
