Lead Opinion
Opinion
We granted review in this case to decide an issue left unresolved by the decision in Thomas v. City of Richmond (1995)
I
On March 12, 1991, San Mateo County juvenile hall employees Michelle Silveira and Aaron Turner were transporting 15-year-old plaintiff Kay Maureen Ladd to the San Mateo County juvenile hall. Plaintiff was a ward of the juvenile court who had been placed in the custody of her aunt but, having run away from her aunt’s home, had been taken into custody by the Butte County Sheriff.
Plaintiff sued San Mateo County and the county employees responsible for transporting her, alleging the county was negligent in failing to adequately train and supervise its employees and in failing to provide “adequate equipment and a security vehicle.” Plaintiff further alleged that the county employees were negligent in failing to properly restrain and care for her, “so as to permit her to flee said automobile and board a moving railroad train.” The superior court granted summary judgment in favor of defendants on the ground the county and its employees were immune from liability pursuant to Government Code section 845.8, which states that “[n]either a public entity nor a public employee is liable for: [ID ... [ID (b) Any injury caused by: [<]D (1) An escaping or escaped prisoner,” and section 846, which provides: “Neither a public entity nor a public employee is liable for injury caused by the failure to make an arrest or by the failure to retain an arrested person in custody.”
The Court of Appeal affirmed the judgment on the ground that defendants were immune from liability pursuant to section 845.8, without reaching the question whether defendants also were immune under section 846.
II
“Conceptually, the question of the applicability of a statutory immunity does not even arise until it is determined that a defendant otherwise owes a duty of care to the plaintiff and thus would be liable in the absence of such immunity.” (Davidson v. City of Westminster (1982)
In the present case, we first briefly discuss whether defendants owed a duty of care to plaintiff to protect her from the injury in question. For the reasons that follow, however, we shall base our decision in this case upon the governmental immunity provided by section 845.8.
“The elements of a cause of action for negligence are well established. They are ‘(a) a legal duty to use due care; (b) a breach of such legal duty; [and] (c) the breach as the proximate or legal cause of the resulting injury.’ ” (Evan F. v. Hughson United Methodist Church (1992) 8
“Liability for negligent conduct may only be imposed where there is a duty of care owed by the defendant to the plaintiff or to a class of which the plaintiff is a member. [Citation.]” (J’Aire Corp. v. Gregory (1979)
Plaintiff argues that different considerations should apply when, as in this case, the escaping prisoner is a minor. (See, e.g., Hoyem v. Manhattan Beach City Sch. Dist., supra,
We need not, and do not, decide in this case the novel question whether a juvenile prisoner is among the class sought to be protected by a public entity’s (and its employees’) duty to exercise reasonable care to prevent the prisoner from escaping (assuming such a duty exists), because, for the reasons that follow, we conclude that, in any event, under section 845.8 defendants in the present case are immune from liability. (See Kisbey v. State of California, supra,
Plaintiff also asserts that Vehicle Code section 17001 imposed a duty upon defendants to exercise due care in the operation of a motor vehicle. As we explain below, following our discussion of immunity, the duty imposed by that statute does not apply under the circumstances of the present case.
HI
Section 845.8 states: “Neither a public entity nor a public employee is liable for: HD • ■ • HD (b) Any injury caused by: [f] (1) An escaping or escaped prisoner; [f] (2) An escaping or escaped arrested person; or [CJ[] (3) A person resisting arrest.”
Plaintiff argues that “[b]y its plain language section 845.8 provides immunity only with respect to injury caused by a fleeing arrestee and not with respect to injury caused to him.” (Italics in original, fn. omitted.) We disagree. Section 845.8 uses broad terms to provide immunity for “[a]ny injury caused by” an escaping prisoner. Nothing in the statutory language suggests an exception for injuries caused by a prisoner to herself. No apparent purpose would be served by such an exception.
The reasons for providing immunity for injuries caused by fleeing prisoners apply equally, or with greater force, to self-inflicted injuries. Had plaintiff injured a bystander during her attempted escape, it is clear that the immunity provided by section 845.8 would apply. (Kisbey v. State of California, supra,
The chilling effect upon law enforcement and custodial officers’ performance of their duties that would result from the imposition of liability for a public employee’s failure to maintain custody over a prisoner is the same whether that liability arises from an injury to a third party or an injury to the escaped or escaping prisoner. Further, it would make little sense to preclude an innocent bystander from recovering damages caused by a public employee’s negligence in allowing a prisoner to escape, but permit the prisoner to recover damages resulting from a self-inflicted injury under the same or similar circumstances. Thus, for example, if plaintiff, while attempting to board the train, had caused a railroad worker to fall from the train, as well as herself, and both were injured, it would be anomalous to deny recovery to
Because the statutory language is clear, we need not resort to legislative history to discern the scope of section 845.8 in this regard. (Lungren v. Deukmejian (1988)
The circumstance that the Legislature has provided governmental immunity for injuries “caused to” certain classes of persons who escape, or attempt to escape, from governmental custody does not indicate an intent to restrict the common meaning of the phrase “caused by” (as used in section 845.8) to exclude self-inflicted injuries. In the statutes cited by plaintiff, the effect of providing immunity from liability for injuries “caused to” the escaped person, as well as immunity from liability for injuries “caused by” that person, is to broaden the immunity to apply to injuries caused to the escaped person by the government or a third party. The addition of the “caused to” language is not necessary to provide immunity from liability for injuries caused by the escaped person to herself, because such immunity already is provided by the provision in each of these statutes covering injuries “caused by” the escaped person.
Plaintiff’s argument is inconsistent concerning the respective meaning of the statutory language providing immunity for injuries “caused to” persons in custody and injuries “caused by” such persons. Plaintiff correctly interprets the phrase “an injury to” an escaped person to include an injury that is “caused by” that person to him- or herself, but fails to apply the same logic
Plaintiff relies upon the legislative history of the 1970 amendment to section 845.8.
Plaintiff also points out that the bill that amended section 845.8 in 1970 also amended section 856.2 to expand the immunity from liability for injuries “caused by” an escaping or escaped mental patient to include injuries “caused to” such patients. Plaintiff argues that the Legislature’s failure similarly to amend section 845.8 evidences an intention to exclude injuries “caused to” escaping prisoners from the immunity provided by section 845.8. As explained above, however, the Legislature’s decision not to extend the immunity provided by section 845.8 to injuries “caused to” escaping prisoners does not reflect an intent to restrict the immunity already provided for injuries “caused by” such prisoners, including injuries caused by escaping prisoners to themselves.
The Law Revision Commission Comment to the 1970 amendment of section 856.2 states that the purpose of immunizing the government from liability for injuries “caused to” escaping or escaped mental patients was to avoid the result reached in Callahan v. State (1943)
We hold, therefore, that the immunity provided public entities and employees by Government Code section 845.8, subdivision (b), from liability for any injury “caused by” an escaping prisoner applies to a self-inflicted injury suffered by the prisoner.
IV
Citing our decision in Thomas v. City of Richmond, supra,
The alleged negligence of the county and its employees in failing to provide a secure vehicle, in failing adequately to restrain plaintiff with devices such as a waist chain or leg chains or to handcuff plaintiff’s hands behind her, and in failing to have one of the county employees sit in the backseat with plaintiff to prevent her from escaping, does not constitute negligent or wrongful conduct or omissions in the operation of a motor vehicle within the meaning of Vehicle Code section 17001. For that statute to apply, it is not sufficient that a motor vehicle somehow be involved in the series of events that results in the injury. The injury must be proximately caused by the negligent “operation of a motor vehicle.”
In Chilcote v. San Bernardino County (1933)
In Greenberg v. County of Los Angeles (1952)
In Bright v. East Side Mosquito etc. Dist. (1959)
In Colapinto v. County of Riverside (1991)
Under the foregoing authorities, it is clear that plaintiff’s injuries were not caused by the negligent operation of a motor vehicle within the meaning of Vehicle Code section 17001. Plaintiff did not allege that defendants drove or otherwise operated the vehicle in a negligent fashion. Rather, plaintiff alleged that defendants negligently failed to provide a secure vehicle or to properly restrain and supervise plaintiff—not that they negligently operated a motor vehicle. Accordingly, Vehicle Code section 17001 does not apply.
Plaintiff relies heavily upon the decision in Duarte v. City of San Jose (1980)
V
For the foregoing reasons, the judgment of the Court of Appeal is affirmed.
Lucas, C. J., Kennard, J., Baxter, J., Werdegar, J., and Arabian, J.,
Notes
Plaintiff had been adjudged a ward of the juvenile court pursuant to Welfare and Institutions Code section 602, which states: “Any person who is under the age of 18 years when he violates any law of this state or of the United States or any ordinance of any city or county of this state defining crime other than an ordinance establishing a curfew based solely on age, is within the jurisdiction of the juvenile court, which may adjudge such person to be a ward of the court.”
All further statutory references are to the Government Code, unless otherwise indicated.
In granting summary judgment for defendants, the superior court impliedly found that there was no triable issue of fact regarding whether plaintiff, at the time of the incident underlying her present claim, was a prisoner or an arrested person within the meaning of section 845.8. Plaintiff has not challenged that aspect of the superior court’s ruling, either in the Court of Appeal or in this court, and acknowledged at oral argument in this court that the applicable authorities suggest that plaintiff was a prisoner within the meaning of the statute. Accordingly, for purposes of this decision, we assume without deciding that plaintiff was a prisoner within the meaning of section 845.8. (See Jiminez v. County of Santa Cruz (1974)
Our holding regarding the application of section 845.8 is limited to circumstances similar to those involved in the present case, in which plaintiff alleges that defendants were negligent in allowing her to escape from their custody. We need not, and do not, decide whether the immunity provided by section 845.8 would apply in other circumstances in which it can be said that the escapee contributed to his or her injuries.
Plaintiff requests that we take judicial notice of certain documents reflecting legislative history, and defendants have not objected. We grant plaintiff’s request. (Evid. Code, §§ 452, subd. (a), 459, subd. (a).)
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
Dissenting Opinion
I dissent.
Government Code section 845.8 provides that public entities and employ- . ees are immune from liability for injuries “caused by” an escaping prisoner or arrestee. In the majority opinion he has authored for the court in this case Justice George adopts the view he expressed in his dissenting opinion in Thomas v. City of Richmond (1995)
I adhere, rather, to the view I expressed in my concurring opinion in the same case (
“Our task is to determine the intent of the Legislature in enacting the statute. ‘To determine the intent of legislation, we first consult the words themselves, giving them their usual and ordinary meaning. [Citations.] When “ ‘statutory language is . . . clear and unambiguous there is no need for construction, and courts should not indulge in it.’ ” [Citations.]’ (DaFonte v. Up-Right, Inc. (1992)
“Here the Legislature provided that section 845.8 applies to injuries caused by escapees or persons resisting arrest. Giving the emphasized words
“Nor can it be argued that here the injury was somehow ‘caused by’ plaintiff because [s]he ran away [from the persons transporting her]. We cannot ascribe so strained a meaning to the Legislature. While it is true that occasionally an injury may be caused both by and to the same person (i.e., a self-inflicted wound), in the vast majority of cases an injury that is ‘caused by’ one person is ‘caused to’ another: the entire law of torts has developed in response to such injuries. The Legislature, of course, legislates for the generality of cases; if it intends its words to have a special meaning, it says so. Section 845.8 does not.
“The argument also proves too much. In cases in which a public entity is held liable when a third party is wrongfully injured by a police officer in pursuit of a fleeing suspect (e.g., Brummett v. County of Sacramento (1978)
“Most important, the Tort Claims Act shows on its face that the Legislature was well aware of the distinction between the ordinary meanings of ‘caused by’ and ‘caused to.’ It is ‘a cardinal rule of statutory construction’ that ‘ “every statute should be construed with reference to the whole system of law of which it is a part so that all may be harmonized and have effect.” ’ (Landrum v. Superior Court (1981)
“No less than three other statutes in the same chapter of the Tort Claims Act as section 845.8 (ch. 3, defining liabilities and immunities for ‘Police and Correctional Activities’) expressly speak of injuries that are both ‘caused by’ and ‘caused to’ the class of persons in question. Thus section 844.6, subdivision (a), declares that a public entity is not liable for ‘(1) An injury proximately caused by any prisoner. [QQ (2) An injury to any prisoner.’ Again, section 854.8, subdivision (a), declares that a public entity is not liable for ‘(1) An injury proximately caused by a patient of a mental institution. [H (2) An injury to an inpatient of a mental institution.’ Finally, section 856.2, subdivision (a), declares that neither a public entity nor a public employee is liable for ‘(1) An injury caused by an escaping or escaped person who has been confined for mental illness or addiction. [QQ (2) An injury to, or the wrongful death of, an escaping or escaped person who has been confined for mental illness or addiction.’ (All italics added.) The Legislature obviously knows how to draw this simple distinction.
“Indeed, when the Legislature amended the last-quoted statute to add the reference to injuries ‘caused to’ an escaping mental patient, it also amended in the same bill the statute now in issue (§ 845.8), but did not add similar language thereto. Thus as originally enacted in 1963 section 856.2 provided immunity only for injuries ‘caused by’ an escaping mental patient. In its 1970 recommendations to the Legislature the Law Revision Commission emphasized the discrepancy: ‘Government Code section 856.2 presently confers immunity only as to injuries caused by an escaping or escaped mental patient. Injuries sustained by the escapee are not covered.’ (Recommendations Relating to Sovereign Immunity, No. 10, Revisions of the Governmental Liability Act (Dec. 1969) 9 Cal. Law Revision Com. Rep. (1969) p. 827, italics in original.) The commission recommended that section 856.2 be amended to extend the immunity to injuries ‘caused to’ escaping mental patients, and the Legislature promptly did so. (Stats. 1970, ch. 1099, § 16, p. 1960.) In another section of the same bill, however, the Legislature also amended the statute now in issue, section 845.8, to immunize injuries ‘caused by’ escaping arrestees or persons resisting arrest, but did not similarly extend the immunity to injuries ‘caused to’ such persons.
“Applying the cardinal rule of statutory construction cited above, we see that in order to harmonize the wording of these closely related statutes we must infer that the Legislature did not intend section 845.8 to immunize public entities and employees for injuries ‘caused to’ escaping prisoners or
“The distinctions thus drawn by the Legislature, moreover, are eminently reasonable. It makes sense for the Legislature to be concerned about public liability for injuries caused to prison inmates (§ 844.6) and to mental patients (§§ 854.8, 856.2), because the risk of such injuries is substantial. It is a fact of life that under contemporary prison conditions inmates run significant risks of suffering intentional injury at the hands of other inmates and unintentional injury by understaffed or overworked prison personnel. It is also a fact of life that because of their impaired faculties mental patients run significant risks of unintentionally hurting themselves or each other, and even of intentionally hurting themselves unless restrained. By contrast, escapees and persons resisting arrest do not run such risks, and injuries caused to them are a much smaller threat to public liability than injuries caused by them. It is therefore to be expected that the statute immunizing public entities for their acts—section 845.8—speaks only of the latter kind of injury, as distinguished from the statutes involving prison inmates and mental patients.” (Thomas, supra, 9 Cal.4th 1154, 1166-1169.)
The majority’s arguments to the contrary are not persuasive. First, whether it would have a “chilling effect” (maj. opn., ante, at p. 920) on custodial officers to deny immunity in these circumstances, and whether it would “make little sense” to deny recovery to an “innocent bystander” while allowing it to persons in the class of this plaintiff (ibid.), are essentially questions of policy respecting the proper scope of the immunity granted by statute. These are questions for the Legislature, not for this court. They do not undermine the plain meaning of the words that the Legislature used in section 845.8.
Equally unconvincing is the majority’s effort to explain away the stark fact that, as discussed above, in three closely related statutes the Legislature has expressly provided for immunity for injuries that are both “caused by” and “caused to” a specific class of persons. (§§ 844.6, subd. (a), 854.8, subd. (a), & 856.2, subd. (a).) The majority assert (maj. opn., ante, at p. 921) that the effect of these provisions is to broaden the immunity to apply to injuries caused to the escapee “by the government or a third party.” This is true, but it is not their only effect: they also extend the immunity to self-inflicted injuries. As explained above, in the case of at least two of these statutes the class of persons addressed by the Legislature—i.e., inpatients of mental institutions and persons otherwise confined for mental illness or addiction —is particularly susceptible to injuries that are intentionally or unintentionally self-inflicted. The majority go on to claim that the Legislature’s express
Nor is plaintiff’s position “inconsistent.” (Maj. opn., ante, at p. 921.) The majority do not identify where plaintiff “interprets the phrase ‘an injury to’ an escaped person to include an injury that is ‘caused by’ that person” (ibid.), and I find no such “interpretation” in the record. But even if plaintiff so “interprets” that phrase, the phrase is not in the statute that we are required to construe. The statute speaks only of injuries “caused by” escaped persons.
The majority (maj. opn., ante, at pp. 922-923) next dismiss two arguments from legislative history. I do not rely on the first (a quotation from a legislative “staff analysis”). But I found the second persuasive in Thomas, and I do so here as well. That argument proceeds from the fact—discussed in detail above—that when the Legislature amended section 856.2 in 1970 to add the reference to injuries “caused to” an escaping mental patient, it did not add similar language to section 845.8 even though it amended the same statute in other ways in the same bill. In reply, the majority say only that the Legislature’s decision not to similarly extend the immunity of section 845.8 injuries to “caused to” prisoners “does not reflect an intent to restrict the immunity already provided for injuries ‘caused by’ such prisoners, including injuries caused by escaping prisoners to themselves.” (Maj. opn., ante, at p. 922, italics added.) As the italicized words reveal, the argument again begs the question. It certainly does not explain this aspect of the legislative history.
As noted above in my quotation from Thomas, when the Legislature amended the immunity statutes in 1970 it was acting in direct compliance with a 1969 recommendation by the Law Revision Commission that emphasized the discrepancy between “caused by” and “caused to” in this context: to reiterate, the commission stressed that “Government Code section 856.2 presently confers immunity only as to injuries caused by an escaping or escaped mental patient. Injuries sustained by the escapee are not covered.” (Recommendations Relating to Sovereign Immunity, No. 10, Revisions of the Governmental Liability Act (Dec. 1969) 9 Cal. Law Revision Com. Rep. (1969) p. 827, italics in original (Recommendations).) The majority ignore this plain expression of the distinction by the very body that proposed the language in question.
Instead, the majority address only the portion of the cited recommendation in which the Law Revision Commission explains the purpose of its proposed
For all these reasons I conclude that section 845.8 is inapplicable to the case at bar and the Court of Appeal erred in affirming the summary judgment for defendants on the ground of the immunity provided in that statute.
Despite their holding that the immunity of section 845.8 applies to this case, the majority are compelled to address plaintiff’s contention that defendants are nevertheless liable under Vehicle Code section 17001, which imposes liability on a public entity for injuries caused by a negligent or wrongful act “in the operation of any motor vehicle” by an employee of the public entity in the scope of his employment. This is because, contrary to
On this issue the majority now conclude as a matter of law (maj. opn., ante, at p. 925) that plaintiff’s injuries “were not caused by the negligent operation of a motor vehicle within the meaning of Vehicle Code section 17001.” But the majority’s discussion of the point is unpersuasive. They begin (id. at p. 923) by asserting conclusorily that the alleged negligent conduct of defendants—in failing to provide a secure vehicle, or to restrain plaintiff adequately, or to seat one of the employees next to plaintiff—“does not constitute” negligent conduct within the meaning of Vehicle Code section 17001. We look in vain for a reasoned analysis leading to that conclusion. Instead, the majority say only (maj. opn., ante, at p. 923.) that it is “not sufficient” that a motor vehicle somehow be involved in the events leading to the injury; rather, “The injury must be proximately caused by the negligent ‘operation of a motor vehicle.’ ” The latter assertion, however, merely restates the words of the statute. Repetition is not an explanation. Again the majority beg the question.
Next the majority review (maj. opn., ante, at pp. 923-925) a few selected cases applying Vehicle Code section 17001 or its predecessors; but each is distinguishable on its facts and its quoted reasoning is in effect no less conclusory than that of the majority here.
The only case in point is Duarte v. City of San Jose (1980)
“One function of a police vehicle is to transport arrested persons to jail. Here the arrested man had been placed in the rear of the car. Its motor was apparently running, which suggests that the officer was about to transport [the suspect] when he was interrupted by his colleague’s difficulty with [the suspect’s] car. Under the circumstances, we conclude that the car was ‘in a state of being at work’ and therefore in operation within the meaning of the statute.”
In the case at bar it is undisputed that the car in question was an official San Mateo County vehicle being operated by San Mateo County juvenile hall employees for the sole purpose of transporting a ward of the San Mateo juvenile court who was being returned to custody. Although the car was not moving at the time that the ward fled, its motor was running and it was only momentarily stopped at a red traffic signal. As in Duarte, accordingly, “the car was ‘in a state of being at work’ and therefore in operation within the meaning of the statute.” (
Rather than meeting Duarte on its own terms, the majority simply disapprove the decision “For the reasons reflected in the foregoing discussion” (maj. opn., ante, at p. 925). As we have seen, however, the majority in fact give no such reasons. The majority thus disapprove Duarte not because they must, but simply because they can. A published, unanimous decision of the Court of Appeal that has been followed by other courts deserves more. Indeed, in Thomas the majority of this court held after a lengthy analysis that we have no power to disapprove Duarte to the extent it holds that liability under Vehicle Code section 17001 trumps immunity under section 845.8: we concluded that if Duarte and its progeny are to be overruled in that regard, “it is up to the Legislature, and not the courts, to do so.” (
On the issue now before us Duarte squarely supports plaintiff’s construction of Vehicle Code section 17001. Because the majority have failed to demonstrate by a reasoned analysis that Duarte is wrong—by focusing, for example, on the history and purpose of the statute, the evil sought to be remedied, and the role of the section in the overall statutory scheme (see People v. Woodhead (1987)
Finally, the Court of Appeal declined to reach the issue whether the summary judgment should also be affirmed on the ground of the immunity
All unlabeled statutory references are to the Government Code.
In any event, there appears to have been no need for the Legislature to provide a special statutory immunity for cases like the present. If an escapee or person resisting arrest were so negligent that he could be found to be a proximate cause of his own injury, ordinary principles of comparative fault would be sufficient to absolve the public entity from liability for that part of the injury ‘caused by’ his conduct.” [Proximate cause and apportionment of damages, however, are factual questions to be resolved by trial, not as here by motion for summary judgment.]
To dispel any doubts about the matter I quote the Law Revision Commission's recommendation in its entirety: “Government Code Section 856.2 presently confers immunity only as to injuries caused by an escaping or escaped mental patient. Injuries sustained by the escapee are not covered. Although certain other jurisdictions imposed liability where a mental patient escapes and is injured because of his inability to cope with ordinary risks, the Commission believes that such liability is inconsistent with the California scheme. Accordingly, Section 856.2 should be extended to confer immunity for injuries—fatal or nonfatal— sustained by an escaping or escaped mental patient. This revision would be consistent with the rationale of Section 856.2 that the public entity should not be responsible for the conduct of a mental patient who has escaped or is attempting to escape and with the policies behind Section 854.8." (Recommendations, supra, p. 827, italics in original, fn. omitted.)
